| 华夏银行股 相关贷款、票据、 | | 对华夏银行股份有限公司罚款8725 | | | --- | --- | --- | --- | | 份有限公司 | 同业等业务管理不 | 力元。 | 金融监管 | | 及相关责任 | 审慎,监管数据报 | 对陈成天、刘建新警告；对钱建 | 总局 | | | | 华、何羽、吕玉梅、涂超警告并罚 | | | 人员 | 送不合规等 | 款合计20万元。 | | 对此，华夏银行回复21世纪经济报道记者称，该行收到国家金融监督管理总局2023年对该行开 展风险管理及内控有效性现场检查进行行政处罚的决定书。对于监管部门的处罚决定，该行诚 恳接受。对于监管处罚问题，该行高度重视，深入分析问题成因，已迅速落实各项整改措施， 并对相关责任人员进行严肃问责。下一步华夏银行将严格落实监管要求，持续强化内控合规管 理，推动业务经营健康发展。 出品丨21财经客户端 21世纪经济报道 编辑丨江佩佩 张嘉钰 锂电概念爆发，多家龙头企业宣布扩产 ESG信披指南扩容！三份实操工具出炉，披露倒计时8个月 超93亿美元！siRNA赛道升温，中国药企竞速全球 SFC 21君荐读 记者丨 张欣 编辑丨杨希 9 ...

经济观察报 记者 胡艳明 （原标题：华夏银行回应监管罚单：深入分析问题成因，已迅速落实各项整改措施） 2025年9月5日，国家金融监督管理总局（下称"金融监管总局"）网站公布行政处罚信息，对多家金融机 构开出罚单。 近日，华夏银行公布的2025年半年报显示，截至报告期末，该行资产总额达45496.25亿元，比上年末增 长3.96%；实现营业收入455.22亿元，比上年同期下降5.86%，比2025年一季度收窄11.87个百分点；实 现归属于上市公司股东的净利润114.70亿元，比上年同期下降7.95%，比2025年一季度收窄6.09个百分 点。资产质量保持稳定，不良贷款率为1.60%，与上年末持平。 华夏银行表示，这是金融监管总局2023年对该行开展风险管理及内控有效性现场检查进行行政处罚的决 定书。 华夏银行表示："对于监管部门的处罚决定，我行诚恳接受。对于监管处罚问题，我行高度重视，深入 分析问题成因，已迅速落实各项整改措施，并对相关责任人员进行严肃问责。下一步我行将严格落实监 管要求，持续强化内控合规管理，推动业务经营健康发展。" 其中一份罚单显示，华夏银行及相关责任人员存在相关贷款、票据、同业等业务管 ...

中国经济网北京9月5日讯 今日，华夏银行公告称，近日收到国家金融监督管理总局对该行进行行 政处罚的决定，对此该行诚恳接受，对于监管处罚问题，已迅速落实各项整改措施。 公告全文 关于诚恳接受国家金融监督管理总局行政处罚的公告 近日，华夏银行股份有限公司收到国家金融监督管理总局2023年对我行开展风险管理及内控有效性 现场检查进行行政处罚的决定书。对于监管部门的处罚决定，我行诚恳接受。对于监管处罚问题，我行 高度重视，深入分析问题成因，已迅速落实各项整改措施，并对相关责任人员进行严肃问责。下一步我 行将严格落实监管要求，持续强化内控合规管理，推动业务经营健康发展。 华夏银行股份有限公司 2025年9月5日 （责任编辑：关婧） ...

