北京市炜衡律师事务所 关于秦川机床工具集团股份公司 2023年第二次临时股东大会见证之法律意见书 秦川机床工具集团股份公司 2023 年第二次临时股东大会见证 法律意见书 致：秦川机床工具集团股份公司 北京市炜衡律师事务所（以下简称"本所"）依法接受秦川机床工具集团股 份公司（以下简称"公司"）的委托，指派李佳芯律师、王敏律师（以下简称"本 所律师"）出席了公司 2023 年第二次临时股东大会(以下简称"本次股东大会")， 并对本次股东大会的相关事项依法进行见证及出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的本次股东大会的相关资料， 包括但不限于公司召开 2023 年第二次临时股东大会的通知、公司 2023 年第二次 临时股东大会的议程、议案及决议等文件资料，同时听取了公司董事会秘书就有 关事实的陈述和说明。公司已向本所作出保证和承诺，保证公司向本所提供的资 料和文件均为真实、准确、完整，无重大遗漏。 本所律师亲自参加了本次股东大会，对本次股东大会的召集与召开程序、召 集人和出席股东大会人员的资格、股东大会的表决程序以及表决结果等重要事项 的合法性、有效性予以现场核查。 本所及经办律师依据《 ...

Financial Performance - In the first half of 2023, the company achieved operating revenue of 1.975 billion yuan and a net profit attributable to shareholders of 80.64 million yuan [4] - Total assets reached 9.912 billion yuan, with a debt-to-asset ratio of 45.17%, a decrease of 6.47 percentage points from the beginning of the year [4] - Revenue from component sales was 720.3 million yuan, reflecting a year-on-year growth of 2.95% [4] Investment and Funding - The company successfully completed a targeted placement, raising a total of 1.23 billion yuan, with a net amount of 1.218 billion yuan after expenses [6] - The funds will support 13 key investment projects, achieving 47.84% of the annual investment plan [4] - The company has initiated several high-end equipment projects, including those in the new energy vehicle sector [6] Market Position and Strategy - The company holds the leading market share in the domestic ball screw market, with a ranking of first [5] - The global ball screw market is projected to grow from 2.096 billion USD in 2022 to 3.172 billion USD by 2029 [5] - The company aims to expand its overseas market presence, significantly increasing machine tool exports [4] Product Development and Innovation - The company is focusing on high-end machine tools and key components, with ongoing R&D in CNC systems and five-axis machining centers [4] - It has developed a comprehensive range of industrial robot joint reducers, with a market share of 20-25% in the domestic market [5] - The company is actively responding to national policies on high-end equipment manufacturing and is transitioning towards smart manufacturing solutions [4]

