Core Viewpoint - The Shenzhen Municipal Bureau of Local Financial Management and ten other departments have issued a public notice to further regulate the gold market operations, aiming to prevent market risks, protect consumer rights, and promote healthy market development [1][3]. Group 1: Prohibited Activities for Enterprises - Enterprises are prohibited from engaging in illegal gold trading activities such as pre-priced trading, leveraged trading, and deferred trading through internet platforms under the guise of gold recycling and pre-priced buying and selling [3][5]. - Enterprises must not conduct illegal fundraising activities by promising fixed returns under the guise of gold custody, leasing, or repurchase [4]. - Enterprises are forbidden from misleading consumers through false advertising or using deceptive terms like "gold will rise significantly" [5][6]. Group 2: Prohibited Activities for Individuals - Individuals are not allowed to organize or participate in illegal gold pre-priced trading, illegal fundraising, or illegal gold investment activities [6]. - Individuals must not develop or sell illegal gold trading software or apps, nor provide technical support for such platforms [6]. Group 3: Prohibited Activities for Financial Institutions and Non-Bank Payment Institutions - Financial institutions must not conduct gold business without proper registration or approval from regulatory authorities and must adhere to reporting requirements for large and suspicious transactions [7]. - Financial institutions and non-bank payment institutions are prohibited from providing services to merchants engaged in illegal operations or promoting illegal gold activities [7].

Core Viewpoint - Shenzhen has implemented strict regulations to standardize the gold market, prevent market risks, protect consumer rights, and promote healthy market development [2][4]. Group 1: Prohibited Activities for Enterprises - Enterprises are prohibited from engaging in illegal gold trading activities such as pre-priced trading, leveraged trading, and deferred trading through internet platforms [4][5]. - Illegal fundraising activities promising fixed returns under the guise of gold custody, leasing, or repurchase are banned [4]. - Enterprises must not mislead consumers through false advertising or exaggerated claims regarding gold products and investment returns [5]. Group 2: Prohibited Activities for Individuals - Individuals are not allowed to organize or participate in illegal gold pre-priced trading, illegal fundraising, or unauthorized gold investment activities [6]. - Development and sale of illegal gold trading software or apps are prohibited, as well as providing support for such activities [6]. Group 3: Prohibited Activities for Financial Institutions and Non-Bank Payment Institutions - Financial institutions must not conduct gold business without proper regulatory approval and must adhere to reporting requirements for large and suspicious transactions [7]. - They are also prohibited from providing services to illegal operators or promoting illegal gold activities [7].

Core Viewpoint - The Shenzhen Municipal Financial Management Bureau and other departments have issued a public notice to further regulate the operations of the gold market, outlining prohibited activities for enterprises, individuals, and financial institutions. Group 1: Prohibited Activities for Enterprises - Enterprises are prohibited from engaging in illegal gold trading activities such as pre-priced trading, leveraged trading, and deferred trading through internet platforms, where customers pay a margin to lock in gold prices without actual physical delivery [1] - Enterprises must not conduct illegal fundraising activities under the guise of gold custody, leasing, or repurchase, promising fixed returns to clients [1] - Enterprises are forbidden from misleading consumers through exaggerated marketing claims, such as using phrases like "gold will rise significantly" or "earn big money from gold" [2] - Enterprises cannot use non-precious metals to impersonate pure gold or mix inferior materials, and must not charge undisclosed fees [3] Group 2: Prohibited Activities for Individuals - Individuals are not allowed to organize or participate in illegal gold pre-priced trading, illegal fundraising, or gold investment activities [4] - Individuals must not develop or sell illegal gold trading software or apps, nor provide information services for such illegal platforms [4] - Qualified individual investors can participate in gold ETFs and futures through legitimate channels, and can purchase physical gold from authorized stores or banks [4] Group 3: Prohibited Activities for Financial Institutions and Non-Bank Payment Institutions - Financial institutions must not conduct gold business without proper registration or approval from regulatory authorities, and must adhere to reporting requirements for large and suspicious transactions [5] - Financial institutions and non-bank payment institutions are prohibited from providing services to merchants engaged in illegal operations or promoting illegal gold activities [5] - Violations of these regulations may lead to legal consequences, including charges of illegal operations, fraud, and money laundering [5]

