浙江天册律师事务所 关于 杭州和泰机电股份有限公司 2024 年第一次临时股东大会的 法律意见书 浙江杭州市杭大路 1 号黄龙世纪广场 A 座 11 楼 310007 电话：0571 8790 1111 传真：0571 8790 1500 http://www.tclawfirm.com 法律意见书 根据《中华人民共和国证券法》（以下简称"《证券法》"）、《中华人民共和国 公司法》（以下简称"《公司法》"）和中国证券监督管理委员会《上市公司股东大 会规则》（以下简称"《股东大会规则》"）等法律、法规和其他有关规范性文件的 要求，浙江天册律师事务所（以下简称"本所"）接受杭州和泰机电股份有限公 司（以下简称"和泰机电"或"公司"）的委托，指派叶子菁律师、郑佳展律师 参加和泰机电 2024 年第一次临时股东大会（以下简称"本次股东大会"），并出 具本法律意见书。 在本法律意见书中，本所律师仅对本次股东大会召集、召开程序、出席人员 的资格、召集人的资格、表决程序及表决结果的合法有效性发表意见，不对会议 所审议的议案内容和该等议案中所表述的事实或数据的真实性和准确性发表意 见。 本法律意见书仅供和泰机电本次股东大会之 ...

Financial Performance - Revenue for the reporting period was RMB 122.98 million, a decrease of 43.25% compared to the same period last year[12] - Net profit attributable to shareholders of the listed company was RMB 29.58 million, a decrease of 49.44% year-on-year[12] - Basic earnings per share (EPS) were RMB 0.46, a decrease of 53.54% year-on-year[12] - Revenue for the first half of 2024 was RMB 122.9755 million, a decrease of 43.25% year-on-year[31] - Net profit attributable to shareholders was RMB 29.5771 million, a decrease of 49.44% year-on-year[31] - Total operating revenue for the first half of 2024 was RMB 122,975,544.77, a decrease of 43.2% compared to RMB 216,690,005.89 in the same period last year[120] - Net profit for the first half of 2024 was RMB 29,577,133.47, a decrease of 49.4% compared to RMB 58,495,652.68 in the same period last year[121] - Basic earnings per share for the first half of 2024 were RMB 0.46, a decrease of 53.5% compared to RMB 0.99 in the same period last year[121] - Operating costs for the first half of 2024 were RMB 88,789,510.47, a decrease of 43.2% compared to RMB 156,258,133.24 in the same period last year[120] - R&D expenses for the first half of 2024 were RMB 9,942,226.18, a decrease of 18.6% compared to RMB 12,215,602.41 in the same period last year[120] - Financial income for the first half of 2024 was RMB -13,310,428.19, a decrease of 4.1% compared to RMB -13,884,884.53 in the same period last year[120] - Total comprehensive income for the first half of 2024 was RMB 29,577,133.47, a decrease of 49.4% compared to RMB 58,495,652.68 in the same period last year[121] - Parent company's operating income for the first half of 2024 was RMB 122,505,656.26, a decrease of 43.3% compared to RMB 216,086,246.60 in the same period last year[122] - Parent company's net profit for the first half of 2024 was RMB 14,205,342.26, a decrease of 68.4% compared to RMB 44,966,913.49 in the same period last year[122] - Parent company's total comprehensive income for the first half of 2024 was RMB 14,205,342.26, a decrease of 68.4% compared to RMB 44,966,913.49 in the same period last year[123] Cash Flow - Operating cash flow was RMB 39.78 million, an increase of 9.65% compared to the same period last year[12] - Net cash flow from operating activities increased by 9.65% to 39,782,291.05 yuan[45] - Net cash flow from investing activities decreased by 25.39% to -441,422,027.09 yuan[45] - Net cash flow from financing activities decreased by 113.38% to -81,299,873.00 yuan, mainly due to the receipt of funds from the initial public offering in the same period last year[45] - Operating cash flow increased to 39,782,291.05 yuan in H1 2024, up from 36,281,068.90 yuan in H1 2023[124] - Investment cash outflow surged to 778,865,391.05 yuan in H1 2024, compared to 359,599,551.47 yuan in H1 2023[125] - Net cash flow from financing activities was -81,299,873.00 yuan in H1 2024, a significant drop from 607,535,264.00 yuan in H1 2023[125] - Cash and cash equivalents at the end of H1 2024 stood at 581,516,466.94 yuan, down from 754,850,897.06 yuan at the end of H1 2023[125] - Parent company's operating cash flow decreased to 13,679,790.20 yuan in H1 2024 from 22,213,944.82 yuan in H1 2023[126] - Parent company's investment cash inflow was 317,580,826.22 yuan in H1 2024, a sharp increase from 3,159.49 yuan in H1 2023[127] - Parent company's net cash