中审亚太会计师事务所(特殊普通合伙) China Audit Asia Pacific Certified Public Accountants LLP नेन 官 AUDIT REPORT 奥瑞德光电股份有限公司 2023 年度财务报表审计 中国 · 北京 BEIJING CHINA 目 录 | 一、审计报告 | 1 | | --- | --- | | 二、已审财务报表 | | | 1. 合并资产负债表 | | | 2. 合并利润表 | 9 | | 3. 合并现金流量表 | 10 | | 4. 合并股东权益变动表 | 11 | | 5. 资产负债表 | 13 | | 6. 利润表 | 15 | | 7. 现金流量表 | 16 | | 8. 股东权益变动表 | 17 | | 9. 财务报表附注 | 19 | China Audit Asia Pacific Certified Public Accountants LLP 审计报告 中审亚太审字(2024) 003682 号 奥瑞德光电股份有限公司全体股东: 一、审计意见 我们审计了奥瑞德光电股份有限公司(以下简称"奥瑞德公司")财务报表, 包括 2023年 ...

证券代码：600666 证券简称：ST 瑞德 公告编号：临 2024-020 奥瑞德光电股份有限公司 单位：万元 项目 本年计提 坏账准备 1,728.40 其中：应收账款 2,538.62 其他应收款 -810.22 存货跌价准备 29,657.45 长期股权投资减值损失 169.31 固定资产减值准备 3,134.80 工程物资减值损失 584.53 在建工程减值损失 216.46 无形资产减值损失 934.42 合计 36,425.37 款项、存货、固定资产、工程物资、在建工程、长期股权投资、无形资产等资产 进行了全面清查，并对存在可能发生减值迹象的金融资产在整个存续期内的预期 信用损失、各类资产的可收回金额进行了充分的分析和评估，在此基础上对发生 资产减值损失的资产计提相应减值准备。 关于计提资产减值准备的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 奥瑞德光电股份有限公司（以下简称"公司"）于 2024 年 4 月 19 日召开第 十届董事会第十一次会议与第十届监事会第九次会议，审议通过了《关于计提资 产减值 ...

证券代码：600666 证券简称：ST 瑞德 公告编号：临 2024-019 奥瑞德光电股份有限公司 第十届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 奥瑞德光电股份有限公司（以下简称"公司"）第十届监事会第九次会议于 2024 年 4 月 19 日以现场方式召开，会议通知已于 2024 年 4 月 2 日以专人送达、电子邮件 的形式向全体监事发出。本次会议应参加表决监事 3 人，实际参加表决的 3 人，会议 由监事会主席张玉红女士主持，会议召开符合《公司法》与《公司章程》的有关规定。 经审议，与会监事一致通过如下决议： 1、资产状况 一、公司2023年度监事会工作报告 表决结果：同意3票，反对0票，弃权0票。 本议案尚需提交年度股东大会审议。 2023 年末公司负债总额为 1,099,805,454.27 元，较年初下降 35.51%。其中：流 动负债年末为 474,600,329.30 元，较年初下降 53.47%，主要由于短期借款、其他应付 款下降所致；非流动负债年末为 625,205,12 ...

证券代码：600666 证券简称：ST瑞德 公告编号：临2024-023 奥瑞德光电股份有限公司 关于持股 5%以上股东股份被轮候冻结的公告 二、褚淑霞、左洪波持有公司股份被司法冻结及轮候冻结的情况 截至本公告披露日，褚淑霞持有公司股份 151,152,000 股，占公司总股本的 5.47%，冻结（轮候冻结）的股份为 151,152,000 股，占其持股总数的 100%。左洪波 持有公司股份 84,271,715 股，占公司总股本的 3.05%，冻结（轮候冻结）的股份为 84,271,715 股，占其持股总数的 100%。 三、股份被轮候冻结对公司的影响及风险提示 褚淑霞、左洪波不是公司控股股东、实际控制人，亦不是公司第一大股东，本次 褚淑霞、左洪波所持公司股份被司法轮候冻结不会导致公司控制权发生变更，亦不会 对公司持续经营产生不利影响。公司董事会将积极关注上述事项的进展，并按照法律 法规及时履行信息披露义务。敬请广大投资者注意投资风险。 1 / 2 公司指定信息披露媒体和网站为《中国证券报》《上海证券报》《证券时报》《证 券日报》及上海证券交易所网站（www.sse.com.cn），有关信息以公司在上述指定 ...

