中原证券股份有限公司第七届董事会第二十二次会议材料之 2 之附件 中原证券股份有限公司章程 中国·郑州 1 | 第一章 | 总 | 则 3 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 6 | | 第三章 | 股 | 份 7 | | 第一节 | | 股份和注册资本 7 | | 第二节 | | 股份转让 9 | | 第三节 | | 股份回购 12 | | 第四节 | | 股份的增减 16 | | 第五节 | | 股票和股东名册 17 | | 第四章 | | 股东和股东大会 21 | | 第一节 | | 股 东 21 | | 第二节 | | 股东大会 30 | | 第三节 | | 股东大会提案 42 | | 第四节 | | 股东大会决议 43 | | 第五节 | | 类别股东表决的特别程序 52 | | 第五章 | | 党的基层组织 55 | | 第六章 | 董 | 事 会 57 | | 第一节 | | 董 事 57 | | 第二节 | | 董 事 会 64 | | 第三节 | | 董事会专门委员会 71 | | 第四节 | | 董事会秘书 78 | | 第七章 | | 总经理、 ...

FF301 公司名稱: 中原证劵股份有限公司 (「本公司」) 呈交日期: 2023年12月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- ...

证券代码：601375 证券简称：中原证券 公告编号：2023-048 中原证券股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议内容：中原证券股份有限公司 2023 年第三季度业绩说明会 会议召开时间：2023 年 11 月 15 日(星期三)上午 09:00-10:00 会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 欢迎有意向参加本次说明会的投资者于 2023 年 11 月 08 日(星期三)至 11 月 14 日(星期二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏 目或通过公司投资者关系邮箱：investor@ccnew.com 进行提问。公司将在本次说 明会上就投资者普遍关注的问题进行重点回答。 一、说明会类型 中原证券股份有限公司（以下简称"公司"）已于 2023 年 10 月 28 日在上海 证 ...

Financial Performance - The company's operating revenue for the third quarter was RMB 431,334,445.05, a decrease of 34.65% compared to the same period last year[6]. - The net profit attributable to shareholders for the third quarter was RMB 38,599,834.14, reflecting a decline of 82.20% year-on-year[6]. - The basic earnings per share for the third quarter was RMB 0.01, down 80.00% from the previous year[6]. - Total operating revenue for the first three quarters of 2023 reached RMB 1,477,099,253.79, a slight increase of 2.5% compared to RMB 1,447,675,458.61 in the same period of 2022[18]. - Net interest income increased to RMB 106,943,845.02, up from RMB 81,102,914.56, reflecting a growth of 31.7% year-over-year[18]. - Operating profit for the first three quarters of 2023 was RMB 205,327,868.52, compared to RMB 105,190,673.25 in 2022, marking a significant increase of 95.4%[18]. - Net profit attributable to shareholders of the parent company was RMB 201,831,266.45, up from RMB 95,194,443.69, representing a growth of 111.2% year-over-year[20]. - Basic earnings per share for the first three quarters of 2023 was RMB 0.04, doubling from RMB 0.02 in the same period of 2022[22]. - The company reported a significant decrease in investment income, which fell to RMB 754,765,091.74 from RMB 1,096,734,474.37, a decline of 31.2%[18]. - Other comprehensive income after tax attributable to shareholders of the parent company was RMB 7,896,079.35, down from RMB 64,778,655.37 in the previous year[20]. Assets and Liabilities - Total assets at the end of the reporting period amounted to RMB 52,597,135,656.26, an increase of 4.81% compared to the end of the previous year[6]. - As of September 30, 2023, total assets reached RMB 52.60 billion, an increase from RMB 50.18 billion as of December 31, 2022, reflecting a growth of approximately 4.8%[16]. - Total liabilities increased to RMB 38,438,086,779.91 as of September 30, 2023, compared to