长城证券股份有限公司 关于 上海保隆汽车科技股份有限公司 向不特定对象发行可转换公司债券并上市 之 上市保荐书 保荐机构（主承销商） （深圳市福田区福田街道金田路 2026 号能源大厦南塔楼 10-19 层） 上市保荐书 声 明 长城证券股份有限公司（以下简称"长城证券"或"本保荐机构"）接受上 海保隆汽车科技股份有限公司（以下简称"上海保隆"、"公司"或"发行人"） 的委托，担任其向不特定对象发行可转换公司债券的保荐机构。 本保荐机构及指定的保荐代表人已根据《中华人民共和国公司法》（以下简 称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《证券发行上市保荐业务管理办法》、《上市公司证券发行注册管理办法》（以 下简称"《注册管理办法》"）等有关法律、法规和中国证券监督管理委员会（以 下简称"中国证监会"）、上海证券交易所的有关规定，诚实守信，勤勉尽责， 严格按照依法制定的业务规则和行业自律规范出具上市保荐书，并保证所出具文 件真实、准确、完整。（本上市保荐书如无特别说明，相关用语具有与《募集说 明书》中相同的含义） 3-2-1 上市保荐书 | | | | 声 | 明 1 | | -- ...

证券代码：603197 证券简称：保隆科技 公告编号：2023-088 上海保隆汽车科技股份有限公司 监事会关于 2023 年限制性股票与股票期权激励计划 激励对象名单的公示情况说明及核查意见 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2、监事会对拟激励对象的核查方式 公司监事会核查了本次拟激励对象的名单、身份证件、拟激励对象与公司签 订的劳动合同（或聘用合同）、拟激励对象在公司担任的职务及其任职文件等。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）等有关法律、 法规、规范性文件以及《上海保隆汽车科技股份有限公司章程》（以下简称"《公 司章程》"）的有关规定，上海保隆汽车科技股份有限公司（以下简称"公司"） 于 2023 年 8 月 28 日召开第七届董事会第七次会议、第七届监事会第七次会议， 审议通过了《关于<公司 2023 年限制性股票与股票期权激励计划（草案）>及其 摘要的议案》等相关议案，并对公司 2023 年限制性股票与股票期权激励计划（以 下简称"本激励计划"）拟授予激励对象的姓名和职务在公司 ...

证券代码：603197 证券简称：保隆科技 上海保隆汽车科技股份有限公司 2023 年第三次临时股东大会 会议资料 2023 年 9 月 2023 年第三次临时股东大会会议须知 为了维护投资者的合法权益，确保股东在本公司 2023 年第三次临时股东大 会期间依法行使权利，保证股东大会的正常秩序和议事效率，依据中国证券监督 管理委员会《上市公司股东大会规则》的有关规定，本次股东大会会议须知如下： 一、股东大会设立秘书处，负责大会的程序安排和会务工作。 二、董事会在股东大会的召开过程中，应当以维护股东的合法权益，确保正 常程序和议事效率为原则，认真履行法定职责。 三、股东参加股东大会，依法享有发言权、表决权等各项法定权利，并认真 履行法定义务，不得侵犯其他股东的合法权益，不得扰乱大会的正常秩序。出席 会议人员发生干扰股东大会秩序和侵犯股东合法权益的行为，大会秘书处将报告 有关部门处理。出席会议人员应听从大会工作人员劝导，共同维护好股东大会秩 序和安全。 | | | | 2023 年第三次临时股东大会会议须知 | 3 | | --- | --- | | 2023 年第三次临时股东大会会议议程 | 4 | | 议案一 ...

"#$%&'()*! +,"#-./012345678! 9:9; <6=>3?@3?ABCDEF! GHIJK3?ABLMNOBAOBPQRSTUVGHI JKWX3?AB! Y! !"#$%& "#$%&'(')*+ ,-.'(''(/012 3! 4546789! ! ! ! ! ! ! ! ! ! ! 关于上海保隆汽车科技股份有限公司 ! ! ! ! ! ! !"#$%&'() *+!",-./0-.125283 456789 14 : 1406 ;<=>: 200120 Brightstone Lawyers Suite 1406 North Tower, Shanghai Stock Exchange Building, 528 South Pudong Road, Pudong New District, Shanghai 200120, China 上海磐明律师事务所 2021 年限制性股票与股票期权激励计划首次授予的股票期权第二个 行权期行权条件成就及注销首次授予的部分股票期权之 法律意见书 磐明法字(2023)第 SHF2022019-8 号 致：上海保隆汽车科技股份有限公司 上海磐明律师 ...

