Core Insights - The results of the 7th Sina Finance Golden Unicorn Best Analyst Awards were announced on December 5, with Tianfeng Securities' research team achieving notable rankings in multiple categories [1] Group 1: Awards and Recognitions - Tianfeng Securities was awarded "5th Best Research Institution," "4th Best Frontier Technology Research Institution," and "4th Most Honorable Research Institution" [1] - The firm received 19 research awards across various fields in the Best Analyst Honor Roll and 3 awards in the Elite Analyst Honor Roll [1] - Liu Jie, a banking analyst from Tianfeng Securities, was honored with the Golden Unicorn Securities Analyst - Future Star award [1]

近日，天风证券发布公告称，公司已收到中国证监会的立案告知书，市场认为监管立案与2022年年度报 告中披露的原民营大股东资金占用事项有所关联，2022年底该占用资金及利息全部归还。立案标志着困 扰天风证券多年的历史包袱终于要划上句号。在湖北宏泰集团控股后，天风证券基本面持续向好，立案 被市场解读为"利空出尽"的关键节点。 立案原因猜想：当代集团资金占用 天风证券2022年年度报告中披露，公司原直接和间接持股合计5%以上股份的股东武汉当代科技产业集 团股份有限公司通过第三方主体占用公司资金，截至2022年12月31日，占用资金及利息已全部归还。彼 时市场即普遍预期，立案只是时间问题。如今立案告知书落地，印证了当时猜想。 关键信号：与"当代系"旧时代彻底切割 市场分析，此次立案标志着天风证券与当代集团的历史遗留问题彻底切割。 2023年湖北国资宏泰集团正式控股天风证券，目前持有公司28.33%股权。原大股东当代集团因债务危 机已退出天风证券股东行列，但历史问题始终是悬在天风证券头上的"悬顶之剑"。 市场人士分析，对于此次立案告知，机构投资者普遍持"靴子落地"的积极解读，"监管立案虽然会带来 短期声誉影响，但明确的责 ...

Core Points - Tianfeng Securities has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing [2] - The investigation is reportedly linked to the capital occupation issues disclosed in the 2022 annual report related to the former major shareholder, Dongdai Group, which had all funds and interest returned by the end of 2022 [2] - Analysts believe that this investigation signifies a complete severance of historical issues between Tianfeng Securities and Dongdai Group [2]

证券代码：601162 证券简称：天风证券 公告编号：2025-074号 目前，公司各项生产经营活动正常有序开展，在立案调查期间，公司将积极 配合中国证监会的相关调查工作，并严格按照有关法律法规及监管要求履行信息 披露义务。 公司指定信息披露媒体为《中国证券报》《上海证券报》《证券日报》《证 券时报》和上海证券交易所网站（www.sse.com.cn），有关公司的信息均以公司在 上述指定媒体披露的信息为准。敬请广大投资者理性投资，注意投资风险。 特此公告。 天风证券股份有限公司董事会 天风证券股份有限公司 关于收到中国证券监督管理委员会立案告知书的公告 2025 年 11 月 29 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 天风证券股份有限公司（以下简称"公司"）于2025年11月28日收到中国证 券监督管理委员会（以下简称"中国证监会"）下发的《立案告知书》（编号： 证监立案字【0052025018】号）。因涉嫌信息披露违法违规、违法提供融资，根 据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法律法规，中 ...

以上内容为证券之星据公开信息整理，由AI算法生成（网信算备310104345710301240019号），不构成 投资建议。 天风证券(601162.SH)公告称，公司于2025年11月28日收到中国证监会下发的《立案告知书》，因涉嫌 信息披露违法违规、违法提供融资，中国证监会决定对公司立案。目前公司生产经营正常，将积极配合 调查并履行信息披露义务。 ...

Group 1 - Tianfeng Securities is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing [1] - The company stated that all its business operations are currently running normally and orderly [1] - During the investigation, Tianfeng Securities will actively cooperate with the CSRC and comply with relevant legal and regulatory requirements for information disclosure [1]

11月28晚间，天风证券公告称，公司于11月28日收到中国证监会下发的《立案告知书》。因涉嫌信息披露违法违规、违法提供融资，中 国证监会决定对公司立案。目前，公司各项生产经营活动正常有序开展。 编辑 ｜ 钉钉 ...

Group 1 - Tianfeng Securities (601162.SH) announced that it received a "Notice of Case Filing" from the China Securities Regulatory Commission (CSRC) on November 28, 2025, due to suspected violations of information disclosure and illegal financing [2] - The CSRC has decided to initiate a case against the company, indicating serious regulatory scrutiny [2] - The company stated that its production and operations are normal and it will actively cooperate with the investigation while fulfilling its information disclosure obligations [2]

Group 1 - The core point of the article is that Tianfeng Securities (601162.SH) has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure and illegal financing, while the company's operations remain normal and it will cooperate with the investigation [1] Group 2 - As of the latest closing, Tianfeng Securities' stock price is 4.83 CNY per share, with a total market capitalization of 48.7 billion CNY [2] - The stock has shown a slight increase of 0.42% today, with a trading volume of 984,000 hands and a turnover of 474 million CNY [3]

Core Insights - The 2025 Analyst Conference and the 7th Sina Finance "Golden Unicorn" Best Analyst Award Ceremony took place on November 28, gathering over 300 authoritative scholars, public and private fund leaders, listed company chairpersons, top fund managers, and chief analysts in Shanghai to discuss future opportunities in the Chinese capital market [1] Group 1: Event Overview - The event highlighted the future opportunities in the Chinese capital market [1] - The results of the 7th Sina Finance Golden Unicorn Outstanding Research Institution evaluation were announced [1] Group 2: Award Results - The top ten best research institutions were recognized, with Changjiang Securities taking first place, followed by GF Securities and Guotai Junan Securities in second and third respectively [1] - The complete ranking of the top ten institutions is as follows: 1. Changjiang Securities 2. GF Securities 3. Guotai Junan Securities 4. Industrial Securities 5. Tianfeng Securities 6. Shenwan Hongyuan Securities 7. Zheshang Securities 8. CITIC Securities 9. Guosheng Securities 10. Guoxin Securities [1]