广东顺钠电气股份有限公司 内部控制审计报告 大华内字[2024]0011000045 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 广东顺钠电气股份有限公司 内部控制审计报告 （截止 2023 年 12 月 31 日） 目 录 页 次 一、 内部控制审计报告 1-2 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 内 部 控 制 审 计 报 告 大华内字[2024]0011000045 号 广东顺钠电气股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求，我们审计了广东顺钠电气股份有限公司（以下简称顺钠股份 公司）2023 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指 ...

Guarantees and Financial Commitments - The total approved guarantee quota for subsidiaries at the end of the reporting period is 140,000 (unit not specified)[4] - The actual guarantee balance for subsidiaries at the end of the reporting period is 43,079.55 (unit not specified)[4] - The actual guarantee amount for Shunte Equipment is 6,957.53 (unit not specified) with a guarantee quota of 10,000 (unit not specified)[4] - The actual guarantee amount for Shunte Equipment is 34,540.09 (unit not specified) with a guarantee quota of 57,000 (unit not specified)[4] - The total actual guarantee amount during the reporting period is 77,000 (unit not specified)[4] - The actual guarantee balance at the end of the reporting period is 43,079.55 (unit not specified), accounting for 55.56% of the company's net assets[4] Shareholder and Governance Structure - The company's largest shareholder, Guangzhou Huifu Boyan Investment Partnership, holds 120,000,000 shares, accounting for approximately 17.37% of the total shares[16] - The company has no actual controller, and the largest shareholder is Guangzhou Huifu Boyan Investment Partnership[17] - The company's board of directors consists of 9 members, with 2 nominated by the largest shareholder, 1 by the second-largest shareholder, 1 by the third-largest shareholder, and 5 nominated by the board itself[16] - Zhang Yijun was elected as Chairman of the Board on February 19, 2024[183] - Huang Zhixiong was elected as Vice Chairman of the Board on February 19, 2024[183] - Zhang Yicheng was elected as a Director on February 19, 2024[183] - Wei Henggang was elected as a Director on February 19, 2024[183] - Cai Huiyan was elected as a Director on February 19, 2024[183] - Liu Yan was elected as a Director on February 19, 2024[183] - Ye Luoyuan was elected as an Independent Director on February 19, 2024[183] - Xiao Jian was elected as an Independent Director on February 19, 2024[183] - Chen Xiankai was elected as an Independent Director on February 19, 2024[183] - Wu Libin was elected as Chairman of the Supervisory Committee on February 19, 2024[183] - The company held 2 general meetings, 5 board meetings, 4 supervisory board meetings, and 8 specialized committee meetings in 2023, maintaining a robust governance structure[177] - The company is independent from its controlling shareholder in terms of assets, personnel, finance, organization, and business operations, ensuring autonomous management[178] Product and Market Overview - The company's main products are widely used in the new energy industry (wind, solar, energy storage, etc.), high-end equipment systems (urban rail transit, data centers, etc.), and energy-efficient fields (photovoltaic power stations, nuclear power plants, hydropower stations, offshore wind power, etc.)[32] - The domestic power equipment market is expected to maintain steady growth, driven by the construction of new power systems and the "Belt and Road" initiative[32] - The company adheres to the development philosophy of "quality, efficiency, talent, and innovation"[32] - The company's products have been applied in various high-profile projects, including nuclear power plants, the Three Gorges Project, and offshore oil platforms[33] - The company has successfully supplied over 400 sets of shield machine-specific prefabricated substations, which have received high customer recognition[35] - The company's liquid-immersed transformers for wind turbine nacelles have passed rigorous tests, including type tests, short-circuit tests, and vibration tests, demonstrating excellent performance and stability[35] - The company's reactor products have reached a voltage level of up to 110kV, with a single-phase capacity of up to 40,000kvar[45] - The company has provided over 7,000 sets of rectification and power equipment for more than 200 rail transit lines in over 30 cities worldwide[49] - The company's dry-type transformers have passed thermal aging tests, equivalent to 60 years of operation, and have obtained national civil nuclear safety equipment design and manufacturing licenses[40] - The