证券代码：603197 证券简称：保隆科技 公告编号：2023-087 上海保隆汽车科技股份有限公司 关于公司 2021 年限制性股票与股票期权激励计划首次授予 的股票期权第二个行权期自主行权实施的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要提示内容： 上海保隆汽车科技股份有限公司（以下简称"公司"）于 2023 年 8 月 8 日 召开了第七届董事会第六次会议、第七届监事会第六次会议，审议通过了《关于 公司 2021 年限制性股票与股票期权激励计划首次授予的股票期权第二个行权期 行权条件成就的议案》。现将有关事项公告如下： 一、2021 年限制性股票与股票期权激励计划批准及实施情况 （一）2021 年限制性股票与股票期权激励计划相关审批程序 1、2021 年 7 月 20 日，公司召开第六届董事会第十一次会议，审议通过了 《关于<上海保隆汽车科技股份有限公司 2021 年限制性股票与股票期权激励计 划（草案）>及其摘要的议案》《关于<上海保隆汽车科技股份有限公司 2021 年 限制性股票与股票期权激励计划实施考 ...

Financial Performance - The total liabilities increased to ¥4,333,024,024.42, up from ¥3,828,504,270.94, representing a growth of approximately 13.2% year-over-year[25] - The total equity attributable to shareholders rose to ¥2,666,371,270.52, compared to ¥2,498,432,023.26, marking an increase of about 6.7%[25] - The company's retained earnings reached ¥1,260,362,010.79, up from ¥1,141,132,718.80, reflecting a growth of approximately 10.4%[25] - The total equity (including minority interests) amounted to ¥2,963,610,162.58, an increase from ¥2,786,555,633.38, reflecting a growth of approximately 6.4%[25] - Owner's equity totaled ¥1,901,682,362.65, a decrease of 4.7% from the previous period[27] - The total owner's equity decreased by ¥94,639,523.28 compared to the previous period[27] - The total assets reached ¥2,346,226,962.73, an increase of 8.7% from the previous period[27] - Total assets increased to ¥7,296,634,187.00, up from ¥6,615,059,904.32, representing a growth of approximately 10.3%[52] - The total equity of the company is now ¥2,346,226,962.73, up from ¥2,158,961,786.17, reflecting an increase of about 8.7%[54] - The company reported a total comprehensive income of 233,676,208.90, which includes significant contributions from other comprehensive income[66] - The total comprehensive income for the period was 12,713,977.00, reflecting a significant increase compared to previous periods[69] Cash Flow - Net cash flow from operating activities was ¥155,962,554.05, a significant recovery from a negative cash flow of ¥6,804,246.54 in the previous period[32] - Cash and cash equivalents at the end of the period reached ¥1,156,185,046.68, up from ¥998,454,739.72 in the previous period[33] - The company reported a net cash outflow from investing activities of ¥362,968,587.03, slightly worse than the previous period's outflow of ¥352,400,788.42[32] - Cash inflow from financing activities was ¥1,225,524,558.66, compared to ¥726,854,734.73 in the previous period, indicating a 68.5% increase[32] - The company incurred a cash outflow of ¥684,182,352.02 in financing activities, up from ¥459,744,347.57 in the previous period[32] - The net cash flow from operating activities decreased significantly to -98,837,756.61 from 57,619,877.53 year-over-year, indicating a decline in operational efficiency[62] - The total cash inflow from investment activities increased to 128,365,371.46 compared to 86,218,221.80 in the previous year, reflecting improved investment returns[62] - The net cash flow from financing activities showed a positive trend, reaching 311,935,362.63, a significant improvement from -46,245,194.19 in the prior period[63] - The total cash and cash equivalents at the end of the period amounted to 111,995,450.32, compared to 138,043,622.50 at the end of the previous year, indicating a decrease in liquidity[63] Liabilities and Equity - The non-current liabilities totaled ¥1,850,367,167.07, compared to ¥1,112,044,449.95, indicating a significant increase of around 66.4%[25] - Total liabilities amounted to ¥444,544,600.08, an increase of 36.6% compared to the previous period[27] - Long-term borrowings rose to ¥1,783,603,684.72 from ¥1,045,350,741.40, an increase of about 70.5%[52] - The company’s capital reserve increased by 10,698,586.88, indicating a strengthening of the financial position[65] - The company reported a decrease in capital contributions from share-based payments amounting to 50,000.00[69] Stock Options and Employee Benefits - The company adjusted the exercise price of stock options from ¥27.93 to ¥27.62 for the first grant and from ¥54.05 to ¥53.74 for reserved grants[3] - A total of 12,000 stock options were canceled due to two individuals no longer meeting the grant conditions, and an additional 26,750 options were canceled for 11 individuals in a subsequent