上海克来机电自动化工程股份有限公司 章 程 二○二三年十月修订 | | | | | | | 第一章 总 则 | - 2 - | | --- | --- | | 第二章 经营宗旨和范围 | - 3 - | | 第三章 股 份 | - 3 - | | 第一节 股份发行 - | 3 - | | 第二节 股份增减和回购 - | 5 - | | 第三节 股份转让 - | 6 - | | 第四章 股东和股东大会 | - 7 - | | 第一节 股 东 - | 7 - | | 第二节 股东大会的一般规定 - | 9 - | | 第三节 股东大会的召集 - | 11 - | | 第四节 股东大会的提案与通知 - | 13 - | | 第五节 股东大会的召开 - | 14 - | | 第六节 股东大会表决和决议 - | 17 - | | 第五章 党组织 | - 21 - | | 第六章 董事会 | - 22 - | | 第一节 董事 - 22 - | | | 第二节 董事会 - | 25 - | | 第六章 总经理及其他高级管理人员 | - 29 - | | 第七章 监事会 | - 31 - | | 第一节 监事 - 31 - ...

证券代码：603960 证券简称：克来机电 公告编号：2023-040 上海克来机电自动化工程股份有限公司 关于回购注销部分限制性股票通知债权人的公告 印件到公司申报债权。债权人为法人的，需同时携带法人营业执照副本原件及复 印件、法定代表人身份证明文件；委托他人申报的，除上述文件外，还需携带法 定代表人授权委托书和代理人有效身份证的原件及复印件。债权人为自然人的， 需同时携带有效身份证的原件及复印件；委托他人申报的，除上述文件外，还需 携带授权委托书和代理人有效身份证件的原件及复印件。 （二）债权申报时间及具体方式 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、通知债权人的原由 上海克来机电自动化工程股份有限公司（以下简称"公司"）于 2023 年 10 月 27 日召开了第四届董事会第十次会议、第四届监事会第九次会议，会议审议 通过了《关于回购注销部分限制性股票的议案》。由于公司 2022 年限制性股票 激励计划首次授予的激励对象中 6 名激励对象及预留授予的激励对象中 2 名激 励对象因个人原因离职，不再具备激励对象 ...

Financial Performance - The company reported a revenue of RMB 500 million for the first half of 2023, representing a 15% increase compared to the same period last year[13]. - The net profit attributable to shareholders was RMB 80 million, up 10% year-on-year[13]. - The company's operating revenue for the first half of 2023 reached ¥264,038,258.75, representing a 31.23% increase compared to ¥201,195,284.03 in the same period last year[21]. - The net profit attributable to shareholders was ¥29,093,233.01, a significant recovery from a loss of ¥5,753,848.28 in the previous year[21]. - The net cash flow from operating activities improved to ¥75,827,616.30, compared to a negative cash flow of ¥36,297,230.68 in the same period last year[21]. - The company reported a revenue increase of 15% year-over-year, reaching $1.5 billion in the latest quarter[121]. - The company provided a forward guidance of 10% revenue growth for the next quarter, projecting revenues between $1.65 billion and $1.75 billion[121]. - The company reported a net profit margin of 12%, up from 10% in the previous year[137]. User Growth and Market Expansion - User data showed an increase in active users by 25%, reaching a total of 1.2 million users[13]. - User data showed a growth of 20% in active users, totaling 10 million users by the end of the quarter[122]. - The company plans to expand its market presence in Southeast Asia, targeting a 20% market share by 2025[13]. - Market expansion efforts have led to a 30% increase in market share in the Asia-Pacific region[122]. - The company is actively pursuing international collaborations with leading domestic and foreign companies to expand its market presence in the electric drive equipment sector[56]. Product Development and Innovation - New product development includes a next-generation automation system expected to launch in Q4 2023, projected to increase efficiency by 30%[13]. - The company has allocated RMB 50 million for research and development in advanced robotics technology for the upcoming fiscal year[13]. - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience[121]. - The company is actively developing and pre-producing core components for new energy vehicle thermal management systems[33]. - The company has made significant advancements in R744 (carbon dioxide) heat pump products, addressing technical challenges and achieving mass production of specialized pipelines[49]. Strategic Acquisitions and Partnerships - A strategic acquisition of a local competitor is under consideration to enhance market capabilities and product offerings[13]. - The company announced a strategic acquisition of a smaller competitor for $200 million to enhance its product offerings[121]. - The company completed an acquisition of a smaller competitor for 300 million, expected to enhance