证券代码：688584 证券简称：上海合晶 公告编号：2024-048 重要内容提示： 根据中国证券监督管理委员会（以下简称"中国证监会"）颁布的《上市公司 独立董事管理办法》《上市公司股权激励管理办法》《公开征集上市公司股东权利 管理暂行规定》（以下简称"《暂行规定》"）的有关规定，并按照上海合晶硅材料 股份有限公司（以下简称"公司"）其他独立董事的委托，独立董事彭协如先生作 为征集人，就公司拟于 2024 年 12 月 25 日召开的 2024 年第二次临时股东大会审 议的股权激励相关议案向公司全体股东征集投票权。 一、征集人的基本情况、对表决事项的表决意见及理由 （一）征集人的基本情况 本次征集投票权的征集人为公司现任独立董事彭协如先生，其基本情况如下： 彭协如先生，1967 年出生，硕士研究生学历，中国台湾籍。彭协如先生 1993 年至 1994 年任华荣电线电缆股份有限公司成本会计；1994 年至 1999 年任德碁 半导体股份有限公司专案经理；1999 年至 2006 年任米辑科技股份有限公司财务 协理；2006 年至 2006 年任飞信半导体股份有限公司资深处长；2006 年至 2007 年任 ...

上海合晶硅材料股份有限公司监事会 2、公司制定《上海合晶硅材料股份有限公司中长期员工持股计划（草案）》 的程序合法、有效，本员工持股计划内容符合《指导意见》《自律监管指引第 1 号》等法律、法规及规范性文件的规定。 3、公司审议本员工持股计划相关议案的决策程序合法、有效，不存在损害 公司及全体股东利益的情形，亦不存在摊派、强行分配等方式强制员工参与本员 工持股计划的情形，不存在公司向本员工持股计划持有人提供贷款、贷款担保或 任何其他财务资助的计划或安排。 4、公司本员工持股计划拟定的持有人范围符合《指导意见》及其他法律、 法规及规范性文件规定的持有人条件，具体参与对象名单将由公司董事会审议确 定。 5、公司实施本员工持股计划有利于完善劳动者与所有者的利益共享机制， 有利于进一步完善公司治理水平，提高员工的凝聚力和公司竞争力，有助于充分 调动公司员工对公司的责任意识，吸引和保留优秀人才，进一步增强员工的凝聚 力和公司的发展活力。 综上所述，我们一致同意公司实行中长期员工持股计划，并将《上海合晶硅 材料股份有限公司中长期员工持股计划（草案）相关事项的议案》提交股东大会 审议。 上海合晶硅材料股份有限公司监事会 2 ...

证券代码：688584 证券简称：上海合晶 公告编号：2024-042 上海合晶硅材料股份有限公司 关于财务总监调任暨董事会秘书代行财务总监职责的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海合晶硅材料股份有限公司（以下简称"公司"）董事会于近日收到公司 财务总监管继孟先生的工作调任通知，管继孟先生因个人原因申请不再担任公 司财务总监职务。根据《中华人民共和国公司法》《上海证券交易所科创板股 票上市规则》（以下简称"《上市规则》"）及《上海合晶硅材料股份有限公司 公司章程》（以下简称"《公司章程》"）等相关规定，管继孟先生提交的申请 自送达董事会之日起生效。 管继孟先生所负责的工作已妥善交接，其调任不会对公司正常生产经营活 动产生不利影响。截至本公告披露日，管继孟先生直接持有公司股份50,000股。 管继孟先生将继续遵守《上市规则》《上海证券交易所上市公司自律监管指引 第15号——股东及董事、监事、高级管理人员减持股份》等相关法律法规的规 定及公司首次公开发行股票时所作的相关承诺。 为保证公司各项工作的正常开 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 上海合晶硅材料股份有限公司（以下简称"公司"）股票于2024年11月8 日、11月11日连续两个交易日内日收盘价格涨幅偏离值累计超过30%。根据 《上海证券交易所交易规则》《上海证券交易所科创板股票异常交易实时监控 细则》的有关规定，属于股票交易异常波动情形。 证券代码：688584 证券简称：上海合晶 公告编号：2024-041 上海合晶硅材料股份有限公司 股票交易异常波动公告 二、公司关注并核实的相关情况 针对公司股票交易异常波动的情况，经公司自查并发函问询控股股东，对 相关问题进行了必要核实。现就有关情况说明如下： （一）生产经营情况 经公司自查，公司目前生产经营活动一切正常，市场环境、行业政策没有 发生重大调整、生产成本和销售等情况没有出现大幅波动、内部生产经营秩序 正常。 （二）重大事项情况 经公司自查，并向公司控股股东Silicon Technology Investment （Cayman） Corp.书面发函查证：截至本公告披露日，除公司已披露 ...

