秦川机床工具集团股份公司 内部控制评价管理办法 (本次修订已经公司 2024 年 6 月 3 日召开的 第八届董事会第四十一次会议审议通过) 二〇二四年六月修订 1 | 目 录 | | --- | | 第一章 | 总 则 1 | | --- | --- | | 第二章 | 内部控制评价组织机构和职责 2 | | 第三章 | 内部控制评价内容 3 | | 第四章 | 内部控制评价程序 5 | | 第五章 | 内部控制缺陷认定 7 | | 第六章 | 内部控制评价报告 10 | | 第七章 | 监督及奖惩 11 | | 第八章 | 附 则 11 | 第一章 总 则 第一条 为全面评价秦川机床工具集团股份公司（以下简称 "公司"）内部控制设计与运行情况，规范内部控制评价程序和 评价报告，揭示和防范风险，促进内部控制体系不断完善，根据 《企业内部控制基本规范》《企业内部控制评价指引》《深圳证券 交易所上市公司自律监管指引第 1 号—主板上市公司规范运作》 等有关规定，结合公司实际，制定本办法。 第二条 本办法所称内部控制评价，是指公司董事会对内部 控制的有效性进行全面评价、形成评价结论、出具评价报告的过 程。 第三条 ...

秦川机床工具集团股份公司 投资监督管理办法 (本次修订已经公司 2024 年 6 月 3 日召开的 第八届董事会第四十一次会议审议通过) 二〇二四年六月修订 | | | | 第一章 | 总 则 1 | | --- | --- | | 第二章 | 投资项目管理 2 | | 第三章 | 投资项目管理职责 3 | | 第四章 | 投资项目决策权限 4 | | 第一节 | 资本性支出项目 4 | | 第二节 | 股权投资项目 5 | | 第五章 | 投资项目审批程序 6 | | 第六章 | 投资项目过程管理 6 | | 第七章 | 投资项目事后管理 8 | | 第八章 | 投资管理体系建设 12 | | 第九章 | 附 则 15 | | 附 | 件 16 | 第一章 总 则 第一条 为正确引导秦川机床工具集团股份公司（以下 简称"集团公司"）及子公司投资方向，规范投资行为，完 善投资管理机制，优化国有资本布局和结构，切实防范投资 风险，更好地落实国有资本保值增值责任，建立有效的投资 决策流程，提高投资收益，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》《中华 人民共和国企业国有资产 ...

秦川机床工具集团股份公司 关于回购公司股份的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 秦川机床工具集团股份公司（以下简称"公司"）于 2024 年 3 月 15 日召开第 八届董事会第三十八次会议、2024年4月2日召开2024年第二次临时股东大会， 审议通过了《关于回购公司股份方案的议案》，同意公司使用自有资金以集中竞 价交易方式回购公司部分股份，资金总额不低于人民币 2,000 万元（含），不超 过人民币 4,000 万元（含），股份回购价格不超过人民币 13.5 元/股。回购期限自 公司股东大会审议通过本次股份回购方案之日起不超过 12 个月，具体回购数量 以回购期满时实际回购的股份数量为准，所回购的股份将用于股权激励或员工持 股计划。具体内容详见公司分别于 2024 年 3 月 16 日、2024 年 4 月 16 日在巨潮 资讯网（www.cninfo.com.cn）上披露的《秦川机床工具集团股份公司回购公司股 份方案的公告》（公告编号：2024-06）和《秦川机床工具集团股份公司回购报告 书》（公告编号：2024-21）。 证券代码： ...

