投资者关系活动记录表 证券代码：600909 证券简称：华安证券 | --- | --- | --- | |--------------------------------|------------------------------|----------------------------------------| | | | | | 投资者关系活动类别 | £ 特定对象调研 | □分析师会议 | | | □媒体采访 | ☑ 业绩说明会 | | | □ 新闻发布会 | □ 路演活动 | | | □现场参观 | | | | □ | 其他（请文字说明其他活动内容） | | 参与单位名称及人员姓名 | 通过网络直播链接 | | | | https://roadshow.sseinfo.com | 参 与 华 安 证 券 | | | 2024 | 年半年度业绩说明会的投资者 | | 时间 | 2024 年 9 月 11 | 日星期三下午 16:00-17:00 | | 地址 | https://roadshow.sseinfo.com | | | 上市公司接待人员姓名 | 董事长：章宏韬 | | | | 总经理：赵 ...

Investment Rating - The investment rating for the company is "Outperform the Market" and is maintained [1][5]. Core Views - The report highlights that the company's self-operated income has significantly increased, leading to a positive growth in net profit attributable to the parent company [5][6]. - The company is accelerating its transformation from a single stock-focused model to a dual-track model of "stocks + wealth management" [5]. - The estimated reasonable value range for the company's stock is between 5.19 and 5.66 yuan per share, based on a comparable company valuation method [6]. Summary by Sections Financial Performance - For the first half of 2024, the company achieved operating revenue of 1.96 billion yuan, a year-on-year increase of 3.0%, and a net profit attributable to the parent company of 710 million yuan, up 8.6% year-on-year [5]. - The second quarter saw operating revenue of 1.13 billion yuan, a year-on-year increase of 29.7%, and a net profit of 430 million yuan, up 48.3% year-on-year [5][6]. Business Transformation - The brokerage business revenue decreased by 13.4% year-on-year to 440 million yuan, accounting for 27.2% of total operating revenue [5]. - The investment banking business revenue fell by 15.6% year-on-year to 33.18 million yuan, with a bond underwriting scale of 6.5 billion yuan, ranking 58th [5][6]. Asset Management - The asset management business revenue increased by 25.0% year-on-year to 280 million yuan, with total assets under management exceeding 80 billion yuan [5][6]. Investment Income - The investment income (including fair value) for the first half of 2024 was 640 million yuan, a year-on-year increase of 31.5% [6]. - The second quarter's investment income was 380 million yuan, a year-on-year increase of 101.3% [6]. Earnings Forecast - The estimated net profits for 2024, 2025, and 2026 are projected to be 1.245 billion yuan, 1.353 billion yuan, and 1.476 billion yuan, respectively [6][7].

证券代码：600909 证券简称：华安证券 公告编号：2024-047 华安证券股份有限公司 第四届监事会第六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2024 年 8 月 19 日以电子邮 件方式发出第四届监事会第六次会议的通知及文件，本次会议于 2024 年 8 月 29 日在公司总部以现场结合通讯表决方式召开，会议由监事会召集人张海峰主持， 会议应参加监事 5 名，实际参加监事 5 名，其中，监事马军伟以通讯表决形式参 会。本次会议的召集、召开和表决符合《公司法》和《公司章程》的有关规定， 本次会议审议并通过了以下议案： 一、审议通过了《华安证券 2024 年半年度报告》； 监事会对公司 2024 年半年度报告出具如下审核意见： 特此公告。 华安证券股份有限公司监事会 2024 年 8 月 31 日 （二）公司 2024 年半年度报告的内容和格式符合中国证监会和上海证券交 易所的各项规定，报告的内容真实、准确、完整地反映了公司的实际情况。 具体内容详见与本 ...