flow from financing activities was -81,299,873.00 yuan in H1 2024, compared to 607,535,264.00 yuan in H1 2023[127] - Parent company's cash and cash equivalents at the end of H1 2024 were 104,007,117.88 yuan, down from 123,111,969.94 yuan at the end of H1 2023[127] Assets and Liabilities - Total assets at the end of the reporting period were RMB 1.51 billion, a decrease of 5.97% compared to the end of the previous year[12] - Shareholders' equity attributable to the listed company was RMB 1.40 billion, a decrease of 3.45% compared to the end of the previous year[12] - Monetary funds decreased by 31.14% to RMB 593,203,554.56, accounting for 39.30% of total assets, due to dividend payments and the purchase of bank wealth management products and large certificates of deposit[48] - Trading financial assets increased by 10.27% to RMB 155,101,433.62, accounting for 10.27% of total assets, mainly due to the purchase of bank wealth management products[48] - Other current assets increased by 9.84% to RMB 156,339,846.19, accounting for 10.36% of total assets, mainly due to large certificates of deposit with a holding period of less than one year[48] - The company's total investment in the reporting period was RMB 0, a decrease of 100% compared to the same period last year[51] - The company raised RMB 756.7679 million through its initial public offering in 2023, with a net amount of RMB 688.3688 million after deducting issuance costs[54] - As of June 30, 2024, the company had invested a cumulative total of RMB 186.3129 million in fundraising projects and received a net interest income of RMB 19.6683 million[54] - The balance of fundraising funds as of June 30, 2024, was RMB 521.9012 million, including the net interest income received[54] - Unpaid issuance expenses amount to 13,400.00 thousand yuan[55] - The balance of funds in the special account for raised funds is 38,790.12 thousand yuan, with additional funds used to purchase large bank deposits and structured deposits[55] - The investment progress for the "Annual Production of 3 Million Large-Pitch Conveyor Equipment Chains Intelligent Manufacturing Project" is 35.67%, with a total investment of 52,072.14 thousand yuan[55] - The "Ship Unloader Elevator R&D and Industrialization Project" and "Elevator Equipment Technology R&D Center Construction Project" have been delayed due to site issues, with new completion dates set for February 2025 and February 2026 respectively[55] - The company used 10,984.73 thousand yuan of raised funds to replace pre-invested funds and self-raised funds for issuance expenses[56] - As of June 30, 2024, the company had 13,400.00 thousand yuan in large deposits and structured deposits, with 38,790.12 thousand yuan remaining in the special account for raised funds[56] - The company's monetary funds decreased from 1,130,817,819.90 yuan to 593,203,554.56 yuan, a reduction of approximately 47.5%[113] - Trade receivables decreased from 23,513,135.79 yuan to 15,322,861.15 yuan, a decrease of approximately 34.8%[113] - The company's total current assets decreased from 1,318,895,654.53 yuan to 1,064,143,100.41 yuan, a decrease of approximately 19.3%[113] - Fixed assets increased from 149,875,230.90 yuan to 162,034,831.02 yuan, an increase of approximately 8.1%[114] - The company's total non-current assets increased from 286,579,162.26 yuan to 445,430,341.83 yuan, an increase of approximately 55.4%[114] - Total assets decreased from 1,605,474,816.79 yuan to 1,509,573,442.24 yuan, a decrease of approximately 6.0%[114] - Accounts payable decreased from 67,693,743.73 yuan to 51,916,083.69 yuan, a decrease of approximately 23.3%[114] - Contract liabilities decreased from 41,838,329.65 yuan to 35,891,504.14 yuan, a decrease of approximately 14.2%[114] - Employee benefits payable decreased from 6,559,005.57 yuan to 2,375,631.07 yuan, a decrease of approximately 63.8%[114] - Taxes payable decreased from 12,531,937.08 