黄金期货AU2606、AU2608、AU2610、AU2612、AU2702合约涨跌停板幅度调整为16%，套保持仓交易保证金比例调整为17%，一般持仓交易保证金比例 调整为18%。 1月28日，上海期货交易所发布调整镍等期货相关合约涨跌停板幅度和交易保证金比例的通知。 通知显示，自2026年1月30日（星期五）收盘结算时起，镍期货已上市合约的涨跌停板幅度调整为11%，套保持仓交易保证金比例调整为12%，一般持仓 交易保证金比例调整为13%。 氧化铝、铅、锌期货已上市合约的涨跌停板幅度调整为9%，套保持仓交易保证金比例调整为10%，一般持仓交易保证金比例调整为11%。 不锈钢、铸造铝合金、螺纹钢、热轧卷板期货已上市合约的涨跌停板幅度调整为7%，套保持仓交易保证金比例调整为8%，一般持仓交易保证金比例调整 为9%。 同日，上海黄金交易所发布调整白银延期合约保证金水平和涨跌幅度限制的通知。 白银期货AG2605、AG2606、AG2607、AG2608、AG2609、AG2610、AG2611、AG2612、AG2701合约涨跌停板幅度调整为16%，套保持仓交易保证金比 例调整为17%，一般持仓交易保证金比例调整为 ...

2026年1月28日，上海期货交易所发布公告，12组实际控制关系账户在相关合约上日内开仓交易量超限 达到交易所处理标准。上述客户交易行为违反《上海期货交易所异常交易行为管理办法》第16条之规 定，上期所决定对相关客户在相应合约上采取限制开仓的监管措施。 近期上期所已多次针对违规交易行为采取监管措施。1月26日，上期所公告发现3组16名客户在锡、白银 期货品种交易中涉嫌未申报实际控制关系，依据《上海期货交易所交易规则》《上海期货交易所实际控 制关系账户管理办法》相关规定，对上述客户在锡、白银期货品种上采取限制开仓1个月以及限制出金 的监管措施。1月27日，上期所再次发布公告，3组18名客户在锡、白银期货品种交易中存在同类违规行 为，同样被采取限制开仓1个月以及限制出金的监管措施。 同步配套的风控调整也已落地。1月26日，上期所发布通知，自1月27日交易起，调整白银、锡期货相关 合约交易限额：白银期货AG2602至AG2701合约日内开仓交易的最大数量调整为800手，锡期货SN2602 至SN2701合约日内开仓交易的最大数量调整为200手。实际控制关系账户组日内开仓交易的最大数量按 照单个客户的限额标准执行，套 ...

Group 1 - The Shanghai Futures Exchange announced on January 27 that 18 clients from 3 groups were found to have failed to declare actual control relationships in trading of tin and silver futures, leading to a one-month restriction on opening positions and withdrawals [1] - On January 26, the exchange had already announced similar measures for 16 clients from 3 groups, indicating a tightening regulatory environment [2] - The trading limits for non-futures company members and special overseas non-broker participants in silver and tin futures have been adjusted, with a maximum of 800 contracts for silver and 200 contracts for tin for the specified contracts [2] Group 2 - Since December of the previous year, the Shanghai Futures Exchange has tightened silver futures trading limits for the fourth consecutive time [2] - The main silver futures contract (2604) has seen a year-to-date increase of 65.75%, closing at 28,300 yuan per kilogram on January 27, with a daily increase of 7.25% [2][3] - The Guangzhou Futures Exchange also announced on January 27 that 8 clients from 1 group were found to have exceeded trading limits in lithium carbonate futures, resulting in similar restrictions on opening positions and withdrawals [5]

Core Viewpoint - The Shanghai Futures Exchange has announced regulatory measures against 16 clients involved in trading tin and silver futures for failing to declare actual control relationships [1] Group 1: Regulatory Actions - The exchange has imposed two regulatory measures on the identified clients: a one-month restriction on opening new positions in tin and silver futures, and a restriction on withdrawals [1] Group 2: Compliance Issues - The clients were found to have not reported their actual control relationships as required by the Shanghai Futures Exchange's trading rules and account management guidelines [1]

本文源自：市场资讯 上海期货交易所于1月12日宣布，因一组存在实际控制关系的账户在当日交易中，其日内开仓交易量超 出规定上限首次达到处理标准，交易所决定对相关客户在相应合约上采取限制开仓的监管措施。根据上 海期货交易所发布的公告，该组账户的交易行为违反了《上海期货交易所异常交易行为管理办法》第十 六条的规定。 交易所的监管措施旨在维护市场正常交易秩序，防范交易风险。此类针对日内开仓量超限的监管行动是 期货交易所日常风险监控与自律管理的一部分，以落实交易限额制度的相关要求。 声明：市场有风险，投资需谨慎。本文为AI基于第三方数据生成，仅供参考，不构成个人投资建议。 作者：观察君 ...

Core Points - Shanghai Futures Exchange announced that a specific company (account group number: B0005684) exceeded the trading volume limit for aluminum futures (AL) 2512 contract for the second time on October 23, 2025 [1] - The trading behavior violated Article 16 of the Shanghai Futures Exchange's Management Measures for Abnormal Trading Behavior, leading to a regulatory measure that restricts the client from opening new positions for one month on the relevant contract [1]

9月2日，上期能源发布公告称，周某某（01151991）组（账户组号：B6004404）于2025年9月2日在集 运指数（欧线）期货（EC）2512、2602 合约上账户组日内开仓交易量超限第1次达到上期能源处理标 准。 公告称，该客户交易行为违反《上海国际能源交易中心异常交易行为管理细则》第16条之规定，上期能 源决定对该客户采取限制其在相应合约上开仓5个交易日的监管措施。 （文章来源：期货日报网） ...

Group 1 - The core viewpoint of the article emphasizes the efforts of Dalian Commodity Exchange to regulate futures trading behavior and mitigate market risks while protecting the rights of market participants [1] - In July, the exchange handled 6 cases of abnormal trading behavior, all related to self-dealing beyond the limits [1] - The exchange has communicated with member units to notify clients who reached the threshold for abnormal trading behavior through phone calls [1] Group 2 - In July, the exchange investigated and processed 8 leads related to illegal trading, including 2 cases of suspected agreed trading for fund transfer and 6 cases of self-dealing or agreed trading affecting contract prices [1] - The exchange has initiated investigations and taken corresponding measures against the relevant clients involved in these cases [1]

Group 1 - The company Zheng ×× (00222191) has exceeded the trading volume limit for the EC 2510 contract on the shipping index futures for the second time on July 22, 2025 [1] - As a result, the Shanghai Futures Exchange has decided to impose regulatory measures, restricting the relevant clients from opening new positions on the corresponding contract for one month [1]

Core Viewpoint - The company has implemented regulatory measures to restrict certain clients from opening new positions for five trading days due to excessive trading volume in a specific futures contract [1] Group 1: Regulatory Actions - The company announced that a specific client group exceeded the trading volume limit for the EC 2508 futures contract on April 28, 2025 [1] - The client's trading behavior violated the regulations set forth in the Shanghai International Energy Exchange's guidelines on abnormal trading behavior [1] - As a result, the company decided to impose a five-day restriction on the client's ability to open new positions in the relevant contract [1]