company's prefabricated substations with container shells have obtained ship classification society certification, significantly reducing shipping costs[47] - The company's reactor products are used in domestic power grids at various voltage levels, including 750kV, 500kV, and 220kV, and are also exported to countries in East Asia, Southeast Asia, Europe, North America, and Africa[54] - The company's dry-type transformers for marine environments have obtained certifications from multiple ship classification societies, including CCS, BV, DNV, and Lloyd, and are used in harsh environments such as offshore oil drilling platforms and oil tankers[57] Research and Development - The company has developed 16 generations of dry-type transformers, with strong R&D and customization capabilities[33] - The company's nuclear power distribution transformers were the first domestically produced equipment to enter the nuclear power field, operating at the Daya Bay Nuclear Power Plant in 1993[33] - The company's rail transit traction rectifier transformers use a 24-pulse rectification scheme, reducing harmonic waves by half and doubling power supply reliability[33] - The company successfully developed dry-type excitation rectifier transformers for the Three Gorges Project, achieving domestic parallel replacement and making significant contributions to the project[33] - The company's offshore oil platform transformers have expanded the application range of dry-type transformers by withstanding extreme environments[33] - The company holds design and manufacturing licenses for civil nuclear safety equipment in China[33] - The maximum capacity of the company's dry-type transformers has reached 33,800kVA (air-cooled), with a maximum design capacity of 50,000kVA/110kV[35] - The company has a robust R&D system with over 300 R&D personnel, 6 specialized research labs, and a postdoctoral workstation, supported by a national-recognized transformer/reactor laboratory[61] - The company has accumulated 18 invention patents, 120 utility model patents, 3 design patents, and 6 software copyrights as of the reporting period[61] - In 2023, the company successfully developed the first domestic 66kV wind-water-cooled resin-insulated dry-type transformer prototype, achieving internationally leading performance[65] - The company's "High-Efficiency and High-Corrosion-Resistant Dry-Type Transformer Key Technology Research and Industrialization" project won the China Machinery Industry Science and Technology Progress Award[65] - The company's R&D achievements include over 150 authorized patents and copyrights in fields such as power transmission, rail transit, nuclear power, wind power, and solar energy[65] - R&D expenses increased to 80,650,229.67 yuan in 2023, a 20.8% rise from 66,749,784.10 yuan in 2022[100] - R&D personnel increased by 5.25% to 361 in 2023, with a significant 166.67% increase in master's degree holders[125] - R&D investment increased by 20.82% to RMB 80,650,229.67, accounting for 3.90% of operating revenue[125] Financial Performance - Total operating revenue for 2023 reached 2,066,922,966.26 yuan, a 16.5% increase compared to 1,773,768,069.93 yuan in 2022[100] - Net profit for 2023 was 89,608,167.39 yuan, up 73.8% from 51,557,185.19 yuan in 2022[100] - Monetary funds decreased to 178,900,672.17 yuan as of December 31, 2023, down 23.5% from 233,805,689.56 yuan at the beginning of the year[92] - Accounts receivable decreased to 99,880,020.55 yuan as of December 31, 2023, a 37.5% drop from 159,893,791.07 yuan at the beginning of the year[92] - Total liabilities increased to 1,741,302,950.23 yuan as of December 31, 2023, up 2.6% from 1,697,494,138.56 yuan at the beginning of the year[94] - Long-term loans increased to 34,825,612.60 yuan as of December 31, 2023, a 36.4% rise from 25,538,250.00 yuan at the beginning of the year[94] - Contract liabilities increased to 87,537,227.90 yuan as of December 31, 2023, up 6.8% from 81,996,733.98 yuan at the beginning of the year[94] - Other receivables decreased significantly to 5,266,698.25 yuan as of December 31, 2023, down 94.2% from 90,843,384.15 yuan at the beginning of the year[96] - Total assets of the parent company decreased to 10,666,637.88 yuan as of December 31, 2023, down 88.5% from 92,721,035.14 yuan at the beginning of the year[96] - The company achieved operating revenue of 2.067 billion yuan in 2023, a year-on-year increase of 16.53%[107] - Operating profit reached 129.2673 million yuan, a