山西华阳集团新能股份有限公司 关于阳泉煤业集团财务有限责任公司 的风险持续评估报告 根据《关于规范上市公司与企业集团财务公司业务往来的通知》（证监发〔2022〕48 号）， 《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》（上证发〔2022〕6 号）等 文件要求，上市公司应当每半年取得并审阅财务公司的财务报告，出具风险持续评估报告，山西华 阳集团新能股份有限公司（以下简称"本公司"）通过查验阳泉煤业集团财务有限责任公司（以下 简称"财务公司"）《金融许可证》、《营业执照》等证件资料，并审阅了财务公司 2023 年 6 月 30 日资产负债表和 2023 年 1-6 月利润表、现金流量表和所有者权益变动表，对财务公司的经营资 质、业务和风险状况进行了评估，现将有关风险评估情况报告如下： 二、财务公司风险管理的基本情况 （一）控制环境 财务公司已按照《公司法》的规定设立了股东会、董事会、监事会，并对董事会和董事、监事、 高级管理人员在风险管理中的责任进行了明确规定。董事会下设审计委员会和风险管理委员会。总 经理及其经营班子对公司行使经营权，经理层下设信贷审查委员会和投资决策委员会。财务公司治 理 ...

（三）本次董事会会议于 2023 年 8 月 24 日（星期四）上午 9:00 在山西 华阳集团新能股份有限公司会议室以现场结合通讯方式召开。 | 证券代码：600348 | 证券简称：华阳股份 | | 公告编号：2023-034 | | --- | --- | --- | --- | | 债券代码：155229 | 债券简称：19 01 | 阳煤 | | | 债券代码：155666 | 债券简称：19 02 | 阳股 | | 山西华阳集团新能股份有限公司 第七届董事会第三十三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 （一）本次董事会会议的召开符合有关法律、行政法规、部门规章、规 范性文件和《公司章程》的规定。 （二）本次董事会会议的通知和材料于 2023 年 8 月 14 日以电子邮件和 书面方式发出。 （四）本次董事会会议应出席的董事人数为 7 人，实际出席会议的董事 人数为 7 人。 （五）公司董事长王永革先生主持本次会议，部分高管列席会议。 二、董事会会议审议情况 （一）关 ...

| 证券代码：600348 | 证券简称：华阳股份 | | | 公告编号：2023-035 | | --- | --- | --- | --- | --- | | 债券代码：155229 | 债券简称：19 | 阳煤 | 01 | | | 债券代码：155666 | 债券简称：19 | 阳股 | 02 | | 山西华阳集团新能股份有限公司 第八届监事会第六次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 （一）关于 2023 年半年度报告及摘要的议案 表决结果：7 票同意，0 票反对，0 票弃权，审议通过本议案。 公司监事会根据《中华人民共和国证券法》第八十二条的规定和相关要求， 对董事会编制的公司2023年半年度报告进行了认真的审核，现提出如下审核意 见： 1.公司2023年半年度报告的编制和审议程序符合法律、法规、公司章程和 公司内部管理制度的各项规定。 2.公司2023年半年度报告的内容和格式符合中国证券监督管理委员会和 上海证券交易所的各项规定，所披露的信息真实反映了报告期内公司经 ...

| 证券代码：600348 | 证券简称：华阳股份 | | | 公告编号：2023-033 | | --- | --- | --- | --- | --- | | 债券代码：155229 | 债券简称：19 | 阳煤 | 01 | | | 债券代码：155666 | 债券简称：19 | 阳股 | 02 | | 2023 年 8 月 19 日 第 1 页 根据中登上海分公司相关数据，本期优先股已于 2023 年 8 月 17 日注销， 公司第一期优先股的赎回及摘牌已完成。 特此公告。 山西华阳集团新能股份有限公司 董事会 山西华阳集团新能股份有限公司 关于第一期优先股全部赎回及摘牌完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 山西华阳集团新能股份有限公司（以下简称"华阳股份"或"公司"） 于 2020 年 8 月完成非公开发行第一期优先股 1,000 万股，2020 年 9 月 16 日 起公司第一期优先股股票在上海证券交易所综合业务平台挂牌转让，优先股 代码为 360040，优先股简称为"阳煤优 1"。 公司于 ...