yuan to 5,508,501.34 yuan, a decrease of approximately 56.0%[114] - Total liabilities decreased to 111,776,853.47 yuan from 157,762,040.74 yuan, a reduction of 29.1%[115] - Current liabilities decreased to 109,401,002.40 yuan from 155,937,635.33 yuan, a reduction of 29.8%[115] - Non-current liabilities increased to 2,375,851.07 yuan from 1,824,405.41 yuan, an increase of 30.2%[115] - Total assets decreased to 1,286,341,678.69 yuan from 1,367,495,436.41 yuan, a reduction of 5.9%[117] - Current assets decreased to 366,162,362.26 yuan from 527,829,937.89 yuan, a reduction of 30.6%[117] - Non-current assets increased to 920,179,316.43 yuan from 839,665,498.52 yuan, an increase of 9.6%[117] - Total equity decreased to 1,225,278,423.21 yuan from 1,290,759,962.30 yuan, a reduction of 5.1%[118] - Retained earnings decreased to 221,921,676.10 yuan from 288,549,833.84 yuan, a reduction of 23.1%[118] - Cash and cash equivalents decreased to 112,246,260.06 yuan from 410,115,266.01 yuan, a reduction of 72.6%[116] - Inventory increased to 69,490,098.62 yuan from 55,884,005.95 yuan, an increase of 24.3%[117] Business Operations - The company's main business is in the material handling equipment manufacturing industry, focusing on conveyor equipment[17] - The material handling equipment industry is benefiting from China's economic growth and policy support, with increasing demand for environmentally efficient equipment[17] - The company's main products include plate chain bucket elevators and belt bucket elevators, widely used in industries such as cement, ports, and steel[19] - Plate chain bucket elevators are the company's flagship product, suitable for lifting materials up to 250°C and widely used in cement production lines[20] - The company offers a variety of plate chain bucket elevators, including the NBC series with a maximum lifting capacity of 380m³/h and the NBH series with a maximum lifting capacity of 2000m³/h[21] - TB series bucket elevators have a maximum lifting capacity of 3 m³/h and a maximum lifting height of 65m, suitable for materials with temperatures up to 250℃[22] - ZYL central chain bucket elevators have a maximum lifting capacity of 1450 m³/h and a maximum lifting height of 70m, suitable for materials with temperatures up to 250℃[22] - Belt bucket elevators have a maximum lifting capacity of 2000 m³/h and a maximum lifting height of 150m, suitable for materials with temperatures up to 150℃[23] - TGD type steel belt bucket elevators have a maximum lifting capacity of 2000 m³/h and a maximum lifting height of 150m, suitable for materials with temperatures up to 150℃[24] - The lifespan of wear-prone parts such as chains, buckets, and steel belts is generally 2-3 years, requiring frequent replacement[25] - The company's core product, chains, are high-strength and highly wear-resistant, with various models to meet diverse customer needs[25] - The company's production mode is mainly "make-to-order," with production plans based on customer orders and inventory status[28] - The company primarily uses direct sales to establish long-term, stable relationships with customers, focusing on terminal customers such as large cement producers[29] - The company has been recognized as a "Top 100 Supplier in the Chinese Cement Industry" for over ten consecutive years and has won multiple industry awards[30] - The company has expanded its overseas market presence, obtaining CE and ATEX certifications, and serving customers in Southeast Asia, the Middle East, Africa, and the Americas[30] - Revenue from the plate chain bucket elevator decreased by 37.37% to 53,683,332.24 yuan, accounting for 43.65% of total revenue[45] - Revenue from the belt bucket elevator decreased by 71.62% to 16,072,080.14 yuan, accounting for 13.07% of total revenue[45] - Revenue from domestic sales decreased by 45.98% to 115,305,732.92 yuan, accounting for 93.76% of total revenue[45] - Revenue from overseas sales increased by 135.29% to 7,669,811.85 yuan, accounting for 6.24% of total revenue[45] - The company has established a comprehensive sales and service network, focusing on the cement industry while also targeting steel and port industries[42] - Investment income amounted to RMB 913,856.29, accounting for 2.69% of total profit, mainly due to gains from the disposal of trading financial assets[47] - Fair value change income was RMB 236,963.62, accounting for 0.70% of total profit, primarily from holding trading financial assets[47] - Asset impairment loss was RMB -1,823,470.48, accounting for -5.37% of total profit, mainly due to inventory write-downs and contract asset impairment[47] - The company's total investment in the reporting period was RMB 0, a decrease of 100% compared to the same period last year[51] - The company raised RMB 756.7679 million through its initial public offering in 2023, with a net amount of RMB 688.3688 million after deducting issuance costs[54] - As of June 30, 2024, the company had invested a cumulative total of RMB 186.3129 million in fundraising projects and received a net interest income of RMB 19.6683 million[54] - The balance of fundraising funds as of June 30, 2024, was RMB 521.9012 million, including the net interest income received[54] - Unpaid issuance expenses amount to 13,400.00 thousand yuan[55] - The balance of funds in the special account for raised funds is 38,790.12 thousand yuan, with additional funds used to purchase large bank deposits and structured deposits[55] - The investment progress for the "Annual Production of 3 Million Large-Pitch Conveyor Equipment Chains Intelligent Manufacturing Project" is 35.67%, with a total investment of 52,072.14 thousand yuan[55] - The "Ship Unloader Elevator R&D and Industrialization Project" and "Elevator Equipment Technology R&D Center Construction Project" have been delayed due to site issues, with new completion dates set for February 2025 and February 2026 respectively[55] - The company used 10,984.73 thousand yuan of raised funds to replace pre-invested funds and self-raised funds for issuance expenses[56] - As of June 30, 2024, the company had 13,400.00 thousand yuan in large deposits and structured deposits, with 38,790.12 thousand yuan remaining in the special account for raised funds[56] - The company's monetary funds decreased from 1,130,817,819.90 yuan to 593,203,554.56 yuan, a reduction of approximately 47.5%[113] - Trade receivables decreased from 23,513,135.79 yuan to 15,322,861.15 yuan, a decrease of approximately 34.8%[113] - The company's total current assets decreased from 1,318,895,654.53 yuan to 1,064,143,100.41 yuan, a decrease of approximately 19.3%[113] - Fixed assets increased from 149,875,230.90 yuan to 162,034,831.02 yuan, an increase of approximately 8.1%[114] - The company's total non-current assets increased from 286,579,162.26 yuan to 445,430,341.83 yuan, an increase of approximately 55.4%[114] - Total assets decreased from 1,605,474,816.79 yuan to 1,509,573,442.24 yuan, a decrease of approximately 6.0%[114] - Accounts payable decreased from 67,693,743.73 yuan to 51,916,083.69 yuan, a decrease of approximately 23.3%[114] - Contract liabilities decreased from 41,838,329.65 yuan to 35,891,504.14 yuan, a decrease of approximately 14.2%[114] - Employee benefits payable decreased from 6,559,005.57 yuan to 2,375,631.07 yuan, a decrease of approximately 63

Stocks - 会计机构负责人: | 编制单位,杭州和泰机电股份有限公司 | | | | | | | | | | | 单位:人民币元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 五日分文艺包 | | 一 资金占用方名称 | 占用方与上市公 | 上市公司核算的 | 2024年期初 | 2024年1-6月占用累 | 2024年1-6月占 | 2024年1-6月偿还累计发 | 2024年6月末 | | 占用性质 | | | | | 司的关联关系 | 会计科目 | 占用资金余额 | 计发生金额 (不含利息) | 用资金的利息 (如有) | 生金额 | 占用资金余额 | 占用形成原因 | | | 控股股东、实际控制人及其附属 | | | | | | | | | | | 非经营性占用 | | 企业 5 | | | | | | | | | | | 非经营性占用 | | 11 | 10010100022 | | | | | | | | | | | | 前控股股东、实际控制人及其附 | | | | | | | | ...