year-on-year increase of 235.92%[107] - Net profit attributable to shareholders of the listed company was 64.3741 million yuan, a year-on-year increase of 104.31%[107] - Net profit attributable to shareholders of the listed company after deducting non-recurring gains and losses was 72.1136 million yuan, a year-on-year increase of 760.63%[107] - Sales revenue from selling goods and providing services was 1.63788583328 billion yuan in 2023[102] - Cash received from tax refunds was 8.85392893 million yuan in 2023, compared to 2.21749292 million yuan in 2022[102] - Cash received from other operating activities was 98.088392 million yuan in 2023, compared to 136.69198516 million yuan in 2022[102] - Total cash inflow from operating activities was 1.74482815421 billion yuan in 2023, compared to 1.47350057177 billion yuan in 2022[102] - Cash paid for goods and services was 1.00040499122 billion yuan in 2023, compared to 937.27291086 million yuan in 2022[102] - The company's orders increased by 15.12% year-on-year, and sales increased by 17.78% year-on-year[108] - Industrial sector revenue reached 2,065,002,699.92 yuan, a year-on-year increase of 17.87%, with a gross profit margin of 21.50%[114] - Domestic revenue accounted for 1,908,935,533.79 yuan, a year-on-year increase of 17.83%, but the gross profit margin decreased by 0.65% to 20.39%[114] - Raw material costs in the industrial sector amounted to 1,356,864,500.25 yuan, accounting for 84.17% of total operating costs, with a year-on-year increase of 15.78%[115] - Net cash flow from operating activities increased by 106 million yuan, a year-on-year increase of 115.06%, driven by increased sales revenue and optimized sales policies[117] - Top 5 customers contributed 254,887,478.19 yuan in sales, accounting for 12.33% of total annual sales[118] - Top 5 suppliers accounted for 359,106,996.62 yuan in procurement, representing 26.65% of total annual procurement[118] - Accounts receivable increased by 5.28% to RMB 1,254,199,584.93, representing 47.15% of total assets[128] - Operating cash flow increased by 115.06% to 198,011,931.91 yuan in 2023 compared to 2022[140] - Investment cash flow decreased by 600.76% to -41,367,715.04 yuan in 2023 compared to 2022[140] - Financing cash flow decreased by 1,150.44% to -191,309,165.66 yuan in 2023 compared to 2022[140] - Net cash and cash equivalents decreased by 148.34% to -34,152,732.84 yuan in 2023 compared to 2022[140] Subsidiaries and Investments - Shunte Electric Co., Ltd., a subsidiary, reported a net profit of 126,341,646.80 yuan in 2023[145] - Zhejiang Hansheng Chuang Industrial Co., Ltd., a subsidiary, reported a net loss of 19,608,221.43 yuan in 2023[145] - Investment in the smart factory project reached RMB 87,988,406.88, with a cumulative investment of RMB 85,772,388.11 and a project progress of 40.20%[137] - Total investment during the reporting period was RMB 99,884,502.15, a significant increase of 1,342.58% compared to the previous year[133] Strategic Plans and Future Outlook - The company plans to focus on new infrastructure, new power systems, and new energy in the domestic market and "Belt and Road" countries for growth[150] - In 2024, the company will increase efforts in data centers, new energy industries, and energy storage systems, and expand into emerging markets[151] - The company will accelerate the development of BESS battery energy storage system products and build a smart operation and maintenance platform[154] - The company will use digital technology to transform traditional supply chain processes and manage supply chain risks[155] - The company plans to expand campus recruitment and enhance social recruitment to build a "technical talent pool" and "marketing talent pool," aiming to cultivate comprehensive talents who understand products, technology, and communication skills[165] - The company will focus on the "Sales Newcomer Development System" project, leveraging external institutions to deepen the sales empowerment system and provide relevant training to strengthen talent梯队建设[165] - The company is advancing intelligent manufacturing by integrating IoT, cloud computing, and big data to improve operational efficiency, shorten manufacturing cycles, and enhance quality levels[165] - The company will optimize production line layouts and introduce advanced intelligent manufacturing equipment to align with international standards and establish "benchmark factories"[165] - The company faces risks from domestic industrial