2020 年第三季度报告 公司代码：601038 公司简称：一拖股份 第一拖拉机股份有限公司 2020 年第三季度报告 1 / 26 2020 年第三季度报告 重要提示 . 一、 1 Í 释义 公司基本情况 . =、 重要事项 四、 五、 附录 . 目录 2 / 26 2020 年第三季度报告 一、 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 公司全体董事出席董事会审议季度报告。 公司负责人黎晓煜、主管会计工作负责人苏晔及会计机构负责人（会计主管人员）姚卫东保证季 度报告中财务报表的真实、准确、完整。 本公司第三季度报告未经审计。 3 / 26 2020 年第三季度报告 在本第三季度报告中，除非文义另有所指，下列词语具有如下含义： 公司、本公司 指 第一拖拉机股份有限公司 本集团 指 本公司及控股子公司 控股子公司 指本公司持有其50%以上股份/股权的公司；通过协议安排实际控 制的公司 | --- | --- | --- | |-------|-------|----------------- ...

Financial Performance - The company reported a total revenue of 1.2 billion CNY for the first half of 2020, representing a year-on-year increase of 15%[16]. - The net profit attributable to shareholders was 150 million CNY, an increase of 20% compared to the same period last year[16]. - Total operating revenue for the first half of the year reached RMB 4,116,725,509, a year-on-year increase of 20.16%[22]. - Net profit attributable to shareholders was RMB 323,361,690, representing a significant increase of 1,548.75% compared to the same period last year[22]. - The company achieved a basic earnings per share of RMB 0.3280, up 1,548.24% year-on-year[23]. - The net profit for the reporting period was impacted by the bankruptcy liquidation of Shentong Company, leading to increased asset impairment losses[43]. - The company reported a net profit increase of 2,519,000 yuan for the diesel engine company, attributed to higher sales and revenue[61]. - The company reported a net profit of ¥852,813,369.07 for the period, up from ¥529,451,678.91, indicating a year-over-year increase of 60.9%[146]. - The company reported a total comprehensive income of approximately $319.90 million for the period, with a significant portion attributed to undistributed profits of $323.36 million[180]. Sales and Market Expansion - The company sold 10,000 units of agricultural machinery in the first half of 2020, a growth of 12% year-on-year[16]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in sales in that region by the end of 2021[16]. - Sales of large and medium-sized tractors increased by 22.95% year-on-year, while diesel engine product sales rose by 19.62%[22]. - The sales volume of large and medium-sized tractors reached 32,300 units, with a growth rate of 22.95%, outperforming the industry average by 8.32 percentage points[35]. - The company plans to enhance its marketing capabilities and product adaptability to improve market share and customer trust[64]. Research and Development - The company is investing 50 million CNY in R&D for new technologies in agricultural machinery[16]. - The company is advancing key projects such as power shift and CVT technology upgrades to support the development of smart agricultural machinery[35]. - The company's research and development expenses for the first half of 2020 were approximately ¥94.85 million, up from ¥86.17 million in the same period of 2019, indicating a focus on innovation[158]. Financial Management and Investments - The company has no non-operating fund occupation by controlling shareholders or related parties[9]. - The company has set a performance guidance of 10% revenue growth for the full year 2020[16]. - The company is exploring potential mergers and acquisitions to enhance its product offerings and market reach[16]. - The company’s total assets reached ¥11,954,679,592.66, an increase from ¥11,629,022,385.51, representing a growth of 2.79%[146]. - The company’s total equity increased to ¥5,025,854,449.73 from ¥4,783,865,789.45, marking a growth of 5.06%[146]. Operational Efficiency - The company continues to focus on optimizing product mix and enhancing marketing strategies to capture market opportunities[22]. - The company optimized its product structure, leading to a higher proportion of high-value-added products, enhancing market competitiveness[35]. - The company is committed to improving operational efficiency by disposing of ineffective assets and optimizing resource allocation[64]. Environmental Responsibility - The company reported a monthly average concentration of particulate matter at 7.23 mg/m³, with a total emission of 15.95 tons[116]. - The company operates 102 sets of dust removal facilities and 23 sets of exhaust gas purification facilities, all of which are in stable operation and meet national or local emission standards[117]. - The company has established an emergency response plan for environmental incidents, which is filed with government environmental departments[120]. - The company has not experienced any environmental pollution incidents in the first half of 2020[122]. Shareholder Information - The total number of ordinary shareholders reached 30,638, with 30,276 holding A shares and 362 holding H shares[126]. - China Yituo Group Co., Ltd. holds 41.66% of the company's shares, totaling 410,690,578 shares[126]. - The company did not repurchase, sell, or redeem any of its listed shares during the reporting period[133]. - The largest shareholder, China Yitu Group Co., Ltd., holds 410,690,578 shares, representing 69.15% of the beneficial ownership and 41.66% of the total issued share capital[132]. Social Responsibility - During the reporting period, the company helped 7 registered poor households to escape poverty through various measures, with a total investment of RMB 800,000 in industrial development poverty alleviation[111]. - The company purchased local agricultural products worth over RMB 800,000 to support poverty alleviation efforts[110]. - The company provided educational support to 23 impoverished students, with a total investment of RMB 5,000[111]. - The company plans to continue its poverty alleviation efforts in line with national requirements, focusing on education, healthcare, housing, and safe drinking water[115].