meeting[3] - The first exercise period for the reserved stock options is set from August 1, 2023, to July 31, 2024[3] - The company has not disclosed any new employee stock ownership plans during the reporting period[4] - Short-term employee benefits are recognized as liabilities and included in the current period's profit or loss[162] - The company measures other long-term employee benefits according to established funding plan regulations[163] - The company recognizes liabilities for employee benefits based on actual amounts incurred during the accounting period[162] Revenue and Profitability - The company did not report any net profit from the merged entity during the current or previous periods[29] - Net profit for the period was ¥-40,786,809.12, compared to ¥-54,321,420.92 in the previous period, showing an improvement of about 25%[58] - Operating profit improved to ¥-39,439,860.25 from ¥-54,151,176.41, indicating a positive change of approximately 27.1%[58] - The company reported a total revenue of ¥551,166.20 from non-operating income, up from ¥102,772.86, marking a significant increase of approximately 436%[58] - The cash inflow from sales of goods and services was 56,918,939.87, a decrease from 215,935,099.85 in the previous year, highlighting a drop in revenue generation[62] Accounting Policies and Financial Instruments - The company follows the enterprise accounting standards and has established specific accounting policies based on its operational characteristics[78] - The company’s financial instruments are classified into categories based on their management business model, with specific criteria for measuring financial assets and liabilities[88] - The company’s financial assets measured at amortized cost are subject to the effective interest method for subsequent measurement[88] - The company’s financial liabilities are classified at initial recognition as either at fair value through profit or loss or at amortized cost, with no reclassification allowed[88] - The company’s financial instruments are initially recognized at fair value, with transaction costs accounted for differently based on the classification of the financial asset or liability[88] - The company has a comprehensive income that includes gains or losses from financial assets measured at fair value through other comprehensive income[88] - The company’s retained earnings include amounts for surplus reserves and other comprehensive income transfers[92] - The company’s financial reporting complies with accounting standards, reflecting its financial position and operating results accurately[96] Consolidation and Joint Arrangements - The company’s consolidated financial statements include all subsidiaries and are prepared under consistent accounting policies[98] - The company confirms that joint arrangements are classified into joint operations and joint ventures, with joint operations not involving a separate entity[102] - The accounting treatment for joint operations includes recognizing assets or liabilities held individually and proportionately recognizing shared assets or liabilities[102] Impairment and Asset Management - The company applies impairment testing for long-term assets, recognizing impairment losses when the recoverable amount is less than the carrying amount[168] - The company conducts annual impairment tests for goodwill, regardless of whether there are indications of impairment[168] - The company recognizes contract costs as assets when they are expected to be recoverable, including incremental costs incurred to obtain contracts[176] Lease Accounting - The company has established a method for measuring and accounting for lease liabilities, ensuring compliance with applicable standards[183] - The company measures lease liabilities at the present value of unpaid lease payments, including fixed payments and variable lease payments based on indices or rates[199] - The company recognizes rental income from operating leases on a straight-line basis and capitalizes initial direct costs[199] - For finance leases, the company recognizes receivables at the net investment in the lease, including unguaranteed residual values[199] - Lease modifications are treated as separate leases if they expand the scope of the lease by adding rights to use one or more underlying assets[199]