《关于上海合晶硅材料股份有限公司股票交易异常 波动的询证函》的回函 致：上海合晶硅材料股份有限公司 贵公司《关于上海合晶硅材料股份有限公司股票交易异常波动的询证函》 已收悉，现就公司询证事项回复如下： 1、截至本函回复日，作为贵公司控股股东，不存在正在筹划并购重组、股 份发行、债务重组、业务重组、资产剥离和资产注入等重大事项，亦不存在其 他应披露而未披露的重大信息。 控股股东：Silicon Technology Investment （Cayman） Corp. 2024 年 11 月 11 日 2、本公司在贵公司本次股票异常波动期间，不存在买卖贵公司股票的情况。 特此回函！ （本页无正文，为控股股东《<关于上海合晶硅材料股份有限公司股票交易 异常波动的询证函>的回函》之签署页。） ...

Investment Rating - The report assigns a "Buy" rating for the company, marking its first coverage [2]. Core Views - The semiconductor industry is experiencing cyclical adjustments, impacting the company's performance, with a weak recovery observed in Q3 2024. The company is a key player in the silicon wafer market, which is lagging behind downstream sectors like chip manufacturing [4][5]. - The company has a comprehensive production capability for semiconductor silicon epitaxial wafers, with 85% of its revenue coming from overseas markets. It serves major clients, including top foundries and power device manufacturers [4][5]. - The company is focusing on expanding its production capacity, particularly in 8-inch and 12-inch wafers, to meet the growing demand in the semiconductor market, which is expected to grow significantly in the coming years [5][6]. Financial Summary - For the first three quarters of 2024, the company reported revenues of 845 million yuan, a year-on-year decrease of 21.31%, and a net profit of 78.87 million yuan, down 63.13% year-on-year. The gross margin was 28.75% [4][6]. - The projected revenues for 2024, 2025, and 2026 are 1.211 billion yuan, 1.458 billion yuan, and 1.653 billion yuan, respectively, with corresponding net profits of 126.86 million yuan, 252.96 million yuan, and 312.55 million yuan [6][8]. - The earnings per share (EPS) for 2024, 2025, and 2026 are expected to be 0.19 yuan, 0.38 yuan, and 0.47 yuan, respectively [6][8].