its product offerings[138]. - A strategic partnership was formed with a leading tech firm, expected to enhance product capabilities and market reach[142]. Financial Management and Shareholder Commitments - The board has approved a profit distribution plan, with no plans for capital increase through reserves[13]. - The company aims to maximize shareholder value through a sustainable cash and stock dividend distribution policy, adhering to relevant regulations[126]. - The company plans to prioritize cash dividends, distributing at least 20% of the annual distributable profits if no major investment plans or cash expenditures arise[126]. - The company will conduct annual profit distributions and may consider mid-term distributions based on profitability and funding needs[126]. - The company has committed to maintaining a transparent cash dividend policy, with a proposed payout ratio of 30% of net income[135]. Risk Management - The company has identified potential risks related to supply chain disruptions but does not foresee significant impacts on operations[13]. - The company faces significant market competition risks from both domestic and international players in the industrial automation sector[85]. - The company has a risk of technology leakage and personnel turnover, which could adversely affect its core competitiveness and profitability[89]. - The company's downstream application industries are concentrated, which may lead to adverse impacts on its operational performance due to market volatility[86]. Environmental Responsibility - The company emphasizes environmental responsibility and aims to minimize negative impacts on the environment through necessary environmental protection facilities[102]. - The company processed 3,500 liters of recycled water through its water-soluble waste liquid treatment system, significantly reducing tap water consumption and pollution discharge[108]. - The company has achieved ISO 14001 environmental management system certification, emphasizing its commitment to environmental sustainability[108]. - The company has invested in the development of carbon dioxide heat pump air conditioning systems, aligning with national carbon neutrality goals[109]. Corporate Governance - The company has committed to avoiding any related party transactions with its actual controllers and shareholders, ensuring no conflicts of interest arise from future business dealings[114]. - The company guarantees that it will not engage in any business that directly competes with its subsidiaries after the completion of the transaction[118]. - The company will adhere to the principles of openness, fairness, and justice in all transactions with related parties[116]. - The company has appointed new executives, including a new Chief Financial Officer and Deputy General Manager, following resignations due to personal reasons[97].

上海克来机电自动化工程股份有限公司独立董事 关于第四届董事会第九次会议相关议案的独立意见 上海克来机电自动化工程股份有限公司（以下简称"公司"）第四届董事会第 九次会议于 2023 年 8 月 29 日召开。根据《上市公司独立董事规则》、《上海证券 交易所股票上市规则（2022 年修订）》、《上海证券交易所上市公司自律监管指引 第 1 号——规范运作》、《公司章程》等有关规定，作为公司的独立董事，对公司 第四届董事会第九次会议有关审议事项发表如下独立意见： 一、经认真审议《关于公司募集资金存放与实际使用情况的专项报告的议案》， 我们认为： （本页无正文，为《上海克来机电自动化工程股份有限公司独立董 事关于公司第四届董事会第九次会议有关事项的独立意见》之签字 页） 独立董事签字： 公司 2023 年半年度募集资金存放与使用情况符合《上海证券交易所股票上 市规则（2022 年修订）》、《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求》、《上海证券交易所上市公司自律监管指引第 1 号——规范运 作》等相关法律法规的规定，对募集资金进行专户存储和专户使用，不存在变相 改变募集资金用途和损害股东利 ...

证券代码：603960 证券简称：克来机电 公告编号：2023-035 上海克来机电自动化工程股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 9 月 5 日(星期二)12:00 前登录上证路演中心网站首 页点击"提问预征集"栏目或通过公司邮箱 kelai.jidian@sh-kelai.com 进行提 问。公司将在说明会上对投资者普遍关注的问题进行回答。 上海克来机电自动化工程股份有限公司（以下简称"公司"）已于 2023 年 8 月 30 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公 司 2023 年半年度经营成果、财务状况，公司计划于 2023 年 9 月 6 日下午 13:00- 14:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本次投资者说明会以 ...