特此公告。 山西华阳集团新能股份有限公司 | 证券代码：600348 | 证券简称：华阳股份 | | | 公告编号：2023-032 | | --- | --- | --- | --- | --- | | 债券代码：155229 | 债券简称：19 | 阳煤 | 01 | | | 债券代码：155666 | 债券简称：19 | 阳股 | 02 | | 山西华阳集团新能股份有限公司 关于第一期优先股停牌的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2023 年 8 月 4 日，山西华阳集团新能股份有限公司（以下简称"华阳股 份"或"公司"）召开第七届董事会第三十二次会议，审议通过了《关于公 司赎回第一期优先股的议案》，公司拟于 2023 年 8 月 17 日全额赎回第一期 优先股。 为保证公平信息披露，维护投资者利益，公司拟申请于 2023 年 8 月 16 日对第一期优先股（优先股代码：360040；优先股简称：阳煤优 1）停牌， 并于 2023 年 8 月 17 日对全部第一期优先股赎回注销。 董事会 202 ...

| 证券代码：600348 | 证券简称：华阳股份 | 公告编号：2023-031 | | --- | --- | --- | | 债券代码：155229 | 债券简称：19 01 | 阳煤 | | 债券代码：155666 | 债券简称：19 02 | 阳股 | 山西华阳集团新能股份有限公司 关于第一期优先股全部赎回及摘牌的公告 优先股代码：360040 优先股简称：阳煤优 1 优先股最后交易日：2023 年 8 月 15 日（星期二） 优先股赎回登记日：2023 年 8 月 16 日（星期三） 优先股停牌起始日：2023 年 8 月 16 日（星期三） 赎回优先股股份注销日：2023 年 8 月 17 日（星期四） 优先股赎回款发放日：2023 年 8 月 17 日（星期四） 优先股终止挂牌日：2023 年 8 月 17 日（星期四） 了《关于公司赎回第一期优先股的议案》，同意本次赎回事项。（详见公司 公告：2023-027 号）。 二、本次优先股赎回方案 （一）有关日期 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要 ...

本次优先股赎回的时间为"阳煤优 1"固定股息发放日，即 2023 年 8 月 17 日。 山西华阳集团新能股份有限公司 关于赎回第一期优先股的第三次提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 山西华阳集团新能股份有限公司（以下简称"华阳股份"或"公司"） 于 2023 年 8 月 4 日召开第七届董事会第三十二次会议，审议通过了《关于公 司赎回第一期优先股的议案》，现将赎回事项提示如下： 一、赎回规模 公司于 2020 年 8 月发行第一期优先股 10 亿元 (优先股简称"阳煤优 1"、 优先股代码"360040")，公司本次拟全额赎回第一期发行的 1,000 万股优先 股，涉及票面金额合计 10 亿元。 二、赎回价格 本次优先股赎回的价格为优先股票面金额（100 元/股）加当期已决议支 付但尚未支付的优先股股息（4.8 元/股）。 | 证券代码：600348 | 证券简称：华阳股份 | | | 公告编号：2023-030 | | --- | --- | --- | --- | --- | | 债券代码：155 ...