中信证券股份有限公司 关于秦川机床工具集团股份公司使用部分暂时闲 置募集资金进行现金管理的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为秦川机床工 具集团股份公司（以下简称"秦川机床"、"公司"或"上市公司"）2020年度非公 开发行股票和2022年度向特定对象发行股票的持续督导机构，根据《证券发行上市保 荐业务管理办法》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律 监管指引第1号——主板上市公司规范运作》等相关法律、法规和规范性文件的规定， 对秦川机床工具集团股份公司使用部分暂时闲置募集资金进行现金管理事项进行了审 慎核查，并出具核查意见如下： 一、2020年度非公开发行股票、2022年度向特定对象发行股票募集资金情况 （一）募集资金基本情况 1、2020年度非公开发行股票 经中国证券监督管理委员会《关于核准秦川机床工具集团股份公司非公开发行股 票的批复》（证监许可[2021]2500号），公司于2021年9月3日以非公开发行股票的方 式向陕西法士特汽车传动集团有限责任公司（以下简称"法士特集团"）共计1名符 合中国证监会规定的特定对象共发行人民币普通股（A股）206, ...

证券代码：000837 证券简称：秦川机床 公告编号：2024-28 秦川机床工具集团股份公司 第八届监事会第二十五次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 秦川机床工具集团股份公司（以下简称"公司"）第八届监事会第二十五次会 议，于 2024 年 5 月 29 日以书面方式（直接或电子邮件）发出会议通知，2024 年 6 月 3 日以通讯方式召开。会议应参加表决监事 5 名，实际参加表决监事 5 名。本 次会议召开符合《公司法》和《公司章程》的有关规定。 二、监事会会议审议情况 1、审议通过《关于使用部分暂时闲置募集资金进行现金管理的议案》。 第八届监事会第二十五次会议决议 特此公告。 秦川机床工具集团股份公司 监 事 会 2024 年 6 月 4 日 1 经审议，监事会认为在保证不影响公司募集资金投资项目正常进行及风险可 控的前提下，使用部分暂时闲置募集资金进行现金管理，有利于提高公司资金使 用效率，增加收益，不存在变相改变募集资金用途和损害股东利益的情形。同意 公司对2020年度非公开发行股票募集资金使用额度 ...

Investment Rating - The investment rating for the company is "Buy" (maintained) [3] Core Views - The report highlights that the company's Q1 performance improved sequentially, with exports and component business showing year-on-year growth [3] - The machine tool industry experienced a slight decline in revenue and profit in 2023, but exports saw significant growth [3] - The company achieved a revenue of 3.761 billion yuan in 2023, a year-on-year decrease of 8.29%, while Q1 2024 revenue was 0.981 billion yuan, a year-on-year decrease of 2.6% but a sequential increase of 5.3% [3][5] - The report indicates that the company is a leading player in the machine tool industry, with a comprehensive layout that enhances its competitive edge amid manufacturing upgrades and accelerated domestic substitution [5] Summary by Sections Financial Performance - In 2023, the company reported a revenue of 3.761 billion yuan, down 8.29% year-on-year, and a net profit attributable to shareholders of 0.52 billion yuan, down 81% [3][5] - For Q1 2024, the company achieved a revenue of 0.981 billion yuan, reflecting a sequential increase of 5.3% from Q4 2023 [3] - The company’s gross margin for 2023 was 17.77%, slightly down by 1.12 percentage points year-on-year [3] Revenue and Profit Forecast - Revenue forecasts for 2024, 2025, and 2026 are set at 4.287 billion yuan, 4.895 billion yuan, and 5.592 billion yuan respectively, with corresponding net profits of 0.14 billion yuan, 0.20 billion yuan, and 0.25 billion yuan [5][6] - The report anticipates a significant recovery in net profit for 2024, with a year-on-year increase of 167.5% [6] Market Position and Growth Drivers - The company’s machine tool business saw a revenue decline of 17.8% in 2023, influenced by industry conditions, while the component business grew by 7.3% [3] - The report notes that the company has successfully entered leading enterprises as users for its gear grinding machines and has seen stable growth in orders for CNC turning centers [3] - The company’s R&D investment reached 200 million yuan in 2023, up 10.1% year-on-year, indicating a commitment to innovation and technology advancement [3][5]

证券代码：000837 证券简称：秦川机床 公告编号：2024-26 秦川机床工具集团股份公司 关于参加"2024 年陕西辖区上市公司投资者集体 接待日暨 2023 年度业绩说明会"的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 为促进上市公司规范运作、健康发展，增强上市公司信息透明度，加强与广 大投资者沟通交流，进一步提升投资者关系管理水平，陕西上市公司协会根据陕 西证监局工作部署，联合深圳市全景网络有限公司举办"2024 年陕西辖区上市 公司投资者集体接待日暨 2023 年度业绩说明会"。 届时，公司高管人员将通过互动平台与投资者进行网络沟通和交流，欢迎广 大投资者踊跃参加！ 1 活动时间：2024 年 5 月 22 日（星期三）15:00-17:00 活动地址："全景路演" 网址：https://rs.p5w.net/ 投资者可于2024年5月22日15:00-17:00登录"全景路演"（https://rs.p5w.net/）， 在线参与本公司业绩说明会并提问，公司将对投资者普遍关注的问题进行重点回 答。 本次业绩说明会结束后，投资者可以通过"全 ...

证券代码：000837 证券简称：秦川机床 公告编号：2024-25 秦川机床工具集团股份公司 关于回购公司股份的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏。 秦川机床工具集团股份公司（以下简称"公司"）于 2024 年 3 月 15 日召开第 八届董事会第三十八次会议、2024年4月2日召开2024年第二次临时股东大会， 审议通过了《关于回购公司股份方案的议案》，同意公司使用自有资金以集中竞 价交易方式回购公司部分股份，资金总额不低于人民币 2,000 万元（含），不超 过人民币 4,000 万元（含），股份回购价格不超过人民币 13.5 元/股。回购期限自 公司股东大会审议通过本次股份回购方案之日起不超过 12 个月，具体回购数量 以回购期满时实际回购的股份数量为准，所回购的股份将用于股权激励或员工持 股计划。具体内容详见公司分别于 2024 年 3 月 16 日、2024 年 4 月 16 日在巨潮 资讯网（www.cninfo.com.cn）上披露的《秦川机床工具集团股份公司回购公司股 份方案的公告》（公告编号：2024-06）和《秦川机床工 ...

Investment Rating - The report maintains a "Hold" rating for Qin Chuan Machine Tool (000837) [1][9]. Core Views - The company's Q1 2024 performance showed a revenue of 981 million yuan, a year-on-year decrease of 2.62% but a quarter-on-quarter increase of 5.25%. The net profit attributable to shareholders was 25 million yuan, down 56.12% year-on-year but up 176.67% quarter-on-quarter, indicating that the performance met expectations [1][14]. - The gross margin for Q1 2024 was 16.78%, down 1.81 percentage points year-on-year, while the net margin was 3.39%, down 2.83 percentage points year-on-year. The expense ratio for the period was 16.10%, an increase of 0.34 percentage points year-on-year [2][14]. - The company aims for a revenue growth of no less than 15% in 2024, despite the challenges faced in the industry [15][16]. Summary by Sections Financial Performance - Q1 2024 revenue was 981 million yuan, down 2.62% year-on-year, but up 5.25% quarter-on-quarter. The net profit was 25 million yuan, down 56.12% year-on-year, but up 176.67% quarter-on-quarter [1][14]. - The gross margin was 16.78%, down 1.81 percentage points year-on-year, and the net margin was 3.39%, down 2.83 percentage points year-on-year [2][14]. Future Outlook - The company forecasts a compound annual growth rate (CAGR) of 17% in revenue from 2024 to 2026, with net profits expected to be 132 million yuan in 2024, 196 million yuan in 2025, and 277 million yuan in 2026 [16][17]. - The company is positioned as a leader in domestic gear machine tools, contributing to the localization of high-end five-axis machine tools [16][17].

