转自：中国证券报·中证网 中证报中证网讯（记者 宋维东）东北证券8月27日晚发布2025年半年报。报告期内，公司实现营收20.46 亿元，同比增长31.66%；实现归母净利润4.31亿元，同比增长225.9%。 上半年，东北证券推进大财富、大投行、大投资三大业务线优化举措扎实落地，强化数字赋能和科技引 领，提升资产配置效率，加快业务模式转型升级，打造差异化核心竞争优势。 其中，公司持续夯实传统经纪业务基本盘，加大财富管理战略转型力度，全面提升资产配置服务能力， 客户规模和交易量实现双提升，投顾产品签约规模和创收取得历史性突破，金融产品保有规模、两融余 额市占率稳步提升，期货业务客户总量和客户权益同比较快增长，业务综合实力显著增强。 东北证券同日披露的董事会决议公告显示，东北证券董事会审议通过了《公司金融"五篇大文章"行动方 案》，明确将金融"五篇大文章"相关工作作为重要战略方向。 一直以来，东北证券致力于打造"投行+投资+做市+研究+基金"多位一体的科创企业服务模式，为科创 企业提供全生命周期综合金融支持，推动"科技-产业-金融"良性循环；发挥专业优势，开展绿色投资、 绿色融资、绿色研究工作，为绿色金融贡献力 ...

8月27日晚，东北证券股份有限公司（以下简称"公司"）（股票代码：000686）发布了2025年半年度报 告。2025年上半年，东北证券实现营业收入20.46亿元，同比增加31.66%；实现归属于上市公司股东的 净利润4.31亿元，同比增加225.90%。 （四）产品丰富、业绩提升，资产管理业务竞争力增强 一、业务模式转型升级，经营业绩显著增长 立足金融沃土，锚定行业前沿。2025年上半年，东北证券坚持聚焦主责主业，积极把握市场机遇，推进 大财富、大投行、大投资三大业务线优化举措扎实落地，强化数字赋能和科技引领，提升资产配置效 率，加快业务模式转型升级，打造差异化核心竞争优势，推动经营业绩同比向好提升。 （一）筑牢根基、加快转型，做好社会财富"管理者" 2025年上半年，东北证券持续夯实传统经纪业务基本盘，加大财富管理战略转型力度，全面加强资产配 置服务能力，客户规模和交易量实现双提升，投顾产品签约规模和创收取得历史性突破，金融产品保有 规模、两融余额市占率稳步提升，期货业务客户总量和客户权益同比较快增长，业务综合实力显著增 强。 （二）巩固优势、探索新局，做好直接融资"服务商" 2025年上半年，东北证券投 ...

Core Viewpoint - Hainan Securities Regulatory Bureau has decided to suspend Hainan Port and Macao Information Industry Co., Ltd. from acquiring new clients for three months due to multiple violations of regulations [1][4]. Summary by Relevant Sections Violations Identified - The company failed to properly assess the risk tolerance of individual clients, with inconsistencies in key information on risk assessment questionnaires [3]. - Some employees opened certified social media accounts and received live broadcast rewards and e-commerce commissions, violating regulations on professional conduct [3][4]. - Unregistered employees provided investment advice and misled clients about service capabilities and past performance through social media [4]. - The company did not report changes in major shareholders to regulatory authorities, violating management regulations [4]. Regulatory Actions - The Hainan Securities Regulatory Bureau has mandated a three-month suspension on acquiring new clients as a supervisory measure against the company [4]. - The company has faced multiple regulatory penalties in the past, including recent corrective measures imposed by the Shandong Securities Regulatory Bureau [5]. - Other third-party advisory firms have also been penalized for similar compliance issues this year, indicating a broader trend in regulatory scrutiny within the industry [5].

Core Viewpoint - Hainan Securities Regulatory Bureau has decided to suspend Hainan Port and Macao Information Industry Co., Ltd. from acquiring new clients for three months due to multiple violations of regulations [1][3]. Group 1: Violations Identified - The company failed to properly assess the risk tolerance of individual clients, leading to inconsistencies in key information on risk assessment questionnaires [2][3]. - Some employees opened certified self-media accounts to receive live broadcast rewards and e-commerce commissions, violating regulations on professional conduct [2][3]. - Employees provided investment advice without proper registration as securities investment advisors, and some engaged in misleading marketing practices [3][5]. Group 2: Regulatory Actions - The company is required to rectify the identified issues, hold responsible personnel accountable, and enhance internal controls to improve compliance management [4]. - The suspension of new clients will last for three months, and the company must submit a written rectification report upon completion of the corrective actions [4]. Group 3: Industry Context - Multiple third-party investment advisory firms have faced similar regulatory actions this year, indicating a trend of increased scrutiny in the industry [5][6][7]. - Firms such as Shanghai Zhongguangyun Securities Consulting Co., Ltd. and Beijing Zhongfu Jinshi Consulting Co., Ltd. have also been penalized for misleading marketing and compliance failures, receiving three-month suspensions [5].