Group 1 - The Shenzhen Municipal Financial Management Bureau and 10 other departments issued a public notice to further regulate the gold market operations [1] - The notice prohibits illegal fundraising activities under the guise of gold custody, leasing, and repurchase that promise fixed returns to clients [1] - It is forbidden to use exaggerated phrases such as "gold will rise significantly" or "buy gold to make big money," and to overstate product value or investment returns [1] Group 2 - The notice also bans individuals from organizing or participating in illegal gold pricing transactions and other illegal trading activities [1]

为进一步规范深圳市黄金市场经营秩序，防范化解市场风险，保护消费者合法权益，促进黄金市场健康发展，2月13日，深圳市地方金融管理局、中国人 民银行深圳市分行等10部门发布关于进一步规范黄金市场经营行为的公开提示。 其中提出：企业不得违规开展黄金预定价交易、杠杆交易、延期交易等非法黄金交易活动，以及以黄金托管、租赁、回购等为名、承诺"保本付息"固定收 益回报的非法集资行为。 具体原文如下 ▽ 关于进一步规范黄金市场经营行为的公开提示 为进一步规范深圳市黄金市场经营秩序，防范化解市场风险，保护消费者合法权益，促进黄金市场健康发展，根据《中华人民共和国刑法》、《中华人民 共和国中国人民银行法》、《中华人民共和国期货和衍生品法》、《中华人民共和国反洗钱法》、《中华人民共和国金银管理条例》、《防范和处置非法 集资条例》、《国务院关于清理整顿各类交易场所切实防范金融风险的决定》等法律法规和有关规定，现就企业、个人、金融机构及非银行支付机构从事 黄金业务禁止性行为公开提示如下： 一、企业黄金业务禁止性行为 1.不得违规开展黄金预定价交易、杠杆交易、延期交易等非法黄金交易活动，如通过微信群或小程序、APP、网站等互联网平台，以 ...

北京商报讯（记者 廖蒙）2月13日，深圳市地方金融管理局发布关于进一步规范黄金市场经营行为的公 开提示，就企业、个人、金融机构及非银行支付机构从事黄金业务禁止性行为进行提示。 在金融机构及非银行支付机构方面，深圳市地方金融管理局提出，金融机构未按规定向金融监管部门备 案或获得相应审批，不得开展黄金业务，不得违反大额交易报告制度及可疑交易报告制度，发生异常情 况不得迟报、漏报、瞒报。同时，金融机构、非银行支付机构不得为未经依法设立或者从事非法经营活 动的商户提供服务，不得开展非法黄金活动宣传，不得为非法黄金活动宣传提供便利。 ...

Group 1 - The Shenzhen Municipal Financial Management Bureau issued a public notice on February 13 to further regulate the operating behaviors in the gold market [1] - The notice highlights prohibitive actions for individuals, enterprises, financial institutions, and non-bank payment institutions engaged in gold business [1] - Individuals are prohibited from organizing or participating in illegal gold pricing transactions, illegal fundraising under the guise of gold, and illegal gold entrusted investments [1] Group 2 - Individuals are also banned from developing or selling illegal gold trading software, apps, or mini-programs, and from providing information services and technical support for such illegal platforms [1] - Qualified individual investors can participate in gold ETFs and gold futures trading through legitimate channels [1] - Individuals may purchase physical gold through authorized gold shops or banks, and can invest in gold accumulation products or wealth management products linked to gold through banks [1]

