●经公司自查并向控股股东及实际控制人核实，截至本公告披露日，不存在 应披露而未披露的重大信息。 ●公司特别提醒广大投资者注意二级市场交易风险，理性决策，审慎投资。 一、 股票交易异常波动的具体情况 证券代码：603009 证券简称：北特科技 公告编号：2024-062 上海北特科技股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●上海北特科技股份有限公司（以下简称"公司"或者"北特科技"）股票 价格于 11 月 27 日、11 月 28 日、11 月 29 日连续三个交易日内收盘价格涨幅偏 离值累计超过 20%,根据《上海证券交易所交易规则》的有关规定，属于股票交 易异常波动情形。 公司股票价格于 11 月 27 日、11 月 28 日、11 月 29 日连续三个交易日内收 盘价格涨幅偏离值累计超过 20%,根据《上海证券交易所交易规则》的有关规定， 属于股票交易异常波动情形。 二、 公司关注并核实的相关情况 针对公司股票交易异常波动的情况，公司对有关事项进行了自查核实，并书 ...

关于对《关于上海北特科技股份有限公司 股票交易异常波动情况的问询函》的回复 上海北特科技股份有限公司董事会： 《关于上海北特科技股份有限公司股票交易异常波动情况的问 询函》已收悉，经自查，现就相关事项回复如下： 本人作为上海北特科技股份有限公司的控股股东及实际控制人， 截至目前，不存在影响公司股票交易价格异常波动的重大事项，亦不 存在涉及上市公司的应披露而未披露的重大信息，包括但不限于重大 资产重组、股份发行、重大交易类事项、业务重组、股份回购、股权 激励、破产重整、重大业务合作、引进战略投资者等重大事项。 特此回复。 控股股东及实际控制人：靳 坤 2024年11月29日 ...

Group 1: Financial Performance - The company's net profit for 2023 is 50.87 million yuan, and for the first three quarters of 2024, it is 60.81 million yuan, indicating a high price-to-earnings ratio compared to the industry average [3] - In the first half of the year, the company achieved operating revenue of 970.43 million yuan, a year-on-year increase of 14.06%, and a net profit of 37.90 million yuan, a year-on-year increase of 101.60% [6] - For the first three quarters, the company reported operating revenue of 1.46 billion yuan, a year-on-year increase of 9.62%, and a net profit of 60.81 million yuan, a year-on-year increase of 111.00% [6] Group 2: Risks - The company faces risks related to high price-to-earnings ratios, with its valuation being significantly above the industry average [3] - There is a risk of goodwill impairment due to the acquisition of Shanghai Beite Guangyu New Energy Technology Co., with a goodwill book value of 86.29 million yuan as of December 31, 2023 [3] - The company is also at risk of business progress not meeting expectations, particularly in the development of screw products for emerging markets, which lacks formal customer orders [3] Group 3: Business Overview - The main business segments include automotive parts R&D, production, and sales, specifically in chassis components, aluminum lightweight products, and integrated thermal management systems [4] - The chassis components segment includes steering, vibration reduction, braking, suspension, and differential components, with key products such as steering racks and pistons [4] - The aluminum lightweight segment focuses on integrated valve islands for new energy vehicles, while the thermal management segment primarily involves commercial vehicle air conditioning compressors [4] Group 4: Future Developments - The company is actively pursuing new business opportunities, particularly in the chassis components sector, with a focus on steering and high-precision products [5] - Investment in a new screw product development and production base in Jiangsu Kunshan is aimed at capitalizing on market opportunities and growth potential [8] - The company has established a small-batch production line for screw products at its Shanghai Jiading factory, equipped with necessary machinery for full-process production [8]