（一）审议并一致通过《关于公司 2023 年半年度报告的议案》 监事会主席张海洪先生向与会者阐述了该议案的主要内容，与会者进行了讨 论，经全体监事认真审议，一致同意通过该议案。 具体内容详见公司于同日披露于上海证券交易所网站（www.sse.com.cn）及 指定媒体的《上海克来机电自动化工程股份有限公司 2023 年半年度报告》（公告 号：2023-033）。 证券代码：603960 证券简称：克来机电 公告编号：2023-032 上海克来机电自动化工程股份有限公司 第四届监事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 监事会会议召开情况 上海克来机电自动化工程股份有限公司（以下简称"公司"）第四届监事会 第八次会议于 2023 年 8 月 17 日以电邮方式，向全体监事发出"公司关于召开第 四届监事会第八次会议的通知"，并将有关会议材料通过电邮的方式送达。会议 于 2023 年 8 月 29 日在公司会议室以现场的方式召开，应到监事 3 人，实到监事 3 人，会议由公司监事会主席张海洪主持。 ...

证券代码：603960 证券简称：克来机电 公告编号：2023-034 上海克来机电自动化工程股份有限公司 关于公司募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 经中国证券监督管理委员会出具的《关于核准上海克来机电自动化工程股份 有限公司公开发行可转换公司债券的批复》(证监许可[2019]2316 号)核准, 同 意公司向社会公开发行面值总额 18,000.00 万元可转换公司债券，期限 6 年。上 海克来机电自动化工程股份有限公司（以下简称"公司"）于 2019 年 12 月 2 日 公开发行了 180 万张可转换公司债券，每张面值 100 元，发行总额 18,000.00 万 元。发行方式采用向公司原股东优先配售，原股东优先配售后余额部分（含原股 东放弃优先配售部分）采用网上通过上海证券交易所交易系统向社会公众投资者 发售的方式进行，认购金额不足 18,000.00 万元的部分（含中签投资者放弃缴款 认购部分）由保荐机构（主 ...

一、 董事会会议召开情况 上海克来机电自动化工程股份有限公司（以下简称"公司"）第四届董事会 第九次会议于 2023 年 8 月 17 日以电邮方式，向全体董事、监事和高级管理人员 发出"公司关于召开第四届董事会第九次会议的通知"，并将有关会议材料通过 电邮的方式送达。公司第四届董事会第九次会议于 2023 年 8 月 29 日在公司以现 场及通讯相结合的方式召开。会议应到董事 7 人，实到董事 7 人，公司监事和高 级管理人员列席了会议。本次出席会议人数超过董事总数的二分之一，表决有效。 会议由董事长谈士力先生主持，本次董事会会议的召开符合《中华人民共和国公 司法》和《公司章程》的有关规定。 二、 董事会会议审议情况 证券代码：603960 证券简称：克来机电 公告编号：2023-031 上海克来机电自动化工程股份有限公司 第四届董事会第九次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 具体内容详见公司于同日披露于上海证券交易所网站（www.sse.com.cn）及 指定媒体的《上海克来机电自动化工程股份有限 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥117,066,506.29, representing a year-on-year increase of 19.97%[5] - The net profit attributable to shareholders for the same period was ¥12,960,762.85, showing a significant increase of 4,435.04% compared to the previous year[5] - The basic earnings per share (EPS) was ¥0.0497, reflecting an increase of 4,418.18% year-on-year[5] - The diluted earnings per share (EPS) was ¥0.0492, also indicating a year-on-year increase of 4,372.73%[5] - Net profit for Q1 2023 was ¥12,960,762.85, a significant increase from ¥296,542.78 in Q1 2022, reflecting a growth of 4,272.73%[17] - The net profit attributable to shareholders of the parent company for Q1 2023 was ¥12,960,762.85, a significant increase from ¥285,791.40 in Q1 2022[18] Cash Flow - The net cash flow from operating activities was ¥72,446,269.27, with no applicable year-on-year comparison[5] - Cash inflow from operating activities for Q1 2023 was ¥215,584,891.61, up from ¥190,320,086.92 in Q1 2022[21] - The net cash flow from operating activities for Q1 2023 was ¥72,446,269.27, a recovery from a net outflow of ¥11,574,886.32 in Q1 2022[21] - The company reported cash outflows from investing activities of ¥4,553,212.29 in Q1 2023, compared to ¥1,993,589.91 in Q1 2022[21] - The net cash flow from financing activities for Q1 2023 was -¥127,500.00, an improvement from -¥303,750.00 in Q1 2022[22] - The company received cash from sales of goods and services amounting to ¥209,933,672.38 in Q1 2023, compared to ¥186,220,195.70 in Q1 2022[20] - The company reported a cash inflow of ¥3,353,460.75 from other operating activities in Q1 2023, down from ¥4,099,891.22 in Q1 2022[21] Assets and Liabilities - The total assets at the end of the reporting period were ¥1,270,886,477.72, a decrease of 1.42% from the end of the previous year[6] - Total assets as of March 31, 2023, were ¥1,270,886,477.72, down from ¥1,289,228,024.84 at the end of 2022, a decrease of 1.43%[15] - Total liabilities decreased to ¥255,134,722.64 from ¥288,238,395.64, a reduction of 11.46%[15] Shareholder Equity - The equity attributable to shareholders increased to ¥1,015,751,755.08, marking a growth of 1.47% compared to the previous year[6] - The company's equity attributable to shareholders increased to ¥1,015,751,755.08 from ¥1,000,989,629.20, reflecting a growth of 1.47%[15] Operational Costs - Total operating costs for Q1 2023 were ¥109,761,122.60, up from ¥101,856,534.60 in Q1 2022, representing an increase of 7.87%[17] - Research and development expenses for Q1 2023 were ¥7,915,790.19, a decrease of 13.4% compared to ¥9,130,452.48 in Q1 2022[17] Shareholder Information - The total number of common shareholders at the end of the reporting period