2月13日，天风证券（维权）公告，因公司涉嫌福建省永安林业（集团）股份有限公司持股变动信息披 露违法违规，证监会决定对公司立案。新浪声明：此消息系转载自新浪合作媒体，新浪网登载此文出于 传递更多信息之目的，并不意味着赞同其观点或证实其描述。文章内容仅供参考，不构成投资建议。投 资者据此操作，风险自担。 炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 登录新浪财经APP 搜索【信披】查看更多考评等级 专题：证监会严肃查处天风证券违法违规行为：对天风证券和当代集团合计罚2500万 ...

湖北证监局拟依法对天风证券和当代集团合计处以2500万元的顶格罚款，对9名责任人员合计罚款3480 万元，对当代集团实际控制人艾路明、天风证券时任董事长余磊、时任副总裁兼财务总监许欣采取终身 证券市场禁入措施。对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为，湖北证 监局拟依法采取暂停相关业务、责令处分有关责任人员、监管谈话等行政监管措施。此外，上海证券交 易所拟对天风证券、当代集团及有关责任人员依规顶格作出纪律处分。 据悉，前期，为切实维护投资者合法权益，证券监管部门持续提升监管执法效能，湖北省积极行动，当 代集团所持天风证券股权已转让给湖北省有关企业，天风证券经营得以保障。此次处罚落地，将有利于 天风证券进一步夯实公司治理、提高合规风控管理水平，促使其稳健经营。 证监会称，公司治理是上市公司高质量发展的根基，合规风控是证券公司稳健发展的生命线。从天风证 券违法违规案例看，一方面大股东滥用股东权利、违法利用证券公司融资、侵蚀证券公司利益，另一方 面证券公司突破合规底线、配合股东违法违规，性质恶劣，必须依法从严惩处。 据中国证监会2月13日发布的消息，证监会近日对天风证券股份有限公司（下称"天 ...

中经记者 孙汝祥 夏欣 北京报道 2026年2月13日，证监会官网披露，证监会近日对天风证券为原第一大股东武汉当代科技产业集团股份 有限公司（以下简称"当代集团"）涉嫌违法提供融资及信披违法违规行为，作出行政处罚及市场禁入事 先告知。 湖北证监局拟对天风证券、当代集团及9名相关责任人合计罚款5980万元，并对3名责任人采取终身证券 市场禁入措施。 对此，湖北证监局拟对天风证券和当代集团合计处以2500万元的顶格罚款，对9名责任人员合计罚款 3480万元，对当代集团实际控制人艾路明，天风证券时任董事长余磊、时任副总裁兼财务总监许欣，采 取终身证券市场禁入措施。 对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为，湖北证监局拟采取暂停相关 业务、责令处分有关责任人员、监管谈话等行政监管措施。 此外，上海证券交易所拟对天风证券、当代集团及有关责任人员依规顶格作出纪律处分。 证监会表示，前期，为切实维护投资者合法权益，证券监管部门持续提升监管执法效能，湖北省积极行 动，当代集团所持天风证券股权已转让给湖北省有关企业，天风证券经营得以保障。此次处罚落地，将 有利于天风证券进一步夯实公司治理、提高合规风控管 ...

