Core Points - Haitian Co., Ltd. announced a plan to issue convertible bonds to unspecified investors, with a total fundraising amount not exceeding 801 million yuan [1] - The funds raised will be used for various projects, including water supply infrastructure upgrades and wastewater treatment plant expansions [1] - The convertible bonds will have a face value of 100 yuan each, a term of six years, and will be listed on the Shanghai Stock Exchange [2] Fundraising Details - The total amount to be raised from the issuance of convertible bonds is capped at 801 million yuan, after deducting issuance costs [1] - The specific projects funded include the improvement of water supply efficiency in Jianyang, resilience upgrades in Ziyang, and the expansion of a sewage treatment plant in Jiajiang [1] - The bonds will be issued at face value and will pay interest annually, with the principal repaid at maturity [2] Company Background - Haitian Co., Ltd. was listed on the Shanghai Stock Exchange on March 26, 2021, with an initial public offering that raised approximately 874 million yuan [3] - The company’s previous fundraising was allocated for wastewater treatment projects and working capital [3] - As of the 2025 semi-annual report, a significant portion of the company's shares (29%) has been pledged [4]

Summary of Key Points Group 1: Previous Fundraising and Usage - As of June 30, 2025, the remaining balance of funds from the Pujiang County sewage treatment plant and supporting pipeline construction project is 51.45 million yuan [1] - The remaining balance for the second phase of the Yaan Daxing sewage treatment plant project is 2.33 million yuan as of June 30, 2025 [1] - The remaining balance for the first phase of the Xiongbi Town sewage treatment plant and supporting pipeline project is 194,700 yuan as of June 30, 2025 [1] - The project for acquiring 70% equity of Sichuan Shangshi Ecological Environment Co., Ltd. has a remaining balance of 0 yuan as of June 30, 2025 [1] - The remaining balance for supplementing working capital is 197,800 yuan as of June 30, 2025 [1] Group 2: Use of Surplus Funds - The total planned investment for the Xiongbi Town sewage treatment plant and supporting pipeline project is 127.60 million yuan, with the project receiving special funds of 84.26 million yuan from the government [2] - The project has entered commercial operation since October 2020, and the remaining funds after project completion will be used to supplement working capital permanently [3] Group 3: Financial Management and Governance - The company has established a fundraising management system to ensure the legal and reasonable use of raised funds, complying with relevant laws and regulations [4] - The company has not faced any significant violations in the use of raised funds [4] - The company has a robust internal control system to enhance operational efficiency and protect investor rights [19][20]

Group 1 - The company held its 30th meeting of the fourth board of directors on September 29, 2025, with all 9 directors present [4][5][6] - The board approved the proposal for issuing convertible bonds to unspecified objects, confirming that the company meets the necessary conditions for such issuance [7][8] - The total amount to be raised from the issuance of convertible bonds is not to exceed 801 million yuan [11][60] Group 2 - The bonds will have a face value of 100 yuan each and will be issued at face value [13] - The term of the bonds is set for six years from the date of issuance [15] - The interest rate will be determined based on market conditions and company specifics prior to issuance [17] Group 3 - The conversion period for the bonds will start six months after issuance and last until the maturity date [26] - The initial conversion price will be determined based on the average trading price of the company's A-shares prior to the announcement [28] - The company will adjust the conversion price in case of stock dividends, capital increases, or cash dividends [29] Group 4 - The company will not provide any guarantees for the bonds issued [64] - The funds raised will be deposited in a special account designated by the board of directors [62] - The company will hire a credit rating agency to issue a credit rating report for the bonds [66] Group 5 - The company will prioritize the original A-share shareholders in the bond issuance [51] - The board will be authorized to handle all matters related to the bond issuance [83] - The proposal for the bond issuance will be submitted to the shareholders' meeting for approval, requiring a two-thirds majority of the voting rights [7][74]

Group 1 - The company, Haitan Co., Ltd. (603759.SH), announced plans to issue convertible bonds to unspecified investors, with a total fundraising amount not exceeding 801 million yuan (including principal) [1] - The raised funds will be allocated to several projects, including the intelligent water supply and comprehensive efficiency improvement project in Jianyang, resilience upgrade and intelligent construction of water supply infrastructure in Ziyang, expansion of the urban sewage treatment plant in Jiajiang, and to supplement working capital [1]

Group 1 - The company, Haitan Co., Ltd. (603759.SH), announced plans to issue convertible bonds to unspecified investors, with a total fundraising amount not exceeding 801 million yuan (including principal) [1] - The raised funds will be allocated to several projects, including the modernization of water supply and efficiency enhancement in Jianyang, resilience upgrades and digital construction of water supply infrastructure in Ziyang, expansion of the urban sewage treatment plant in Jiajiang, and to supplement working capital [1]

海天水务集团股份公司可转换公司债券持有人会议规则 股票代码：603759 股票简称：海天股份 海天水务集团股份公司 可转换公司债券持有人会议规则 二〇二五年九月 债券简称及代码、发行日、兑付日、发行利率、发行规模、含权条款及投资 者权益保护条款设置情况等本期债券的基本要素和重要约定以本期债券募集说 明书等文件载明的内容为准。 1.3 债券持有人会议自本期债券完成发行起组建，至本期债券债权债务关系 终止后解散。债券持有人会议由持有本期债券未偿还份额的持有人（包括通过认 购、交易、受让、继承或其他合法方式持有本期债券的持有人）组成。 债券上市/挂牌期间，前述持有人范围以中国证券登记结算有限责任公司登 记在册的债券持有人为准，法律法规另有规定的除外。 | | | 海天水务集团股份公司可转换公司债券持有人会议规则 第一章 总则 1.1 为规范海天水务集团股份公司（以下简称"公司"或"发行人"）可转换 公司债券（以下简称本期债券）债券持有人会议的组织和决策行为，明确债券持 有人会议的职权与义务，维护本期债券持有人的权益，根据《中华人民共和国证 券法》《中华人民共和国公司法》《上市公司证券发行注册管理办法》（以下简称 " ...