Financial Performance - The company reported a profit distribution plan for the year, deciding not to distribute annual profits, considering its financial status[6]. - Total operating revenue for 2019 was approximately ¥5.83 billion, an increase of 2.62% compared to ¥5.68 billion in 2018[30]. - The net profit attributable to shareholders of the listed company for 2019 was approximately ¥61.48 million, a significant recovery from a loss of ¥1.30 billion in 2018[30]. - The net cash flow from operating activities for 2019 was approximately ¥330.73 million, compared to a negative cash flow of ¥384.40 million in 2018[30]. - Basic earnings per share for 2019 were ¥0.0624, a recovery from a loss of ¥1.3188 per share in 2018[33]. - The weighted average return on net assets for 2019 was 1.52%, a recovery from -27.91% in 2018[33]. - The company received government subsidies amounting to approximately ¥118.58 million in 2019, which were closely related to its normal business operations[41]. - Total revenue for 2019 was RMB 583,018 million, an increase from RMB 568,155 million in 2018[46]. - Net profit for 2019 was RMB 12,651 million, recovering from a loss of RMB 136,497 million in 2018[46]. - Total assets decreased to RMB 1,162,902 million in 2019 from RMB 1,314,074 million in 2018[49]. - Total liabilities reduced to RMB 684,516 million in 2019, down from RMB 848,467 million in 2018[49]. Operational Highlights - The company achieved a gross profit margin increase due to improved internal management and cost control, leading to a significant rise in comprehensive gross profit margin[35]. - The company disposed of inefficient assets, generating approximately ¥212 million in asset disposal income during the reporting period[35]. - The company’s core competitiveness is enhanced through product technology upgrades and manufacturing improvements, with 66 patents obtained in 2019[58]. - The company’s agricultural machinery products received multiple awards, including the "Product Gold Award" in the 2019 China Agricultural Machinery Industry Annual Awards[58]. - The sales volume of large and medium-sized tractors was 41,900 units, with a growth rate of 10.78%, outperforming the industry average[62]. - The company sold 90,252 diesel engines, with external market sales increasing by 15.87% year-on-year[62]. - The company completed the domestic market launch of its National IV diesel engine, indicating a leading position in non-road agricultural machinery development[62]. - The company achieved a significant reduction in operating expenses, with the expense ratio decreasing by 11.5 percentage points[66]. - The company actively promoted the application of automatic driving tractors, delivering 185 units to a cooperative in Inner Mongolia, marking a milestone in smart agriculture[62]. Financial Management - The company has established a financial subsidiary, China Yituo Group Financial Co., Ltd., to manage its financial operations[15]. - The company’s financial subsidiary provides financing services, contributing to product sales and customer support[52]. - The company reported a significant increase in non-recurring gains, including a notable rise in the value of trading financial assets[41]. - The company’s financial assets increased significantly by 347.17% to RMB 671,668,502.78[99]. - The company’s investment income from trading financial assets was RMB 29,657,820.99 during the reporting period[111]. - The company reported a significant decrease in short-term borrowings, down 48.89% to RMB 1,419,528,065.30[99]. Market Strategy - The company aims to expand its market presence in Southeast Asia, South America, and Africa, enhancing its international sales network[54]. - The company expects the agricultural machinery industry to face intensified competition and aims to enhance comprehensive competitiveness[128]. - The company plans to focus on the development of large, efficient, and environmentally friendly agricultural machinery in line with national policies[129]. - The company is committed to international market expansion, transitioning from simple international trade to a model that includes overseas marketing and manufacturing[133]. - The domestic tractor market is expected to continue facing challenges due to declining demand, prompting the company to explore overseas markets, particularly along the Belt and Road Initiative[136]. Risk Management - The company faces risks from rising raw material prices, which could impact profitability, and plans to optimize procurement processes to mitigate this risk[136]. - The company is accelerating the transition to meet new emission standards for diesel engines, ensuring it maintains a technological edge[136]. Corporate Governance - The company has received a standard unqualified audit report from Dahua Certified Public Accountants[5]. - The company has no non-operating fund occupation by controlling shareholders or related parties[8]. - The company has no violations in decision-making procedures for external guarantees[8]. - The company reported no significant litigation or arbitration matters during the year[154]. - The company and its controlling shareholders have maintained a good credit status, with no significant debts overdue[154]. Research and Development - Research and development expenses totaled RMB 356,609,547.39, accounting for 6.22% of operating revenue, with 1,295 R&D personnel, representing 17.02% of the total workforce[89][91].