山西华阳集团新能股份有限公司 关于参加山西辖区上市公司2023年投资者 网上集体接待日暨业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 5 月 11 日（周四）下午 15:00-17:00 ●会议召开地点：全景∙路演（http://rs.p5w.net） | 证券代码：600348 | 证券简称：华阳股份 | | | 公告编号：2023-019 | | --- | --- | --- | --- | --- | | 债券代码：155229 | 债券简称：19 | 阳煤 | 01 | | | 债券代码：155666 | 债券简称：19 | 阳股 | 02 | | 2、方式：网络互动。 三、参加人员 ●会议召开方式：网络互动 ●投资者可登录"全景路演"网站，根据集体接待日活动时间，选中本次 活动提前提问；或者于 2023 年 5 月 10 日（周三）17:00 前，通过电话、邮件 等方式将需要了解的情况和关注的问题提前反馈给公司，公司将在本次业绩说 明会上就投资者普遍 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥8,379,217,465.19, representing a decrease of 9.27% compared to the same period last year[3]. - Net profit attributable to shareholders of the listed company was ¥1,726,969,796.75, an increase of 32.58% year-on-year[3]. - Basic earnings per share were ¥0.72, reflecting a growth of 33.33% year-on-year[3]. - Total operating revenue for Q1 2023 was ¥8,379,217,465.19, a decrease of 9.3% from ¥9,235,116,767.14 in Q1 2022[16]. - Net profit for Q1 2023 increased to ¥1,892,161,055.91, up 24.0% from ¥1,528,272,926.15 in Q1 2022[16]. - Total profit for Q1 2023 was ¥2,526,900,055.57, up 25.3% from ¥2,016,608,365.72 in Q1 2022[16]. - Total comprehensive income for Q1 2023 was ¥1,890,205,558.26, an increase of 23.7% from ¥1,527,578,395.14 in Q1 2022[17]. - The net profit for Q1 2023 reached ¥935,477,209.36, representing an increase of about 41.2% from ¥660,869,041.65 in Q1 2022[23]. - The total comprehensive income for Q1 2023 was ¥935,477,209.36, compared to ¥660,869,041.65 in Q1 2022, marking an increase of approximately 41.2%[23]. Cash Flow - The net cash flow from operating activities reached ¥1,052,184,624.13, showing a significant increase of 138.16% compared to the previous year[3]. - Cash flow from operating activities for Q1 2023 was ¥1,052,184,624.13, significantly up from ¥441,789,628.11 in Q1 2022[18]. - The net cash flow from investing activities was -$709.57 million, compared to -$532.00 million in the previous period[19]. - The net cash flow from financing activities was $231.51 million, a significant improvement from -$181.31 million in the previous period[19]. - The net cash flow from operating activities for Q1 2023 was ¥246,315,373.24, a significant decrease from ¥853,343,487.93 in Q1 2022[24]. Assets and Liabilities - Total assets at the end of the reporting period were ¥70,683,518,527.34, an increase of 1.09% from the end of the previous year[3]. - The total assets increased to CNY 70.68 billion as of March 31, 2023, compared to CNY 69.92 billion at the end of 2022, reflecting a growth of approximately 1.1%[14]. - The total liabilities decreased to CNY 38.68 billion from CNY 40.31 billion, indicating a reduction of approximately 4.0%[15]. - The total liabilities decreased to $25.72 billion from $27.87 billion, a reduction of about 7.7%[21]. - Current assets totaled $20.58 billion, down from $21.84 billion, indicating a decrease of about 5.8%[20]. Shareholder Information - The company had a total of 124,602 common shareholders at the end of the reporting period[7]. - The largest shareholder, Huayang New Materials Technology Group Co., Ltd., held 55.52% of the shares[7]. - The number of preferred shareholders at the end of the reporting period was 10, with the largest shareholder holding 8 million shares, accounting for 80% of the total[9]. Operational Efficiency - The increase in net profit was primarily due to enhanced internal management and optimized production processes[6]. - The company produced 11.57 million tons of coal and sold 10.71 million tons in the first quarter of 2023, generating sales revenue of CNY 728.05 million with an average selling price of CNY 679.95 per ton[11]. - The company reported a gross profit of CNY 361.26 million for the first quarter, with a gross margin reflecting strong operational efficiency[11]. Expenses - Research and development expenses for Q1 2023 were ¥36,883,229.67, an increase of 17.5% from ¥31,420,442.51 in Q1 2022[16]. - Tax expenses for Q1 2023 rose to ¥634,738,999.66, an increase of 30.0% from ¥488,335,439.57 in Q1 2022[16]. - The company incurred financial expenses of ¥35,112,653.08 in Q1 2023, a decrease from ¥77,283,281.52 in Q1 2022, indicating a reduction of approximately 54.7%[22]. Inventory and Borrowings - The company’s inventory stood at CNY 698.91 million, slightly up from CNY 698.06 million, indicating stable inventory management[13]. - The company’s long-term borrowings increased to CNY 12.89 billion from CNY 10.05 billion, showing a rise of approximately 28.3%[15]. - Long-term borrowings increased to $7.16 billion from $5.75 billion, representing a rise of approximately 24.5%[21]. - Inventory decreased to $257.33 million from $280.99 million, indicating a decline of approximately 8.5%[20].