Core Viewpoint - The National Financial Supervision Administration has announced a series of administrative penalties against banks, financial asset management institutions, and several financial personnel, with total fines exceeding 100 million yuan and three individuals banned from the industry [1] Group 1: Penalties on Banks - Huaxia Bank was fined 87.25 million yuan for imprudent management of loans, bills, and interbank business, along with non-compliance in regulatory data reporting [2][3] - Zhejiang Commercial Bank was penalized a total of 11.308 million yuan for imprudent management of internet loans and related businesses [4] - The Industrial and Commercial Bank of China employees, Li Chao and Yi Zhongbin, were banned from the banking industry for 5 and 7 years respectively for using their positions to conduct illegal wealth management activities [4] Group 2: Penalties on Financial Asset Management Institutions - Jianxin Financial Asset Investment Co., Ltd. was fined 850,000 yuan for imprudent practices in debt-to-equity swap projects and non-compliance in service fee pricing procedures [4] - The Industrial Bank Financial Asset Investment Co., Ltd. was fined 400,000 yuan for non-compliance in service pricing management [5] - Jiaoyun Insurance Asset Management Co., Ltd. faced fines totaling 1.15 million yuan for operations related to trust plans and debt investment plans that did not meet regulatory requirements [5]

Core Viewpoint - The National Financial Supervision Administration has announced a series of administrative penalties against banks, financial asset management institutions, and several financial personnel, with total fines exceeding 100 million yuan and three individuals banned from the industry [2][4]. Group 1: Penalties and Violations - A total of over 10 penalties have been issued to Huaxia Bank since 2025, primarily targeting credit business violations [4]. - Huaxia Bank was fined 87.25 million yuan for "imprudent management of related loans, bills, and interbank business, as well as non-compliance in regulatory data reporting" [3][4]. - Zhejiang Merchants Bank was fined a total of 11.308 million yuan for "imprudent management of related internet loan businesses" [3][4]. - Industrial and Commercial Bank of China employees Li Chao and Yi Zhongbin were banned from the banking industry for 5 and 7 years, respectively, for using their positions to engage in illegal wealth management activities [3][5]. Group 2: Financial Performance - Zhejiang Merchants Bank reported a 5.76% decline in operating income to 33.248 billion yuan and a 4.15% decrease in net profit to 7.667 billion yuan, marking the first "double decline" since its listing [5]. - The asset quality of Zhejiang Merchants Bank continues to improve, with a further 2 basis points decrease in the non-performing loan ratio [5]. Group 3: Other Institutions - Jianxin Financial Asset Investment Co., Ltd. was fined 850,000 yuan for imprudent management of debt-to-equity swap projects and non-compliance in service fee pricing procedures [3][5]. - Other financial institutions, including Industrial Bank Financial Asset Investment Co. and Pacific Asset Management Co., were also penalized for various regulatory non-compliance issues, with fines totaling 1.15 million yuan and 1 million yuan, respectively [5].

经济观察网 国家金融监督管理总局于9月5日公布的行政处罚信息显示，华夏银行及相关责任人员因存 在多项主要违法违规行为，被国家金融监督管理总局依法处以重大行政处罚。 经查，华夏银行的主要违法违规事实包括：相关贷款、票据、同业等业务管理不审慎，以及监管数据报 送不合规等。依据相关法律法规，国家金融监督管理总局对华夏银行股份有限公司作出罚款人民币8725 万元的行政处罚决定。相关责任人员也受到相应处理：对陈成天、刘建新给予警告；对钱建华、何羽、 吕玉梅、涂超给予警告并合计罚款人民币20万元。（编辑 胡群） ...

华夏银行股份有限公司 2025年9月5日 对于监管部门的处罚决定，我行诚恳接受。对于监管处罚问题，我行高度重视，深入分析问题成因，已 迅速落实各项整改措施，并对相关责任人员进行严肃问责。 下一步我行将严格落实监管要求，持续强化内控合规管理，推动业务经营健康发展。 近日，华夏银行股份有限公司收到国家金融监督管理总局2023年对我行开展风险管理及内控有效性现场 检查进行行政处罚的决定书。 ...