Investment Rating - The report maintains an "Overweight" rating for the company [1] Core Views - The company's 3Q2024 revenue reached 487 million yuan, a year-on-year increase of 1.72% [3] - Net profit for 3Q2024 was 25 million yuan, a significant year-on-year increase of 171.96% [3] - Non-GAAP net profit for 3Q2024 was 18 million yuan, up 102.56% year-on-year [3] - Gross margin for 3Q2024 improved to 20.84%, an increase of 2.74 percentage points year-on-year and 1.47 percentage points quarter-on-quarter [3] - Net profit margin for 3Q2024 rose to 5.20%, up 3.25 percentage points year-on-year and 0.79 percentage points quarter-on-quarter [3] Financial Performance - The company has achieved high year-on-year net profit growth for four consecutive quarters [4] - 4Q2023: 22 million yuan, up 383.10% year-on-year - 1Q2024: 17 million yuan, up 202.28% year-on-year - 2Q2024: 21 million yuan, up 69.67% year-on-year - 3Q2024: 25 million yuan, up 171.96% year-on-year - Operating expenses for 3Q2024: - Sales expense ratio: 3.20%, up 0.07 percentage points quarter-on-quarter - Management expense ratio: 5.41%, up 0.76 percentage points quarter-on-quarter - R&D expense ratio: 5.68%, up 0.09 percentage points quarter-on-quarter - Financial expense ratio: 1.23%, down 0.40 percentage points quarter-on-quarter [4] Expansion and Growth Opportunities - The company is investing 1.85 billion yuan to establish a planetary roller screw R&D and production base in Kunshan, Jiangsu [4] - The new facility will cover approximately 140 acres and be constructed in two phases [4] - This expansion is expected to commercialize and scale up the company's robotics-related technologies and products [4] Financial Projections - Revenue forecasts: - 2024E: 2.03 billion yuan - 2025E: 2.25 billion yuan - 2026E: 2.74 billion yuan [6] - Net profit forecasts: - 2024E: 83 million yuan - 2025E: 114 million yuan - 2026E: 189 million yuan [6] - EPS forecasts: - 2024E: 0.25 yuan - 2025E: 0.34 yuan - 2026E: 0.56 yuan [6] - PE ratios: - 2024E: 123.51 - 2025E: 90.17 - 2026E: 54.15 [6] Valuation Metrics - ROE projections: - 2024E: 4.98% - 2025E: 6.39% - 2026E: 9.62% [6] - PB ratios: - 2024E: 6.15 - 2025E: 5.76 - 2026E: 5.21 [6]

上海市广发律师事务所 关于靳坤及其一致行动人 免于发出收购要约事宜的 法律意见书 电话：021-58358013 | 传真：021-58358012 网址：http://www.gffirm.com | 电子信箱：gf@gffirm.com 办公地址：上海市浦东新区南泉北路 429 号泰康保险大厦 26 楼 | 邮政编码：200120 上海市广发律师事务所 关于靳坤及其一致行动人 免于发出收购要约事宜的法律意见书 致：上海北特科技股份有限公司 上海市广发律师事务所（以下简称"本所"）接受上海北特科技股份有限公 司（以下简称"北特科技"或"上市公司"）的委托，根据《中华人民共和国公 司法》《中华人民共和国证券法》《上市公司收购管理办法》《公开发行证券的 公司信息披露内容与格式准则第 16 号——上市公司收购报告书》等法律、法规 和规范性文件的有关规定，按照律师行业公认的业务标准、道德规范和勤勉尽责 精神，就北特科技决定注销以司法扣划方式取得的 20,178,807 股业绩承诺补偿股 份，导致实际控制人靳坤先生及其一致行动人靳晓堂先生持有上市公司股份比例 被动增加免于发出要约相关事宜，出具本法律意见书。 第一部分 ...

上海北特科技股份有限公司 收购报告书 上市公司名称：上海北特科技股份有限公司 股票上市地点：上海证券交易所 股票简称：北特科技 股票代码：603009 收购人：靳坤 住所：上海市****** 通讯地址：上海市****** 一致行动人：靳晓堂 住所：上海市****** 通讯地址：上海市****** 三、收购人及其一致行动人具备完全的民事行为能力，具有签署本报告书以 及履行本报告书所涉及义务的能力。 四、本次收购是因北特科技回购注销业绩承诺补偿的股份而减少股本，导致 收购人拥有北特科技的表决权被动增至 30%以上。本次收购符合《收购管理办法》 第六十三条规定免于发出要约的情形。 五、本次收购是根据本报告书所载明的资料进行的。除收购人所聘请的专业 机构外，没有委托或者授权任何其他人提供未在本报告书中列载的信息和对本报 告书做出任何解释或者说明。 签署日期：二零二四年十一月 上海北特科技股份有限公司 收购报告书 收购人声明 本声明所述词语或简称与本报告书"释义"所述词语或简称具有相同含义。 一、本报告书依据《公司法》《证券法》《收购管理办法》《准则第 16 号》及 相关法律、法规及部门规章的有关规定编写。 二、依据上 ...

Investment Rating - The investment rating for the company is "Buy," indicating an expected return exceeding 10% relative to the CSI 300 index over the next six months [8]. Core Insights - The company reported a revenue of 1.457 billion yuan for the first three quarters of 2024, representing a year-on-year growth of 9.62%, with a net profit attributable to shareholders of 61 million yuan, up 111% year-on-year [1]. - In Q3 2024, the company achieved a revenue of 487 million yuan, a year-on-year increase of 1.72%, and a net profit of 23 million yuan, reflecting a significant year-on-year growth of 128.64% [1]. - The company is investing 1.85 billion yuan to establish a planetary roller screw production base, which is expected to benefit from the trends in humanoid robotics [1]. Summary by Sections Financial Performance - For the first three quarters of 2024, the company achieved a gross margin of 20.84%, an increase of 2.74 percentage points year-on-year, and a net profit margin of 5.20%, up 3.25 percentage points year-on-year [1]. - The company expects revenues of 2.092 billion yuan, 2.421 billion yuan, and 2.863 billion yuan for 2024, 2025, and 2026 respectively, with net profits projected at 79 million yuan, 120 million yuan, and 166 million yuan for the same years [5]. Business Development - The company has maintained a leading position in the domestic automotive chassis sector, with significant sales of steering gear components and shock absorber parts in the first half of 2024 [1]. - New products, including core components for intelligent integrated braking systems, are ramping up production, indicating a positive outlook for future operations [1]. Investment and Growth Strategy - The planned investment in the planetary roller screw production base is expected to lay a solid foundation for future growth, leveraging the company's 20 years of experience in the automotive parts industry [1]. - The company is also advancing its capabilities in the air conditioning compressor business, with new electric compressor products already in mass production [1].