investment expansion and international brand competition in the power transmission and distribution equipment industry, but it will rely on domestic policy support and supply advantages to maintain resilience[166] - The company is addressing accounts receivable risks by strengthening credit management, optimizing sales policies, and enhancing货款回收 efforts to ensure the safety of receivables[167] - Rising labor costs and talent shortages, particularly in marketing and after-sales teams, pose risks, prompting the company to expand recruitment and deepen talent empowerment systems[168][170] - The company is mitigating market uncertainty risks by focusing on industry trends, technological innovation, and aligning with national policies to reduce potential impacts on sales and R&D[171] Key Personnel and Leadership - Huang Zhixiong, Vice Chairman of the company, has extensive experience in financial institutions and government economic management departments, and currently serves as the Chairman of Shunte Electric Co., Ltd.[185] - Liu Yan, General Manager of Shunte Electric Equipment Co., Ltd., has been with the company since 1992 and has held various technical and managerial positions, currently serving as the company's Deputy General Manager.[186] - Wei Henggang was appointed as Vice President, CFO, and Board Secretary on February 19, 2024, and holds multiple directorial positions in subsidiary companies.[189][191] - Zhang Yijun, Chairman and General Manager of the company, has been a director since 2013 and holds leadership roles in several subsidiary companies.[189] - Zhang Yicheng, President of Guangzhou Sanxin Holding Group Co., Ltd., has been with the company since 2011.[190] - Cai Huiyan, Deputy General Manager of the Asset Management Department at SPDB Guangzhou Branch, was appointed as a director of Haocheng Medical Technology Co., Ltd. in November 2023.[192] - Ye Luoyuan, Founding Partner of Guangdong Jinshi Investment Management Co., Ltd., has extensive experience in auditing and financial consulting, and serves as an independent director for multiple companies.[192] - Xiao Jian, a teacher at South China Normal University, has served as an independent director for several companies and has led research projects funded by the Guangdong Natural Science Foundation.[193] - Chen Xiankai, Associate Professor at Jinan University, holds multiple academic and professional roles, including serving as an independent director for Shenzhen Huiwang Trend Technology Co., Ltd.[193] - Wu Libin, Vice President of Guangzhou Sanxin Holding Group Co., Ltd., has a background in finance and insurance, and has been with the company since 2018.[194] - Wu Hao serves as the appointed representative of Guangzhou Huifu Boyan Investment Partnership (Limited Partnership) since July 8, 2020, and does not receive remuneration[199] - Zhang Yicheng has been serving at Guangzhou Sanxin Holding Group Co., Ltd. since January 1, 2011, and receives remuneration[199] - Huang Zhixiong has been serving at Guangdong Dongjian Automotive Technology Co., Ltd. since May 15, 2023, with a term ending on May 14, 2026, and receives remuneration[199] - Cai Huiyan has been serving at SPD Bank Guangzhou Branch since July 11, 2022, and receives remuneration[199] - Ye Luoyuan has been serving at Shenzhen Chuangshi Tianlian Technology Co., Ltd. since August 1, 2017, and does not receive remuneration[199] - Xiao Jian has been serving at South China Normal University School of Economics and Management since July 1, 2009, and receives remuneration[199] - Chen Xiankai has been serving at Shenzhen Huiwang Trend Technology Co., Ltd. since June 1, 2022, and receives remuneration[199] - Wu Libin serves as the Vice President of Guangzhou Sanxin Holding Group Co., Ltd. since April 21, 2023, and does not receive remuneration[200] - Qing serves as the Investment Compliance Manager at Guangzhou Sanxin Holding Group Co., Ltd. since October 9, 2018, and receives remuneration[200] - Shuo serves as the Legal Compliance Director at Guangzhou Huiyin Aofeng Equity Investment Fund Management Co., Ltd. since June 12, 2017, and receives remuneration[200]

广东顺钠电气股份有限公司 审计报告 大华审字[2024]0011001170 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 广东顺钠电气股份有限公司 审计报告及财务报表 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 目 录 | 页 次 | | --- | --- | --- | --- | | 一、 | 审计报告 | | 1-7 | | 二、 | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | | 1-101 | 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 ...