Research and Development - The company implemented 36 key R&D projects during the reporting period, including the YKS7226 high-precision worm grinding machine, achieving domestic leading and internationally advanced grinding precision [4]. - The company is actively developing new products, including the HMC series high-rigidity and high-precision four-axis/five-axis horizontal machining centers, which will reach domestic advanced levels [4]. - The company is focusing on enhancing its digital factory transformation and high-end industrial mother machine innovation base projects [7]. - The company has completed the performance laboratory and digital painting workshop for the high-end CNC machine tool industry capacity enhancement project [7]. Financial Performance - The net profit attributable to the parent company decreased by 22.59 million yuan due to the bankruptcy liquidation of a wholly-owned subsidiary [10]. - The company reported a total revenue of 3,063.23 million yuan from a subsidiary, with a court ruling mandating repayment plus interest [63]. - The company's net profit for the current period is 26,262,177.93, a significant decrease from 118,916,554.50 in the previous period, reflecting a decline of approximately 78% [156]. - Total profit for the current period is 25,548,291.22, down from 120,411,814.82, indicating a decrease of about 78.8% [156]. - The company's operating profit is reported at 25,424,085.45, compared to 120,159,134.16 in the previous period, representing a decline of approximately 78.8% [156]. - Basic earnings per share decreased to ¥0.0897 from ¥0.1733, a decline of approximately 48.3% [154]. - Total operating revenue for the first half of 2023 was CNY 1,975,226,112.50, a decrease of 7.7% compared to CNY 2,139,343,839.59 in the same period of 2022 [178]. - Net profit for the first half of 2023 was CNY 89,036,214.52, a decline of 47.3% from CNY 168,737,262.46 in the first half of 2022 [179]. Cash Management - The company has a cash management balance of 120 million yuan from raised funds, with an unused balance of 61,500,651.24 yuan [18]. - The company plans to use up to RMB 250 million of temporarily idle raised funds for cash management, ensuring it does not affect the normal investment plan [38]. - The company's cash and cash equivalents increased to 2,228,071,403.40 from 1,229,390,825.74, showing a growth of approximately 81.5% [170]. - The cash inflow from operating activities for the first half of 2023 was ¥1,409,324,766.82, an increase of 22.8% compared to ¥1,147,081,316.44 in the same period of 2022 [183]. Investment and Fundraising - The total investment during the reporting period was 286,345,400 yuan, a decrease of 13.96% compared to 332,801,867.47 yuan in the same period last year [15]. - The total amount of raised funds in 2021 was RMB 78,242.62 million, with RMB 6,036.45 million utilized during the reporting period [38]. - As of June 30, 2023, the unused raised funds amounted to RMB 18,150.06 million, which will be used for subsequent project funding [38]. - The company plans to raise up to RMB 1.23 billion through a non-public offering of A-shares, with a maximum of 269,811,273 shares to be issued, representing 30% of the pre-issue total share capital [103]. - The funds raised will be allocated to several projects, including the "Qin Chuang Yuan·Qinchuan Group High-end Industrial Mother Machine Innovation Base Project (Phase I)" and the "Research and Industrialization of Rolling Functional Components in the New Energy Vehicle Sector" [103]. Environmental Protection - The company has implemented a two-stage treatment process for dust and smoke emissions, achieving over 99% removal efficiency, in compliance with national environmental standards [35]. - The environmental protection measures include wastewater treatment that meets national standards, with a focus on reducing carbon emissions [65][69]. - The company has a valid pollution discharge permit from January 1, 2023, to December 31, 2027 [51]. - The company has established emergency response plans for environmental incidents, registered with local environmental authorities [90]. Shareholder Information - The largest shareholder, Shaanxi Fastech Automotive Transmission Group Co., Ltd., holds 34.19% of the shares, with a decrease of 8,990,000 shares during the reporting period [110]. - The second-largest shareholder, Shaanxi Provincial Industrial Investment Co., Ltd., holds 10.25% of the shares, with a decrease of 8,993,600 shares during the reporting period [110]. - The company has a total of 103,943 ordinary shareholders at the end of the reporting period [110]. - The company has not reported any strategic investors or general corporations becoming among the top 10 ordinary shareholders due to new share placements [111]. Compliance and Legal Matters - There are no unfulfilled court judgments or significant debts due for the controlling shareholder during the reporting period [37]. - The company has no major litigation or arbitration matters during the reporting period [61]. - The company has not reported any administrative penalties related to environmental issues [64]. - The company has not encountered any situations where entrusted financial management could not recover principal or faced potential impairment [120]. Operational Efficiency - Cost reduction and expense control efforts improved by 16.20% compared to the same period last year, with 7,050 CTJ innovation improvement projects completed [5]. - The company has established a centralized control platform to meet management requirements for its subsidiaries [6]. - The company is enhancing its information security and business continuity through the implementation of a cloud desktop project [6]. - The company has implemented a monitoring plan for wastewater and air emissions, with sampling conducted twice a year [68].

| 编制单位：秦川机床工具集团股份公司 | | | | | | | | | | | | | 单位：万元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 占用方与上市 | 上市公司核算 | 2023 年半年 | 2023 | 年半年度占 | 2023 年半年度 | | 2023 年半年 | 2023 年半年度期 | | 占用形成 | | | 非经营性资金占用 | 资金占用方名称 | 公司的关联关 | 的会计科目 | 度期初占用 | | 用累计发生金额 | 占用资金的利 | | 度偿还累计发 | 末占用资金余额 | | 原因 | 占用性质 | | | | 系 | | 资金余额 | | （不含利息） | 息（如有） | | 生金额 | | | | | | 控股股东、实际控制 | | | | | | | | | | | | | - | | 人及其附属企业 | | | | | | | | | | | | | | | 小计 | - | - | - | | | | | | | | | ...

秦川机床工具集团股份公司 关于变更注册资本、修订《公司章程》 及其附件的公告 证券代码：000837 证券简称：秦川机床 公告编号：2023-67 秦川机床工具集团股份公司（以下简称"公司"）于 2023 年 8 月 28 日召开 第八届董事会第三十一次会议、第八届监事会第十九次会议，审议通过了《关于 变更注册资本、修订<公司章程>及其附件的议案》，该议案尚需提交公司股东大 会审议。公司拟变更注册资本、同时拟对《公司章程》及其附件《股东大会议事 规则》《董事会议事规则》《监事会议事规则》部分条款进行修订，具体情况如下： 一、注册资本变更情况 根据公司 2022 年第二次临时股东大会和 2023 年第一次临时股东大会决议， 并经中国证券监督管理委员会《关于同意秦川机床工具集团股份公司向特定对象 发行股票注册的批复》（证监许可〔2023〕1054 号）同意注册，公司向特定对象 发行 A 股股票 110,512,129 股，新增股份已于 2023 年 7 月 7 日上市。公司股份 总数由 899,370,910 股增加至 1,009,883,039 股，公司注册资本由 899,370,910 元变更为 1,009, ...