Group 1: Financial Performance - The company's net profit for 2023 was CNY 50.87 million, and for the first three quarters of 2024, it was CNY 60.81 million, indicating a high price-to-earnings ratio that exceeds the industry average [2] - In the first half of 2024, the company achieved operating revenue of CNY 970.43 million, a year-on-year increase of 14.06%, and a net profit of CNY 37.90 million, a year-on-year increase of 101.60% [5] - For the first three quarters of 2024, the cumulative operating revenue was CNY 1,456.94 million, a year-on-year increase of 9.62%, with a net profit of CNY 60.81 million, a year-on-year increase of 111.00% [5] Group 2: Business Risks - High price-to-earnings ratio poses a risk, as the company's overall valuation is considered high compared to the industry [2] - There is a risk of goodwill impairment due to the acquisition of Shanghai Beite Guangyu New Energy Technology Co., Ltd., with a goodwill book value of CNY 86.29 million as of December 31, 2023 [2] - The risk of business progress not meeting expectations exists, particularly in the development of humanoid robot components, which has not yet secured formal orders from clients [2] Group 3: Business Segments - The company operates in three main business segments: chassis components, aluminum lightweighting, and integrated thermal management systems for air conditioning [3] - The chassis components segment includes steering, vibration reduction, braking, suspension, and differential components, with key products such as steering racks and pistons [3] - The aluminum lightweighting segment focuses on products for new energy vehicle thermal management, while the thermal management segment primarily involves commercial vehicle air conditioning compressors [3] Group 4: Future Developments - The company is actively pursuing new business opportunities, particularly in the chassis components sector, with a focus on steering and high-precision components [4] - Investment in humanoid robot components is driven by national policy support and the potential for significant market growth [7] - A new production line for planetary roller screws has been established to support the development of humanoid robot components, with all necessary equipment installed and operational [7][8]

上市公司名称：上海北特科技股份有限公司 上海北特科技股份有限公司 收购报告书摘要 股票上市地点：上海证券交易所 股票简称：北特科技 股票代码：603009 收购人：靳坤 住所：上海市****** 通讯地址：上海市****** 一致行动人：靳晓堂 住所：上海市****** 通讯地址：上海市****** 签署日期：二零二四年十月 截至本报告书摘要签署日，除本报告书摘要披露的持股信息外，收购人没有 通过任何其他方式在北特科技拥有权益。 三、收购人及其一致行动人具备完全的民事行为能力，具有签署本报告书摘 要以及履行本报告书摘要所涉及义务的能力。 四、本次收购是因北特科技回购注销业绩承诺补偿的股份而减少股本，导致 收购人拥有北特科技的表决权被动增至 30%以上。本次收购符合《收购管理办法》 第六十三条规定免于发出要约的情形。 五、本次收购是根据本报告书摘要所载明的资料进行的。除收购人所聘请的 专业机构外，没有委托或者授权任何其他人提供未在本报告书摘要中列载的信息 和对本报告书摘要做出任何解释或者说明。 六、收购人承诺本报告书摘要不存在虚假记载、误导性陈述或者重大遗漏， 并对其真实性、准确性、完整性承担个别和连带的法律责 ...

证券代码：603009 证券简称：北特科技 公告编号：2024-059 上海北特科技股份有限公司 关于注销已回购业绩承诺补偿股份实施结果 暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 特别提示： ●因公司子公司上海光裕未能完成收购时的业绩承诺，本次注销已回购业绩承 诺补偿股份 20,178,807 股，占本次注销前公司总股本的 5.63%。 ●本次业绩补偿股份是根据上海金融法院出具的《执行裁定书》、《执行结案通 知书》[(2024)沪 74 执 857 号]，已执行过户至公司回购专用证券账户。公司将于 2024 年 11 月 1 日在中国证券登记结算有限责任公司上海分公司完成注销手续。 ●本次注销已回购业绩承诺补偿股份完成后，公司总股本由 358,704,975 股变 更为 338,526,168 股。 一、回购方案内容及审批情况 上海北特科技股份有限公司（以下简称"公司"或"北特科技"）于 2020 年 6 月 2 日、19 日分别召开了第四届董事会第七次会议、2020 年第三次临时股东大会， 审议通过了《 ...