海天水务集团股份公司独立董事 关于第四届董事会第三十次会议相关事项的 独立意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市公司独立董事管理办法》 《上海证券交易所股票上市规则》及《公司章程》《独立董事工作制度》等的相关 规定，作为海天水务集团股份公司（以下简称"公司"）的独立董事，认真审阅了 提交本次董事会审议的各项议案及相关资料后，基于独立判断的立场，经审慎研 究，发表以下独立意见： 一、关于公司符合向不特定对象发行可转换公司债券条件的独立意见 我们认为，公司本次向不特定对象发行可转换公司债券符合《公司法》《证 券法》《上市公司证券发行注册管理办法》（以下简称"《注册管理办法》"） 等法律法规的相关规定，我们对照向不特定对象发行可转换公司债券的资格和有 关条件对公司相关事项进行了逐项核查，认为公司具备本次向不特定对象发行可 转换公司债券的资格和条件。 因此，我们同意公司符合向不特定对象发行可转换公司债券条件，并同意董 事会将该事项提交公司股东会审议。 二、关于公司向不特定对象发行可转换公司债券方案的独立意见 我们认为，公司本次向不特定 ...

海天水务集团股份公司 关于最近五年被证券监管部门和交易所处罚 或采取监管措施及整改情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 海天水务集团股份公司（以下简称"公司"）自上市以来，严格按照《中华人 民共和国公司法》《中华人民共和国证券法》《上海证券交易所股票上市规则》 等法律、法规、规范性文件及《公司章程》的规定，不断完善公司治理，建立健 全内部控制制度，规范公司运作，促进公司持续、稳定、健康发展。 证券代码：603759 证券简称：海天股份 公告编号：2025-094 鉴于公司拟向不特定对象发行可转换公司债券，根据相关要求，现将公司最 近五年被证券监管部门和交易所采取监管措施或处罚的情况及相应的整改情况 公告如下： 一、最近五年被证券监管部门和交易所采取处罚的情况及整改措施 公司最近五年不存在被证券监管部门和交易所采取处罚的情形，不存在涉及 整改的事项。 二、公司最近五年被证券监管部门和交易所采取监管措施及整改的情况 （一）最近五年公司被采取监管措施的情况 最近五年内，因与合营企业海天世浦泰及三岔湖海天违规发生 ...

海天水务集团股份公司董事会 审计委员会关于公司向不特定对象发行可转换公司债券 的审核意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市公司证券发行注册管理办 法》（以下简称"《注册管理办法》"）、《上海证券交易所股票上市规则》及 《公司章程》等的相关规定，海天水务集团股份公司（以下简称"公司"）董事会 审计委员会在认真审阅了董事会编制的向不特定对象发行可转换公司债券（以下 简称"本次发行"）相关资料后，经审慎考虑，依据公平、公证、客观的原则， 现就本次发行事项发表如下意见： 6、根据中国证监会、上海证券交易所的相关要求，为保障中小投资者的利益， 降低本次向不特定对象发行摊薄公司即期回报的影响，公司制定了填补被摊薄即 期回报的措施，公司实际控制人、控股股东及全体董事、高级管理人员将忠实、 勤勉地履行职责，维护公司和全体股东的合法权益，并就保障填补措施的切实履 行出具了承诺。我们认为公司拟采取的填补措施可有效降低本次发行对公司即期 收益的摊薄作用，充分保护公司股东特别是中小股东的利益。 7、公司编制的未来三年股东回报规划（2025-2027年 ...

证券代码：603759 证券简称：海天股份 公告编号：2025-092 海天水务集团股份公司 关于公司前次募集资金使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 海天水务集团股份公司（以下简称本公司）董事会根据中国证券监督管理委 员会颁布的《监管规则适用指引——发行类第 7 号》及《上海证券交易所上市公 司自律监管指南第 1 号——公告格式》之第十三号上市公司募集资金相关公告， 编制了本公司于 2021 年 3 月募集的人民币普通股资金截至 2025 年 6 月 30 日的 使用情况报告（以下简称前次募集资金使用情况报告）。 一、 前次募集资金的募集及存放情况 (一) 募集资金金额及到位时间 海天水务集团股份公司 截至 2025 年 6 月 30 日前次募集资金使用情况报告 二、 前次募集资金实际使用情况 根据中国证券监督管理委员会证监许可[2021]22 号文《关于核准海天水务 集团股份公司首次公开发行股票的批复》核准，本公司获准向社会公开发售人民 币普通股股票（A 股）7,800 万股，每股面值人民币 ...