Core Viewpoint - The article discusses the regulatory measures introduced by Shenzhen's financial authorities to standardize the gold market operations, mitigate market risks, protect consumer rights, and promote healthy market development [1]. Group 1: Prohibited Activities for Corporate Gold Business - The guidelines outline six prohibited activities for corporate gold businesses, including engaging in illegal gold trading activities such as pre-priced transactions, leveraged trading, and deferred transactions through internet platforms [3]. - Companies are prohibited from conducting illegal fundraising activities under the guise of gold custody, leasing, or repurchase that promise fixed returns [4]. - Engaging in unauthorized gold investment activities, such as misleading consumers into purchasing physical gold without actual delivery, is also banned [5]. - Companies must not use internet live streaming or other channels to illegally promote gold products or develop illegal trading software [5]. - Misrepresentation of membership in the Shanghai Gold Exchange or making misleading commercial claims is strictly forbidden [5]. - The use of non-precious metals to impersonate pure gold and other deceptive practices is prohibited [6]. Group 2: Prohibited Activities for Personal Gold Business - The guidelines specify two prohibited activities for personal gold businesses: participation in illegal gold pre-priced transactions and illegal fundraising or investment activities [8]. - Individuals are not allowed to develop or sell illegal gold trading software or provide support for such activities, but qualified investors can participate in gold ETFs and futures through legitimate channels [8]. Group 3: Prohibited Activities for Financial Institutions and Non-Bank Payment Institutions - Financial institutions are prohibited from conducting gold business without proper regulatory approval and must adhere to reporting requirements for large and suspicious transactions [10]. - These institutions must not provide services to merchants engaged in illegal operations or promote illegal gold activities [10]. Group 4: Legal Consequences - The article emphasizes that violations of these regulations may lead to legal consequences, including charges of illegal business operations, fraud, and money laundering, with potential criminal prosecution [11].

来源：中新经纬 深圳市地方金融管理局等10部门13日发布《关于进一步规范黄金市场经营行为的公开提示》，全文如下： 一、企业黄金业务禁止性行为 1.不得违规开展黄金预定价交易、杠杆交易、延期交易等非法黄金交易活动，如通过微信群或小程序、APP、网站等互联网平台，以黄金回收和预定价买 卖料名义，允许客户缴纳一定金额保证金锁定一定重量黄金的价格，后随金价波动按价差结算，允许平仓离场，未实际开展黄金实物交割。 2.不得违规开展以黄金托管、租赁、回购等为名义约定给予客户固定收益回报"保本付息"的非法集资活动。 3.不得违规开展黄金委托投资等活动，如诱导消费者购买黄金实物后，不提取实物转而开展黄金委托投资等非法金融活动。 4.不得利用互联网直播等渠道违规宣传、开展黄金产品销售业务，不得通过各类软件、APP及小程序开展非法黄金交易活动，不得开发、兜售非法黄金交 易软件、APP或小程序，不得为非法黄金交易软件、APP或小程序提供信息服务和技术支持。 5.不得冒用"上海黄金交易所会员"身份，或对商品销售状况等进行虚假或引人误解的商业宣传，欺骗、误导消费者或其他经营者；严禁使用"黄金会大 涨""买金赚大钱"等绝对化用语，不得夸大 ...

Core Viewpoint - The Shenzhen authorities have issued a public notice to regulate the gold market, prevent market risks, protect consumer rights, and promote healthy market development by outlining prohibited activities for enterprises, individuals, financial institutions, and non-bank payment institutions engaged in gold business [1][5]. Group 1: Prohibited Activities for Enterprises - Enterprises are prohibited from engaging in illegal gold trading activities such as pre-priced trading, leveraged trading, and deferred trading through internet platforms without actual physical delivery of gold [1][6]. - Enterprises must not conduct illegal fundraising activities under the guise of gold custody, leasing, or repurchase that promise fixed returns [1][6]. - Enterprises are forbidden from misleading consumers through false advertising or using exaggerated claims about gold products [2][7]. Group 2: Prohibited Activities for Individuals - Individuals are not allowed to organize or participate in illegal gold pre-priced trading, illegal fundraising, or gold investment activities [2][8]. - Individuals must not develop or sell illegal gold trading software or apps, nor provide technical support for such platforms [2][8]. - Qualified individual investors can participate in gold ETFs and futures through legitimate channels, and can purchase physical gold from authorized dealers or banks [2][8]. Group 3: Prohibited Activities for Financial Institutions and Non-Bank Payment Institutions - Financial institutions must not conduct gold business without proper regulatory approval and must adhere to reporting requirements for large and suspicious transactions [3][8]. - Financial institutions and non-bank payment institutions are prohibited from providing services to illegal operators and must not facilitate illegal gold activities [3][8]. Group 4: Legal Consequences - Any violation of these regulations by enterprises, individuals, financial institutions, or non-bank payment institutions may lead to legal actions for illegal operations, fraud, money laundering, and other criminal activities [4][8].