证券代码：601136 证券简称：首创证券 公告编号：2023-016 首创证券股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 5 月 26 日（星期五）15:00-17:00。 ●会议召开方式：视频录播和网络互动。 ●会议召开地点：https://roadshow.cnstock.com/（上海证券报·中国证券网 路演中心网站）。 ●问题预征集：投资者可于 2023 年 5 月 25 日（星期四）16:00 前通过公司 邮箱（pr@sczq.com.cn）进行提问，邮件标题注明"601136 2022 年度业绩说明 会问题预征集"。公司将在说明会上对投资者普遍关注的问题进行回答。 一、说明会类型 本次业绩说明会通过视频录播结合网络互动方式召开，公司将针对 2022 年 度经营业绩及财务指标相关情况与投资者进行互动交流和沟通，并在信息披露允 许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 ●会议召开时间 ...

Financial Performance - The company's operating revenue for 2022 was ¥1,587,858,078.75, a decrease of 24.87% compared to ¥2,113,493,479.32 in 2021[48]. - Net profit attributable to shareholders of the parent company for 2022 was ¥553,508,028.46, down 35.53% from ¥858,599,660.48 in 2021[48]. - The total assets at the end of 2022 amounted to ¥39,731,623,636.63, reflecting a 21.87% increase from ¥32,600,665,585.57 at the end of 2021[48]. - The total liabilities at the end of 2022 were ¥27,619,336,831.25, which is a 20.77% increase compared to ¥22,870,301,807.54 at the end of 2021[48]. - The equity attributable to shareholders of the parent company increased by 24.52% to ¥12,096,703,178.03 at the end of 2022 from ¥9,714,788,075.73 at the end of 2021[48]. - Basic earnings per share for 2022 were ¥0.23, down 34.29% from ¥0.35 in 2021[49]. - The weighted average return on equity for 2022 was 5.55%, a decrease of 3.66 percentage points from 9.21% in 2021[49]. - The cash flow from operating activities for 2022 was ¥734,037,428.81, an increase of 36.09% compared to ¥539,363,564.80 in 2021[48]. Dividend Distribution - The company plans to distribute a cash dividend of 1.85 CNY per 10 shares, totaling approximately 505.67 million CNY, which accounts for 91.36% of the net profit attributable to shareholders for the year 2022[4]. - The company does not plan to issue bonus shares or increase capital from reserves in the profit distribution proposal[4]. Risk Management - The company has established a comprehensive risk management system, including 29 risk management policies covering various types of risks such as credit, market, liquidity, operational, and reputational risks[134]. - The risk management organization consists of a four-tier structure, with the board of directors being the highest decision-making body responsible for overall risk management effectiveness[136]. - The company has implemented a risk control indicator system focused on net capital and liquidity, with warning standards set at 120% for minimum requirements and 80% for maximum limits[140]. - The company has established a comprehensive internal control policy to manage operational risks effectively, with no significant operational risk events reported during the period[129]. - Compliance risk management includes establishing a compliance management organization and enhancing compliance culture and training[130]. Corporate Governance - The board of directors consists of 11 members, including 4 independent directors, and operates in compliance with relevant laws and regulations[151]. - The supervisory board is composed of 5 members, with 2 employee supervisors elected by the employee representative assembly, ensuring compliance with legal requirements[152]. - The company has established independent internal management structures, ensuring no interference from the controlling shareholder[158]. - The company conducts its securities business independently, with no reliance on the controlling shareholder for operations[159]. - The company has included six structured entities in its consolidated financial statements, impacting total assets by 23,483.01 million yuan[118]. Market Expansion and Strategy - The company aims to enhance its service capabilities in key areas such as small and micro enterprises, technological innovation, and green development, in line with national policies[120]. - The company plans to focus on a differentiated development strategy centered on asset management, supported by retail and wealth management, and investment banking[121]. - The company is investing 200 million yuan in new technology development for its financial products in 2023[164]. - The company plans to expand its market presence in Southeast Asia, targeting a 15% market share by 2025[164]. - The company is considering strategic acquisitions to enhance its product offerings, with a budget of 500 million RMB allocated for potential deals[176]. Operational Performance - The company has established 17 branches and 49 business units, indicating significant operational expansion[15]. - The company has a strong presence in the interbank lending market, being a member of the national interbank lending market, which supports its liquidity management[18]. - The company is actively involved in multiple financial services, including securities investment consulting and financial advisory, which are critical for its growth strategy[14]. - The company reported a total of 300 million yuan in revenue from various securities business units across multiple provinces[39]. Technology and Innovation - The company is investing in new technologies to improve service delivery and client engagement[40]. - The company has implemented a new risk control framework, resulting in a 30% reduction in operational risks[164]. - The "Tomato Wealth APP" underwent multiple significant upgrades, improving user experience and providing secure financial services to individual clients[144]. - The company is exploring potential mergers and acquisitions to enhance its service offerings and market reach[164]. Awards and Recognition - The company received multiple awards, including the "2022 Annual China Golden Bull Award" for asset management[59][60].

2023 年第一季度报告 证券代码：601136 证券简称：首创证券 首创证券股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人毕劲松、主管会计工作负责人唐洪广及会计机构负责人（会计主管人员）李红清保证 季度报告中财务信息的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 据此，公司相应调整了资产负债表 2022 年 12 月 31 日相关科目数据及利润表上年同期数据。 调整后的报表数据详见本报告之"四、季度财务报表"。 (二)非经常性损益项目和金额 √适用 □不适用 单位：元 币种：人民币 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 上年同期 | | 本报告期比 上年同期增 | | --- | --- | --- | --- | --- | | | ...