证券
Search documents
证监会:将继续坚持“追首恶”与“打帮凶”并举 严厉打击此类违法违规行为
Feng Huang Wang· 2026-02-13 09:14
2月13日,证监会严肃查处天风证券违法违规行为,同时证监会表示,公司治理是上市公司高质量发展 的根基,合规风控是证券公司稳健发展的生命线。从天风证券违法违规案例看,一方面大股东滥用股东 权利、违法利用证券公司融资、侵蚀证券公司利益,另一方面证券公司突破合规底线、配合股东违法违 规,性质恶劣,必须依法从严惩处。下一步,证监会将继续坚持"追首恶"与"打帮凶"并举,严厉打击此 类违法违规行为。同时,督促证券行业以案为鉴,深刻汲取教训,全面加强公司治理和合规风控管理, 持续推进行业文化建设,切实做到"不逾越底线、不唯利是图、不急功近利、不脱实向虚、不胡作非 为",坚持诚实守信、以义取利、稳健审慎、守正创新、依法合规。 ...
证监会严肃查处天风证券(601162.SH)违法违规行为
智通财经网· 2026-02-13 09:14
近日,证监会对天风证券股份有限公司(以下简称天风证券)为武汉当代科技产业集团股份有限公司(以下 简称当代集团)涉嫌违法提供融资及信息披露违法违规行为作出行政处罚及市场禁入事先告知。 经查,2020年至2022年期间,天风证券违法为原第一大股东当代集团提供融资、未按规定披露与当代集 团关联交易,当代集团与天风证券共同实施相关违法行为,严重违反证券法律法规。湖北证监局拟依法 对天风证券和当代集团合计处以2500万元的顶格罚款,对9名责任人员合计罚款3480万元,对当代集团 实际控制人艾路明、天风证券时任董事长余磊、时任副总裁兼财务总监许欣采取终身证券市场禁入措 施。对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为,湖北证监局拟依法采取 暂停相关业务、责令处分有关责任人员、监管谈话等行政监管措施。上海证券交易所拟对天风证券、当 代集团及有关责任人员依规顶格作出纪律处分。 智通财经APP获悉,近日,证监会对天风证券股份有限公司(以下简称天风证券)(601162.SH)为武汉当代 科技产业集团股份有限公司(以下简称当代集团)涉嫌违法提供融资及信息披露违法违规行为作出行政处 罚及市场禁入事先告知。 原文如 ...
证监会严肃查处天风证券违法违规行为
第一财经· 2026-02-13 09:14
近日,证监会对 天风证券股份有限公司 (以下简称 天风证券 ) 为 武 汉当代科技产业集团股份有限 公司(以下简称 当代集团 ) 涉嫌 违法提供融资及 信息披露违法违规 行为作出行政处罚及市场禁入 事先告知。 经查,2020年至2022年期间,天风证券 违法为 原第一大股东当代集团提供融资、未按规定披露 与 当代集团关联交易, 当代集团与天风证券共同实施相关违法行为 ,严重违反证券法律法规。湖北证监 局拟依法对天风证券和当代集团合计处以 2 500 万元的 顶格罚款,对 9名责任人员合计罚款3480万 元,对 当代集团实际控制人艾路明、天风证券 时任董事长余磊 、 时任 副总裁兼 财务总监 许欣采取 终身证券市场禁入措施。对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为,湖 北证监局拟依法采取暂停相关业务、责令处分有关责任人员、监管谈话等行政监管措施。上海证券交易 所拟对天风证券、当代集团及有关责任人员依规顶格作出纪律处分。 来源|证监会网站 编辑 |瑜见 前期,为切实维护投资者合法权益,证券监管部门持续提升监管执法效能,湖北省积极行动,当代集团 所持天风证券股权已转让给湖北省有关企业,天风证 ...
天风证券(601162.SH):收到中国证监会立案告知书
Ge Long Hui A P P· 2026-02-13 09:12
格隆汇2月13日丨天风证券(维权)(601162.SH)公布,公司于近期收到中国证券监督管理委员会(以下 简称"中国证监会")下发的《立案告知书》(编号:证监立案字【0262026001】号)。因公司涉嫌福建 省永安林业(集团)股份有限公司持股变动信息披露违法违规,根据《中华人民共和国证券法》《中华 人民共和国行政处罚法》等法律法规,决定对公司立案。目前公司经营情况正常。在立案调查期间,公 司将积极配合中国证监会的相关调查工作,并严格按照有关法律法规及监管要求履行信息披露义务。 登录新浪财经APP 搜索【信披】查看更多考评等级 炒股就看金麒麟分析师研报,权威,专业,及时,全面,助您挖掘潜力主题机会! ...
