广东金桥百信律师事务所 关于广东锦龙发展股份有限公司 2024 年度股东大会 之 法律意见书 二〇二五年六月 广东金桥百信律师事务所 关于广东锦龙发展股份有限公司 2024 年度股东大会之法律意见书 广东金桥百信律师事务所 关于广东锦龙发展股份有限公司 2024 年度股东大会之法律意见书 【2025】粤金桥非字第1686号 致：广东锦龙发展股份有限公司 1．公司现行有效的《公司章程》； 2．公司于 2025 年 4 月 28 日发布于巨潮资讯网（www.cninfo.com.cn）的《第 十届董事会第十三次（临时）会议决议公告》《第十届监事会第六次（临时）会 议决议公告》《2024 年年度报告》《2024 年年度报告摘要》《2024 年度董事会 工作报告》《2024 年度监事会工作报告》《2024 年度财务决算报告》《关于 2024 年度利润分配预案的公告》等相关公告； 3．公司于 2025 年 6 月 6 日发布于巨潮资讯网的《第十届董事会第十六次 （临时）会议决议公告》《关于召开 2024 年度股东大会的通知》（下称"《会 议通知》"）等相关公告； 4．公司本次股东大会股权登记日的股东名册、出席现场会议的 ...

Group 1 - The A-share market opened lower but rebounded significantly, with the brokerage sector experiencing a substantial increase, particularly stocks like Xiangcai Co. and Guosheng Jin控 rising over 10% [1] - The introduction of the "Science and Technology Innovation Board Growth Layer" reform is expected to create more business opportunities for brokerages, potentially easing IPO regulations on the Science and Technology Innovation Board, which is favorable for investment banking and related services [1] - The brokerage ETF (159842) tracks leading companies in the brokerage industry, and its performance is closely tied to market conditions, indicating high elasticity as market sentiment improves [1] Group 2 - Zhongyuan Securities forecasts that by the second half of 2025, retail brokerage, proprietary trading, and margin financing will be the main drivers of industry growth, with proprietary trading revenue expected to reach a near ten-year high in 2024 [2] - Interest net income showed a significant rebound in Q1 2025, with expectations of reversing a three-year decline throughout the year, indicating potential stability in earnings [2] - Given the current low valuation levels, if the capital market becomes more active, the brokerage sector has the potential to challenge average valuations, presenting medium to long-term investment value [2]

Market Overview - The A-share market opened quietly on June 24, with the Shanghai Composite Index rising over 0.8%, the Shenzhen Component Index up over 1%, and the ChiNext Index increasing by over 1.6% [1][2] - More than 4,500 stocks in the market experienced gains [1] Sector Performance - Non-bank financials, automotive, media, and computer sectors showed strong performance, while oil and gas, shipping, defense, and coal sectors faced declines [2][9] - The non-bank financial sector saw significant activity, with brokerage stocks like Guosheng Financial and Hongye Futures hitting the daily limit [9][10] Notable Stocks - In the automotive sector, smart driving concept stocks surged, with Hengshuai Co. hitting the daily limit of 20% increase [5][6] - Other notable gainers included Jiaoyun Co., Haima Automobile, and Zhejiang Sebao, all reaching their daily limits [5][6] - The stock index for trading software rose, with companies like Zhina Zhen and Tonghuashun showing significant increases [11] Oil and Gas Sector - The oil and gas sector faced a sharp decline, with several stocks like Tongyuan Petroleum and Qianeng Hengxin dropping over 20% [12][15] - The international oil price fell significantly due to geopolitical tensions, impacting the oil and gas stocks [16] Defense and Military Sector - The defense and military sector also experienced a downturn, with stocks like Jieqiang Co. hitting the daily limit down and others like Beifang Changlong and Xinguang Optoelectronics dropping over 10% [17]

Summary of Key Points Core Viewpoint - The announcement details the completion of the judicial auction and transfer of shares held by the actual controller of Guangdong Jinlong Development Co., Ltd., Yang Zhimao, affecting the company's equity structure and shareholder composition [1]. Group 1: Shareholder Changes - On April 24, 2025, a total of 6.03 million shares held by Yang Zhimao were auctioned, with 3.03 million shares successfully transferred to new shareholders [1]. - The new shareholders include Xuan Jianqi who acquired 1.03 million shares, Wang Xiaohua who acquired 1 million shares, and Chen Yuanyuan who acquired 1 million shares [1]. - Following the transfer, Yang Zhimao's shareholding decreased from 66.3 million shares (7.40%) to 36 million shares (4.02%) [1]. Group 2: Current Shareholding Structure - After the transfer, the total shareholding of Yang Zhimao is now 36 million shares, representing 4.02% of the total share capital [1]. - New Century Science and Education Development Co., Ltd. remains the controlling shareholder, while Yang Zhimao continues to be the actual controller of the company [2]. - The total shareholding of New Century is 211 million shares, accounting for 23.55% of the total shares [2]. Group 3: Regulatory Compliance - The share transfer was conducted in compliance with relevant laws and regulations, and there are no violations reported regarding the Securities Law or other regulatory frameworks [2]. - The newly acquired shares by Xuan Jianqi, Wang Xiaohua, and Chen Yuanyuan are subject to a six-month lock-up period during which they cannot be sold [2].