证券代码：000533 证券简称：顺钠股份 公告编号：2024-015 广东顺钠电气股份有限公司 公司拟续聘大华会计师事务所为公司 2024 年度审计机构，财务报告审计费 用为 75 万元、内部控制审计费用为 28 万元。 关于拟续聘会计师事务所的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 本次公司续聘会计师事务所符合财政部、国务院国资委、中国证监会印发的 《国有企业、上市公司选聘会计师事务所管理办法》（财会〔2023〕4 号）的规 定。 广东顺钠电气股份有限公司（以下简称"公司"）于 2024 年 4 月 12 日召开 了第十一届董事会第二次会议和第十一届监事会第二次会议，审议通过了《关于 拟续聘会计师事务所的议案》，同意继续聘请大华会计师事务所（特殊普通合伙） （以下简称"大华会计师事务所"）为公司 2024 年度审计机构，本事项尚需提交 公司 2023 年度股东大会审议通过。公司就本次拟续聘大华会计师事务所的相关 信息公告如下： 一、拟续聘会计师事务所事项的情况说明 大华会计师事务所具备多年为上市公司提供审计服务的丰富经验和专业服 ...

广东顺钠电气股份有限公司 2023年度，广东顺钠电气股份有限公司（以下简称"公司"）监事会根据 《公司法》《证券法》《公司章程》《监事会议事规则》等法律、法规、规范性 文件及公司制度的要求，本着对股东、对公司负责的态度，认真履行监督职责， 依法独立行使职权。同时监事会对公司的经营情况、财务状况、重大事项决策、 信息披露事务管理以及董事、高级管理人员执行公司职务的行为等进行监督，确 保公司规范运作。现将监事会2023年度的主要工作报告如下： 一、监事会召开会议的情况 报告期内，监事会召开了四次会议，主要情况如下： 1、第十届监事会第十四次会议于 2023 年 4 月 13 日以现场方式在公司会议 室召开，审议通过了《2022 年度监事会工作报告》《2022 年度财务决算报告》 《2022 年年度报告全文及摘要》《2022 年度利润分配预案》《2023 年度财务预 算报告》《2022 年度内部控制自我评价报告》《关于续聘会计师事务所的议案》； 2、第十届监事会第十五次临时会议于2023年4月27日以通讯方式召开，审议 通过了《2023年第一季度报告》； 3、第十届监事会第十六次会议于2023年8月25日以现场方式 ...

广东顺钠电气股份有限公司 2023 年度内部控制自我评价报告 广东顺钠电气股份有限公司全体股东： 广东顺钠电气股份有限公司（以下简称"公司"）根据《企业内部控制基本 规范》及其配套指引的规定和其他内部控制监管要求，结合本公司内部控制制度 和评价方法，在内部控制日常监督与专项监督的基础上，本着客观、审慎原则对 公司截至2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了 自我评价。 一、重要声明 建立健全并有效实施内部控制是公司董事会的责任，监事会对董事会建立与 实施内部控制进行监督，经理层负责组织领导公司内部控制的日常运行。公司董 事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假记载、 误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连 带责任。 公司内部控制的目标是：1、严格遵循国家有关法律法规，保证企业经营合 法合规；2、通过加强对经营环节的有效控制，防范企业经营风险和道德风险；3、 提高经营效率和效果，保证企业发展战略顺利实现；4、防止并及时发现、纠正 各种错误和舞弊行为，保证企业各项资产的安全和完整；5、保证会计信息的及 时性、真实性、准确性和完 ...

广东顺钠电气股份有限公司 2023年度独立董事述职报告 作为广东顺钠电气股份有限公司（以下简称"公司"）第十届董事会独立董事， 本人严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上市公司治理 准则》等法律法规、规范性文件及《公司章程》《独立董事工作制度》《信息披露管 理制度》等制度的有关规定，本着诚信勤勉的原则和对全体股东负责的态度，充分发 挥自身金融、管理专业的特长，忠实、认真地履行职责，努力维护公司整体利益和股 东的合法权益。现将本人2023年度的履职情况汇报如下： 一、基本情况 肖健，毕业于厦门大学，金融学博士。主要工作经历：曾任广东省生产力促进中 心"广东省科技企业资本上市服务专家"、广东惠伦晶体科技股份有限公司及广州航 新航空科技股份有限公司独立董事。2009 年至今，在华南师范大学经济与管理学院 任教；2021 年 4 月起，任广州普邦园林股份有限公司（证券代码：002663）独立董 事。 （一）出席董事会、股东大会的情况 报告期内，本人积极参加公司股东大会、董事会及董事会专门委员会会议，认真 听取股东的意见、了解公司的生产经营和运作情况。在董事会及专门委员会会议召开 前，主动调查、获 ...