Group 1 - In January 2026, China's financial data showed significant growth, with broad money (M2) supply increasing to 347.19 trillion yuan, a year-on-year growth of 9.0% [1] - The total social financing stock reached 449.11 trillion yuan, up 8.2% year-on-year, while the balance of RMB loans was 276.62 trillion yuan, growing by 6.1% [1] - The People's Bank of China has implemented a more proactive macro policy, including a 0.25 percentage point reduction in structural tool interest rates to encourage banks to increase credit to key sectors [1] Group 2 - The China Securities Regulatory Commission (CSRC) announced a maximum fine of 25 million yuan against Tianfeng Securities for illegal financing and information disclosure violations related to Wuhan Contemporary Technology Industry Group [2] - Nine individuals, including Tianfeng Securities' former chairman and vice president, received fines totaling 34.8 million yuan and were banned from the securities market for life [2] - The CSRC emphasized the need for strict penalties against violations, highlighting the importance of compliance in the securities industry [2] Group 3 - The Ministry of Industry and Information Technology (MIIT) is increasing policy support for the low-altitude industry, focusing on safety, innovation, and the establishment of a standard system [3] - The MIIT aims to enhance the management of manufacturing industries and ensure the safety of low-altitude equipment through a comprehensive verification system [3] - The ministry is promoting collaborative innovation and the integration of low-altitude equipment with new technologies, such as artificial intelligence [3] Group 4 - The U.S. Consumer Price Index (CPI) rose by 2.4% year-on-year in January, a decrease from 2.7% in December, and below market expectations of 2.5% [5] - The month-on-month CPI increased by 0.2%, which was lower than both expectations and the previous value of 0.3% [5] - Following the CPI data release, traders estimated a 50% probability of a third interest rate cut by the Federal Reserve this year [5] Group 5 - The "Antitrust Compliance Guidelines for Internet Platforms" were released to help platform operators mitigate antitrust risks and promote healthy development [6] - The guidelines outline eight scenarios of potential new monopoly risks, including algorithm collusion and unfair pricing practices [6] - These guidelines aim to provide actionable recommendations for platform operators to enhance their antitrust compliance management [6] Group 6 - The People's Bank of China and the National Financial Regulatory Administration identified 21 domestic systemically important banks, including six state-owned commercial banks and ten joint-stock commercial banks [7] - The banks were categorized into five groups based on their systemic importance scores, with specific banks listed in each group [7] Group 7 - The Shanghai Stock Exchange reported monitoring of 81 cases of abnormal trading behavior, including significant fluctuations in stocks like Tianpu Co. and ST Rock [8] - The exchange is conducting special investigations into major corporate events and has reported three suspected violations to the CSRC [8] Group 8 - The Hang Seng Index Company announced the inclusion of CATL, Luoyang Molybdenum, and Laopu Gold into the Hang Seng Index, increasing the number of constituent stocks from 88 to 90 [9] Group 9 - The Financial Regulatory Administration, along with other departments, held discussions with six travel platform companies regarding issues in their lending practices [11] - The companies were instructed to standardize marketing behaviors and ensure clear disclosure of loan information to protect consumer rights [11] Group 10 - The new generation humanoid robot "Expedition A3" by Zhiyuan Robotics is set for mass production in 2026, with a focus on the entire supply chain [13] - Analysts are optimistic about the humanoid robot industry, emphasizing the importance of domestic manufacturers and core suppliers [13]

天风证券遭证监会顶格处罚、前董事长被终身禁 入，罚单刚出再被立案 上述处罚落地之际，天风证券再被立案。据当日晚间公告，该公司涉嫌福建省永安林业(集团) 股份有限公司持股变动信息披露违法违规。 资料图。本文来源：澎湃新闻 顶格处罚+前董事长终身禁入 证监会顶格处罚刚出，天风证券股份有限公司（天风证券，601162.SH）再被立案。 2月13日晚间，证监会披露，针对天风证券为武汉当代科技产业集团股份有限公司（下称"当代 集团"）涉嫌违法提供融资及信息披露违法违规的行为，湖北证监局拟对天风证券和当代集团合 计处以2500万元的顶格罚款，9名相关责任人被罚款合计3480万元。同时，当代集团实际控制 人艾路明，天风证券时任董事长余磊、时任副总裁兼财务总监许欣被采取终身证券市场禁入措 施。 据证监会网站披露，近日，证监会对天风证券为当代集团涉嫌违法提供融资及信息披露违法违 规行为作出行政处罚及市场禁入事先告知。 经查，2020年至2022年期间，天风证券违法为原第一大股东当代集团提供融资、未按规定披露 与当代集团关联交易，当代集团与天风证券共同实施相关违法行为，严重违反证券法律法规。 湖北证监局拟依法对 天风证券和当代集 ...

