Financial Performance - Operating revenue for Q3 2024 reached ¥1,215,049,335.14, an increase of 49.17% year-on-year[2] - Net profit attributable to shareholders was ¥429,193,896.85, reflecting a 42.10% increase compared to the same period last year[2] - Basic earnings per share for the quarter was ¥0.09, up 50.00% year-on-year[2] - Total operating revenue for the first three quarters of 2024 reached CNY 3,177,217,130.06, an increase from CNY 2,720,437,121.58 in the same period of 2023, representing a growth of approximately 16.8%[16] - The company reported a net profit of CNY 1,267,783,366.45 for the first three quarters, compared to CNY 1,141,763,870.38 in the previous year, reflecting a growth of approximately 11.0%[16] - The net profit for the third quarter of 2024 reached CNY 1,139,390,025.64, an increase from CNY 974,589,198.38 in the same period last year, representing a growth of approximately 16.9%[17] - The total comprehensive income for the third quarter of 2024 was CNY 1,393,685,772.66, compared to CNY 1,099,326,866.45 in the previous year, indicating a year-over-year increase of about 26.7%[17] Assets and Liabilities - Total assets at the end of Q3 2024 amounted to ¥91,605,150,386.82, a 15.14% increase from the end of the previous fiscal year[3] - Total assets rose to CNY 91,605,150,386.82, up from CNY 79,557,635,438.81, reflecting an increase of about 15.5%[15] - Total liabilities increased to CNY 69,532,487,818.09 from CNY 58,408,907,285.37, representing a growth of approximately 19.3%[15] - The total equity attributable to shareholders reached CNY 22,009,069,051.84, up from CNY 21,081,137,500.56, indicating an increase of about 4.4%[15] Cash Flow and Investments - The company reported a total revenue from interest, fees, and commissions of CNY 3,050,871,153.11 for the first nine months of 2024, up from CNY 2,745,887,503.89 in the previous year[18] - The operating cash flow for the first nine months of 2024 was CNY 5,359,183,877.24, a significant improvement from a negative cash flow of CNY -4,972,716,761.98 in the same period last year[18] - The total cash and cash equivalents at the end of the third quarter of 2024 amounted to CNY 25,789,292,900.32, an increase from CNY 18,958,032,445.85 at the end of the same period last year[18] - The company reported a net increase in financial assets held for trading of CNY 5,187,286,960.97 for the first nine months of 2024, compared to CNY 3,700,500,193.26 in the same period last year[18] - Investment income rose by 33.36%, attributed to higher returns from financial asset investments[6] Shareholder Information - The total number of common shareholders at the end of the reporting period is 122,135, with the largest shareholder, Anhui State-owned Capital Operation Holding Group Co., Ltd., holding 1,138,750,053 shares, representing 24.24% of the total shares[7] - The company has not reported any changes in the top 10 shareholders due to securities lending activities during the reporting period[10] - The company has maintained a stable financial position with no significant changes in the pledged or frozen shares among the top shareholders[7] Operational Changes - The company has established a new asset management subsidiary, Huazheng Asset Management Co., Ltd., which received its securities and futures business license in July 2024, expanding its service offerings[11] - The company plans to optimize its branch network by closing the Ma'anshan Bowang South Ring Road Securities Business Department, transferring its operations to the Ma'anshan branch[12] - The company is actively engaging in market expansion through the establishment of new business units and optimizing existing operations[11] Other Financial Metrics - The liquidity coverage ratio decreased to 222.88% from 449.04% year-on-year[4] - The return on equity (ROE) increased to 1.97%, up 0.5 percentage points from the previous year[2] - Non-operating income for the quarter totaled ¥26,255.38, with significant contributions from government subsidies[5] - The company issued bonds that generated cash inflow of CNY 14,587,330,000.00 in the third quarter of 2024, compared to CNY 9,891,030,000.00 in the same period last year, marking a 47.3% increase[18] - The total amount of funds lent out decreased to ¥8.86 billion from ¥10.49 billion, indicating a decline of 15.5%[13] - Net interest income decreased to CNY 174,656,541.57 from CNY 325,419,590.27 year-over-year, reflecting a decline of about 46.3%[16] - Net commission and fee income for the first three quarters was CNY 1,166,889,332.11, slightly down from CNY 1,194,121,784.31, indicating a decrease of around 2.3%[16] - The company’s other comprehensive income increased significantly to CNY 327,915,388.62 from CNY 71,454,590.94, marking a growth of about 359.5%[15] - The company maintained a stable capital reserve of CNY 7,978,253,878.87, consistent with the previous year[15] - The basic earnings per share for the third quarter of 2024 was CNY 0.24, compared to CNY 0.20 in the same quarter of the previous year, reflecting a growth of 20%[17] - The total operating cash outflow for the first nine months of 2024 was CNY 7,799,052,566.16, compared to CNY 6,695,032,772.60 in the previous year, indicating an increase in operational expenses[18] - The company did not apply new accounting standards for the first time in 2024, as indicated in the report[19]