上海磐明律师事务所 关于上海保隆汽车科技股份有限公司 2023 年限制性股票与股票期权激励计划(草案)的 法律意见书 磐明法字(2023)第 SHE2023054 号 二零二三年八月 上海磐明律师事务所 中国上海市浦东新区浦东南路528号 证券大厦北塔 14 楼 1406 邮政编码: 200120 Brightstone Lawyers Suite 1406 North Tower, Shanghai Stock Exchange Building, 528 South Pudong Road, Pudong New District, Shanghai 200120, China 上海磐明律师事务所 关于上海保隆汽车科技股份有限公司 2023 年限制性股票与股票期权激励计划(草案)的法律意见书 致：上海保隆汽车科技股份有限公司 上海磐明律师事务所(下称"本所")接受上海保隆汽车科技股份有限公司(下称"保隆 科技"或"公司")的委托，根据《中华人民共和国公司法》(下称《公司法》)、《中华人 民共和国证券法》(下称《证券法》)、《律师事务所从事证券法律业务管理办法》、 《律师事务所证券法律业务执业规则(试行)》 ...

证券代码：603197 证券简称：保隆科技 公告编号：2023-084 上海保隆汽车科技股份有限公司 关于增加经营范围并修改《公司章程》的公告 上海保隆汽车科技股份有限公司（以下简称"公司"）于 2023 年 8 月 28 日召开第七届董事会第七次会议审议通过了《关于增加经营范围并修改<公司章 程>的议案》，该议案尚需提交股东大会审议。现将相关情况公告如下： 根据公司经营发展需要，拟在原经营范围中增加"住房租赁"，并对《公司 章程》中相应的经营范围进行修订，修订后的《公司章程》如附件。具体修改内 容如下： | 修订前 | 修订后 | | --- | --- | | 第十四条 公司的经营范围是：汽车配 | 第十四条 公司的经营范围是：汽车配 | | 件的技术咨询、技术开发、技术转让、 | 件的技术咨询、技术开发、技术转让、 | | 技术服务、生产。销售汽车配件、机电 | 技术服务、生产。销售汽车配件、机电 | | 产品、电子元件、化工原料及产品(除 | 产品、电子元件、化工原料及产品(除 | | 危险品、烟花爆竹、民用爆炸物品、易 | 危险品、烟花爆竹、民用爆炸物品、易 | | 制毒化学品)、机械设备及配件、五 ...

上海保隆汽车科技股份有限公司监事会 关于公司2023年限制性股票与股票期权激励计划(草案) (3) 上市后最近 36个月内出现过未按法律法规、公司章程、公开承诺进行 利润分配的情形; (4) 法律法规规定不得实行股权激励的; (5)中国证监会认定的其他情形。 公司具备实施股权激励计划的主体资格 的核查意见 根据《中华人民共和国公司法》(以下简称"《公司法》")、《中华人民共和国 证券法》(以下简称"《证券法》")、《上海证券交易所股票上市规则》《上市公司 股权激励管理办法》(以下简称"《管理办法》")等法律法规、规范性文件及《上 海保隆汽车科技股份有限公司章程》(以下简称"《公司章程》")的有关规定,上 海保隆汽车科技股份有限公司(以下简称"公司")监事会对公司《2023年限制 性股票与股票期权激励计划(草案)》(以下简称"《激励计划(草案)》"相关事 项认真核实后,现发表如下核查意见: 一、关于公司《2023年限制性股票与股票期权激励计划(草案)》及其摘要 的核查意见 1、公司不存在《管理办法》等法律、法规规定的禁止实施股权激励计划的 情形,包括: (1) 最近一个会计年度财务会计报告被注册会计师出具否定意 ...

证券代码：603197 证券简称：保隆科技 公告编号：2023-080 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管 要求（2022 年修订）》《上海证券交易所上市公司自律监管指引第 1 号——规 范运作》及相关格式指引的规定，本公司将 2023 年半年度募集资金存放与实际 使用情况专项说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准上海 保隆汽车科技股份有限公司非公开发行股票的批复》（证监许可[2020]3576 号）核准，上海保隆汽科技股份有限公司（以下简称"公司"）向特定投资者 非公开发行人民币普通股股票（A股）41,538,461 股，每股发行价格人民币 22.10 元，募集资金总额为人民币 917,999,988.10 元，扣除各项发行费用（不 含税）人民币 15,779,507.80 元，实际募集资金净额人 ...