（原标题：华夏银行回应8725万元监管罚单：诚恳接受，已落实整改?） 对此，华夏银行回复21世纪经济报道记者称，该行收到国家金融监督管理总局2023年对该行开展风险管 理及内控有效性现场检查进行行政处罚的决定书。对于监管部门的处罚决定，该行诚恳接受。对于监管 处罚问题，该行高度重视，深入分析问题成因，已迅速落实各项整改措施，并对相关责任人员进行严肃 问责。下一步华夏银行将严格落实监管要求，持续强化内控合规管理，推动业务经营健康发展。 21世纪经济报道记者张欣 9月5日，国家金融监督管理总局行政处罚信息公示列表显示，因相关贷款、票据、同业等业务管理不审 慎，监管数据报送不合规等，该局对华夏银行罚款8725万元。对陈成天、刘建新警告；对钱建华、何 羽、吕玉梅、涂超警告并罚款合计20万元。 ...

9月5日，国家金融监督管理总局行政处罚信息公示列表显示，因相关贷款、票据、同业等业务管理不审 慎，监管数据报送不合规等，该局对华夏银行罚款8725万元。对陈成天、刘建新警告；对钱建华、何 羽、吕玉梅、涂超警告并罚款合计20万元。对此，华夏银行回复记者称，该行收到国家金融监督管理总 局2023年对该行开展风险管理及内控有效性现场检查进行行政处罚的决定书。对于监管部门的处罚决 定，该行诚恳接受。对于监管处罚问题，该行高度重视，深入分析问题成因，已迅速落实各项整改措 施，并对相关责任人员进行严肃问责。下一步华夏银行将严格落实监管要求，持续强化内控合规管理， 推动业务经营健康发展。（21世纪经济报道） ...

Group 1 - Several brokerage firms have recently adjusted management fees for margin products in response to declining yields, with Shenyin Wanguo Asset Management announcing a management fee adjustment to 0.30% for its money market fund starting September 2 [1] - The adjustment of management fees is closely related to the decline in yields, as many asset management contracts stipulate that fees will be adjusted if the calculated yield falls below twice the current deposit rate [1] - Brokerage margin products are favored for their liquidity services, including T+0 real-time redemption and unlimited withdrawals, which enhance their competitive edge in the market [1] Group 2 - The domestic silicon wafer production plan for September has been raised for the first time, with an overall output increase compared to August, as many silicon wafer companies raise their operating rates due to price increases [2] - The global battery cell production is expected to reach approximately 60GW in September, a 2.3% increase from August, with domestic production also showing a similar increase [2] - The semiconductor industry is experiencing a structural recovery, with the analog chip sector seeing a significant rebound in profitability, with a nearly fourfold increase in net profit in the second quarter compared to the previous quarter [2] Group 3 - A new study has identified a weak point in certain blood cancers that can be targeted by drugs, potentially allowing for the selective elimination of cancer cells without harming healthy cells [3] - The research emphasizes the urgent need for new drugs with fewer side effects and stronger targeting capabilities, particularly for conditions like myelodysplastic syndromes [3] Group 4 - Deep Insight Technology announced that its subsidiary has received regulatory approval for a mobile MRI system, making it the first company in China to master and register this core technology [4] - The latest version of the Kimi K2 model has been released, extending the context length to 256K and supporting high output speeds [4] Group 5 - Alibaba and other shareholders have exited Yuanrong Qihang, with the company stating that this is part of its restructuring process [5] - White Elephant's e-commerce subsidiary has been fined for false advertising, highlighting regulatory scrutiny in the sector [5] Group 6 - Zhongshan Securities' Hefei branch has been ordered to rectify its operations due to violations related to investor solicitation activities [6] - Huaxia Bank has been fined 87.25 million yuan for imprudent management of loans and related business [7] Group 7 - Hangzhou Bank's approval for a shareholding change has been revoked due to failure to complete the change within the stipulated time [8] - Yunnan Energy Investment's subsidiary has received a subsidy of 309 million yuan for renewable energy, contributing to its total subsidies of 591 million yuan for the fiscal year [15] Group 8 - The market saw a significant increase in the ChiNext index, with a rise of 6.55%, driven by strong performance in the solid-state battery sector [17] - The overall market showed a positive trend with over 4,800 stocks rising, while only a small number of stocks declined [17]