国投证券股份有限公司 关于南京冠石科技股份有限公司 2023 年度持续督导报告书 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准南京冠石 科技股份有限公司首次公开发行股票的批复》（证监许可〔2021〕2489 号）核准， 南京冠石科技股份有限公司（以下简称"冠石科技"或"公司"）首次公开发行 人民币普通股（A 股）18,275,000 股，发行价格为 27.42 元/股，募集资金总额为 50,110.05 万元，扣除发行费用 4,523.26 万元后，募集资金净额为 45,586.79 万元。 本次发行证券已于 2021 年 8 月 12 日在上海证券交易所上市。国投证券股份有限 公司（以下简称"保荐机构"）作为冠石科技首次公开发行股票并上市的保荐机 构，负责冠石科技上市后的持续督导工作，持续督导期为 2021 年 8 月 12 日至 2023 年 12 月 31 日。 保荐机构根据《证券发行上市保荐业务管理办法》和《上海证券交易所上市 公司自律监管指引第 11 号——持续督导》等相关规定，出具 2023 年度持续督导 报告书。 | 序号 | 工作内容 | 持续督导情况 | | --- | -- ...

南京冠石科技股份有限公司 证券代码：605588 证券简称：冠石科技 公告编号：2024-034 关于召开 2023 年度业绩暨现金分红说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 南京冠石科技股份有限公司（以下简称"公司"）已于 2024 年 4 月 30 日发布公司 2023 年年度报告，为便于广大投资者更全面深入 地了解公司 2023 年度经营成果、财务状况，公司计划于 2024 年 05 月 21 日 下午 15:00-16:30 举行 2023 年度业绩暨现金分红说明会， 就投资者关心的问题进行交流。 一、 说明会类型 会议召开时间：2024 年 05 月 21 日(星期二) 下午 15:00-16:30 会议召开地点：上海证券交易所上证路演中心（网址： 会议召开方式：上证路演中心视频录制和网络互动 投资者可于 2024 年 05 月 14 日(星期二) 至 05 月 20 日(星期 一)16:00 前登录上证路演中心网站首 ...

