上 海 证 券 交 易 所 上证公监函〔2024〕0070 号 关于对舟山市宇彤创业投资合伙企业（有限合 伙）予以监管警示的决定 当事人： 舟山市宇彤创业投资合伙企业（有限合伙），彤程新材料集团股 份有限公司股东。 经查明，舟山市宇彤创业投资合伙企业（有限合伙）（以下简称 宇彤投资）作为彤程新材料集团股份有限公司（以下简称公司）持 股 5%以上股东，在 2021 年 8 月 2 日至 2023 年 11 月 2 日期间，因主 动减持和被动稀释，持有的公司权益比例减少 4.76%；在 2023 年 11 月 2 日至 11 月 10 日期间，因通过集中竞价方式减持公司股份，持 有的公司权益比例继续减少 0.25%，累计减少达到 5.01%。宇彤投资 并未按规定及时履行报告、公告义务并停止买卖公司股份，其在 2023 年 11 月 13 日至 2024 年 1 月 4 日期间，继续通过集中竞价交易方式 减持公司股份，累计变动比例达到 5.20%后，才于 2024 年 1 月 4 日 通知公司并披露《简式权益变动报告书》。宇彤投资持股比例从本次 权益变动前的 10.24%降至 5.04%，持股比例合计减少 5.20 ...

Investment Rating - The report assigns an "Accumulate" rating for Tongcheng New Materials (603650.SH) [1] Core Views - The company achieved significant revenue growth in 2023, with total revenue reaching 2.944 billion yuan, a year-on-year increase of 17.74%. The net profit attributable to shareholders was 407 million yuan, up 36.37% year-on-year, and the net profit after deducting non-recurring gains and losses increased by 82.29% to 386 million yuan [1][5] - The growth was driven by the optimization of the product structure in photoresists, successful R&D outcomes, and a recovery in the automotive market [1] - The company is making substantial progress in the semiconductor photoresist sector, with revenue from this segment reaching 201 million yuan, a year-on-year increase of 14.13%, and 44.12% of this revenue coming from new product sales [1][5] Summary by Sections Financial Performance - In 2023, the company reported a revenue of 2.944 billion yuan, with a growth rate of 17.7%. The net profit attributable to shareholders was 407 million yuan, reflecting a growth rate of 36.4% [7] - The company forecasts revenues of 3.637 billion yuan, 4.317 billion yuan, and 5.030 billion yuan for 2024, 2025, and 2026 respectively, with corresponding EPS of 0.84, 0.99, and 1.16 yuan [5][7] Product Development - The company launched 7 new products in 2023, including high-resolution KrF photoresists and deep ultraviolet negative photoresists, which are expected to continue gaining market traction in 2024 [1] - In the display panel photoresist segment, the company achieved revenue of 261 million yuan, a year-on-year increase of 22.8%, holding a market share of approximately 22.1% [1] Market Position - The company is the leading domestic supplier in the display panel sector, with over 50% market share at major panel manufacturer BOE [1] - The company is also actively advancing its biodegradable materials business, with a project for 100,000 tons of biodegradable materials already partially completed [17]

Investment Rating - The report maintains a "Recommended" rating for the company, with a current price of 29.37 yuan [12]. Core Insights - The company achieved significant growth in 2023, with total revenue reaching 2.944 billion yuan, a year-on-year increase of 17.74%, and a net profit attributable to shareholders of 407 million yuan, up 36.37% year-on-year [5][8]. - The semiconductor photoresist business showed resilience, growing by 14.13% despite a global market downturn, driven by strong demand for new products and the continued growth of mature products [5]. - The company has successfully completed the construction of its Shanghai factory, enhancing its cost control capabilities and enabling large-scale production of photoresists [5]. - The recovery in the tire market has positively impacted the specialty rubber additives business, with production reaching 135,000 tons and sales of 141,000 tons, generating revenue of 2.28 billion yuan [5]. Summary by Sections Financial Performance - In Q4 2023, the company reported revenue of 748 million yuan, a year-on-year increase of 14.50%, while net profit decreased by 1.92% year-on-year to 57 million yuan [5]. - The company forecasts net profits of 528 million yuan, 612 million yuan, and 727 million yuan for 2024, 2025, and 2026, respectively, with corresponding PE ratios of 33, 29, and 24 [5][8]. Product Development - New products accounted for 44.12% of total sales in the semiconductor photoresist segment, with significant contributions from KrF and I-line products [5]. - The company is the only mass producer of deep ultraviolet KrF photoresists in China and is expanding its production capacity for biodegradable materials [5]. Market Position - The company holds approximately 22.1% market share in the domestic display panel photoresist market, with a strong focus on developing new materials for electric vehicle tires and domestic automotive applications [5].