来源：智通财经 天风证券头悬的达摩克利斯之剑终于落地。 2月13日，天风证券连发三份公告披露多项违规事项，分别是《行政处罚事先告知书》、《行政监管措 施事先告知书》及《立案告知书》。与此同时，证监会也发布了《证监会严肃查处天风证券违法违规行 为》的相关内容。 根据证监会披露，2020年至2022年期间，天风证券违法为原第一大股东当代集团提供融资、未按规定披 露与当代集团关联交易，当代集团与天风证券共同实施相关违法行为，严重违反证券法律法规。 湖北证监局拟依法对天风证券和当代集团合计处以2500万元的顶格罚款，对9名责任人员合计罚款3480 万元，对当代集团实际控制人艾路明、天风证券时任董事长余磊、时任副总裁兼财务总监许欣采取终身 证券市场禁入措施。 对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为，湖北证监局拟依法采取暂停 相关业务、责令处分有关责任人员、监管谈话等行政监管措施。上交所拟对天风证券、当代集团及有关 责任人员依规顶格作出纪律处分。 三大违规事项 监管部门对各责任人的责任认定清晰，均与其知悉并参与违规事项、在年度报告及债券募集说明书上签 字直接相关。余磊作为董事长，知悉并同意违法融 ...

Group 1: Key Highlights - Zhangyue Technology (掌阅科技) expects AI short drama business revenue to not exceed 1% of its main business revenue in 2025 [1][2] - Actual controller of Jialinjie (嘉麟杰), Li Zhaoting, has been subjected to compulsory measures [1][2] - Jindan Technology (金丹科技) increases investment in a project for an annual production of 75,000 tons of polylactic acid biodegradable materials [1][2] Group 2: Contract Awards - Qinglong Pipe Industry (青龙管业) wins the bid for the first section of the heat supply pipeline project from Pengyang County Wangwa Power Plant to the county [1][2] - Gaode Infrared (高德红外) signs a contract for a complete equipment system [1][2] - ST Xintong (ST信通) signs a server procurement contract worth approximately 400 million yuan [1][2] Group 3: Financial Performance - Hanzhong Precision Machinery (汉钟精机) reports a net profit of 470 million yuan for 2025, a decrease of 45.54% year-on-year [1][2] - Fudan Microelectronics (复旦微电) anticipates a net profit of approximately 232 million yuan for 2025, down about 59.42% year-on-year [1][2] - Ruilian New Materials (瑞联新材) expects a net profit of 311 million yuan for 2025, an increase of 23.48% year-on-year [1][2] Group 4: Equity Transactions - Gongjin Co. (共进股份) plans to transfer 21.8340% equity of Chip Material Technology to Xinchang Technology [1][2] - Shengquan Group (圣泉集团) intends to acquire 13.50% equity of Shangbo Pharmaceutical for 4.29 million USD [1][2] - Changjiang Communication (长江通信) plans to exit 4.66% equity of Hangzhou Chenxiao through a targeted capital reduction [1][2] Group 5: Share Buybacks - Hualing Steel (华菱钢铁) has repurchased 0.8109% of its shares [1][2] - SanNuo Bio (三诺生物) has completed a share buyback plan, repurchasing 2.81% of its shares [1][2] Group 6: Shareholding Changes - Chunqiu Electronics (春秋电子) plans to reduce holdings by no more than 2% [1][2] - Guanghuan New Network (光环新网) intends to reduce holdings by no more than 3% [1][2] - ST Yigou (ST易购) plans to reduce holdings by no more than 2.5% [1][2] - Changjiang Communication (长江通信) plans to sell no more than 1 million shares of Changfei Optical Fiber [1][2] Group 7: Other News - Yingjixin (英集芯) is under investigation by the China Securities Regulatory Commission for suspected information disclosure violations [1][2] - Tianfeng Securities (天风证券) has received a notice of investigation from the China Securities Regulatory Commission [1][2] - Chuangshi Technology (创识科技) reports that its controlling shareholder has received a criminal judgment [1][2]