Financial Performance - The company's operating revenue for 2022 was approximately ¥35.04 billion, a decrease of 7.86% compared to ¥38.03 billion in 2021[14]. - Net profit attributable to shareholders for 2022 reached approximately ¥7.03 billion, representing a significant increase of 98.95% from ¥3.53 billion in 2021[14]. - The net profit after deducting non-recurring gains and losses was approximately ¥7.36 billion, up 60.74% from ¥4.58 billion in the previous year[14]. - The net cash flow from operating activities for 2022 was approximately ¥9.97 billion, an increase of 17.71% compared to ¥8.47 billion in 2021[14]. - The basic earnings per share for 2022 was ¥2.92, a 98.64% increase from ¥1.47 in 2021[15]. - The weighted average return on equity for 2022 was 31.36%, an increase of 11.95 percentage points from 19.41% in 2021[15]. - The total assets at the end of 2022 were approximately ¥69.92 billion, reflecting a 5.49% increase from ¥66.28 billion at the end of 2021[14]. - The net assets attributable to shareholders at the end of 2022 were approximately ¥26.40 billion, a 23.15% increase from ¥21.44 billion at the end of 2021[14]. - The company reported a total profit of 1.08 billion RMB, marking a significant increase of 76.10% year-on-year[28]. - The company’s total operating revenue from domestic markets was CNY 33.21 billion, with a gross margin of 48.32%, reflecting an increase of 11.31 percentage points[31]. Dividends and Shareholder Returns - The company plans to distribute a stock dividend of 5 shares for every 10 shares held and pay a cash dividend of 8.77 CNY per 10 shares (including tax) based on a total share capital of 2,405,000,000 shares as of December 31, 2022[3]. - The company distributed cash dividends of 5 yuan per 10 shares to shareholders, totaling 1.203 billion yuan, reflecting its commitment to shareholder returns[23]. - The total cash dividend amount (including tax) is CNY 2,109,185,000.00, which accounts for 30.02% of the net profit attributable to ordinary shareholders in the consolidated financial statements[98]. Governance and Compliance - The company has received a standard unqualified audit report from Lixin Certified Public Accountants, ensuring the authenticity and completeness of the financial report[2]. - The company has confirmed that there are no non-operating fund occupations by controlling shareholders or related parties[4]. - The company has not violated decision-making procedures in providing guarantees to external parties[4]. - The company has maintained a consistent governance structure with all board members present at the board meeting[2]. - The company achieved a 100% compliance rate in legal reviews for important decisions, regulations, and economic contracts, effectively mitigating legal risks[22]. - The company has established a comprehensive internal control system to support sustainable and healthy development, covering various operational aspects[67]. - The company has implemented a performance evaluation and compensation management system for senior management, aligning with regulatory requirements[68]. - The company has modified its articles of association to clarify its cash dividend policy and measures to prevent asset encroachment by shareholders or actual controllers[68]. Risk Management - There are no significant risks that could materially affect the company's operations during the reporting period, and potential risks have been detailed in the management discussion section[5]. - The company emphasizes the importance of internal control and risk management to safeguard its operations and ensure compliance[63]. - The company operates in a high-risk coal mining industry, facing significant safety risks due to geological factors, with a focus on enhancing safety management and technology investment[64]. Environmental Initiatives - The company invested 65.776 million yuan in 13 environmental protection projects, demonstrating its commitment to sustainable practices[23]. - The company has implemented strict environmental protection measures during coal gangue disposal, including dust suppression and surface covering[122]. - The company has reported a total reduction of nitrogen oxide emissions by 246.68 tons annually due to its ongoing environmental initiatives[122]. - The company completed the construction of the sewage pipeline project for the Lu'nan living sewage treatment at the Xin Jing mine, enhancing water pollution control efforts[122]. Strategic Developments - In 2022, the company achieved a production capacity increase with the approval of a 500 million tons/year mining license for the Yushupao mine and the construction of two 5 million tons mines, enhancing coal quality and capacity[21]. - The company launched a 1GWh sodium-ion battery production line, marking a significant step in the new energy sector, and established a 2000 tons/year production line for sodium-ion battery materials[21]. - The company is focusing on building intelligent mining operations, with plans to establish 54 intelligent mining faces and develop three provincial-level intelligent mines[62]. - The company is committed to expanding its new energy sector, particularly in sodium-ion batteries, aiming to create a complete industrial chain from materials to applications[62]. Financial Management - The company has implemented a cash flow management model, resulting in a net cash flow from operating activities of approximately 9.97 billion RMB, an increase of 17.71%[29]. - The company has established strategic partnerships with major domestic and international steel and power companies, enhancing its market resilience[27]. - The company is focusing on enhancing its financial management capabilities, with key personnel changes in the finance department aimed at improving oversight and governance[79]. Shareholder Meetings - The company held one annual general meeting and three extraordinary general meetings during the reporting period, ensuring equal rights for all shareholders, especially minority shareholders[66]. - The company has taken measures to ensure compliance with legal and regulatory requirements during shareholder meetings[72]. - The company held a total of 8 board meetings during the year, with 1 in-person meeting and 2 conducted via communication methods[86]. Leadership Changes - The company reported a significant leadership change with multiple resignations and appointments among senior management, including the departure of several key executives[78]. - The financial department of Huayang New Materials Technology Group Co., Ltd. is led by Fan Hongqing, who also serves as the chairman of the supervisory board since January 2023[79]. - The company continues to strengthen its corporate governance structure by appointing experienced professionals to key positions within the organization[78]. Market Outlook - The company anticipates a gradual increase in coal demand due to recovering logistics and manufacturing sectors, despite the rise of clean energy alternatives[58]. - The company is focused on high-quality development, aiming to integrate traditional and new energy sectors for sustainable growth[59]. - The company plans to gradually transition its business focus towards new materials as part of the overall strategy of the controlling shareholder[69].