关于彤程新材料集团股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 2、 附表 委托单位：彤程新材料集团股份有限公司 审计单位：安永华明会计师事务所（特殊普通合伙） 联系电话： 非经营性资金占用及其他关联资金往来情况的专项说明 安永华明（2024）专字第70023255_B03号 彤程新材料集团股份有限公司 彤程新材料集团股份有限公司董事会： 我们审计了彤程新材料集团股份有限公司的2023年度财务报表，包括2023年12月 31日的合并及公司资产负债表，2023年度的合并及公司利润表、股东权益变动表和现 金流量表以及相关财务报表附注，并于2024年4月23日出具了编号为安永华明（2024） 审字第70023255_B01号的无保留意见审计报告。 按照《上市公司监管指引第8号——上市公司资金往来、对外担保的监管要求》的 要求，彤程新材料集团股份有限公司编制了后附的2023年度非经营性资金占用及其他 关联资金往来情况汇总表（以下简称"汇总表"）。 如实编制和对外披露汇总表，并确保其真实性、合法性、完整性是彤程新材料集 团股份有限公司的责任。我们对汇总表所载资料与我们审计彤程新材料 ...

Financial Performance - The company's operating revenue for 2023 reached ¥2,943,518,541.50, representing a 17.74% increase compared to ¥2,500,051,845.56 in 2022[20]. - Net profit attributable to shareholders of the listed company was ¥406,598,516.96, a 36.37% increase from ¥298,151,454.92 in the previous year[20]. - The net profit after deducting non-recurring gains and losses was ¥386,403,668.57, showing an 82.29% increase from ¥211,966,504.11 in 2022[20]. - The net cash flow from operating activities was ¥184,124,490.21, up 79.21% from ¥102,745,006.75 in the previous year[20]. - The total assets at the end of 2023 were ¥7,333,906,805.33, a 6.89% increase from ¥6,861,121,095.65 at the end of 2022[22]. - The net assets attributable to shareholders of the listed company increased to ¥3,407,989,794.93, reflecting a 12.05% growth from ¥3,041,505,214.54 in 2022[22]. - Basic earnings per share increased by 36.00% to CNY 0.68 in 2023 compared to CNY 0.50 in 2022[23]. - The company reported quarterly revenues of CNY 665.49 million, CNY 703.89 million, CNY 826.16 million, and CNY 747.98 million for Q1 to Q4 respectively[25]. - The net profit for Q4 2023 was CNY 56.60 million, with significant fluctuations attributed to decreased investment income from joint ventures[27]. Dividend Policy - The company plans to distribute a cash dividend of 5.90 CNY per 10 shares, totaling approximately 353.23 million CNY, which represents about 86.87% of the net profit attributable to shareholders for 2023[4]. - The company has not proposed any stock dividends or capital reserve transfers for this year[4]. - The company has a cash dividend policy that ensures at least 15% of the distributable profit is allocated as cash dividends, provided the company meets certain profitability and cash flow conditions[139]. - The company did not propose any stock dividends or capital reserve transfers for this year, with the remaining undistributed profits carried forward to future periods[139]. - The company emphasizes a stable dividend distribution policy to ensure reasonable returns for investors while considering sustainable development[139]. Audit and Compliance - The company has received a standard unqualified audit report from Ernst & Young Hua Ming[3]. - The board of directors and management have confirmed the accuracy and completeness of the financial report[3]. - There are no non-operating fund occupations by controlling shareholders or related parties[6]. - The company has not violated decision-making procedures for external guarantees[6]. - The company strictly adheres to information disclosure regulations, ensuring timely and accurate communication with all investors[112]. - The company has not faced any major litigation or arbitration matters during the reporting period[193]. - The company has not encountered any situations that would lead to delisting risk[193]. Research and Development - The company has filed a total of 597 patent applications, including 408 invention patents, and has been granted 420 patents[50]. - Research and development expenses increased by 13.68% to 179,780,199.17 CNY, reflecting the company's commitment to innovation[54]. - The company plans to increase its R&D budget by 25% in 2024 to accelerate innovation[118]. - The company is actively increasing its R&D efforts in the photoresist sector, with a rising trend in patent applications[100]. - The company has made significant progress in R&D, particularly in phenolic resins and rubber chemicals, enhancing product quality and performance[76]. Market