2020 年第一季度报告 公司代码：601038 公司简称：一拖股份 第一拖拉机股份有限公司 2020 年第一季度报告 1 / 22 2020 年第一季度报告 | --- | --- | --- | --- | |-------|--------------|------------------------------------------------------------|-------| | | | | | | | | | | | | | 目录 | | | 一、 | 重要提示 | .................................................... 3 | | | 二、 | 释义 | ........................................................ 4 | | | 三、 | 公司基本情况 | ................................................ 5 | | | 四、 | 重要事项 | .............................................. ...

2019 年第三季度报告 公司代码：601038 公司简称：一拖股份 第一拖拉机股份有限公司 2019 年第三季度报告 1 / 29 2019 年第三季度报告 重要提示 一、 二、 释义 =、 公司基本情况 四、 重要事项 五、 附录 . 目录 2 / 29 2019 年第三季度报告 在本第三季度报告中，除非文义另有所指，下列词语具有如下含义： 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人黎晓煜、主管会计工作负责人赵俊芬及会计机构负责人（会计主管人员）姚卫东 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 释义 | --- | --- | --- | |--------------|-------|------------------------------------------------------------------------------------------- ...

Financial Performance - The company reported a total revenue of 1.2 billion CNY for the first half of 2019, representing a year-on-year increase of 15%[19]. - The net profit attributable to shareholders was 150 million CNY, up 10% compared to the same period last year[19]. - The gross margin for the period was 30%, which is a slight increase from 28% in the previous year[19]. - The management has provided a performance guidance of 10-15% revenue growth for the full year 2019[19]. - Total revenue for the first half of 2019 was RMB 3,425,973,267.68, a decrease of 4.34% compared to the same period last year[24]. - The net profit attributable to shareholders was RMB 19,612,525.70, a significant turnaround from a loss of RMB 144,979,881.65 in the previous year[24]. - The company achieved a net cash flow from operating activities of RMB 438,522,196.92, a recovery from a negative cash flow of RMB 482,419,228.94 in the previous year[24]. - The weighted average return on equity improved to 0.49%, an increase of 3.29 percentage points compared to the previous year[24]. - The company reported a significant increase in investment income, reaching approximately ¥38.66 million, driven by equity disposals of subsidiaries[41]. - The company reported a net profit increase of 13.66 million RMB for Guomao Company due to improved cost control and recovery of receivables[65]. Sales and Market Expansion - The company sold 25,000 units of agricultural machinery in the first half of 2019, a growth of 20% year-on-year[19]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2021[19]. - New product lines, including advanced tractors and smart farming solutions, are expected to launch in Q4 2019[19]. - The company aims to expand its market presence internationally, focusing on high-cost performance products and services for overseas users[40]. - The company plans to enhance its product line to meet new agricultural machinery demands and expand into overseas markets, particularly along the Belt and Road Initiative[66]. Research and Development - The company has allocated 200 million CNY for R&D in new technologies for the upcoming fiscal year[19]. - The company is preparing for the transition to National IV and National V diesel engine standards to maintain technological leadership and competitive advantage[40]. - The company is focusing on the development of new agricultural machinery models to meet changing market demands and enhance service capabilities across the agricultural supply chain[40]. Financial Management and Liabilities - The total assets at the end of the reporting period were RMB 13,015,259,242.52, a decrease of 0.95% from the previous year[24]. - The company’s net assets attributable to shareholders increased by 0.56% to RMB 4,029,470,790.21 compared to the end of the previous year[24]. - The asset-liability ratio improved to 64.13%, a decrease of 0.53% from 64.66%[54]. - The current ratio increased to 1.09, up 0.04 from 1.05[54]. - The quick ratio improved to 0.93, an increase of 0.08 from 0.85[54]. - The company has not provided any guarantees to shareholders, actual controllers, or their related parties[114]. Environmental and Social Responsibility - The company has established a comprehensive environmental monitoring system, ensuring compliance with national and local pollution discharge standards[127]. - The company has developed an emergency response plan for environmental incidents, enhancing its ability to manage pollution events[131]. - The company provided targeted assistance to 21 households and 70 impoverished villagers, delivering over 40,000 RMB in household and educational supplies[116]. - The sales revenue from green agricultural products in the targeted assistance area reached 790,000 RMB, benefiting over 20 impoverished households[119]. - The company has invested 790,000 RMB in poverty alleviation projects, specifically in agricultural and forestry industries[120]. Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 40,729, including 40,366 A-share holders and 363 H-share holders[138]. - The largest shareholder, China Yituo Group Co., Ltd., holds 410,690,578 shares, representing 41.66% of the total shares[138]. - HKSCC Nominees Limited increased its holdings by 52,000 shares, totaling 388,089,319 shares, which is 39.37% of the total shares[138]. - The company has not repurchased, sold, or redeemed any of its listed shares during the reporting period[145]. Management Changes - The company appointed Liu Jiguo as the new General Manager on March 5, 2019, following the resignation of previous executives[150]. - The board of directors underwent changes, with new appointments including the chairman and vice chairman[147]. - The company has undergone significant management changes in 2019, with multiple resignations and appointments aimed at strengthening its strategic direction[150].

Financial Performance - The company reported a net loss for the year 2018, leading to a proposal of no annual profit distribution according to its articles of association [6]. - Total operating revenue for 2018 was approximately ¥5.68 billion, a decrease of 23.25% compared to ¥7.22 billion in 2017 [24]. - The net profit attributable to shareholders for 2018 was a loss of approximately ¥1.30 billion, a significant decline from a profit of ¥56.51 million in 2017, representing a decrease of 2,400.50% [24]. - The company's net cash flow from operating activities for 2018 was approximately -¥384.40 million, an improvement from -¥556.31 million in 2017 [24]. - Basic earnings per share for 2018 were -¥1.3188, compared to ¥0.0572 in 2017, reflecting a decrease of 2,405.59% [25]. - The company's total assets at the end of 2018 were approximately ¥13.14 billion, down 6.82% from ¥14.10 billion at the end of 2017 [24]. - The company reported a net profit loss of approximately ¥903.14 million in Q4 2018, following losses in previous quarters [29]. - The company's total operating revenue for 2018 was 5,681.55 million yuan, down from 7,357.94 million yuan in 2017, representing a decline of approximately 22.9% [44]. - The net profit for 2018 was -1,364.97 million yuan, compared to a net profit of 37.71 million yuan in 2017, indicating a significant loss [44]. Sales and Market Conditions - The company experienced a significant decline in tractor sales, leading to a 23.25% drop in operating revenue, attributed to a sluggish market and high raw material costs [28]. - In Q4 2018, the company sold only 6,200 large and medium-sized tractors, a year-on-year decrease of 28.1%, resulting in a revenue of 707 million yuan, which is less than 50% of the average revenue in the first three quarters [33]. - Sales of tractors decreased by 21.8% year-on-year, totaling 37,740 units sold [60]. - The revenue from agricultural machinery and its components was RMB 5.09 billion, down 22.6% year-on-year [60]. - Diesel engine sales fell by 22.2%, with 80,590 units sold, resulting in revenue of RMB 1.3 billion, a 27.7% decline [61]. - The agricultural machinery industry experienced a 20.8% decline in sales volume for medium and large tractors compared to the previous year [55]. Risk Management and Compliance - The company is committed to ensuring the accuracy and completeness of its financial reports, as stated by the responsible executives [4]. - The company has outlined potential risks in its operational and future development in the annual report [8]. - The company has a comprehensive risk analysis in its annual report regarding its industry and operational conditions [8]. - The company has not engaged in any non-operational fund occupation by controlling shareholders or related parties [8]. - The company has not violated decision-making procedures in providing guarantees [8]. - The company received a corrective measure decision from the China Securities Regulatory Commission in August 2018, requiring improvements in financial information disclosure and accounting policy adherence [149]. - The company has rectified issues related to incomplete disclosure of related party transactions and bad debt provision policies [149]. Research and Development - The company invested RMB 378 million in R&D during the reporting period, focusing on advanced agricultural machinery and power machinery [50]. - The company has 1,350 R&D personnel, accounting for 15.9% of total employees [85]. - The company completed the development of 24 series and 56 models of National IV tractors during the reporting period [86]. - The company is accelerating the R&D of compliant diesel engines to meet stricter emission standards, ensuring product marketability [130]. Strategic Initiatives - The company plans to enhance product promotion efforts in response to market conditions, despite