RMB 35,975,265,974.01 at the end of 2022, reflecting a growth of 6.8%[17]. - Total equity attributable to shareholders of the parent company rose to RMB 13,905,927,243.99 from RMB 13,757,829,045.04, an increase of 1.1%[17]. Cash Flow - The company reported a net cash flow from operating activities that decreased due to increased investments in financial instruments and repurchase activities[8]. - Operating cash flow for the first three quarters of 2023 was -1,191,543,618.38 RMB, compared to -801,950,688.28 RMB in the same period of 2022, indicating a decline in operational performance[24]. - Cash inflow from investment activities increased significantly to 1,604,901,188.03 RMB in 2023, up from 596,627,837.00 RMB in 2022, reflecting improved investment recovery[24]. - Cash flow from financing activities showed a net outflow of -917,092,170.48 RMB in 2023, compared to -1,198,331,475.48 RMB in 2022, indicating a reduction in financing pressure[25]. - The net increase in cash from operating activities was significantly lower in 2023, with total cash inflows of 4,885,028,297.89 RMB compared to 7,631,376,332.03 RMB in 2022[24]. - The company reported a cash outflow of 6,076,571,916.27 RMB from operating activities in 2023, down from 8,433,327,020.31 RMB in 2022, suggesting improved cost management[24]. - Cash received from investment recovery was 1,536,717,298.70 RMB in 2023, a substantial increase from 522,604,356.02 RMB in 2022, indicating better investment performance[24]. - Cash and cash equivalents decreased to RMB 9.10 billion from RMB 10.21 billion, a decline of about 10.9%[16]. - Total cash and cash equivalents at the end of Q3 2023 were 12,655,886,057.26 RMB, down from 13,299,200,711.19 RMB at the end of Q3 2022[25]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 130,101[10]. - The total number of shares held by the largest shareholder, Hong Kong Central Clearing Limited, is 1,195,149,850, accounting for 25.74% of the total shares[14]. - Henan Investment Group holds 822,983,847 shares, representing 17.73% of the total shares, with no restrictions on share transfer[14]. - The company has a total of 1,023,556,847 shares held by Henan Investment Group, including H-shares, which constitutes 22.05% of the total issued shares[14]. Audit and Compliance - The company did not conduct an audit for the third quarter financial statements[4]. - The board of directors confirmed the accuracy and completeness of the financial report, taking legal responsibility for its content[4].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確 性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或 因倚賴該等內容而引致之任何損失承擔任何責任。 於本公告日期，董事會包括執行董事魯智禮先生；非執行董事李興佳先生、張秋雲女士、唐 進先生及田聖春先生；獨立非執行董事張東明女士、陳志勇先生、曾崧先生及賀俊先生。 Central China Securities Co., Ltd. （2002年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原証券股份有限公司」， 在香港以「中州証券」名義開展業務） （股份代號：01375） 董事會召開日期 中原證券股份有限公司（「本公司」）之董事（「董事」）會（「董事會」）謹此宣佈， 本公司將於二零二三年十月二十七日（星期五）舉行董事會會議，其中議程包 括審議及批准本公司及其附屬公司截至二零二三年九月三十日止九個月之第 三季度業績及其刊發。 承董事會命 中原證券股份有限公司 董事長 魯智禮 中國，河南 2023年10月16日 ...