广东顺钠电气股份有限公司 2023 年度财务决算报告 广东顺钠电气股份有限公司（以下简称"公司"）2023 年度财务报表及报表 附注已经大华会计师事务所（特殊普通合伙）审计，并出具"标准的无保留意见" 审计报告。现将 2023 年度公司的财务决算情况报告如下： 一、经营业绩完成情况 2023 年度公司实现营业收入 20.67 亿元，同比增长 2.93 亿元，增幅 16.53%， 主要为输配电业务市场开拓成效显著，助力营业收入增长，超额完成预算指标。 1、2023 年末公司总资产 26.60 亿元，比年初增加 1.08 亿元，增幅 4.25％。 其中，流动资产为 19.94 亿元，占总资产比例 74.95%，同比增加 0.37 亿元，增 幅 1.9%；非流动资产为 6.66 亿元，占总资产比例 25.05%，同比增加 0.71 亿元， 增幅 11.96%。 具体指标详见下表： 1、主要会计数据和财务指标表 2、期间费用情况表 单位：元 | 项目 | 2023 年 | 2022 年 | 同比增减 | | --- | --- | --- | --- | | 销售费用 | 95,145,260.78 | 80,259 ...

证券代码：000533 证券简称：顺钠股份 公告编号：2024-019 广东顺钠电气股份有限公司 关于召开 2023 年度业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、会议召开情况 广东顺钠电气股份有限公司（以下简称"公司"）《2023 年年度报告》全 文及摘要已于本公告同日在巨潮资讯网（www.cninfo.com.cn）披露，为使广大 投资者进一步了解公司 2023 年年度报告和公司 2023 年度的经营管理情况，公司 将于 2024 年 4 月 18 日（星期四）15:00-16:00 在价值在线（www.ir-online.cn） 平台召开业绩说明会。 二、参会人员 出席本次业绩说明会的人员包括： 1、张译军先生（董事长、总经理）； 2、刘燕女士（董事、副总经理）； 三、投资者参与方式 本次说明会将采用网络文字互动方式举行，投资者可在业绩说明会召开时间 段内（2024 年 4 月 18 日下午 15:00-16:00）访问 https://eseb.cn/1dgej33Bq0M 或微信扫描下方小程序码参与本次说明会。 为充分尊重 ...

广东顺钠电气股份有限公司 ESG 工作流程及管理制度 第一章 总则 第三条 公司董事会设置战略与 ESG 委员会，并下设 ESG 工作小组，形成涵盖 董事会、高管层、各部门及附属公司的 ESG 治理架构，进一步加强对 ESG 工作的系 统性、规范化管理，推进公司对可持续发展及 ESG 工作的常态化管理。 （一）董事会对 ESG 事宜负有实质性的监督、决策和统筹责任。 （二）战略与 ESG 委员会对董事会负责，负责监督及查核公司治理架构及机制的 工作，以及评估公司可持续发展表现，负责牵头、审批 ESG 工作小组开展工作，并 就 ESG 事宜向董事会汇报。 （三）ESG 工作小组是战略与 ESG 委员会的专门工作机构，由公司或下属子公司 高级管理人员牵头。作为可持续发展管理的日常办事和执行机构，ESG 工作小组需对 接公司各部门及附属公司，开展 ESG 相关工作，包括建立健全可持续发展管理及合 规体系、监督 ESG 相关策略及政策的落实、开展可持续发展及 ESG 管理提升、审阅 可持续发展及 ESG 报告和其他相关需披露的信息。 第三章 ESG 治理架构人员构成及职责范围 第四条 顺钠股份董事会是 ESG 治理架 ...