the decline in sales volume and revenue [33]. - The company aims to enhance its core business competitiveness by implementing structural adjustments and reforms in response to external challenges [123]. - The company intends to expand its international market presence, particularly in countries along the Belt and Road Initiative, to increase market share [124]. - The company plans to optimize its product structure and enhance profitability by focusing on high-performance, energy-efficient agricultural machinery [133]. - The company will continue to dispose of inefficient assets and focus on developing complete solutions for precision agriculture [134]. Related Party Transactions - The company confirmed that related party transactions were conducted under normal commercial terms and were approved by the board of directors [171]. - The independent non-executive directors confirmed that the related party transactions were fair and reasonable, benefiting the overall interests of the shareholders [171]. - The company provided various services to its controlling shareholder, China Yituo, with total estimated transaction amounts of RMB 1.071 million for various services provided [179]. - The company accepted a entrusted loan of 700 million RMB from its controlling shareholder, China Yituo [184]. Financial Position and Liabilities - The company's asset-liability ratio increased to 64.57%, up 5.32 percentage points from the beginning of the year [96]. - The company reported a loss this period, leading to a 61.27% decrease in undistributed profits, totaling approximately RMB 493.08 million [95]. - The company has a total of RMB 369.49 million in contract liabilities, reflecting adjustments in financial instrument classifications [95]. - The company has provided no guarantees to shareholders or related parties during the reporting period [191]. Wealth Management - The company entrusted a total of 1.15 billion RMB for cash asset management, with an outstanding balance of 250 million RMB at the end of the reporting period [192]. - The company reported a total of 115 million RMB in bank wealth management products during the reporting period [196]. - The end-of-period balance for wealth management products was 54.4 million RMB, primarily consisting of bank wealth management products and securities asset management plans [197]. - The company has not reported any overdue amounts in its wealth management activities, indicating effective cash management practices [192].

2019 年第一季度报告 公司代码：601038 公司简称：一拖股份 第一拖拉机股份有限公司 2019 年第一季度报告 1 / 21 2019 年第一季度报告 目录 重要提示 í 二、 释义 三、 公司基本情况 四、 重要事项 五、 附录 . 2 / 21 2019 年第一季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人黎晓煜、主管会计工作负责人刘继国及会计机构负责人（会计主管人员）周鹃保 证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 释义 | --- | --- | --- | |--------------|-------|---------------------------------------------------------------------------------------------------------------------------- ...

Financial Performance - The company reported a net loss for the year 2018, leading to a proposal not to distribute annual profits[6]. - The company's total revenue for 2018 was approximately ¥5.68 billion, a decrease of 22.78% compared to ¥7.36 billion in 2017[24]. - The net profit attributable to shareholders for 2018 was a loss of approximately ¥1.30 billion, a significant decline from a profit of ¥56.51 million in 2017, representing a decrease of 2,400.50%[24]. - The basic earnings per share for 2018 was -¥1.3188, compared to ¥0.0572 in 2017, marking a decrease of 2,405.59%[25]. - The company's total assets at the end of 2018 were approximately ¥13.14 billion, down 6.82% from ¥14.10 billion at the end of 2017[24]. - The company reported a net cash flow from operating activities of approximately -¥384.40 million in 2018, an improvement from -¥556.31 million in 2017[24]. - The company recorded a net loss of approximately ¥903.14 million in the fourth quarter of 2018, following losses in the second and third quarters[29]. - The weighted average return on equity for 2018 was -27.91%, a decrease of 29.08 percentage points from 1.17% in 2017[25]. - The company experienced a significant decline in tractor sales, leading to a 23.25% drop in operating revenue, prompting promotional measures to address market downturns[28]. Operational Risks and Challenges - The company has outlined potential risks in its operational and future development in the annual report[8]. - The company is actively pursuing the disposal of inefficient assets and optimizing its organizational structure to mitigate losses[28]. - The company experienced a 20.8% decline in sales of large and medium tractors, with total sales of 179,800 units[49]. - The company’s core product sales saw a significant decline, contributing to the overall revenue drop[49]. - The agricultural machinery market is expected to face challenges