证券代码：600909 证券简称：华安证券 公告编号：2024-054 华安证券股份有限公司 第四届董事会第十八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2024 年 10 月 25 日以电子邮 件方式发出第四届董事会第十八次会议通知及文件。本次会议于 2024 年 10 月 28 日以书面审议、通讯表决方式召开。本次会议应到董事 11 人，实到董事 11 人，本次会议的有效表决权数占董事总数的 100%。会议的召集召开及表决程序 符合《公司法》《公司章程》和《董事会议事规则》的有关规定。本次会议审议 并通过了以下议案： 一、审议通过了《华安证券 2024 年第三季度报告》。 表决结果：11 票同意，0 票反对，0 票弃权。 特此公告。 华安证券股份有限公司董事会 2024 年 10 月 29 日 本议案已经公司董事会审计委员会 2024 年第五次会议预审通过。具体内容 请参阅与本公告同日披露的《华安证券股份有限公司 2024 年第三季度报告》。 ...

（三）未发现参与报告编制和审议的人员有违反保密规定的行为。 表决结果：5 票同意，0 票反对，0 票弃权。 华安证券股份有限公司（以下简称"公司"）于 2024 年 10 月 25 日以电子邮 件方式发出第四届监事会第七次会议通知。会议于 2024 年 10 月 28 日以书面审 议、通讯表决方式召开。本次会议应到监事 5 人，实到监事 5 人，本次会议的有 效表决权数占监事总数的 100%。会议的召集召开及表决程序符合《公司法》《公 司章程》和《监事会议事规则》的有关规定。本次会议审议并通过了以下议案： 一、审议通过了《华安证券 2024 年第三季度报告》。 监事会对公司 2024 年第三季度报告出具的审核意见： （一）公司 2024 年第三季度报告的编制和审议程序符合法律、法规、公司 章程等规定。 （二）公司 2024 年第三季度报告的内容和格式符合中国证监会和上海证券 交易所的各项规定，报告的内容真实、准确、完整地反映了公司的实际情况。 证券代码：600909 证券简称：华安证券 公告编号：2024-055 华安证券股份有限公司 第四届监事会第七次会议决议公告 本公司监事会及全体监事保证本公告内容不存在 ...

证券代码：600909 证券简称：华安证券 公告编号：2024-053 华安证券股份有限公司 2024 年度第一期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 特此公告。 华安证券股份有限公司董事会 2024 年 10 月 26 日 华安证券股份有限公司（以下简称"公司"）于 2024 年 1 月 25 日发行了公 司 2024 年度第一期短期融资券，发行金额为人民币 10 亿元，票面利率为 2.49%， 发行期限为 273 天，兑付日为 2024 年 10 月 24 日，详见本公司于 2024 年 1 月 27 日刊登于上海证券交易所网站 www.sse.com.cn 的《华安证券股份有限公司 2024 年度第一期短期融资券发行结果公告》（公告编号：2024-006）。 2024 年 10 月 24 日，公司兑付了 2024 年度第一期短期融资券本息共计人民 币 1,018,572,950.82 元。 ...

证券代码：600909 证券简称：华安证券 公告编号：2024-052 本期发行短期融资券的相关文件已在以下网站刊登： 1.中国货币网，http://www.chinamoney.com.cn； 2.上海清算所网站，http://www.shclearing.com.cn。 特此公告。 华安证券股份有限公司董事会 2024 年 10 月 24 日 华安证券股份有限公司 2024 年度第五期短期融资券发行结果公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司 2024 年度第五期短期融资券已于 2024 年 10 月 23 日发行完毕，相关发行情况如下： | 短期融资券名称 | 华安证券股份有限公司 | 2024 | 年度第五期短期融资券 | | --- | --- | --- | --- | | 短期融资券简称 | 24 华安证券 CP005 | 期限 | 58 天 | | 短期融资券代码 | 072410189 | 发行日 | 2024 年 10 月 22 日 | | 起息日 | 2024 年 10 月 2 ...

2024 年 10 月 17 日，公司已兑付了 2024 年度第三期短期融资券本息共计人 民币 1,004,684,931.51 元。 特此公告。 证券代码：600909 证券简称：华安证券 公告编号：2024-051 华安证券股份有限公司 2024 年度第三期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2024 年 7 月 19 日发行了公 司 2024 年度第三期短期融资券，发行金额为人民币 10 亿元，票面利率为 1.90%， 发行期限为 90 天，兑付日为 2024 年 10 月 17 日，详见本公司于 2024 年 7 月 20 日刊登于上海证券交易所网站 www.sse.com.cn 的《华安证券股份有限公司 2024 年度第三期短期融资券发行结果公告》（公告编号：2024-041）。 华安证券股份有限公司董事会 2024 年 10 月 18 日 ...