公司代码：600666 公司简称：ST 瑞德 奥瑞德光电股份有限公司 2023 年度内部控制评价报告 奥瑞德光电股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称"企业内 部控制规范体系"），结合奥瑞德光电股份有限公司（以下简称"公司"）内部控制制度和评价办法，在 内部控制日常监督和专项监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内 部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。 ...

奥瑞德光电股份有限公司 2023 年度独立董事述职报告 作为奥瑞德光电股份有限公司（以下简称"公司"）第十届董事会的独立董 事，本人严格按照《 中华人民共和国公司法》 中华人民共和国证券法》 上市公 司独立董事管理办法》 上海证券交易所股票上市规则》 上海证券交易所上市公 司自律监管指引第 1 号——规范运作》等相关法律、法规、规范性文件及《 公司 章程》的规定，独立客观、勤勉尽责地履行职责，主动了解公司的生产经营和业 务发展情况，积极参加公司召开的相关会议，认真审议公司的各项议案，并对相 关事项发表独立意见，切实维护了公司和全体股东，尤其是中小股东的合法权益。 现将 2023 年度履职情况报告如下： 一、独立董事基本情况 本人作为独立董事具备独立性，不属于下列情形： （1）在上市公司或者其附属企业任职的人员及其配偶、父母、子女、主要 社会关系； （2）直接或者间接持有上市公司已发行股份 1%以上或者是上市公司前十名 股东中的自然人股东及其配偶、父母、子女； （3）在直接或者间接持有上市公司已发行股份 5%以上的股东单位或者在上 市公司前五名股东单位任职的人员及其配偶、父母、子女； （4）在上市公司控股股东、 ...

Financial Performance - The company reported a net profit attributable to shareholders of 61 million RMB for the year 2022, with accumulated undistributed profits of -397 million RMB, resulting in no profit distribution for the year[5]. - The company's operating revenue for 2022 was CNY 531,252,923.20, a decrease of 24.07% compared to CNY 699,693,403.08 in 2021[23]. - The net profit attributable to shareholders of the listed company was CNY 60,655,741.46, marking a turnaround from a loss of CNY 483,122,435.32 in the previous year[23]. - The net cash flow from operating activities decreased by 40.16% to CNY 16,531,913.53 from CNY 27,626,865.53 in 2021[24]. - The total assets increased by 31.88% to CNY 3,461,821,682.82 from CNY 2,624,881,306.89 in 2021[24]. - The net assets attributable to shareholders of the listed company increased to CNY 1,735,823,372.11, a significant improvement from a negative net asset of CNY -311,367,284.33 in 2021[24]. - Basic earnings per share improved to CNY 0.0219 from a loss of CNY -0.1748 in 2021[25]. - The company reported a net loss attributable to shareholders after deducting non-recurring gains and losses of CNY -786,681,393.00, an increase in loss compared to CNY -505,996,996.28 in 2021[24]. - The company experienced a significant debt restructuring gain during the reporting period, contributing to the positive net profit[26]. - The company reported a significant investment income of ¥1,381,773,755.23, attributed to debt restructuring gains[46]. Operational Changes - The company has undergone a change in its registered address to Harbin, which reflects its strategic focus on technological innovation and development[18]. - The company completed its bankruptcy reorganization on December 31, 2022, effectively resolving debt risks and improving its asset-liability structure, with net assets turning positive[35]. - The company sold 100% equity of its inefficient asset, New航科技, to enhance asset quality and reduce management costs[35]. - The company has established a unique technological research and development advantage, focusing on practical value and rapid market adaptation[43]. - The company has implemented energy-saving modifications to major production equipment, aiming to reduce energy consumption per unit of output[147]. Market and Product Focus - The company is focusing on its sapphire business and actively responding to market pressures through customer engagement and product structure adjustments[35]. - The LED industry is facing challenges due to geopolitical factors, but the demand for sapphire materials in consumer electronics remains stable[37]. - The company’s main products include sapphire crystal materials and specialized equipment for crystal growth, with a focus on various specifications for LED applications[40]. - The company aims to leverage national policies supporting the LED industry to capture new growth opportunities in the sapphire materials market[39]. - The company achieved operating revenue of ¥531,252,923.20, a decrease of ¥168,440,479.88, representing a year-on-year decline of 24.07%[45]. Research and Development - Research and development expenses increased by 172.78% to ¥90,092,745.46, reflecting a significant investment in innovation[46]. - The company has 151 R&D personnel, accounting for 17.32% of the total workforce[66]. - The company is investing 50 million in R&D for new technologies aimed at enhancing user experience and operational efficiency[102]. Governance and Compliance - The company emphasizes compliance with governance regulations and has improved its information disclosure practices to protect shareholder interests[93]. - The company faced administrative penalties from the China Securities Regulatory Commission for financial reporting violations, including false records and failure to disclose significant contracts and debts[115]. - The company is actively working on rectifying issues identified by regulatory bodies to improve compliance and governance[115]. - The company has received a public reprimand and recognized that the actual controller, Zuo Hongbo, is unfit to serve as a director, supervisor, or senior management personnel for 10 years[116]. Legal and Regulatory Issues - The company is involved in multiple lawsuits, including a significant case where Shanghai New Huangpu Investment Management Co., Ltd. filed a lawsuit for a trust loan of 100 million RMB due to non-repayment by Beijing Yaolai Investment Co., Ltd.[174]. - The company has been implicated in a series of legal disputes that may impact its financial standing and operational strategies moving forward[174]. - The company is actively managing its legal challenges while ensuring compliance with regulatory requirements to mitigate potential financial risks[179]. Future Outlook - The company has provided a revenue guidance of 1.8 billion for 2023, which reflects an expected growth of 20% compared to 2022[100]. - New product launches are expected to contribute an additional 300 million in revenue in the upcoming fiscal year[101]. - The company plans to cultivate new business areas and revenue growth points to enhance sustainable development and profitability[84]. - The company plans to explore new business opportunities and diversify its operations to foster long-term growth[83].