证券代码：000837 证券简称：秦川机床 公告编号：2023-66 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》（2022 年修订）、《深圳证券交易所上市公司自律监管指引第 1 号——主板 上市公司规范运作》以及《深圳证券交易所上市公司自律监管指南第 2 号——公 告格式》（2023 年 4 月修订）的相关规定，本公司就 2023 年半年度募集资金存 放与使用情况作如下专项报告： 一、募集资金基本情况 （一）募集资金到位情况 1、2020 年度非公开发行股票实际募集资金金额、资金到位情况 根据中国证券监督管理委员会《关于核准秦川机床工具集团股份公司非公开 发行股票的批复》（证监许可[2021]2500 号），本公司以非公开发行股票的方式 向陕西法士特汽车传动集团有限责任公司（以下简称"法士特集团"）共计 1 名符 合中国证监会规定的特定对象共发行人民币普通股（A 股）206,000,000 股，发行 价格为人民币 3.88 元/股，募集资金总额为人民币 799,280,000.00 ...

证券代码：000837 证券简称：秦川机床 公告编号：2023-68 （二）会议召集人：公司董事会 公司第八届董事会第三十一次会议决议召开 （三）会议召开的合法、合规性：本次股东大会会议召开符合有关法律、行 政法规、部门规章、规范性文件和公司章程的规定。 秦川机床工具集团股份公司 关于召开 2023 年第二次临时股东大会的通知 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏。 秦川机床工具集团股份公司（以下简称"公司"）于 2023 年 8 月 28 日召开了 第八届董事会第三十一次会议，审议通过了《关于召开 2023 年第二次临时股东 大会的议案》，同意公司于 2023 年 9 月 15 日召开 2023 年第二次临时股东大会， 审议第八届董事会第三十一次会议和第八届监事会第十九次会议需提交股东大 会审议的议案。现将本次股东大会有关事项通知如下： 一、会议基本情况 （一）会议届次：2023 年第二次临时股东大会 （四）会议日期和时间： 1、现场会议召开时间：2023 年 9 月 15 日 14:30 2、网络投票时间：2023 年 9 月 15 日 其中：通过深 ...

本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 秦川机床工具集团股份公司（以下简称"公司"）于 2023 年 8 月 28 日召开 第八届董事会第三十一次会议，审议通过了《2023 年半年度利润分配预案》。本 预案尚需提交公司股东大会审批，现将相关事项公告如下： 一、利润分配预案基本情况 2023 年半年度公司合并利润表归属于母公司股东净利润为 80,635,599.67 元，其中：2023 年半年度母公司实现净利润 26,262,177.93 元，加上母公司前 期滚存未分配利润 185,292,824.15 元 ， 2023 年 半 年 度 可 供 分 配 利 润 211,555,002.08 元（2023 年半年度财务数据未经审计）。 公司拟以公司现有总股本 1,009,883,039 股为基数，向全体股东每 10 股派 发现金股利 0.30 元（含税），共计派发现金股利 30,296,491.17 元（含税），本 次利润分配不进行资本公积转增股本，不送红股。 公司利润分配预案公布后至实施权益分派股权登记日期间，因回购股份、重 大资产重组股份回购注销等致使公 ...

经核查，我们认为：公司董事会编制的《2023 年半年度募集资金存放与实 际使用情况的专项报告》真实、准确、完整地反映了公司 2023 年上半年募集资 金存放与实际使用情况，不存在虚假记载。公司 2023 年半年度募集资金的管理 1 和使用符合《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管 要求》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运 作》及公司《募集资金管理办法》等相关规定，不存在违规使用募集资金及变相 改变募集资金用途的情形，不存在损害公司股东特别是中小投资者利益的情况。 三、关于 2023 年半年度利润分配预案的独立意见 秦川机床工具集团股份公司 独立董事关于第八届董事会第三十一次会议 相关事项的专项说明及独立意见 秦川机床工具集团股份公司（以下简称"公司"）第八届董事会第三十一次 会议于 2023 年 8 月 28 日在公司会议室召开。作为公司独立董事，我们参加了本 次会议。根据《深圳证券交易所股票上市规则》《上市公司自律监管指引第 1 号——主板上市公司规范运作》《上市公司独立董事管理办法》和《公司章程》 《公司独立董事管理办法》等有关规定，基于独立、客 ...

证券代码：000837 证券简称：秦川机床 公告编号：2023-62 秦川机床工具集团股份公司 第八届董事会第三十一次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 表决结果：同意 8 票，反对 0 票，弃权 0 票。 具体内容详见同日刊登在《证券时报》《中国证券报》《上海证券报》和巨潮 资讯网（http://www.cninfo.com.cn）上的《2023 年半年度报告全文》《2023 年 半年度报告摘要》。 2、审议通过《2023 年半年度利润分配预案》； 2023 年半年度公司合并利润表归属于母公司股东净利润为 80,635,599.67 元，其中母公司实现净利润 26,262,177.93 元，加上母公司前期滚存未分配利润 185,292,824.15 元，2023 年半年度可供分配利润 211,555,002.08 元，公司拟以 现有总股本 1,009,883,039 股为基数，向全体股东每 10 股派发现金股利 0.30 元 （含税），共计派发现金股利 30,296,491.17 元（含税），不以资本公积转增股本， 不送红股。 1 表 ...