Financial Performance - The net profit attributable to the parent company for 2023 is RMB 52,215,980.71, with the parent company achieving a net profit of RMB 53,330,736.79[5]. - As of December 31, 2023, the distributable profit available to the parent company is RMB 162,007,535.15[5]. - The proposed cash dividend is RMB 0.72 per 10 shares, totaling RMB 5,299,873.99, which accounts for 10.15% of the net profit attributable to shareholders[5]. - The company's total revenue for 2023 was CNY 894,440,591.88, a decrease of 19.26% compared to the previous year[34]. - Net profit attributable to shareholders was CNY 52,215,980.71, down 36.04% year-over-year[34]. - The net profit after deducting non-recurring gains and losses was CNY 46,269,508.79, a decline of 24.57% from the previous year[34]. - The basic and diluted earnings per share were both CNY 0.71, reflecting a decrease of 36.61% compared to 2022[24]. - Operating profit was ¥54,607,382.84, down 39.62% year-on-year[71]. - The net cash flow from operating activities was CNY -1,138,087.56, a significant decline of 101.38% compared to the previous year[34]. Dividend and Profit Distribution - The profit distribution plan is subject to approval at the 2023 annual general meeting[6]. - The company plans to maintain the dividend distribution ratio even if there are changes in the total share capital due to share buybacks or stock incentives[5]. - The total cash dividend amount (including tax) for the year is 5,299,873.99, which accounts for 10.15% of the net profit attributable to ordinary shareholders in the consolidated financial statements[166]. - The company has outlined a three-year dividend plan (2023-2025) to return 30% of profits to shareholders[136]. Research and Development - Research and development expenses increased by 2.72% to CNY 38,949,318.47[34]. - The company has obtained 4 invention patents and 97 utility model patents, with additional patents under application, reinforcing its commitment to continuous technological innovation[37]. - The company has a robust R&D team with 98 technical personnel, holding 4 invention patents and 97 utility model patents, continuously innovating and improving product technology[66]. - The company plans to invest 300 million in R&D for new technologies over the next two years[136]. Market and Industry Trends - The global panel market size was approximately USD 122.7 billion in 2022, with a projected growth to USD 148.7 billion by 2030, indicating a stable growth trend[38]. - The semiconductor display market is expected to maintain steady growth, with annual growth rates for LTPS LCD, LTPS OLED, and Oxide OLED technologies projected to exceed 10%[113]. - The demand for semiconductor photomasks in China is increasing due to the rapid expansion of domestic wafer manufacturing plants, with 14 8-inch and 15 12-inch plants expected to be operational by 2024[116]. - The company anticipates that new display technologies such as Mini/Micro LED and developments in virtual reality will provide new growth points for the display industry[114]. Operational Efficiency - The company has implemented automated production lines to enhance production efficiency and product quality, reducing labor costs and energy consumption[36]. - The company utilizes a "self-purchase" model for raw materials, which allows for flexibility and reduced risk from raw material price fluctuations[54]. - The production process follows a "6S" principle and a Total Quality Management (TQM) system to ensure efficiency and quality[57]. - The company has established a rapid customer response mechanism, providing product solutions within 2 hours and improvement samples within 48 hours[69]. Risk Management - The company has not faced any significant risks that would prevent the board from ensuring the accuracy and completeness of the annual report[9]. - The company is exposed to risks from changes in industrial policies that could adversely affect its operational performance in the semiconductor materials sector[128]. - The company faces risks from fluctuations in raw material prices, particularly for polarizer film, which can significantly impact gross profit margins[126]. - The company recognizes the risk of high supplier concentration, with purchases from its top five suppliers making up 75.27% of total procurement, which could impact production if supply issues arise[124]. Governance and Compliance - The company is actively managing its governance structure to ensure compliance with relevant laws and regulations, enhancing operational transparency[131]. - The company has established a robust information disclosure system to ensure timely and accurate communication with investors, protecting shareholder rights[132]. - The company received a regulatory warning from the Shanghai Stock Exchange on June 15, 2023, due to prior accounting errors, which involved the current financial director[142]. - The company has committed to ensuring compliance with labor regulations, maintaining labor dispatching to below 10% of total employment[188]. Environmental Commitment - The company has implemented various energy-saving optimization measures, resulting in a reduction of carbon emissions by 1,397.88 tons during the reporting period[178]. - The company invested 1.75 million RMB in environmental protection during the reporting period[175]. - The company has implemented a rooftop distributed photovoltaic power generation project, expected to save 12,674 tons of standard coal and reduce carbon dioxide emissions by 34,947 tons over 25 years[178]. - The company is committed to sustainability, with plans to reduce carbon emissions by 25% over the next five years[183].