天风证券:因公司涉嫌永安林业持股变动信息披露违法违规,证监会决定对公司立案
Xin Lang Cai Jing· 2026-02-13 09:01
登录新浪财经APP 搜索【信披】查看更多考评等级 炒股就看金麒麟分析师研报,权威,专业,及时,全面,助您挖掘潜力主题机会! 炒股就看金麒麟分析师研报,权威,专业,及时,全面,助您挖掘潜力主题机会! 2月13日,天风证券(维权)公告,因公司涉嫌福建省永安林业(集团)股份有限公司持股变动信息披 露违法违规,证监会决定对公司立案。 新浪声明:此消息系转载自新浪合作媒体,新浪网登载此文出于传递更多信息之目的,并不意味着赞同 其观点或证实其描述。文章内容仅供参考,不构成投资建议。投资者据此操作,风险自担。 责任编辑:常福强 登录新浪财经APP 搜索【信披】查看更多考评等级 责任编辑:常福强 2月13日,天风证券(维权)公告,因公司涉嫌福建省永安林业(集团)股份有限公司持股变动信息披 露违法违规,证监会决定对公司立案。 新浪声明:此消息系转载自新浪合作媒体,新浪网登载此文出于传递更多信息之目的,并不意味着赞同 其观点或证实其描述。文章内容仅供参考,不构成投资建议。投资者据此操作,风险自担。 ...
中金公司跌0.34%,成交额6.49亿元,近5日主力净流入1650.93万
Xin Lang Cai Jing· 2026-02-13 08:51
Core Viewpoint - The company, China International Capital Corporation (CICC), is experiencing a positive outlook with projected significant profit growth for 2025, driven by its core business segments and market positioning [4]. Company Overview - CICC is a state-owned enterprise controlled by Central Huijin Investment Ltd, and it operates primarily in investment banking, securities trading, and asset management [3][7]. - The company was established on July 31, 1995, and went public on November 2, 2020, with its headquarters located in Beijing [7]. Financial Performance - For the period from January to September 2025, CICC reported a revenue of 20.76 billion yuan, reflecting a year-on-year growth of 54.36%, and a net profit attributable to shareholders of 6.57 billion yuan, which is a 129.75% increase compared to the previous year [8][9]. - The company anticipates a net profit for the year 2025 to be between 8.54 billion yuan and 10.53 billion yuan, indicating a growth rate of 50% to 85% compared to the previous year's profit of 5.69 billion yuan [4]. Shareholder and Market Activity - As of September 30, 2025, CICC had 118,900 shareholders, a decrease of 4.10% from the previous period, with an average of 24,662 shares held per shareholder, which is an increase of 4.28% [8]. - The stock has seen a net inflow of 21.43 million yuan today, with a total market capitalization of 167.46 billion yuan [1][5]. Business Segments - CICC's revenue composition includes wealth management (32.58%), equity trading (25.78%), fixed income (13.38%), investment banking (11.26%), and other services [7].
