北京市天元律师事务所 关于国元证券股份有限公司 2025 年第一次临时股东会的法律意见 京天股字（2025）第 555 号 致：国元证券股份有限公司 国元证券股份有限公司（以下简称"公司"）2025 年第一次临时股东会（以下 简称"本次股东会"）采取现场表决与网络投票相结合的方式，现场会议于 2025 年 9 月 16 日（星期二）14:50 时在安徽省合肥市梅山路 18 号国元证券七楼会议室召 开。北京市天元律师事务所（以下简称"本所"）接受公司聘任，指派本所律师参加 本次股东会现场会议，并根据《中华人民共和国公司法》《中华人民共和国证券法》 （以下简称"《证券法》"）《上市公司股东会规则》（以下简称"《股东会规则》"） 以及《国元证券股份有限公司章程》（以下简称"《公司章程》"）等有关规定，就 本次股东会的召集、召开程序、出席现场会议人员的资格、召集人资格、会议表决 程序及表决结果等事项出具本法律意见。 公司第十届董事会于 2025 年 8 月 22 日召开第二十七次会议做出决议召集本次 股东会，并于 2025 年 8 月 26 日通过指定信息披露媒体发出了《召开股东会通知》。 该《召开股东会通知》中载明 ...

证券代码：000728 证券简称：国元证券 公告编号：2025-037 国元证券股份有限公司 2025 年第一次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1. 本次股东会不存在否决议案的情形。 2. 本次股东会不涉及变更前次股东会决议。 一、会议召开和出席情况 (一)会议召开情况 1.现场会议召开时间： （1）2025年9月16日（星期二）14：50。 （2）网络投票时间：网络投票系统包括深圳证券交易所交易系统和互联网 投票系统（网址：http://wltp.cninfo.com.cn）。通过深圳证券交易所系统进 行网络投票的时间为 2025 年 9 月 16 日（星期二）上午 9：15-9：25，9：30-11： 30，下午 13：00-15：00；通过深圳证券交易所互联网投票系统进行网络投票的 时间为 2025 年 9 月 16 日（星期二）上午 9:15 至下午 15：00 期间的任意时间。 2.现场会议召开地点：安徽省合肥市梅山路18号国元证券会议室。 1 股，占公司有表决权股份总数的56.1441%。其中，出席现 ...

Group 1 - The announcement states that Huatai Securities will be added as a sales agency for the Invesco Great Wall ChiNext Index Enhanced Securities Investment Fund starting from September 16, 2025 [1] - The sales agency information includes the name, registered address, office address, legal representative, contact person, customer service phone number, and website of Huatai Securities [1] - The announcement outlines that subscription and redemption services are only applicable during normal subscription periods and specific open days, with details provided in the fund's legal documents [1][2] Group 2 - The announcement also mentions that if Huatai Securities opens a regular investment plan for the fund, investors can submit applications to set up automatic deductions for fund purchases [2] - Investors are advised to pay attention to the rules and procedures for fund conversion if the sales agency offers this service, ensuring that the funds are in a redeemable state [2] - The announcement indicates that if the sales agency provides discounts on subscription fees, the specific rules will be determined by the sales agency [2] Group 3 - The announcement provides contact details for inquiries, including customer service phone numbers and websites for both Invesco Great Wall Fund Management Co., Ltd. and Huatai Securities [3][4] - A similar announcement is made regarding the addition of Guoyuan Securities as a sales agency for the Invesco Great Wall Consumption Selected Mixed Securities Investment Fund, effective September 16, 2025 [7] - The sales agency information for Guoyuan Securities includes its name, registered address, office address, legal representative, contact person, customer service phone number, and website [7]