证券代码： 601375 证券简称： 中原证券 公告编号：2023-047 中原证券股份有限公司 关于购买河南省铁路建设投资集团有限公司持有中 原期货股份有限公司全部股权暨关联/连交易完成 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 关联/连交易概述 2022 年 10 月 28 日，中原证券股份有限公司（以下简称"公司"）第七届董 事会第十一次会议及第七届监事会第八次会议审议通过了《关于购买河南省铁路 建设投资集团有限公司持有中原期货股份有限公司全部股权暨关联交易的议案》， 同意公司行使优先购买权以不超过评估价格 22,555.19 万元参与河南省铁路建 设投资集团有限公司（以下简称"河南铁建投"）公开挂牌出售中原期货股份有 限公司（以下简称"中原期货"）40.935%股权事项（以下简称"本次交易"）。 2022 年 12 月 27 日，公司与河南铁建投签订了《产权交易合同》。2022 年 12 月 28 日，公司与河南铁建投签订了《谅解备忘录》。具体内容请参见公司分别于 2022 年 10 月 29 日及 ...

| 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 601375 | 說明 | | 於上海證券交易所 （「上交所」）上市之A股 ...

证券代码： 601375 证券简称： 中原证券 公告编号：2023-046 2023 年 9 月 29 日 公司董事会发展战略委员会对本议案进行了预先审阅。 同意中原证券与江苏苏豪投资集团有限公司（以下简称"苏豪投资"）共同 发起设立中原苏豪基金管理有限公司（暂定名，以实际申报名称为准，以下简称 "基金公司"），拟从事公开募集证券投资基金管理、基金销售、私募资产管理 和中国证监会许可的其他业务（以中国证券监督管理委员会最终核准并经市场监 督管理局登记的经营范围为准）。基金公司拟注册地为河南省郑州市，组织形式 为有限责任公司，注册资本 2 亿元人民币，其中中原证券出资 16,000 万元，出 资比例为 80%；苏豪投资出资 4,000 万元，出资比例为 20%。 本次投资设立的基金公司尚需向中国证券监督管理委员会申请公募基金管 理业务资格，能否取得审批尚存在不确定性，请广大投资者注意投资风险。 特此公告。 中原证券股份有限公司第七届董事会 第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached CNY 1,045,764,808.74, representing a 32.77% increase compared to CNY 787,674,140.44 in the same period last year[42]. - The total profit for the period was CNY 188,069,726.30, a significant recovery from a loss of CNY 169,320,560.65 in the previous year[42]. - Net profit attributable to shareholders of the parent company was CNY 167,282,207.98, compared to a loss of CNY 125,442,881.07 in the same period last year[42]. - The total comprehensive income for the period was CNY 13,884,498.91, down 54.30% from CNY 30,381,476.29 in the previous year[42]. - The company's registered capital remained stable at CNY 4,642,884,700.00[30]. - Basic earnings per share increased to CNY 0.04 from a loss of CNY 0.03 in the same period last year[44]. - The self-operated trading business achieved operating income of RMB 348.1163 million in the first half of 2023, a year-on-year increase of 134.04%[95]. - The company's self-operated business revenue was RMB 348,000,000, an increase of RMB 199,000,000, mainly due to higher investment income[120]. Assets and Liabilities - The total assets increased by 12.12% to CNY 56,263,649,159.12 from CNY 50,182,639,547.46 at the end of the previous year[42]. - Total liabilities rose by 17.13% to CNY 42,136,713,617.17 from CNY 35,975,265,974.01 at the end of the previous year[42]. - The company's equity attributable to shareholders of the parent company was CNY 13,871,373,655.60, a slight increase of 0.83% from CNY 13,757,829,045.04 at the end of the previous year[42]. - The debt-to-asset ratio increased to 67.52% from 62.94%, up by 4.58 percentage points[44]. - The total assets of on-balance and off-balance sheet reached CNY 45,834,686,275.31, up from CNY 39,335,402,702.63[49]. Cash Flow - The net cash flow from operating activities was negative at CNY -564,121,298.87, a decline of 121.48% compared to CNY 2,626,128,925.24 in the same period last year[42]. - The net cash flow from investing activities surged to RMB 1,581,370,855.91, a significant increase of 1,159.90% from RMB 125,516,051.87[117]. - The net cash flow from financing activities was RMB 492,744,842.84, a turnaround from a negative cash flow of RMB -1,584,208,278.56 in the previous year[117]. Risk Management - The company has established a comprehensive risk management system to ensure operations are conducted within manageable risk levels[16]. - The company is subject to various risks including market, compliance, and operational risks that could adversely affect its business[15]. - The company maintains a robust risk management framework with a four-tier structure, ensuring comprehensive coverage of risk management across all departments and subsidiaries[145]. - The risk management system includes a comprehensive technology platform that covers various types of risks and supports risk identification, measurement, assessment, monitoring, and reporting[147]. - The company has implemented measures to strengthen cash flow management and predict future cash flow gaps[160]. Corporate Governance - The company held four shareholder meetings during the reporting period, with key resolutions passed on various financial and operational matters[178]. - The board of directors has undergone significant changes, including the resignation of several key executives due to retirement and personal reasons[179]. - The company is focused on enhancing its governance structure with the election of new board members and amendments to its articles of association[179]. - The company has committed to invest no less than 3% of the previous year's operating income in compliance and risk control from 2022 to 2024[190]. - The company will also invest no less than 6% of the previous year's operating income in information technology during the same period[190]. Employee Management - The company has a total of 2,752 employees, with 2,377 in the main company and 375 in subsidiaries[174]. - The company has implemented an annual performance evaluation and incentive mechanism to enhance employee motivation[174]. - Employee benefits include basic pension insurance, medical insurance, unemployment insurance, work injury insurance, maternity insurance, and housing provident fund[174]. - The company has established an enterprise annuity plan to improve employee welfare[174]. - In the first half of 2023, the company organized multiple specialized training programs as part of its annual training plan[174]. Market and Competitive Position - The company aims to enhance its competitive edge by focusing on differentiated development strategies in response to increasing industry competition[56]. - The company is actively exploring new models and mechanisms to enhance its investment advisory service system[68]. - The company aims to strengthen its investment banking team and expand its market presence in Henan Province, focusing on differentiated and specialized development[77]. - The company aims to enhance its market competitiveness and service capabilities for the real economy in the second half of 2023, focusing on core business areas and improving professional capabilities[103]. Legal and Regulatory Matters - The company is involved in ongoing litigation with a total amount of approximately 43.17 million yuan related to Kedi Group and 20 million yuan related to Changcheng Film and Television Group[192]. - The company has completed the necessary rectifications following regulatory measures imposed by the Henan Securities Regulatory Bureau on May 22, 2023, regarding the quality of its securities research reports[195]. - The company has not reported any significant issues regarding the integrity of its controlling shareholders or actual controllers[196].

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | ...