天风证券股份有限公司 2024 年度独立董事述职报告 （孙晋，离任） 本人 2021 年 5 月 18 日至 2024 年 2 月 2 日担任天风证 券股份有限公司（以下简称"公司"）独立董事，在任职期 间严格按照《公司法》《证券法》《上市公司独立董事管理 办法》《上海证券交易所上市公司自律监管指引第 1 号—— 规范运作》等有关法律法规、规范性文件及《公司章程》等 制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行 独立董事职责，按时出席相关会议，认真审议董事会各项议 案，并对公司重大事项发表客观、审慎的独立意见，维护公 司整体利益和全体股东特别是中小股东的合法权益。现将本 人 2024 年度任职期间（2024 年 1 月 1 日至 2024 年 2 月 2 日） 履职情况报告如下： 一、基本情况 本人孙晋，2021 年 5 月 18 日至 2024 年 2 月 2 日担任公 司独立董事。本人曾任新疆大学法学院副院长，挂职江苏省 镇江市中级人民法院副院长，武汉大学法学院副教授。现任 武汉大学法学院教授、博士生导师。 根据《上市公司独立董事管理办法》要求，本人确认在 公司担任独立董事期间，未在公司担任 ...

天风证券股份有限公司 2024 年度独立董事述职报告 （何国华，离任） 本人 2021 年 5 月 18 日至 2024 年 2 月 2 日担任天风证 券股份有限公司（以下简称"公司"）独立董事，在任职期 间严格按照《公司法》《证券法》《上市公司独立董事管理 办法》《上海证券交易所上市公司自律监管指引第 1 号—— 规范运作》等有关法律法规、规范性文件及《公司章程》等 制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行 独立董事职责，按时出席相关会议，认真审议董事会各项议 案，并对公司重大事项发表客观、审慎的独立意见，维护公 司整体利益和全体股东特别是中小股东的合法权益。现将本 人 2024 年度任职期间（2024 年 1 月 1 日至 2024 年 2 月 2 日） 履职情况报告如下： 一、基本情况 本人何国华，2021 年 5 月 18 日至 2024 年 2 月 2 日担任 公司独立董事。本人曾担任解放军企业管理学校(现为九江 学院)教师、邮电部经济技术发展研究中心经济师、武汉大 学经济与管理学院副教授，现任武汉大学经济与管理学院教 授、博士生导师。 作为独立董事，2024 年任职期间，本人认真 ...

天风证券股份有限公司 2024 年度独立董事述职报告 （姬建生） 本人于 2024 年 2 月 2 日担任天风证券股份有限公司（以 下简称"公司"）独立董事，在任职期间严格按照《公司法》 《证券法》《上市公司独立董事管理办法》《上海证券交易 所上市公司自律监管指引第 1 号——规范运作》等有关法律 法规、规范性文件及《公司章程》等制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行独立董事职责，按时出席 相关会议，认真审议董事会各项议案，为公司经营决策和规 范运作提出意见和建议，有效促进公司规范运作，维护公司 整体利益和全体股东特别是中小股东的合法权益。现将本人 2024 年度任职期间（2024 年 2 月 2 日至今）履职情况报告 如下： 一、基本情况 本人姬建生，于 2024 年 2 月 2 日担任公司独立董事。 本人曾担任武汉市第四律师事务所律师，湖北得伟君尚律师 事务所律师、合伙人，湖北晨丰律师事务所律师，北京中伦 （武汉）律师事务所律师，现任上海市海华永泰（武汉）律 师事务所律师、合伙人，公司独立董事。 根据《上市公司独立董事管理办法》要求，本人于 2024 年度报告披露前对自身独立性进行了自 ...

一、基本情况 本人蒋骁，于 2024 年 2 月 2 日担任公司独立董事。本 人曾担任上海东洲资产评估有限公司董事、总裁，现任金证 （上海）资产评估有限公司董事长，公司独立董事。 根据《上市公司独立董事管理办法》要求，本人于 2024 年度报告披露前对自身独立性进行了自查，本人确认未在公 司担任除独立董事及董事会专门委员会委员以外的任何职 务，与公司及主要股东之间不存在直接或者间接利害关系， 亦不存在其他可能影响独立董事进行独立客观判断的关系， 不存在影响独立性的其他相关情况。 天风证券股份有限公司 2024 年度独立董事述职报告 （蒋骁） 本人于 2024 年 2 月 2 日担任天风证券股份有限公司（以 下简称"公司"）独立董事，在任职期间严格按照《公司法》 《证券法》《上市公司独立董事管理办法》《上海证券交易 所上市公司自律监管指引第 1 号——规范运作》等有关法律 法规、规范性文件及《公司章程》等制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行独立董事职责，按时出席 相关会议，认真审议董事会各项议案，为公司经营决策和规 范运作提出意见和建议，有效促进公司规范运作，维护公司 整体利益和全体股东特 ...

天风证券股份有限公司 2024 年度独立董事述职报告 （胡宏兵） 本人于 2024 年 2 月 2 日担任天风证券股份有限公司（以 下简称"公司"）独立董事，在任职期间严格按照《公司法》 《证券法》《上市公司独立董事管理办法》《上海证券交易 所上市公司自律监管指引第 1 号——规范运作》等有关法律 法规、规范性文件及《公司章程》等制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行独立董事职责，按时出席 相关会议，认真审议董事会各项议案，为公司经营决策和规 范运作提出意见和建议，有效促进公司规范运作，维护公司 整体利益和全体股东特别是中小股东的合法权益。现将本人 2024 年度任职期间（2024 年 2 月 2 日至今）履职情况报告 如下： 一、基本情况 本人胡宏兵，于 2024 年 2 月 2 日担任公司独立董事。 本人曾担任中国社科院金融研究所博士后，现任中南财经政 法大学金融学院教研室主任、系主任、副院长，公司独立董 事。 根据《上市公司独立董事管理办法》要求，本人于 2024 年度报告披露前对自身独立性进行了自查，本人确认未在公 司担任除独立董事及董事会专门委员会委员以外的任何职 务，与公司及主 ...

天风证券股份有限公司 2024 年度独立董事述职报告 （李强） 本人于 2024 年 2 月 2 日担任天风证券股份有限公司（以 下简称"公司"）独立董事，在任职期间严格按照《公司法》 《证券法》《上市公司独立董事管理办法》《上海证券交易 所上市公司自律监管指引第 1 号——规范运作》等有关法律 法规、规范性文件及《公司章程》等制度的规定和要求，在 2024 年度工作中，诚信、勤勉履行独立董事职责，按时出席 相关会议，认真审议董事会各项议案，为公司经营决策和规 范运作提出意见和建议，有效促进公司规范运作，维护公司 整体利益和全体股东特别是中小股东的合法权益。现将本人 2024 年度任职期间（2024 年 2 月 2 日至今）履职情况报告 如下： 一、基本情况 本人李强，于 2024 年 2 月 2 日担任公司独立董事。本 人曾担任中兴通讯股份有限公司审计经理、海外财务经理， 深圳大富科技股份有限公司风控经理，深圳特安电子有限公 司销售管理经理，深圳华大基因科技有限公司监事会主席助 理，北京市康达(深圳）律师事务所执业律师，现任广东海 瀚律师事务所合伙人律师，公司独立董事。 根据《上市公司独立董事管理办法》要求 ...

Financial Performance - The net profit attributable to the parent company for 2024 is -29.7091 million RMB, indicating a loss [6]. - As of December 31, 2024, the company's undistributed profits stand at -544.5981 million RMB, which means the company is not in a position to distribute dividends [6]. - The company's operating revenue for 2024 was CNY 2,699,783,834.41, a decrease of 21.21% compared to CNY 3,426,523,374.61 in 2023 [42]. - The net profit attributable to shareholders of the parent company for 2024 was a loss of CNY 29,709,077.34, a decline of 109.67% from a profit of CNY 307,183,810.96 in 2023 [42]. - The company reported a net profit margin of 12%, up from 10% in the previous quarter [36]. - The company reported a net profit of CNY 506,699,761.87 in Q4 2024, following a loss in the previous quarters [47]. - The company reported a significant increase in short-term financing payables, rising by 112.41% to $5.22 billion from $2.46 billion [54]. - The company reported a net loss of CNY 580.43 million for the reporting period, compared to a net loss of CNY 276.51 million in the previous year [58]. - The total comprehensive income for the period was a loss of CNY 594.77 million, compared to a loss of CNY 257.79 million in the previous year [58]. Capital Structure - The registered capital remains unchanged at 8.6658 billion RMB, while net capital decreased from 16.5467 billion RMB to 15.3061 billion RMB [18]. - The basic earnings per share for 2024 was CNY 0.00, a decrease of 100% compared to CNY 0.04 in 2023 [43]. - The liquidity coverage ratio for 2024 was 517.62%, a decrease from 661.91% in 2023 [45]. - The total liabilities at the end of 2024 were CNY 73,713,700,264.42, a decrease of 1.67% from CNY 74,962,015,239.02 in 2023 [42]. - The company's total assets as of December 2024 were CNY 97.896 billion, a decrease of 1.66% compared to the end of 2023 [59]. Business Operations - The company has a comprehensive range of business qualifications, including securities brokerage, investment consulting, and financial advisory services [18]. - The company has been actively expanding its business qualifications, including the participation in the interbank bond market since June 2012 [20]. - The company has been involved in multiple business expansions, including the introduction of internet securities business pilot in March 2015 [20]. - The company achieved a significant increase in registered capital to CNY 466.2 million in June 2015, which is an increase of 98.5% [28]. - The company has established a total of 29 branches as of December 31, 2024 [38]. Risk Management - The company faces various risks, including legal compliance risks, credit risks from defaults, market risks from price fluctuations, operational risks, liquidity risks, and reputational risks [9]. - The company emphasizes the importance of risk management and compliance in its future operations [9]. - The company has established a comprehensive risk management framework aligned with its business strategy and risk appetite, covering all operational areas [112]. - Daily monitoring and reporting of liquidity risk indicators, asset and liability structures, and cash flow analyses are conducted to manage liquidity risk effectively [114]. - The company has implemented anti-money laundering measures in accordance with regulatory requirements, including customer identification and transaction monitoring [114]. Governance and Compliance - The company emphasizes independent operations, maintaining a complete and independent business system without influence from controlling shareholders [122]. - The company held a total of 4 shareholder meetings during the reporting period, including 1 annual meeting and 3 extraordinary meetings [125]. - The board of directors convened 9 meetings, ensuring compliance with relevant laws and regulations [119]. - The company has established specialized committees under the board, including the audit committee, remuneration and nomination committee, risk and compliance management committee, and development strategy and ESG committee [148]. - The company is committed to enhancing governance levels and risk management practices through its specialized committees [150]. Research and Development - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience [36]. - The company has a research team of over 200 personnel covering nearly 3,000 A-share listed companies, emphasizing its strong research capabilities [68]. - The company has implemented a training program aimed at developing a market-oriented and professional talent cultivation system [160]. - The number of R&D personnel was 68, representing 2.44% of the total workforce [83]. - The company’s total R&D expenditure was RMB 26.71 million, accounting for 0.99% of total revenue [82]. Social Responsibility - The company has integrated responsible investment principles into its decision-making processes, promoting sustainable financial practices [178]. - Total investment in social responsibility initiatives amounted to CNY 1.64 million, focusing on rural revitalization and community support [177]. - The company has supported 38,049 individuals through various public welfare activities, including education and ecological improvement [177]. - The company facilitated financing totaling CNY 2.005 billion for rural revitalization projects, contributing to a cumulative financing of over CNY 17 billion in recent years [182]. - The company launched the "Orange Talent Plan" and "Orange Long Plan" to provide educational support and resources to underprivileged students [183]. Strategic Plans - The company plans to issue debt financing instruments in both domestic and overseas markets as part of its financing strategy [126]. - The company aims to enhance its role as a local financial advisor and industry consultant, focusing on optimizing regional industrial structures [67]. - The company is exploring market expansion opportunities, leveraging its experienced board members to drive growth [129]. - The company plans to develop a comprehensive financial service model tailored for Hubei, leveraging local IPO resources and existing listed companies [106]. - The company is considering strategic acquisitions to enhance its product portfolio, with a budget of 300 million yuan allocated for potential deals [138].

天风证券公告，2025年第一季度营收为6.34亿元，同比增长243.05%；净利润为2415.83万元，去年同期 净亏损3.76亿元。 ...

Core Insights - The article highlights the significance of the capital investment promotion conference held in Ruichang, aiming to connect quality capital with industrial projects to foster high-quality development in the region [1][2]. Group 1: Capital Investment Strategies - Ruichang is adopting investment banking, chain, and closed-loop thinking to explore new paths for capital investment, establishing an industrial fund matrix to promote a dual approach of industry and capital [2][3]. - The city aims to create a collaborative model of "fund + industry + policy" to enhance the entire process of fundraising, investment, management, and exit, thereby creating a favorable environment for fund growth and project implementation [2][3]. Group 2: Industrial Development and Strategic Advantages - Ruichang leverages its historical industrial roots, particularly from its copper mining heritage, to expand its industrial landscape, including the establishment of various high-tech industrial parks [4][6]. - The city is strategically positioned with a 19.5 km stretch of quality Yangtze River coastline and 19 deep-water ports, facilitating the development of chemical new materials, green shipbuilding, and other emerging industries [6]. Group 3: Investment Environment and Success Stories - The local government’s commitment to developing the shipbuilding industry and improving the business environment has attracted significant investor interest, with successful partnerships and projects being established [7][12]. - Recent bond issuance, which marked a milestone for county-level investment bonds in Jiangxi, received a strong market response, indicating investor confidence in Ruichang's economic development [10][12].