Financial Performance - Basic earnings per share (EPS) for 2022 was 0.0219 yuan, a year-on-year increase of 0.1967 yuan, primarily due to the net profit turning from negative to positive[5] - The total operating revenue for 2022 was 531,252,923.20 yuan, a decrease from 699,693,403.08 yuan in 2021, representing a decline of approximately 24%[7] - Total operating costs for 2022 were 843,184,722.53 yuan, down from 914,555,526.35 yuan in 2021, indicating a reduction of about 7.8%[8] - The net profit for 2022 was 59,649,489.61 yuan, a significant recovery from a net loss of 483,288,830.97 yuan in 2021[9] - The company reported an investment income of 1,381,773,755.23 yuan for 2022, compared to a loss of 2,729,431.46 yuan in 2021[8] - The total comprehensive income attributable to the parent company for 2022 was CNY 60,655,741.46, compared to CNY 483,122,435.32 in 2021, indicating a significant decrease[18] - The net profit for 2022 was CNY 36,223,599.76, an increase from CNY 29,064,315.59 in 2021, reflecting a growth of approximately 24.5%[21] - Basic and diluted earnings per share for 2022 were both CNY 0.0219, compared to CNY 0.0105 in 2021, representing an increase of 108.6%[22] Research and Development - Research and development expenses increased to 90,092,745.46 yuan in 2022, up from 33,027,858.98 yuan in 2021, reflecting a growth of approximately 173%[8] - Research and development expenses for 2022 were CNY 90,092,745.46, significantly up from CNY 33,027,858.98 in 2021, indicating a focus on innovation[16] Future Plans - The company plans to continue focusing on product development and market expansion strategies in the upcoming quarters[2] - The company plans to expand its market presence and invest in new technologies to drive future growth[12] - The company plans to focus on new product development and market expansion strategies in the upcoming quarters[19] Operating Costs and Expenses - Financial expenses for 2022 were CNY 126,542,296.92, slightly down from CNY 131,908,699.40 in 2021[16] - The company experienced a significant decrease in sales expenses, which were CNY 11,063,628.82 in 2022 compared to CNY 9,457,889.65 in 2021[16] - Management expenses for 2022 were CNY 11,411,781.98, up from CNY 6,097,870.32 in 2021, reflecting a rise of 87.5%[20] Quarterly Performance - The total operating revenue for Q1 2023 was CNY 44,692,125.71, a decrease of 68.0% from CNY 139,829,582.04 in Q1 2022[26] - The total operating costs for Q1 2023 were CNY 64,348,556.18, down from CNY 204,658,545.96 in Q1 2022, indicating a reduction of 68.6%[26] - The operating profit for Q1 2023 was -CNY 10,919,200.79, an improvement from -CNY 58,468,993.84 in Q1 2022[26] - Net profit for Q1 2023 was -¥13,168,557.48, compared to -¥72,207,998.96 in Q1 2022, indicating an improvement in financial performance[30] - Basic earnings per share for Q1 2023 were -¥0.004, an improvement from -¥0.06 in Q1 2022[31] - The company reported other income of ¥2,333,083.84 in Q1 2023, compared to ¥4,472,894.72 in Q1 2022[29] - The company incurred tax expenses of ¥1,810,999.86 in Q1 2023, down from ¥5,583,665.74 in Q1 2022[30] - The total comprehensive income for Q1 2023 was -¥13,168,557.48, compared to -¥72,207,998.96 in Q1 2022, reflecting a significant reduction in overall losses[30] Credit Impairment - The company reported a credit impairment loss of CNY 6,374,318.55 in Q1 2023, compared to CNY 2,508,027.18 in Q1 2022, indicating an increase in credit risk[26] - The company recorded investment income of CNY 122,727,040.21 in 2022, with a credit impairment loss of CNY 24,788,170.57[21] - The company reported a credit impairment loss of ¥6,374,318.55 in Q1 2023, compared to ¥2,508,027.18 in Q1 2022, highlighting increased financial challenges[30] Share Capital - The company's total share capital increased from 1,227,326,240 shares to 2,763,512,843 shares due to the capital reserve conversion into share capital implemented on February 17, 2023[2] - The adjustments to the financial reports were made to comply with the accounting standards regarding the calculation of earnings per share due to the increase in shares[2]