Financial Performance - The company's operating revenue for Q3 2024 was CNY 30,234.08 million, a decrease of 18.22% compared to the same period last year, and a year-to-date revenue of CNY 84,464.55 million, down 21.31% year-on-year[1]. - Net profit attributable to shareholders for Q3 2024 was CNY 3,066.54 million, a decline of 63.20% year-on-year, with a year-to-date net profit of CNY 7,887.49 million, also down 63.13%[1]. - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2024 was CNY 2,772.26 million, a decrease of 52.33% year-on-year, and year-to-date was CNY 6,935.53 million, down 62.28%[1]. - Total revenue for the first three quarters of 2024 was CNY 844,645,501.99, a decrease of 21.3% compared to CNY 1,073,376,383.11 in the same period of 2023[14]. - Net profit for the first three quarters of 2024 was CNY 78,874,871.54, a decline of 63.1% compared to CNY 213,946,477.36 in the same period of 2023[16]. Cash Flow and Assets - The net cash flow from operating activities for the year-to-date period was CNY 28,305.98 million, a decrease of 32.56% compared to the previous year[2]. - The company's cash and cash equivalents amounted to RMB 1.30 billion, significantly up from RMB 442.87 million at the end of 2023, indicating a growth of approximately 193.5%[10]. - The total current assets reached RMB 1.91 billion, up from RMB 1.01 billion, marking an increase of approximately 89.1%[11]. - The company reported a significant increase in cash flow, with cash and cash equivalents rising by RMB 857.38 million compared to the previous period[10]. - The net cash flow from operating activities for the first three quarters of 2024 was ¥283,059,836.39, down 32.5% from ¥419,702,122.60 in 2023[19]. - Cash inflows from financing activities amounted to ¥1,459,801,648.07, significantly higher than ¥194,929,470.00 in the same period last year[20]. Research and Development - Research and development expenses totaled CNY 2,629.85 million for Q3 2024, accounting for 8.70% of operating revenue, an increase of 1.10 percentage points year-on-year[2]. - Research and development expenses for the first three quarters of 2024 were CNY 72,776,198.13, down from CNY 89,829,231.59 in 2023, indicating a decrease of 18.9%[14]. Shareholder Equity and Liabilities - The company's total assets at the end of the reporting period were CNY 453,561.85 million, an increase of 23.47% compared to the end of the previous year[2]. - The company's equity attributable to shareholders at the end of the reporting period was CNY 407,844.63 million, an increase of 46.24% compared to the end of the previous year, primarily due to successful fundraising of approximately CNY 1.4 billion[6]. - The company's total liabilities decreased to CNY 457,172,201.04 from CNY 884,623,931.48, representing a reduction of 48.3%[13]. - The equity attributable to shareholders increased to CNY 4,078,446,263.85, up from CNY 2,788,817,838.88, marking a growth of 46.2%[13]. Operational Insights - The company is focusing on expanding its market presence and developing new technologies, although specific figures were not disclosed in the report[9]. - The report indicates that there are no significant changes in the shareholding structure among the top shareholders, maintaining stability in ownership[9]. - The company has not reported any significant new strategies or mergers and acquisitions during this quarter[10]. - The company's short-term borrowings amounted to CNY 120,229,023.46, with a significant reduction in current liabilities overall[12]. Other Financial Metrics - Basic earnings per share for Q3 2024 was CNY 0.04, down 71.43% year-on-year, while diluted earnings per share was CNY 0.05, a decrease of 64.29%[2]. - The weighted average return on net assets for the year-to-date period was 0.76%, a decrease of 2.32 percentage points compared to the previous year[2]. - The company recorded cash outflows from investing activities of ¥217,809,331.76, compared to ¥229,568,340.51 in the previous year, resulting in a net cash flow from investing activities of -¥197,242,505.92[19]. - The company received tax refunds totaling ¥32,945,931.20, down from ¥50,589,799.53 in the same period last year[19]. - The company did not apply new accounting standards for the first time in 2024[21].

r cle n . 3 ING&WODE 北京市朝阳区东三环中路1号 环球金融中心办公楼东楼18层 邮编: 100020 8th Floor, East Tower, World Financial 1 Dongsanhuan Zhonglu Chaovang District Beijing, 100020 北京市金杜律师事务所 关于上海合晶硅材料股份有限公司 2024年第一次临时股东大会之 法律意见书 致:上海合晶硅材料股份有限公司 北京市金杜律师事务所(以下简称本所)接受上海合晶硅材料股份有限公司（以 下简称公司）委托,根据《中华人民共和国证券法》（以下简称《证券法》）、《中 华人民共和国公司法》(以下简称《公司法》)、中国证券监督管理委员会《上市公 司股东大会规则（2022年修订）》（以下简称《股东大会规则》）等中华人民共和国 境内(以下简称中国境内,为本法律意见书之目的,不包括中国香港特别行政区、中 国澳门特别行政区和中国台湾地区）现行有效的法律、行政法规、规章和规范性文件 和现行有效的《上海合晶硅材料股份有限公司章程》（以下简称《公司章程》）有关 规定,指派律师出席了公司于 2024年 10月 2 ...