was 15,610[10] Other Financial Metrics - The weighted average return on equity (ROE) was 1.29%, an increase of 1.26 percentage points[6] - The company reported non-recurring gains and losses totaling ¥1,339,403.14 for the period[7] - The company's cash and cash equivalents increased to ¥313,062,444.09 as of March 31, 2023, compared to ¥245,002,489.88 at the end of 2022, marking a growth of 27.8%[13] - Accounts receivable decreased to ¥124,786,252.18 from ¥225,585,351.18, a reduction of 44.66%[13] - Inventory increased to ¥242,662,374.18 from ¥220,121,301.51, showing a growth of 10.24%[13] - Cash and cash equivalents at the end of Q1 2023 totaled ¥311,154,444.09, slightly down from ¥316,215,291.50 at the end of Q1 2022[22] - The company paid ¥17,390,418.98 in taxes during Q1 2023, significantly higher than ¥5,023,073.50 in Q1 2022[21]

Financial Performance - The company reported a total distributable profit of RMB 286,404,845.58 as of December 31, 2022, with a proposed cash dividend of RMB 0.74 per share, amounting to a total of RMB 19,498,900 (including tax), which represents 30.27% of the net profit attributable to shareholders[6]. - The company's operating revenue for 2022 was CNY 677,275,697.65, representing a 20.74% increase compared to CNY 560,917,686.05 in 2021[25]. - The net profit attributable to shareholders for 2022 was CNY 64,422,436.84, up 29.32% from CNY 49,818,028.93 in 2021[25]. - The basic earnings per share for 2022 increased by 31.58% to CNY 0.25, compared to CNY 0.19 in 2021[26]. - The total profit for the year was 7,182.96 million RMB, marking a 33.65% increase year-over-year[77]. - The net profit attributable to shareholders was 6,442.24 million RMB, which is a 29.32% increase from the previous year[77]. - The company's operating costs increased to 51,483.50 million RMB, reflecting a rise of 22.75% year-over-year, primarily due to increased revenue[81]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 49,957,905.33 for 2022, reflecting a 12.53% increase from CNY 44,394,246.07 in 2021[25]. Market and Industry Trends - The global electric vehicle sales accounted for 10% in 2022, with China accounting for 40% of global sales, indicating a significant market opportunity for the company in the new energy vehicle electronics sector[36]. - The automotive market in China produced and sold 27.02 million and 26.86 million vehicles in 2022, representing year-on-year growth of 3.4% and 2.1% respectively[54]. - New energy vehicles (NEVs) achieved production and sales of 7.058 million and 6.887 million units in 2022, with year-on-year growth of 96.9% and 93.4%, capturing a market share of 25.6%, an increase of 12.1 percentage points from the previous year[54]. - The automotive electronics industry continues to grow, driven by the development of new energy vehicles and advancements in autonomous driving technology[105]. - The intelligent manufacturing sector is a key focus of national strategies, with significant investments aimed at enhancing core competitiveness and technological upgrades in the automotive industry[53]. Research and Development - The company continues to invest in R&D for flexible and intelligent assembly technologies in the new energy vehicle electronics field, aiming to enhance its overall competitiveness[35]. - The company has received 29 new patents during the reporting period, reflecting its commitment to innovation and technology development[50]. - The company is focusing on the development of new technologies, including R744 heat pump systems for electric vehicles, to maintain industry leadership[75]. - The company is actively researching high-pressure, high-flow hydraulic fluid testing technologies, creating comprehensive testing solutions for various automotive components[44]. - The company is focusing on research and development in advanced driver-assistance systems (ADAS) and other high-tech automotive electronics, aiming to lead innovation in the sector[132]. Strategic Partnerships and Client Relationships - The company has established stable strategic partnerships with key clients such as SAIC Group and Huawei, enhancing its market position in the automotive electronics sector[39]. - The