本期发行短期融资券的相关文件已在以下网站刊登： 1.中国货币网，http://www.chinamoney.com.cn； 2.上海清算所网站，http://www.shclearing.com.cn。 特此公告。 华安证券股份有限公司董事会 证券代码：600909 证券简称：华安证券 公告编号：2024-050 华安证券股份有限公司 2024 年度第四期短期融资券发行结果公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司 2024 年度第四期短期融资券已于 2024 年 10 月 15 日发行完毕，相关发行情况如下： | 短期融资券名称 | 华安证券股份有限公司 | 2024 | 年度第四期短期融资券 | | --- | --- | --- | --- | | 短期融资券简称 | 24 华安证券 CP004 | 期限 | 91 天 | | 短期融资券代码 | 072410175 | 发行日 | 2024 年 10 月 14 日 | | 起息日 | 2024 年 10 月 15 日 | 兑付日 | 2025 ...

Investment Rating - The investment rating for the company is "Accumulate" [2][19]. Core Views - The company has shown stable growth in asset management and achieved high investment returns through self-operated strategies. The asset management business has seen a significant increase in net income and investment income, while brokerage and investment banking revenues have declined [5][19]. - The company is expected to maintain its relative advantage in the market, with projected earnings per share (EPS) of 0.29 yuan and 0.31 yuan for 2023 and 2024, respectively, and a book value per share (BVPS) of 4.57 yuan and 4.76 yuan for the same years [5][19]. Summary by Sections Financial Performance - In the first half of 2024, the company achieved operating revenue of 1.962 billion yuan, a year-on-year increase of 2.95%, and a net profit attributable to shareholders of 714 million yuan, up 8.65% year-on-year. The basic earnings per share were 0.15 yuan, reflecting a 7.14% increase [5][7]. - The weighted average return on equity (ROE) was 3.33%, an increase of 0.12 percentage points year-on-year [5][7]. Revenue Composition - The revenue composition for 2024H shows an increase in the proportion of asset management, investment income (including fair value changes), and other income, while brokerage, investment banking, and interest income proportions have decreased [8][10]. - The asset management business net income and investment income (including fair value changes) have increased significantly, with asset management fees rising by 25.22% year-on-year [5][14]. Brokerage and Investment Banking - The brokerage business saw a decline in net income from brokerage fees by 13.29% year-on-year, while institutional brokerage business continued to grow [5][11]. - The investment banking business experienced a significant decline, with net income from investment banking fees down 15.38% year-on-year [5][12]. Asset Management Growth - The company’s asset management business has maintained rapid growth, with the total scale of managed products exceeding 80 billion yuan, an increase of 20 billion yuan from the end of 2023 [5][14]. - The private fund business also saw growth, with managed scale reaching nearly 30 billion yuan, up 7% from the end of 2023 [5][14]. Self-Operated Investment Returns - The company achieved a self-operated investment income (including fair value changes) of 669 million yuan, a year-on-year increase of 20.98% [5][15]. - The company has implemented a multi-strategy and multi-asset allocation approach to achieve high investment returns [5][15]. Margin Financing and Stock Pledge - The margin financing balance decreased slightly to 9.205 billion yuan, with a year-on-year market share increase [5][16]. - The stock pledge balance also decreased to 689 million yuan, down 27.01% from the end of 2023 [5][16].

| 证券代码：600909 | 证券简称：华安证券 | 公告编号：2024-049 | | --- | --- | --- | | 转债代码：110067 | 证券简称：华安转债 | | 华安证券股份有限公司可转债转股结果暨股份变动 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 自 2020 年 9 月 18 日至 2024 年 9 月 30 日期间，公司可转债累计有人民 币 522,000 元转换为公司 A 股股票，累计转股数量为 64,927 股，占可转债转股 前公司已发行股份总数的 0.0018%； 截至 2024 年 9 月 30 日，公司尚未转股的可转债金额为人民币 2,799,478,000 元，占可转债发行总量的 99.9814%。 自 2024 年 1 月 1 日至 2024 年 9 月 30 日期间，公司可转债有人民币 16,000 元转换为公司 A 股股票，转股数量为 2,657 股。 一、可转债发行上市概况 根据中国证券监督管理委员会（以下简称"中国证监会"）《关于核准华安证 券股 ...

上海证券交易所 关于华安证券股份有限公司成为上海证券交易所上市基金主做市商的 公告 2024年9月20日 2024-09-20 根据《上海证券交易所基金自律监管规则适用指引第2号——上市基金做市业务（2024年修订）》 等相关规定，华安证券股份有限公司自2024年9月20日起成为上海证券交易所上市基金主做市商。 特此公告。 上证公告〔2024〕27号 ...