Financial Performance - The company's operating revenue for Q1 2024 was CNY 275,572,992.10, representing a year-on-year increase of 22.67%[5] - The net profit attributable to shareholders decreased by 37.46% to CNY 10,457,103.76, primarily due to a decline in gross profit and increased project investments[6] - The basic earnings per share (EPS) fell by 39.13% to CNY 0.14, reflecting the decrease in net profit attributable to the parent company[6] - The net profit for Q1 2024 was CNY 10,457,103.76, a decrease of 37.5% compared to CNY 16,720,088.73 in Q1 2023[18] - Total revenue from operating activities was CNY 372,026,462.23, an increase of 10.8% from CNY 335,753,633.98 in the same period last year[20] - The company reported a total comprehensive income of CNY 10,467,216.32, down from CNY 16,630,835.34 in the previous year[19] - Basic and diluted earnings per share were both CNY 0.14, compared to CNY 0.23 in Q1 2023, reflecting a decline of 39.1%[19] Cash Flow and Investments - The net cash flow from operating activities surged by 468.43% to CNY 40,396,663.62, attributed to increased sales revenue compared to the same period last year[7] - The cash flow from operating activities showed a net increase of CNY 40,396,663.62, significantly up from CNY 7,106,648.36 in Q1 2023[21] - Investment activities resulted in a net cash outflow of CNY 265,550,329.94, compared to a net outflow of CNY 116,054,433.89 in Q1 2023[21] - The financing activities generated a net cash inflow of CNY 298,445,876.38, a significant increase from CNY 95,185,858.66 in the same quarter last year[22] - The company received CNY 350,000,000.00 from borrowings, up from CNY 121,500,000.00 in Q1 2023, indicating a strong reliance on debt financing[21] Assets and Liabilities - Total assets at the end of Q1 2024 reached CNY 2,115,260,760.51, a 22.29% increase from the end of the previous year[6] - Current assets totaled ¥1,249,685,798.68 as of March 31, 2024, compared to ¥978,997,433.41 at the end of 2023, representing a 27.6% increase[14] - Current liabilities increased to ¥783,203,303.47 in Q1 2024 from ¥543,017,860.73 in Q1 2023, reflecting a growth of 44.3%[15] - The total equity attributable to shareholders increased to ¥1,066,266,044.31 as of March 31, 2024, compared to ¥1,053,679,569.49 at the end of 2023, reflecting a growth of 1.2%[15] - Cash and cash equivalents at the end of Q1 2024 totaled CNY 464,148,829.38, an increase from CNY 410,080,582.50 at the end of Q1 2023[22] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 18,167[9] - The largest shareholder, Zhang Jianwei, holds 62.27% of the shares, totaling 45,833,333 shares[9] Research and Development - Research and development expenses increased to ¥10,050,644.31 in Q1 2024, compared to ¥8,301,474.77 in Q1 2023, marking a rise of 21.1%[17] - The company did not report any new product developments or market expansion strategies during this quarter[11] Other Financial Metrics - Non-recurring gains and losses amounted to CNY 1,595,041.77, with significant contributions from government subsidies and fair value changes of financial assets[6] - The weighted average return on equity (ROE) decreased by 0.66 percentage points to 0.99%[6] - The company incurred credit impairment losses of CNY 268,758.78, down from CNY 515,321.77 in the previous year[18] - The cash and cash equivalents stood at ¥470,025,572.50 as of March 31, 2024, compared to ¥415,378,552.22 at the end of 2023, showing an increase of 13.1%[14] - The company reported a significant increase in accounts receivable, which rose to ¥271,283,218.26 in Q1 2024 from ¥252,094,510.30 in Q4 2023, indicating a growth of 7.6%[14]

上 海 证 券 交 易 所 上证公监函〔2024〕0092 号 关于对南京冠石科技股份有限公司 有关责任人予以监管警示的决定 当事人： 张建巍，南京冠石科技股份有限公司时任董事长； 门芳芳，南京冠石科技股份有限公司时任总经理。 根据中国证券监督管理委员会江苏监管局出具的《江苏证监局 关于对南京冠石科技股份有限公司及相关人员采取出具警示函措施 的决定》（[2024]7 号）（以下简称《警示函》）查明的事实及相关公 告，2022 年初，南京冠石科技股份有限公司（以下简称公司）新增 超大尺寸偏光片贸易销售业务，按照总额法确认营业收入并在 2022 年第一季度报告、半年度报告和第三季度报告中披露。2023 年 4 月 28 日，公司披露《关于前期会计差错更正的公告》，将公司上述贸易 销售业务收入确认方法由总额法调整为净额法，将公司 2022 年第一 季度报告、半年度报告和第三季度报告中的营业收入和营业成本分 别同时调减 2,642.34 万元、10,924.06 万元、15,045.28 万元，调 整金额占更正后营业收入的比例分别为 7.18%、17.69%、17.42%。 公司财务报告信息披露不准确，上述行为违反了 ...

南京冠石科技股份有限公司： 贵公司发来的《南京冠石科技股份有限公司股票交易异常波动问询函》已收 悉，本人作为贵公司的控股股东及实际控制人，经自查确认，现回复如下： 一、截至目前，除贵公司在指定媒体上已公开披露的信息外，本人不存在 涉及贵公司的应予以披露而未披露的重大信息，包括但不限于重大资产重组、 股份发行、上市公司收购、债务重组、业务重组、资产剥离、资产注入、股份 回购、股权激励、破产重整、重大业务合作、引进战略投资者等重大事项。 二、在本次股票交易异常波动期间，本人不存在买卖贵公司股票的情形。 关于《南京冠石科技股份有限公司股票交易异常波动问询函》的回函 控股股东、实际控制人：张建巍 2024年4月16日 特此回复。 ...