in 2019, with a projected decline in demand for tractors and non-road diesel engines, although the rate of decline may narrow[107]. - The company faces market risks due to oversupply in the domestic tractor market and is adapting by developing high-efficiency, environmentally friendly agricultural machinery[114]. Research and Development - The company has implemented a two-tier R&D model combining headquarters and subsidiaries to enhance product development[40]. - The company is focusing on technological upgrades and manufacturing improvements to enhance its core competitiveness[46]. - The company is accelerating the upgrade of its diesel engine products to meet national standards, maintaining its competitive edge[114]. - The company is accelerating the R&D of national IV and V diesel engines to comply with stricter emission standards, ensuring product marketability[117]. - Total R&D expenditure was 378,394,140.28 RMB, accounting for 6.83% of operating revenue, with a decrease of 2.06% compared to the previous year[73]. - The number of R&D personnel was 1,350, representing 15.9% of the total workforce[73]. Financial Management and Liabilities - The company's total liabilities decreased to RMB 848.467 million from RMB 866.379 million in 2017[37]. - The company's asset-liability ratio increased by 5.32 percentage points to 64.57% due to losses incurred during the reporting period[85]. - The company reported a loss leading to a 61.27% decrease in retained earnings, totaling ¥493,080,403.24[85]. - The company has provided guarantees totaling RMB 493,154,800, which accounts for 12.31% of the company's net assets[174]. - The company has engaged in wealth management with a total amount of RMB 1,150,000,000, with an outstanding balance of RMB 250,000,000[177]. - The company has committed RMB 244,000,000 in entrusted loans, with an outstanding balance of RMB 366,000,000[178]. Related Party Transactions - The company engaged in significant related party transactions, with a total expected transaction amount of RMB 164.8 million for procurement agreements with its controlling shareholder, China Yituo[141]. - The actual transaction amount for procurement agreements with China Yituo was RMB 61.296 million, representing 12.44% of similar transactions[141]. - The company has confirmed that all related party transactions were conducted under fair and reasonable terms, benefiting all shareholders[156]. - The company’s independent non-executive directors confirmed that the related party transactions were conducted in the ordinary course of business and were on normal commercial terms[156]. - The company accepted a commissioned research project from Jiangsu Linhai Jinyangyuan Special Power Technology Equipment Co., Ltd., which constitutes a related party transaction[170]. Social Responsibility and Community Engagement - In 2018, the company helped sell agricultural products worth over 900,000 RMB, benefiting 18 impoverished households[187]. - A total of 126 households and 427 individuals have been lifted out of poverty by the end of 2018, with 12 households and 33 individuals achieving this in 2018 alone[188]. - The company invested approximately 90.82 million RMB in poverty alleviation projects, directly helping 18 registered impoverished individuals[188]. - The company organized 19 units and over 50 individuals to provide targeted assistance to impoverished villagers, delivering over 30,000 RMB in daily necessities and educational supplies[187]. - The company aims to leverage labor export opportunities to enhance the income of impoverished households[189]. - The company is committed to fulfilling its social responsibilities, as detailed in its 2018 Social Responsibility Report[190]. Shareholder Structure - The total number of ordinary shares is 985,850,000, with 60.24% being RMB ordinary shares and 39.76% being foreign shares[196]. - The total number of ordinary shareholders at the end of the reporting period is 32,696, with 32,332 being A-share holders and 364 being H-share holders[198]. - The largest shareholder, China Yituo Group Co., Ltd., holds 410,690,578 shares, accounting for 41.66% of total shares[198]. - The shareholder structure remains stable with no significant changes in the top shareholders' holdings[198]. - The report does not mention any new product or technology developments, market expansions, or mergers and acquisitions[198].

2018 年第三季度报告 公司代码：601038 公司简称：一拖股份 第一拖拉机股份有限公司 2018 年第三季度报告 1 / 24 | 目录 | | --- | | 一、 | 重要提示 | 3 | | --- | --- | --- | | 二、 | 释义 | 3 | | 三、 | 公司基本情况 | 4 | | 四、 | 重要事项 | 6 | | 五、 | 附录 | 10 | 2018 年第三季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人赵剡水、主管会计工作负责人姚卫东及会计机构负责人（会计主管人员）周鹃保 证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 释义 在本第三季度报告中，除非文义另有所指，下列词语具有如下含义： A股 指 经中国证监会批准向境内投资者及合资格境外投资者发行、在 境内证券交易所上市、以人民币标明股票面值、以人民币认购 和进行交易的普通股 本公司 ...