国投资本:董事刘红波因工作变动辞职
Xin Lang Cai Jing· 2026-02-13 08:31
Group 1 - Liu Hongbo has applied to resign from his positions as a director and other roles within the company due to work changes [1] - The resignation will take effect immediately upon delivery of the application to the company's board of directors [1]
港股收评:恒生指数收跌1.72% 恒生科技指数跌0.9% 智谱涨20.65%
Jin Rong Jie· 2026-02-13 08:27
Market Performance - The Hang Seng Index closed down 1.72% at 26,567.12 points, while the Hang Seng Tech Index fell 0.9% to 5,360.42 points, and the China Enterprises Index decreased by 1.55% to 9,032.71 points [1] - Southbound funds recorded a net inflow exceeding 20 billion HKD, with the Hong Kong Stock Connect (Shanghai) contributing over 11.476 billion HKD and the Hong Kong Stock Connect (Shenzhen) adding over 8.743 billion HKD [1] Stock Movements - Notable gainers included Haizhi Technology Group, which surged 242.2%, followed by Zhipu with a 20.65% increase, and Junyu Foundation rising 18.63% [1] - Major decliners included Mongol Mining, which dropped 17.66%, and Woan Robotics, down 13.69% [1] Large Tech Stocks - Alibaba-W decreased by 2.02%, Tencent Holdings fell 0.65%, and JD.com-SW dropped 1.85% [1] - Xiaomi Group-W saw a slight increase of 0.88%, while Meituan-W fell by 3.18% [1] Industry Insights - Industrial insights from Xinyi Securities suggest that the non-ferrous metals sector is entering a phase of commodity price fluctuations, with expectations of a rebound in mid-year due to macroeconomic support [2] - Dongwu Securities indicates that market demand remains strong, with anticipated improvements in liability costs for insurance companies due to lower interest rates and a shift towards dividend insurance [3] - China Galaxy Securities forecasts a volatile upward trend for the Hong Kong market post-Spring Festival, highlighting attractive valuations and potential growth in consumer and technology sectors [4]
践行“以投资者为本”理念 浙商证券以高质量分红助力资本市场生态优化
Zhong Zheng Wang· 2026-02-13 08:21
Core Viewpoint - The company emphasizes the importance of cash dividends as a key method for returning value to shareholders and demonstrating corporate strength, aligning with the "investor-centric" philosophy [1][2]. Group 1: Dividend Strategy - Zhejiang Securities has committed to a stable and predictable high-quality dividend policy, responding to the new "National Nine Articles" and the China Securities Regulatory Commission's requirements for cash dividends [1]. - In the first half of 2025, the company plans to distribute a cash dividend of 0.07 yuan per share (including tax), totaling 317 million yuan (including tax), positioning itself as a proactive participant in the brokerage industry's mid-year dividend distribution [1]. - Since its listing in 2017, the company has distributed a total of 4.064 billion yuan in dividends, with a 2024 annual dividend of 0.10 yuan per share (totaling 454 million yuan) and an additional third-quarter dividend of 0.05 yuan per share (totaling 227 million yuan) [2]. Group 2: Regulatory Environment - The new "National Nine Articles" aims to strengthen cash dividend regulations, promote higher dividend yields, enhance dividend stability, and encourage multiple distributions within a year [2]. - The China Securities Regulatory Commission has revised the guidelines for cash dividends, simplifying mid-year distribution procedures to provide institutional support for quality companies to increase returns [2]. Group 3: Future Outlook - The company plans to continue its "quality improvement, efficiency enhancement, and return focus" strategy, aiming for high-quality development by enhancing core competitiveness and optimizing resource allocation [3]. - By prioritizing investor interests and increasing direct returns through cash dividends, the company aims to foster a new ecosystem in the capital market that allows investors to share in economic growth [3].
港股收评:恒指大跌1.72%,科技金融低迷,黄金板块大跌,南下资金逆势狂买超200亿港元
Ge Long Hui· 2026-02-13 08:20
Market Overview - The Hong Kong stock market experienced a collective decline across its three major indices, influenced by a significant drop in US stocks overnight [1] - The Hang Seng Index fell by 1.72%, while the Hang Seng Tech Index and the Hang Seng China Enterprises Index decreased by 0.9% and 1.55%, respectively [1] - The Hang Seng Index fell below the 27,000-point mark, erasing previous gains [1] Sector Performance - Major technology and financial stocks dragged the market lower, with Meituan dropping over 3% to a new low, risking a market capitalization of 500 billion HKD [1] - Other notable declines included AIA Group, China Life, Agricultural Bank of China, Bank of China, and CITIC Securities [1] - The gold sector saw significant declines due to a sharp drop in spot gold prices, with Zijin Mining and China Gold International among the hardest hit [1] - Stocks in the oil, heavy machinery, coal, steel, and Apple concept sectors also experienced declines [1] Investment Trends - Despite the overall market downturn, southbound capital saw a net inflow exceeding 20 billion HKD [1] - AI application leading stocks continued to surge, with Zhizhu GLM-5 reaching a new high and a total market capitalization surpassing 210 billion HKD [1] - Semiconductor stocks showed resilience with an upward trend, while the previously declining film sector showed signs of recovery [1]