Financial Performance - The company reported a total revenue of 1.2 billion CNY for the first half of 2024, representing a year-on-year increase of 15%[1]. - The company's operating revenue for the first half of 2024 reached CNY 1,962,167,794.92, representing a 2.95% increase compared to CNY 1,905,903,682.10 in the same period last year[28]. - Net profit attributable to shareholders of the parent company was CNY 714,193,264.78, an increase of 8.65% from CNY 657,347,987.05 year-on-year[28]. - The net profit attributable to shareholders of the parent company after deducting non-recurring gains and losses was CNY 710,458,179.47, reflecting a 10.53% increase from CNY 642,791,060.84 in the previous year[28]. - The company reported a net profit margin of 18% for the first half of 2024, an improvement from 16% in the previous year[1]. - The company's total comprehensive income for the period is approximately CNY 651.65 million, indicating a positive performance compared to the previous period[185]. Market Expansion and Strategy - The company plans to expand its market presence by entering two new provinces in the second half of 2024, aiming for a 30% increase in regional market share[1]. - A strategic acquisition of a fintech startup is in progress, which is anticipated to contribute an additional 500 million CNY in revenue by 2025[1]. - The company has set a future outlook with a revenue target of 2.5 billion CNY for the full year 2024, indicating a projected growth of 10%[1]. - The company is evaluating potential market expansion opportunities to enhance its competitive position in the financial services sector[14]. Product Development and Innovation - New product development includes the launch of a digital trading platform, expected to enhance user engagement and increase transaction volume by 25%[1]. - The company is focusing on digital finance, with a patented system for intelligent service solution generation based on business needs[43]. - The company is exploring new product offerings and technological advancements to improve service delivery and client engagement[14]. Risk Management - The company has implemented a new risk management framework to mitigate market and credit risks, enhancing overall operational resilience[1]. - The company has established a comprehensive risk management framework, including a "three lines of defense" system, ensuring effective risk governance and oversight[68]. - The company actively conducts credit risk monitoring, including exposure status and limit breaches, to ensure timely risk mitigation[71]. - The company has a structured approach to managing credit risk, including credit reviews and approvals for counterparties[71]. Compliance and Governance - The company is focusing on compliance and governance improvements to address operational risks and enhance reputation management[1]. - The company has strengthened compliance management by enhancing the compliance team and system, ensuring business operations align with regulatory requirements[76]. - The company received a regulatory penalty from the Anhui Securities Regulatory Bureau for issues related to research report quality and internal controls, requiring corrective actions within 30 days[108]. Shareholder and Investor Relations - The board has approved a share buyback program worth 200 million CNY to enhance shareholder value[1]. - The company plans to distribute a cash dividend of 1.0 RMB per 10 shares, totaling approximately 469.77 million RMB based on a total share count of 4,697,666,291 shares[117]. - The company held 2 performance briefings and 4 on-site investor research sessions, actively communicating with investors through various channels[77]. Environmental, Social, and Governance (ESG) Initiatives - The company has implemented a comprehensive ESG governance system, integrating ESG principles into corporate culture and strategic planning[90]. - The company actively promotes green finance policies, supporting green production enterprises through equity financing and green bond underwriting[91]. - The company has achieved carbon neutrality and aims for zero carbon dioxide emissions in its operations[93]. Financial Position and Capital Structure - The company's total assets increased by 6.09% to CNY 84,402,881,256.11 compared to the end of the previous year[30]. - Total liabilities rose by 7.56% to CNY 62,824,484,232.06 from the previous year[30]. - The company's total interest-bearing debt at the end of the reporting period was 434.81 billion RMB, with corporate bonds accounting for 36.52% of this total[152]. - The company's cash flow from operating activities remains strong, ensuring a robust ability to repay A-share convertible bond principal and interest[163]. Operational Efficiency - The company has established 26 securities subsidiaries and 125 securities business departments, optimizing branch network layout and enhancing operational efficiency[78]. - The company has implemented measures to enhance internal control and compliance, including stricter oversight of research reports and investment banking processes[110]. - The company has organized extensive employee training to enhance risk awareness and prevent operational errors[75].

证券代码：600909 证券简称：华安证券 公告编号：2024-046 华安证券股份有限公司 第四届董事会第十七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 二、审议通过了《华安证券 2024 年上半年全面风险管理工作情况报告》； 本议案已经公司董事会风险控制委员会预审通过。 表决结果：11 票同意，0 票反对，0 票弃权。 三、审议通过了《关于制定<华安证券股份有限公司高级管理人员绩效考核 与薪酬管理办法>的议案》； 本议案已经公司董事会薪酬与考核委员会预审通过。 表决结果：11 票同意，0 票反对，0 票弃权。 华安证券股份有限公司（以下简称"公司"）于 2024 年 8 月 19 日以电子邮 件方式发出第四届董事会第十七次会议通知及文件。本次会议于 2024 年 8 月 29 日在公司总部以现场结合通讯表决方式召开。本次会议由公司董事长章宏韬主持， 会议应参加董事 11 名，实际参加董事 11 名，其中，董事党晔、独立董事李晓玲 以通讯表决形式参会，公司部分监事及高级管理人员列席会议。本次会议的召集、 ...

关于召开 2024 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2024 年 09 月 11 日(星期三) 下午 16:00- 17:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 证券代码：600909 证券简称：华安证券 公告编号：2024-048 华安证券股份有限公司 总经理：赵万利 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 09 月 04 日(星期三) 至 09 月 10 日(星期 二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 bgs@hazq.com 进行提问。公司将在说明会上对投资者 普遍关注的问题进行回答。 华安证券股份有限公司（以下简称"公司"）于 2024 年 8 月 31 日发布公司 2024 年半年度报告，为便于广大投资者更全面深入地了 解公司 2024 年上半年经营成果、财务状况，公司计划于 2024 年 09 月 11 ...

证券代码：600909 证券简称：华安证券 公告编号：2024-044 华安证券股份有限公司 2024 年度第二期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2024 年 5 月 21 日发行了公 司 2024 年度第二期短期融资券，发行金额为人民币 15 亿元，票面利率为 1.95%， 发行期限为 92 天，兑付日为 2024 年 8 月 21 日，详见本公司于 2024 年 5 月 23 日刊登于上海证券交易所网站 www.sse.com.cn 的《华安证券股份有限公司 2024 年度第二期短期融资券发行结果公告》（公告编号：2024-031）。 2024 年 8 月 21 日，公司已兑付 2024 年度第二期短期融资券本息共计人民 币 1,507,372,602.74 元。 特此公告。 华安证券股份有限公司董事会 2024 年 8 月 23 日 ...