Core Viewpoint - The report outlines a significant change in the shareholding structure of Guangdong Jinlong Development Co., Ltd. due to a judicial auction, resulting in a decrease in the shareholding percentage of the main stakeholders from 45.69% to 42.31% [1][8]. Group 1: Shareholding Changes - As of the report date, Yang Zhimao's shareholding decreased by 30.3 million shares due to a judicial auction, reducing his total holdings to 36 million shares, which represents 4.02% of the total shares [7][8]. - The total shareholding of the information disclosure obligors combined decreased from 409.41 million shares (45.69%) to 379.11 million shares (42.31%) following the auction [8][11]. - The auction took place on April 24, 2025, and the transfer of shares was completed on June 17, 2025 [8][11]. Group 2: Stakeholder Information - The main stakeholders include Yang Zhimao, who is the actual controller of the company, and Dongguan New Century Science and Education Expansion Co., Ltd., which is controlled by him [6][7]. - The report confirms that there are no plans for the information disclosure obligors to increase or further decrease their shareholdings in the next 12 months [7][11]. - The report also states that there are no other restrictions on the rights associated with the shares held by the information disclosure obligors, aside from those already mentioned [8][11]. Group 3: Legal Compliance and Disclosure - The information disclosure obligors have committed to the accuracy and completeness of the report, asserting that it does not contain any false records or misleading statements [2][9]. - The report has been prepared in accordance with the Securities Law and relevant regulations, ensuring compliance with legal requirements [2][5]. - The report has been submitted to the Shenzhen Stock Exchange and includes necessary documentation for review [9][10].

证券代码：000712 证券简称：锦龙股份 公告编号：2025-38 广东锦龙发展股份有限公司 关于股东股份被司法拍卖完成过户暨权益变动的提示 性公告 公司实际控制人杨志茂先生及其一致行动人东莞市新世纪科教 拓展有限公司和朱凤廉女士保证向本公司提供的信息内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供 的信息一致。 一、本次权益变动基本情况 广东省广州市中级人民法院于 2025 年 4 月 24 日 14 时至 2025 年 4月25日14时止在淘宝网司法拍卖网络平台（http://sf.taobao.com） 公开拍卖广东锦龙发展股份有限公司（下称"公司"）实际控制人杨 志茂先生所持有的合计 6,030 万股股份。根据淘宝网司法拍卖网络平 台发布的《网络竞价成功确认书》，用户姓名宣建棋竞得 1,030 万股 股份，汪小华竞得 1,000 万股股份，陈园园竞得 1,000 万股股份，具 体情况详见公司于 2025 年 4 月 28 日披露的《关于股东股份被第二次 司法拍卖的进展公告》（公告编号：2025-30）。 近日，公司接到杨志茂先生函告 ...

信息披露义务人一：杨志茂 住所（通讯地址）：广东省广州市天河区 信息披露义务人二：东莞市新世纪科教拓展有限公司 广东锦龙发展股份有限公司 简式权益变动报告书 经营场所（通讯地址）：东莞市凤岗镇雁田村东深二路66号天安数码 城S3栋19楼01单元 信息披露义务人三：朱凤廉 住所（通讯地址）：广东省广州市天河区 股份变动性质：持股数量减少（司法拍卖） 签署日期：2025年6月19日 1 上市公司名称：广东锦龙发展股份有限公司 上市地点：深圳证券交易所 股票简称：锦龙股份 股票代码：000712 信息披露义务人声明 本部分所述词语或简称与本报告书"释义"所述词语或简称具有 相同含义。 一、信息披露义务人依据《证券法》、《收购办法》、《准则15 号》及相关的法律、法规和规范性文件编写本报告书。 二、信息披露义务人一、三已签署了本报告书；信息披露义务人 二签署本报告书已获得必要的授权和批准，其履行亦不违反信息披露 义务人二章程或内部规则中的任何条款，或与之相冲突。 三、依据《证券法》、《收购办法》的规定，本报告书已全面披 露信息披露义务人在广东锦龙发展股份有限公司中拥有权益的股份 变动情况。截至本报告书签署日，除本报告 ...

Group 1 - The A-share market showed strength on June 11, with the ChiNext Index rising over 1.00%, the Shanghai Composite Index up 0.31%, and the Shenzhen Component Index increasing by 0.65% [1] - Nearly 3,200 stocks in the Shanghai, Shenzhen, and Beijing markets rose, with the brokerage sector experiencing a collective surge [1] - The Securities ETF (159841) opened with a 2.89% increase within the first half hour, with a trading volume exceeding 130 million yuan, indicating active trading [1] Group 2 - According to Minsheng Securities, the positive policy tone since the beginning of the year, including interest rate cuts, is expected to support liquidity, with sustained inflows of medium to long-term funds boosting market confidence [2] - Shanxi Securities noted that as capital market reforms deepen, the guiding details of the "Five Major Articles" in finance will gradually be implemented, clarifying the development path for the industry [2] - As of June 6, the average price-to-book ratio for the securities industry was 1.33x, positioned at the 38.20% percentile since 2018, indicating certain investment value [2]

A股证券板块持续走强，信达证券直线封板，兴业证券涨近8%，东兴证券涨近6%，锦龙股份、中国银 河、东方财富、第一创业等跟涨。 ...

券商股异动拉升，信达证券（601059）涨超7%，兴业证券（601377）涨超6%，中国银河（601881）、 东兴证券（601198）、锦龙股份（000712）、第一创业（002797）等跟涨。 ...