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广发资管退出公募牌照申请名单 券商资管公募化转型添变数
Sou Hu Cai Jing· 2025-08-05 13:29
近日,证监会公布的《证券、基金经营机构行政许可申请受理及审核情况公示》显示,广发资管已不 在"资产管理机构开展公募基金管理业务资格审批公示"名单中。 这一变化,也标志着广发资管历时近两年半的公募牌照申请进程告一段落,也为当前券商资管竞争激烈 的公募化转型之路增添了变数。 《每日经济新闻》记者注意到,2022年5月,证监会颁布《公开募集证券投资基金管理人监督管理办 法》及其配套规则,适度放宽同一主体持有公募牌照数量限制。这一政策调整为渴望在公募基金领域分 得一杯羹的券商资管带来了新机遇。在此背景下,2023年成为券商资管申请公募牌照的"爆发年",6家 券商资管先后递交了公募牌照申请,广发资管亦在其中。不过这6家中,仅有招商资管和兴证资管顺利 获批。 广发资管退出公示名单 公开资料显示,2023年1月19日,广发资管向证监会递交了公募基金管理人资格申请材料,并被正式接 收,是当年继招商资管后,第二家递交申请材料的券商资管。在广发资管之后,当年还有兴证资管、光 证资管、安信资管(现国证资管)和国金资管陆续递交申请材料。 彼时,市场对广发资管的申请寄予厚望。若申请获批,广发证券将凭借控股广发基金和参股易方达基 金,再 ...
易方达批量买入11家券商H股;广发资管退出公募牌照申请名单 | 券商基金早参
Mei Ri Jing Ji Xin Wen· 2025-08-05 01:00
Group 1: E Fund's Investment in Broker H-shares - E Fund has significantly increased its holdings in 11 Chinese broker H-shares, with the proportion of shares held in 6 brokers exceeding 5%, in 3 brokers exceeding 7%, and in 2 brokers exceeding 6% [1] - The increase in holdings is attributed to the rapid growth of E Fund's Hong Kong Securities ETF, which surged by 135% to reach 22.876 billion yuan by the end of July [1] - This move reflects enhanced confidence from institutional investors in the Chinese brokerage sector, potentially boosting overall market sentiment towards financial stocks [1] Group 2: Guangfa Asset Management's Withdrawal from Public Fund License Application - Guangfa Asset Management has withdrawn from the public fund license application list, marking the end of its nearly two-and-a-half-year application process [2] - The withdrawal highlights the challenges faced by brokerage asset management firms in their transition to public fund management amid intense competition [2] - The competitive landscape for asset management firms may shift, with a focus on alternative strategies as the difficulty of obtaining public fund licenses increases [2] Group 3: Judicial Auction of Jinlong Shares - Jinlong Co. announced that its controlling shareholder will have 35 million shares auctioned for the second time, representing 16.59% of the shareholder's holdings and 3.91% of the total shares [3] - The auction is set to take place from August 25 to August 26, and if all shares are sold, the controlling shareholder will still hold 176 million shares, maintaining control [3] - This situation indicates financial pressure on the controlling shareholder, which may raise concerns about corporate governance stability and impact Jinlong's stock price [3] Group 4: Honghu Investment's Fund Performance - Honghu Investment reported that several of its products experienced a net value decline exceeding 6% in the past week, primarily due to negative returns from commodity assets [4][5] - The firm attributed the negative performance to a mismatch between medium-term fundamental signals and short-term market price movements, particularly following unmet policy expectations [5] - This situation may lead to a reassessment of similar macro-strategy products by investors, as market sensitivity to policy changes increases [5]