根据中国证券监督管理委员会《关于核准杭州和泰机电股份有限公司首次公开发行 股票的批复》（证监许可〔2022〕2817 号），本公司由主承销商民生证券股份有限公司 （以下简称"民生证券"）采用网上定价发行的方式，向社会公众公开发行人民币普通股 （A 股）股票 16,166,800 股，发行价为每股人民币 46.81 元，共计募集资金 75,676.79 万元，坐扣承销和保荐费用 3,905.66 万元（不含税）后的募集资金为 71,771.13 万元， 已由主承销商民生证券于 2023 年 2 月 14 日汇入本公司募集资金监管账户。另减除上网 发行费、招股说明书印刷费、申报会计师费、律师费等其他发行费用 2,839.91 万元（不 含税）后，以及扣除公司以自有资金预付的保荐承销费用 94.34 万元（不含税）后，公 司本次募集资金净额为 68,836.88 万元。 上述募集资金到位情况业经天健会计师事务所（特殊普通合伙）验证，并由其出具 《验资报告》（天健验〔2023〕48 号）。 证券代码：001225 证券简称：和泰机电 公告编号：2024-041 杭州和泰机电股份有限公司 2024 年半年度募集资金存放 ...

证券代码：001225 证券简称：和泰机电 公告编号：2024-038 杭州和泰机电股份有限公司 第二届监事会第四次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、监事会会议召开情况 1、杭州和泰机电股份有限公司（以下简称"公司"）第二届监事会第四次会议通知 于 2024 年 8 月 11 日以电子邮件、微信等方式送达公司全体监事。 2、本次会议于 2024 年 8 月 21 日上午 11:00 在公司会议室采取现场表决方式召开。 3、本次会议应出席监事 3 人，实际出席监事 3 人。 4、会议由监事会主席倪慧娟女士召集和主持，董事会秘书列席了本次会议。 5、本次会议的召集、召开及表决程序符合《中华人民共和国公司法》等法律、法 规、规范性文件以及《公司章程》的有关规定，会议合法、有效。 二、监事会会议审议情况 会议审议并通过了如下议案： 1、以 3 票同意、0 票反对、0 票弃权，审议并通过《<2024 年半年度报告>全文及 其摘要》 经审核，监事会认为：董事会编制和审核的《2024 年半年度报告》全文及其摘要的 程序符合法律、行政法规和中国 ...

证券代码：001225 证券简称：和泰机电 公告编号：2024-042 杭州和泰机电股份有限公司 关于使用部分闲置自有资金和募集资金进行 现金管理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 杭州和泰机电股份有限公司（以下简称"公司"）于 2024 年 8 月 21 日召开第二届董 事会第四次会议、第二届监事会第四次会议，审议通过《关于使用部分闲置自有资金和 募集资金进行现金管理的议案》，为提高公司资金使用效率，增加公司收益，保障股东 利益，公司及子公司拟提高现金管理额度，使用不超过 5.5 亿元（含本数）的闲置自有 资金和不超过 5 亿元（含本数）的闲置募集资金进行现金管理，使用期限为公司 2024 年第一次临时股东大会审议通过之日起 12 个月。在该有效期内，资金可以在上述额度 内循环滚动使用。现将相关事项公告如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于核准杭州和泰机电股份有限公司首次公开发行股 票的批复》（证监许可〔2022〕2817 号）核准，公司已向社会公开发行人民币普通股（A 股）股票 1,616.68 万股。本次发行股票 ...