Group 1 - In the first half of the year, 186 A-share listed companies in Anhui achieved a total operating income of 722.08 billion yuan and a total profit of 55.54 billion yuan, with 152 companies making profits, accounting for 81.72% [1][3] - 96 companies reported a year-on-year increase in operating profit, representing over 50% of the total [1][3] - As of September 15, 154 companies in the Anhui sector saw their stock prices rise since the beginning of the year, with 15 companies doubling their market value [3] Group 2 - The "2025 Anhui Listed Companies Investor Online Reception Day" was held, where 77 companies presented their performance and business layout for the first half of the year, responding to nearly a thousand investor inquiries [2][4] - Companies like Anhui Huabei Group are focusing on digital transformation in retail and standardization in agricultural product circulation, aiming to enhance core competitiveness [4] Group 3 - There is a strong investor interest in enhancing market value management, with many companies expressing a desire to improve their market value [5] - Several companies, including Yangguang Electric and Conch Cement, announced mid-term dividends, with Conch Cement planning a dividend payout of 1.266 billion yuan, representing a 29% payout ratio [5] Group 4 - Chip Microelectronics is progressing with its H-share listing application, indicating a significant step in its dual financing strategy [6][7] - The company has been experiencing strong production and sales growth, driven by the demand in AI computing and the electronicization of new energy vehicles [7]

Financial Performance - In the first half of 2025, the company achieved operating revenue of CNY 3.397 billion, a year-on-year increase of 41.60% [2] - The total profit reached CNY 1.723 billion, up 47.60% year-on-year [2] - Net profit attributable to shareholders was CNY 1.405 billion, reflecting a growth of 40.44% compared to the previous year [2] - The weighted average return on equity was 3.73%, an increase of 0.89 percentage points year-on-year [2] - As of June 30, 2025, total assets amounted to CNY 177.199 billion, a growth of 2.96% from the end of the previous year [2] - Shareholders' equity attributable to the parent company was CNY 37.952 billion, up 2.46% from the end of the previous year [2] Digital Financial Strategy - The company is advancing its digital financial strategy through top-level design, intelligent computing platforms, and digital financial research [3] - A three-layer framework for digital finance has been established, focusing on "5 types of users + 4 new concepts + 3 drivers" [3] - An intelligent computing platform with a total capacity of approximately 20P has been built, enhancing operational efficiency by saving over 80 hours of work monthly and improving efficiency by 70% [3] - The company has received several industry awards for its digital financial research, including the Financial Technology Development Award [3] Market Value Management - The company emphasizes market value management and has implemented a system to enhance investment value and returns for investors [4] - Key measures include establishing a stable investor return mechanism and ensuring continuous, stable cash dividends [4] - The company adheres to information disclosure regulations to ensure timely and accurate communication of significant information [4] International Development Strategy - The company is actively pursuing international development, focusing on technology, consumption, and healthcare sectors [4] - Since 2025, it has assisted multiple companies in successfully issuing and listing on the Hong Kong Stock Exchange, with over 50 companies from Anhui province listed [4] - Future plans include deepening collaboration with Guoyuan International to guide quality domestic enterprises to go public in Hong Kong [4]

Core Insights - The first "M&A Carnival" successfully concluded in Shanghai, focusing on "M&A Creates Value" to facilitate high-quality economic development [1][27] - The event attracted around 300 elite representatives from listed companies, investment institutions, and industrial groups, with nearly 100,000 viewers online [4][27] Group 1: Event Overview - The event was organized by the Financial Museum and supported by various governmental and industry bodies, aiming to create a platform for policy interpretation, trend analysis, case sharing, and ecological exchange [3][4] - The main venue featured multiple areas for project roadshows, negotiations, forums, and ecological exchanges, establishing a comprehensive M&A matching platform [4][27] Group 2: Government and Corporate Participation - The Deputy Director of the Shanghai Hongqiao International Central Business District highlighted the area as a growth engine for the Yangtze River Delta and emphasized the release of policy dividends in the M&A market [5][27] - The Long Ning District's Deputy Mayor stressed the importance of M&A in economic vitality and industrial upgrading, aiming to support innovation and value creation through M&A [7][27] Group 3: M&A Industry Initiatives - A joint initiative was launched to activate the Shanghai M&A market, focusing on six core areas including value creation, compliance, technology innovation, and talent cultivation [11][27] - A training base for M&A professionals was established to enhance the quality and quantity of skilled personnel in the market [13][15] Group 4: Keynote Speeches and Discussions - Notable speakers discussed the challenges and opportunities in hard technology M&A, emphasizing the critical role of innovation services throughout the M&A process [16][27] - Discussions also covered the strategic significance of M&A in achieving high-quality economic development, particularly in sectors like semiconductors [20][27] Group 5: Future Outlook - The Financial Museum plans to host more "M&A Carnival" events in various cities to further promote M&A as a driver for industrial upgrades and regional economic development [25][27] - The successful hosting of the event marks a significant step for Shanghai in the global M&A market, aiming to establish a new economic development model centered on M&A [27]