证券代码：600909 证券简称：华安证券 公告编号：2024-042 华安证券股份有限公司 第四届董事会第十六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2024 年 8 月 2 日以电子邮件 方式发出第四届董事会第十六次会议通知及文件。本次会议以书面审议、通讯表 决方式召开。会议应参加董事 11 名，实际参加董事 11 名。本次会议的召集、召 开和表决符合《公司法》和《公司章程》的有关规定。 具体内容请参阅与本公告同日披露的《华安证券股份有限公司关于不向下修 正"华安转债"转股价格的公告》（公告编号：2024-043）。 表决结果：11 票同意，0 票反对，0 票弃权。 三、审议通过了《关于选举公司第四届董事会专门委员会委员的议案》； 本次会议审议并通过了以下议案： 一、审议通过了《关于豁免董事会会议通知期限的议案》； 公司全体董事同意豁免对第四届董事会第十六次会议提前通知时限的要求。 表决结果：11 票同意，0 票反对，0 票弃权。 二、审议通过了《关于不向 ...

| 证券代码：600909 | 证券简称：华安证券 | 公告编号：2024-043 | | --- | --- | --- | | 转债代码：110067 | 转债简称：华安转债 | | 华安证券股份有限公司 关于不向下修正"华安转债"转股价格的公告 截至2024年8月2日，华安证券股份有限公司（以下简称"公司"）股价已出 现任意连续三十个交易日中至少有十五个交易日的收盘价低于当期转股价 格的80%之情形，触及"华安转债"转股价格向下修正条款。 经公司第四届董事会第十六次会议审议通过，会议决定本次不行使"华安转 债"的转股价格向下修正的权利，且在未来六个月内（2024年8月3日至2025 年2月2日），如再次触及可转债转股价格向下修正条件，亦不提出向下修正 方案。从2025年2月3日起开始重新计算，若公司再次触及可转债转股价格向 下修正条件，届时公司董事会将再次召开会议决定是否行使"华安转债"的 转股价格向下修正权利。 易所挂牌交易，债券简称"华安转债"，债券代码"110067"。 根据《上海证券交易所股票上市规则》的相关规定及《华安证券股份有限公 司公开发行可转换公司债券募集说明书》（以下简称"《可转换公司 ...

Summary of the Human-Robot Industry Research Report Industry Overview - The human-robot industry is positioned as a key sector benefiting from advancements in artificial intelligence (AI) and high-end manufacturing technologies. The emergence of large AI models marks a significant turning point in AI development, leading to a prolonged period of growth and innovation in the sector [4][4][4]. Key Insights - **Diverse Application Scenarios**: Human robots are being utilized in various fields such as manufacturing, emergency rescue, home care, education, and healthcare. The demand for automation in manufacturing is increasing due to labor shortages and rising labor costs, which is accelerating the adoption of human robots [4][4][4]. - **Market Dynamics**: Major global players, including OpenAI, FigureAI, and Tesla, are rapidly advancing their human-robot initiatives. For instance, Tesla's Optimus robot has demonstrated capabilities in sorting batteries and performing factory tasks, indicating significant progress in the industry [4][4][4]. - **Investment Trends**: The human-robot sector is characterized by event-driven investments, closely tied to the technological advancements of leading companies like Tesla and NVIDIA. The market has experienced fluctuations based on these developments, with notable price movements in 2023 and early 2024 [11][11][11]. Technological Developments - **Control Algorithms**: The development of motion control algorithms is critical for the mass production of human robots. These algorithms must address challenges related to accuracy and real-time performance, particularly in task execution and gait planning [27][27][27]. - **Key Components**: The human-robot ecosystem relies on various core components, including sensors, actuators, and control systems. The integration of advanced sensors enhances the robots' perception and interaction capabilities, which is essential for their functionality in diverse environments [29][29][29]. Market Potential - **Cost Reduction Opportunities**: The report highlights significant cost reduction potential in key components such as six-dimensional force sensors and harmonic reducers, which are crucial for the performance and affordability of human robots [37][37][37]. - **Market Size Projections**: The market for six-dimensional sensors is expected to grow substantially, with projections indicating a potential market size of 20 billion yuan as human robot sales increase [50][50][50]. Competitive Landscape - **Global Competition**: The human-robot industry is witnessing intense competition, with major players from the US, Europe, Japan, and China. Domestic companies like Yuli Instruments and Kunwei Technology are emerging as significant competitors in the sensor market [54][54][54]. - **Technological Barriers**: The industry faces high technical barriers, particularly in the development of advanced sensors and control systems. This has resulted in a concentrated market with a few leading firms dominating the landscape [56][56][56]. Conclusion - The human-robot industry is at a pivotal moment, driven by technological advancements and increasing demand across various sectors. The potential for growth is substantial, with significant opportunities for investment and innovation as the industry continues to evolve [4][4][4].