奥瑞德光电股份有限公司董事会审计委员会 对会计师事务所履行监督职责情况报告 奥瑞德光电股份有限公司（以下简称"公司"）聘请中审亚太会计师事务所（特 殊普通合伙）（以下简称"中审亚太"）作为公司 2023 年度审计机构。根据《公司法》 《证券法》《上市公司治理准则》《国有企业、上市公司选聘会计师事务所管理办法》 《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等法律法规的要求， 公司董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计 委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 机构名称：中审亚太会计师事务所（特殊普通合伙） 成立日期：1993 年 3 月 2 日（中审亚太会计师事务所（特殊普通合伙）前身为中 国审计事务所，后经合并改制于 2013 年 1 月 18 日变更为中审亚太会计师事务所（特 殊普通合伙））。 组织形式：特殊普通合伙 注册地址：北京市海淀区复兴路 47 号天行建商务大厦 20 层 2206 首席合伙人：王增明 中审亚太 2022 年上市公司年报审计客户家数为 ...

中国·北京 BEIJING CHINA 目_ | | | 2、附表 l 3 中审亚太会计师事务所(特殊普通合伙) China Audit Asia Pacific Certified Public Accountants LLP 关于奥瑞德光电股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审核报告 China Audit Asia Pacific Certified Public Accountants LLP 我们接受委托,在审计了奥瑞德光电股份有限公司(以下简称"奥瑞德公司") 2023 年 12 月 31 日的合并及公司资产负债表,2023年度的合并及公司利润表、 合并及公司现金流量表和合并及公司股东权益变动表以及财务报表附注的基础 上,对后附的《上市公司 2023年度非经营性资金占用及其他关联资金往来情况 汇总表》(以下简称"汇总表")进行了专项审核。 关于奥瑞德光电股份有限公司 非经营性资金占用及其他关联资金往来情况汇总表 的专项审核报告 按照中国证券监督管理委员会印发的《上市公司监管指引第 8 号 -- 上市公 司资金往来、对外担保的监管要求》(证监会公告[2022]26号)等 ...