company has established long-term and stable relationships with major clients, including Bosch Group and Magna International, by leveraging its technological and project implementation advantages[69]. - The company is expanding its product offerings to include core components for NEV thermal management systems, indicating a strategic shift towards high-demand areas[58]. - The company has established long-term partnerships with qualified suppliers, including Volkswagen and FAW-Volkswagen, since entering the Volkswagen supplier list in 2004[109]. Governance and Management - The company held 1 annual general meeting and 3 extraordinary general meetings during the reporting period, ensuring transparency and fairness in decision-making for all shareholders[149]. - The board of directors consists of 7 members, including 3 independent directors, and held 9 meetings during the reporting period, adhering to legal and regulatory requirements[150]. - The company has established a governance structure that complies with the Company Law and relevant regulations, enhancing operational standards and decision-making processes[148]. - The company has implemented a comprehensive information disclosure management system to ensure timely and accurate information dissemination to all shareholders[153]. - The company has a performance-based remuneration system for directors and senior management, which includes basic and performance pay[164]. Financial Management and Investment - The company has secured a loan of CNY 10,000,000.00 with a 3.50% annual interest rate, backed by its real estate assets[102]. - The company is leveraging capital market opportunities to strengthen its position in the intelligent manufacturing sector and become a leading enterprise in the industry[126]. - The company plans to enhance its core competitiveness by establishing R&D centers domestically and internationally, increasing investment in key technologies such as 3D machine vision[134]. - The company will actively broaden financing channels to secure long-term, low-cost funding while optimizing its financial structure and improving supply chain management[135]. Operational Efficiency and Production - The company has established a strong customer base, including major clients such as Bosch Group and Huawei, which supports stable revenue growth[72]. - The company has established a stable supplier network to ensure the quality and timeliness of raw material procurement for its manufacturing processes[60]. - The company has developed automated loading systems for trucks, achieving an average loading efficiency of approximately 850 boxes per hour, significantly higher than manual operations[47]. - The company produced 83 automatic assembly lines, with sales increasing by 43.10% compared to the previous year[88]. - The production of automatic detection lines rose by 75.00% year-on-year, reflecting increased demand[88]. Challenges and Risks - The company faces risks from macroeconomic fluctuations, particularly in the automotive sector, which is closely tied to fixed asset investment trends[138]. - The company recognizes the risk of technology leakage and personnel turnover, which could adversely affect its competitive edge and operational efficiency[143]. - The company has a high customer concentration, with over 74.61% of its revenue coming from its top five clients, primarily in the automotive industry[141]. - The company's gross profit margin decreased from 25.23% in 2021 to 23.98% in 2022, indicating potential challenges in maintaining profitability[144]. Employee and Training Initiatives - The company employed a total of 585 staff members, with 103 in the parent company and 482 in major subsidiaries[178]. - The workforce includes 304 production personnel, 12 sales personnel, 182 technical personnel, 12 financial personnel, and 75 administrative personnel[178]. - The training plan includes new employee orientation, pre-job training, and ongoing training to enhance professional skills[180]. - The company conducted a total of 45 training activities in 2022, with 22 external and 23 internal training sessions, enhancing employee engagement and satisfaction[181].