证券代码：001225 证券简称：和泰机电 公告编号：2024-044 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 杭州和泰机电股份有限公司（以下简称"公司"）本次会计政策变更是依据中华人 民共和国财政部（以下简称"财政部"）颁布的相关企业会计准则解释及规定进行的相 应变更，无需提交公司董事会和股东大会审议，不会对公司财务状况、经营成果和现金 流量产生重大影响。 一、会计政策变更概述 1、会计政策变更原因及日期 财政部于 2023 年 8 月 1 日颁布了《企业数据资源相关会计处理暂行规定》（财会 〔2023〕11 号）（以下简称"《暂行规定》"），该规定自 2024 年 1 月 1 日起执行。 公司自 2024 年 1 月 1 日起采用未来适用法执行该规定。 杭州和泰机电股份有限公司 本次会计政策变更前，公司执行财政部颁布的《企业会计准则—基本准则》和各项 具体会计准则、企业会计准则应用指南、企业会计准则解释公告以及其他相关规定。 3、变更后采用的会计政策 本次会计政策变更后，公司执行《暂行规定》《准则解释第 17 号 ...

民生证券股份有限公司 关于杭州和泰机电股份有限公司 使用部分闲置自有资金和募集资金进行现金管理 的核查意见 民生证券股份有限公司（以下简称"民生证券"或"保荐机构"）作为杭州和泰 机电股份有限公司（以下简称"和泰机电"、"公司"）首次公开发行股票并上市的 保荐机构，根据《证券发行上市保荐业务管理办法》《深圳证券交易所股票上市 规则》《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规范运 作》及《上市公司监管指引第2号——上市公司募集资金管理和使用的监管要求 》等有关规定，对杭州和泰机电股份有限公司使用部分闲置自有资金和募集资金 进行现金管理的事项进行了认真、审慎的核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于核准杭州和泰机电股份有限公司首次公开 发行股票的批复》（证监许可〔2022〕2817号）核准，公司已向社会公开发行人 民币普通股（A股）股票1,616.68万股。本次发行股票每股面值1元，每股发行价 格为人民币46.81元，募集资金总额为756,767,908.00元，扣除发行费用人民币 68,399,144.00元后，募集资金净额为688,368,764.00元。上 ...

关于召开 2024 年第一次临时股东大会的通知 证券代码：001225 证券简称：和泰机电 公告编号：2024-043 杭州和泰机电股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、召开会议的基本情况 1、股东大会届次：2024 年第一次临时股东大会 2、股东大会的召集人：本次股东大会由董事会召集，经公司第二届董事会第四次 会议决议通过。 3、会议召开的合法、合规性：本次股东大会的召开符合有关法律、行政法规、部 门规章、规范性文件和《公司章程》的相关规定。 4、会议召开时间： （1）现场会议召开时间：2024年9月6日（星期五）下午15:30。 （2）网络投票时间：通过深圳证券交易所交易系统进行投票的具体时间为：2024 年9月6日9:15-9:25，9:30-11:30和13:00-15:00；通过深圳证券交易所互联网投票系统投票 的具体时间为：2024年9月6日9:15至2024年9月6日15:00期间的任意时间。 5、会议召开方式：本次股东大会采取现场投票与网络投票相结合的方式召开。同 一股份只能选择现场投票和网络投票中的一种表决方式。同 ...

证券代码：001225 证券简称：和泰机电 公告编号：2024-037 一、董事会会议召开情况 杭州和泰机电股份有限公司 二、董事会会议审议情况 第二届董事会第四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 1、杭州和泰机电股份有限公司（以下简称"公司"）第二届董事会第四次会议通知 于 2024 年 8 月 11 日以电子邮件、微信等方式送达公司全体董事。 2、本次会议于 2024 年 8 月 21 日上午 9:30 在公司会议室采取现场结合通讯表决方 式召开。 3、本次会议应出席董事 7 人，实际出席董事 7 人。其中董事徐青先生、韩灵丽女 士以通讯表决方式出席会议。 4、会议由董事长童建恩先生召集和主持，公司全体监事、高级管理人员列席了本 次会议。 5、本次会议的召集、召开及表决程序符合《中华人民共和国公司法》等法律、法 规、规范性文件以及《公司章程》的有关规定，会议合法、有效。 会议审议并通过了如下议案： 1、以 7 票同意、0 票反对、0 票弃权，审议并通过《<2024 年半年度报告>全文及 其摘要》 公司《2024 年半年度报告》及 ...