Core Viewpoint - Guoneng Rixin has achieved rapid growth in both revenue and profit in the first half of 2025, with improving profitability [1] Group 1: Financial Performance - In the first half of 2025, the company experienced a significant increase in revenue and profit, benefiting from the rapid growth of the overall installed capacity of renewable energy and new market opportunities arising from distributed management requirements [1] - The net increase in the number of power station users reached 1,116, representing a 26% growth compared to the service scale at the end of 2024, significantly exceeding historical levels [1] Group 2: Technological Advancements - The company completed the iteration upgrade of the "Kuangming" renewable energy model to version 2.0 in May 2025, enhancing model technology, stability, and overall performance, which improved the comprehensive accuracy of renewable energy forecasting across the network [1] Group 3: Market Outlook - The company primarily provides information technology products and related services for the electricity market, and with the rapid development of the renewable energy industry in China, it is poised for substantial growth opportunities in the future [1] - Given the growth potential of the industry and the company's ongoing business development, a "buy" rating is maintained [1]

Core Viewpoint - Dingjie Smart achieved a net profit attributable to shareholders of 45.03 million yuan in the first half of the year, representing a year-on-year growth of 6.09%, indicating stable performance growth [1] Financial Performance - The overall gross profit margin of the company has steadily improved [1] - Revenue from R&D design services reached 57 million yuan, with a year-on-year increase of 11.05% [1] - Revenue from digital management services was 571 million yuan, showing a year-on-year growth of 4.32% [1] Product Development - The company launched the industry's first AI-integrated PLM product, which has been validated and iterated through multiple rounds, resulting in nearly 100 customer signings and successful deployments for dozens of clients, effectively enhancing the average transaction value [1] - The company released an enterprise intelligent agent generation suite that covers various aspects of multi-agent collaboration, reflection, and reasoning, transforming AI from a tool into a "digital employee" [1] Industry Position - The company is recognized as a leading provider of data and intelligent solutions, with significant growth potential in the future [1] - Given the growth potential of the industry and the company's ongoing business growth, a "buy" rating is maintained [1]

Core Viewpoint - Dingjie Smart achieved a net profit attributable to shareholders of 45.03 million yuan in the first half of the year, representing a year-on-year growth of 6.09%, indicating steady performance growth [1] Financial Performance - The overall gross profit margin of the company has steadily improved [1] - Revenue from R&D design services reached 57 million yuan, with a year-on-year increase of 11.05% [1] - Revenue from digital management services was 571 million yuan, showing a year-on-year growth of 4.32% [1] Product Development - The company launched the industry's first AI-integrated PLM (Product Lifecycle Management) system, which has signed nearly 100 clients and successfully deployed in dozens of cases, effectively increasing the average transaction value [1] - The company released an enterprise intelligent agent generation suite that covers multi-agent collaboration, reflection, reasoning, and other aspects, transforming AI from a tool attribute to a "digital employee" attribute [1] Industry Position - The company is recognized as a leading provider of data and intelligent solutions, with significant growth potential in the future [1] - Given the growth potential of the industry and the company's continuous business growth, a "buy" rating is maintained [1]

Group 1 - The core viewpoint of the report is that Guoneng Rixin (301162.SZ) is given a "buy" rating due to its rapid revenue and profit growth, along with improving profitability [1] - The number of power prediction service power plants has reached a record high, driving good business growth [1] - The company is deeply exploring the application of AI technology to strengthen its underlying algorithm capabilities [1] Group 2 - The report highlights several risks including industry policy changes, market competition, accounts receivable risks, and rising labor costs [1] - Other risks mentioned include the potential increase in costs due to business and technological innovations, changes in tax incentives and fiscal subsidies, and intellectual property risks [1]