Financial Performance - The company's revenue for Q1 2024 was ¥980,971,659.88, a decrease of 2.62% compared to ¥1,007,396,335.87 in the same period last year[6] - Net profit attributable to shareholders was ¥25,495,179.80, down 56.12% from ¥58,095,538.95 year-on-year[6] - The net profit after deducting non-recurring gains and losses was ¥4,499,123.89, a decline of 77.54% compared to ¥20,029,690.80 in the previous year[6] - Basic and diluted earnings per share were both ¥0.0252, representing a decrease of 60.99% from ¥0.0646[6] - Net profit for the quarter was CNY 33,279,499.75, compared to CNY 62,715,710.91 in the previous year, indicating a decline of about 46.9%[24] - Comprehensive income total for Q1 2024 was CNY 35,650,701.97, a decrease of 42.4% compared to CNY 61,971,215.37 in the previous year[44] Cash Flow - The net cash flow from operating activities was negative at ¥117,867,135.47, contrasting with a positive cash flow of ¥3,465,804.99 in the same period last year[6] - Cash flow from operating activities showed a net outflow of CNY 117,867,135.47, contrasting with a net inflow of CNY 3,465,804.99 in the same period last year[26] - The net cash flow from operating activities was -$117.87 million, a decrease of $121.33 million compared to the previous year[31] - The net cash flow from financing activities was -$60.61 million, a decrease of $176.36 million compared to the previous period[28] Assets and Liabilities - Total assets at the end of the reporting period were ¥9,763,943,642.66, down 0.98% from ¥9,860,349,892.53 at the end of the previous year[6] - The company's total assets decreased from CNY 9,860,349,892.53 to CNY 9,763,943,642.66, a decline of approximately 1%[20] - Total current assets at the end of the period were CNY 5,575,767,990.24, a decrease of 2.7% from CNY 5,732,446,675.91 at the beginning of the period[41] - Total liabilities decreased to CNY 4,335,127,642.27 from CNY 4,468,045,226.53, reflecting a reduction of 3%[41] - The company's long-term liabilities due within one year decreased from CNY 166,906,745.74 to CNY 46,953,111.35, a reduction of about 72%[20] Shareholder Equity - Shareholders' equity attributable to the parent company increased by 0.58% to ¥4,792,371,513.02 from ¥4,764,771,133.99 at the end of the previous year[6] - Total equity attributable to shareholders of the parent company increased to CNY 4,792,371,513.02 from CNY 4,764,771,133.99, an increase of 0.6%[41] Investments and Expenses - The company invested CNY 283,800,000.00 in cash for investments during the quarter, compared to CNY 150,000,000.00 in the previous year, marking an increase of 89.2%[27] - Research and development expenses remained stable at CNY 44,444,037.12, slightly up from CNY 44,336,247.68, reflecting a focus on innovation[24] - The company reported a financial expense of CNY -1,519,230.44, a significant improvement from CNY 4,563,172.39 in the previous year[24] - Development expenditures increased by 31.66% to $78.48 million, reflecting increased R&D investment[31] - The financial expenses decreased significantly, with a reduction of $6.08 million due to lower interest expenses and increased interest income[31] Other Income and Gains - The company reported non-recurring gains of ¥20,996,055.91, primarily from government subsidies and asset disposals[10] - The fair value change income increased by 505.92% to $1.66 million, driven by gains from trading financial assets[31] - The company reported a significant increase in other income, up 271.94% to $481,711.97, due to the write-off of long-aged receivables by subsidiaries[31] Share Repurchase - The company repurchased a total of 1,844,902 shares, accounting for 0.1827% of the total share capital, with a total transaction amount of approximately $15.81 million[36] - The company plans to repurchase shares using between RMB 20 million and RMB 40 million, with a maximum repurchase price of RMB 13.5 per share[35] Market and Product Development - The company has not disclosed any new product developments or market expansion strategies in this report[6] - There were no significant mergers or acquisitions reported during this quarter[6]