Expansion and Strategy - The company plans to expand its market presence and invest in new product development to enhance competitiveness[1]. - Future guidance suggests continued revenue growth driven by new technologies and market expansion strategies[1]. - The company is exploring potential mergers and acquisitions to strengthen its market position and diversify its product offerings[1]. - The company aims to enhance its market presence in North America by establishing local supply points to meet customer needs[44]. - The company is actively pursuing the development of electronic materials, including semiconductor photoresists, to capitalize on the growing demand for domestic supply[45]. Environmental Responsibility - The company invested 20.27 million CNY in environmental protection during the reporting period[148]. - The company disposed of 434 tons of hazardous waste in 2023, with a total of 7,903 waste barrels processed[149]. - The company has established a robust emergency response plan for environmental incidents, which has been filed with the relevant authorities[159]. - The company has implemented strict environmental protection measures, ensuring that wastewater treatment meets the standards set by the receiving unit[154]. - The company has maintained a good operational status of its environmental protection facilities, with all treated wastewater and waste gas meeting the required standards[156][160]. Corporate Governance - The company held a total of 1 annual general meeting and 3 extraordinary general meetings during the reporting period, ensuring transparency and fairness in decision-making[112]. - The board of directors consists of 9 members, including 3 independent directors, and held 6 meetings during the reporting period, with all decisions being compliant with legal requirements[112]. - The supervisory board, comprising 3 members, conducted 7 meetings to effectively oversee the company's financial operations and major business decisions[112]. - The company has established a comprehensive internal control system to ensure effective governance and protect shareholder rights[112]. - The company has implemented a compensation policy focused on value contribution and has established a welfare system in line with market requirements[137]. Risks and Challenges - The company faces risks from fluctuations in macro market demand, particularly in industries such as semiconductors and automotive manufacturing, which could impact sales revenue[109]. - The company is exposed to raw material price volatility, particularly for phenolic resin production, which could lead to increased production costs if prices rise significantly[109]. - The company acknowledges management risks due to its expanding scale and complexity, necessitating ongoing optimization of organizational structure and management processes[110]. - The company is subject to exchange rate fluctuations that could impact its financial performance, despite having measures in place to mitigate such risks[110]. Employee and Talent Management - The company has 293 R&D personnel, accounting for 25.41% of the total workforce[64]. - The employee structure includes 459 production staff, 150 sales personnel, and 293 technical staff[136]. - A training plan was developed to enhance employee competencies in alignment with the company's strategic goals[138]. - The company emphasizes talent development and has implemented a long-term equity incentive plan to retain and motivate key personnel, aiming to align employee interests with company growth[108].

www.rachem.com 本报告采用环保纸制作 SUSTAINABILITY REPORT 可持续发展报告书 2023 Report Sustainability 中国上海市浦东新区银城中路501号上海中心大厦25层 25/F,Shanghai Tower, No.501, Middle Yincheng Rd., Pudong New Area, Shanghai 200120, P.R.China. Tel:+86-21-6210-9966 Fax:+86-21-5237-1633 彤程新材料集团股份有限公司年可持续发展报告书 2023 Better Materials Better Planet 材料让地球更美好 2023年可持续发展报告书 2023 Sustainability Report Sustainability Report 2023 Red Avenue 03 Contents. 目录 01 董事长致辞 关于本报告 02 2023年大事记 07 05 环境 环境管理体系 EHS管理策略 能源管理 温室气体管理 水资源管理 废弃物管理 04 治理 关于我们 践行商业道德 风险管理 科创引 ...