证券代码：605588 证券简称：冠石科技 公告编号：2024-019 南京冠石科技股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、股票交易异常波动的具体情况 公司股票价格连续 3 个交易日内收盘价格跌幅偏离值累计超过 20%。根据 《上海证券交易所交易规则》的相关规定，属于股票交易异常波动情形。 二、公司关注并核实的相关情况 （一）生产经营情况 经公司自查，公司目前生产经营活动一切正常，市场环境、行业政策没有发 生重大调整、生产成本和销售等情况没有出现大幅度波动、内部生产经营秩序正 常。 （二）重大事项情况 经公司自查，并向公司控股股东、实际控制人书面问询核实，截至本公告日， 公司、公司控股股东及实际控制人均不存在影响公司股票异常波动的重大事项， 不存在其他应披露而未披露的重大信息，以上事项包括但不限于并购重组、股份 发行、重大交易类事项、债务重组、业务重组、股份回购、股权激励、资产剥离、 资产注入和重大业务合作等重大事项。 （三）媒体报道、市场传闻、热点概念情况 南京 ...

证券代码：605588 证券简称：冠石科技 公告编号：2024-020 公司和保荐机构国投证券股份有限公司向上海证券交易所分别提交了《南京 冠石科技股份有限公司关于撤回向特定对象发行股票申请文件的申请》和《关于 撤销对南京冠石科技股份有限公司 2023 年度向特定对象发行股票并在主板上市 保荐的申请》。 公司于 2024 年 4 月 16 日收到上海证券交易所出具的《关于终止对南京冠石 科技股份有限公司向特定对象发行股票审核的决定》（上证上审（再融资）〔2024〕 83 号），根据《上海证券交易所上市公司证券发行上市审核规则》第十九条、 《上海证券交易所股票发行上市审核规则》第六十三条（二）的有关规定，上海 证券交易所决定终止对公司向特定对象发行股票的审核。 特此公告。 南京冠石科技股份有限公司董事会 2024 年 4 月 17 日 1 南京冠石科技股份有限公司关于收到 上海证券交易所《关于终止对南京冠石科技股份有限 公司向特定对象发行股票审核的决定》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京冠石科技股份有限 ...

证券代码：605588 证券简称：冠石科技 公告编号：2024-017 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京冠石科技股份有限公司（以下简称"公司"）于2024年4月11日召开了第 二届董事会第十四次会议、第二届监事会第十一次会议，审议通过了《关于募集 资金投资项目增加实施主体、实施地点及募集资金专户的议案》，公司监事会对 此事项发表了同意的意见，保荐机构国投证券已出具无异议的核查意见，本事项 无需提交股东大会审议。现将具体情况公告如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于核准南京冠石科技股份有限公司首次公开 发行股票的批复》（证监许可〔2021〕2489 号）核准，公司首次公开发行人民 币普通股（A 股）18,275,000 股，发行价格为 27.42 元/股，募集资金总额为 50,110.05 万元，扣除发行费用 4,523.26 万元后，募集资金净额为 45,586.79 万元。 上述资金已于 2021 年 8 月 5 日全部到位，信永中和会计师事务所（特殊普 通合伙）对上述募集资金到位情 ...

南京冠石科技股份有限公司关于使用部分闲置 募集资金临时补充流动资金归还的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京冠石科技股份有限公司（以下简称"公司"）于 2023 年 4 月 26 日召开 了第二届董事会第三次会议、第二届监事会第三次会议，审议通过了《关于使用 部分闲置募集资金临时补充流动资金的议案》，为提高募集资金使用效率，降低 公司财务成本，公司在确保不影响募集资金投资项目建设进度的前提下，拟使用 总额度不超过人民币 1.40 亿元的部分闲置募集资金临时补充流动资金，期限不 超过 12 个月，并且公司将根据募投项目的进展及需求情况及时归还资金至募集 资金专户。具体情况详见公司于 2023 年 4 月 28 日在上海证券交易所网站 （www.sse.com.cn）披露的《关于使用部分闲置募集资金临时补充流动资金的公 告》（公告编号：2023-018）。 截至本公告披露日，公司实际使用闲置募集资金临时补充流动资金 3,000.00 万元，已将上述募集资金全部归还至募集资金专用账户，并将募集资金的归还情 况告 ...