今日晚间重要公告抢先看——宗申动力：筹划与隆鑫通用进行重大资产置换；天风证券：因信披违规事 项收到中国证监会立案告知书；掌阅科技：第三大股东量子跃动2月9日至2月12日减持431.25万股 持股 比例降至5%以下。 【重大事项】 西部证券：上市证券做市交易业务资格获批 西部证券(002673)2月13日公告，公司于近日收到中国证监会出具的《关于核准西部证券股份有限公司 上市证券做市交易业务资格的批复》，中国证监会核准公司上市证券做市交易（限于北京证券交易所股 票做市交易）业务资格。 科泰电源：终止H股发行上市相关筹备工作 嘉麟杰：公司实控人李兆廷被石家庄市公安局执行拘留 天风证券：因信披违规事项收到中国证监会立案告知书 嘉麟杰(002486)2月13日公告，公司于2月13日收到东旭集团有限公司的通知，公司实际控制人李兆廷被 石家庄市公安局执行拘留，相关案件正在调查过程中。截至公告披露日，公司未收到有关机关要求公司 协助调查的通知，公司控制权未发生变化。李兆廷除为公司实际控制人外，未在公司担任任何职务，公 司董事和高级管理人员均正常履职，公司生产经营一切正常，上述事项不会对公司正常生产经营产生重 大影响。 创识 ...

湖北证监局拟依法对天风证券和当代集团合计处以2500万元的顶格罚款，对9名责任人员合计罚款3480 万元，对当代集团实际控制人艾路明、天风证券时任董事长余磊、时任副总裁兼财务总监许欣采取终身 证券市场禁入措施。 对天风证券及有关人员在业务开展、内控合规等方面存在的违法违规行为，湖北证监局拟依法采取暂停 相关业务、责令处分有关责任人员、监管谈话等行政监管措施。上海证券交易所拟对天风证券、当代集 团及有关责任人员依规顶格作出纪律处分。 证监会表示，前期，为切实维护投资者合法权益，证券监管部门持续提升监管执法效能，湖北省积极行 动，当代集团所持天风证券股权已转让给湖北省有关企业，天风证券经营得以保障。 "此次处罚落地，将有利于天风证券进一步夯实公司治理、提高合规风控管理水平，促使其稳健经 营。"证监会称。 21世纪经济报道记者 孙永乐 2月13日，天风证券（601162）（601162.SH）公告收到中国证监会的《行政处罚事先告知书》、《行政 监管措施事先告知书》及《立案告知书》。本次所涉事项主要为原民营股东时期造成的系列历史违规行 为。 值得注意的是，在立案调查初期，天风证券即主动配合监管部门核查，并同步启动内部 ...

天风证券相关负责人表示，本次所涉事项主要为天风证券原民营股东时期造成的系列历史违规行为。在 立案调查初期，天风证券即主动配合监管部门核查，并同步启动内部整改，不影响公司现在及未来经营 发展。随着查处程序进入收官阶段，这一长期制约公司发展的历史遗留问题实现彻底终结。 本报讯 （记者李万晨曦）2月13日，天风证券（601162）股份有限公司（以下简称"天风证券"）公告 称，公司于近期收到中国证券监督管理委员会（以下简称"中国证监会"）下发的《立案告知书》，并于 2月13日收到中国证监会湖北监管局下发的《行政处罚事先告知书》《湖北证监局关于采取暂停相关业 务及出具警示函行政监管措施的事先告知书》《湖北证监局关于采取暂停相关业务、责令处分有关人员 及监管谈话行政监管措施的事先告知书》。 事实上，自2023年湖北宏泰集团有限公司入主后，天风证券便将"解决历史问题"与"构建未来能力"同步 推进。一方面加速风险出清，推动历史风险资产压降；另一方面聚焦主业，推动"新天风"焕新起航，打 造管理规范、业绩优良、服务辐射能力强的新型券商，近三年累计服务实体经济融资近9300亿元，其中 支持湖北企业超1200亿元。2025年，公司完 ...