彤程新材料集团股份有限公司 关于会计师事务所 2023 年度履职情况的评估报告 一、资质条件 安永华明会计师事务所（特殊普通合伙）（以下简称"安永华明"）于 1992 年 9 月 成立，2012 年 8 月完成本土化转制，从一家中外合作的有限责任制事务所转制为特殊 普通合伙制事务所。安永华明总部设在北京，注册地址为北京市东城区东长安街 1 号东 方广场安永大楼 17 层 01-12 室。 截至 2023 年末拥有合伙人 245 人，首席合伙人为毛鞍宁先生。安永华明拥有财政 部颁发的会计师事务所执业资格，于美国公共公司会计监督委员会（US PCAOB）注册， 是中国首批获得证券期货相关业务资格和 H 股企业审计资格事务所之一，在证券业务服 务方面具有丰富的执业经验和良好的专业服务能力。 安永华明拥有分所数量 23 家，分别为上海、天津、大连、沈阳、济南、青岛、郑 州、西安、武汉、成都、合肥、南京、苏州、杭州、长沙、昆明、重庆、厦门、广州、 深圳、太原、海口、宁波。根据中国注册会计师协会发布的《2022 年度会计师事务所综 合评价百家排名信息》，安永华明排名第二。安永华明一直以来注重人才培养，截至 2023 年末 ...

| 股票代码：603650 | 股票简称：彤程新材 | 编号：2024-027 | | --- | --- | --- | | 债券代码：113621 | 债券简称：彤程转债 | | 彤程新材料集团股份有限公司 关于回购注销 2021 年限制性股票激励计划剩余全部限 制性股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 彤程新材料集团股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开 了第三届董事会第十一次会议，会议审议通过了《关于回购注销 2021 年限制性股 票激励计划剩余全部限制性股票的议案》，鉴于 5 名激励对象因个人原因离职不再 符合激励对象资格、122 名激励对象因公司层面业绩考核不达标而不符合公司 2021 年限制性股票激励计划（以下简称"本次激励计划"）首次授予第三个解除限售期 的解除限售条件，根据《公司 2021 年限制性股票激励计划》（以下简称"《限制性 股票激励计划》"）的相关规定及公司 2021 年第四次临时股东大会的授权，公司对 前述激励对象已获授予但尚未解除限售的限制性 ...

| 股票代码：603650 | 股票简称：彤程新材 | 编号：2024-028 | | --- | --- | --- | | 债券代码：113621 | 债券简称：彤程转债 | | 彤程新材料集团股份有限公司 关于回购注销 2021 年限制性股票激励计划剩余全部限 制性股票通知债权人的公告 有效性，相关债务（义务）将由本公司根据原债权文件的约定继续履行。债权人 未在规定期限内行使上述权利的，本次回购注销将按法定程序继续实施。公司各 债权人如要求公司清偿债务或提供相应担保的，应根据《中华人民共和国公司法》 等相关法律法规的有关规定向公司提出书面请求，并随附有关证明文件。 债权申报所需材料：公司债权人可持证明债权债务关系存在的合同、协议及 其他凭证的原件及复印件到公司申报债权。债权人为法人的，需同时携带法人营 业执照原件及复印件、法定代表人身份证明文件；委托他人申报的，除上述文件 外，还需携带法定代表人授权委托书和代理人有效身份证的原件及复印件。债权 人为自然人的，需同时携带有效身份证件的原件及复印件；委托他人申报的，除 上述文件外，还需携带授权委托书和代理人有效身份证件的原件及复印件。 债权人可采用现场、邮寄 ...

| 股票代码：603650 | 股票简称：彤程新材 | 编号：2024-024 | | --- | --- | --- | | 债券代码：113621 | 债券简称：彤程转债 | | 彤程新材料集团股份有限公司 关于公司 2023 年度利润分配预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配利润：A 股每股派发现金红利 0.59 元（含税）。 本次利润分配以实施权益分派股权登记日登记的总股本（扣除公司回购专 用证券账户中的股份数）为基数，具体日期将在权益分派实施公告中明确。 记日数据为准。 如在本公告披露之日起至实施权益分派股权登记日期间，因可转债转股/股权 激励授予股份回购注销等致使公司总股本发生变动的，公司拟维持每股分配比例 不变，相应调整分配总额。如后续总股本发生变化，将另行公告具体调整情况。 本次利润分配方案尚需提交股东大会审议。 在实施权益分派的股权登记日前公司总股本（扣除公司回购专用证券账户 中的股份数）发生变动的，拟维持每股分配比例不变，相应调整分配总额，并将 另行公告具体调整 ...