财联社11月21日讯（记者 周晓雅） 弘业期货股东收监管函，事起被动减持未披露。 11月19日晚间，弘业期货披露了深交所对弘业期货股东弘苏实业的监管函。深交所表示，该股东在权益 变动期间，存在持有弘业期货这一上市公司股份变动达到5%时，未按照规定停止交易并履行相关权益 变动的信披义务。 事实上，因司法强制执行的原因，自弘业期货A股首发上市以来，弘苏实业所持股份累计减少7518.26万 股，占公司总股本的7.4602%。随着多次减持，弘业期货的股权结构也同步发生变化。 近年来，上市公司减持的监管力度有所加大。证监会主席吴清在2024金融街论坛年会上表示，允许合法 合规减持，但坚决打击违规、绕道减持。对近期发现的违规行为，已要求回购、差价上交，负一定责 任。 被动减持变动达5%未履行信披义务 具体来看，该监管函提到，2024年9月14日，弘苏实业披露的《简式权益变动报告书》显示，该公司作 为弘业期货持股5%以上的股东，因司法强制执行，在2023年12月25日至2024年8月19日期间，通过大宗 交易、集中竞价交易方式被动减少所持有的弘业期货股票合计约6046.67万股，占弘业期货总股本的 6.00%。 据介绍，本 ...

深 圳 证 券 交 易 所 关于对江苏弘苏实业有限公司的监管函 你公司的上述行为违反了本所《股票上市规则（2024 年修 订）》第 1.4 条、第 3.4.1 条、第 3.4.2 条的规定。 同时，提醒你公司：上市公司股东应当按照国家法律、法规、 本所《股票上市规则》及相关规定，诚实守信，规范运作，认真、 及时地履行信息披露义务。 特此函告 公司部监管函〔2024〕第 179 号 江苏弘苏实业有限公司： 2024 年 9 月 14 日，你公司披露的《简式权益变动报告书》 显示，你公司作为弘业期货股份有限公司（以下简称弘业期货或 上市公司）持股 5%以上的股东，因司法强制执行，在 2023 年 12 月 25 日至 2024 年 8 月 19 日期间，通过大宗交易、集中竞价交 易方式被动减少所持有的弘业期货股票合计 60,466,664 股，占 弘业期货总股本的 6.00%。本次权益变动前，你公司持股数量为 143,548,000 股，持股比例为 14.24%；本次权益变动后，你公司 持股数量为 83,081,336 股，持股比例降至 8.24%。前述权益变 动期间，你公司持有上市公司股份变动达到 1%时，已按 ...

证券代码：001236 证券简称： 公告编号：2024-053 弘业期货股份有限公司（以下简称"公司"）近日收到持股5%以上股东江苏弘苏实业 有限公司（以下简称"弘苏实业"）出具的《关于股东司法强制执行计划完成的告知函》， 获悉：2024年9月24日公司披露的《关于持股5%以上股东所持部分股份可能会被司法强制 执行的提示性公告》（2024-049），弘苏实业因被司法强制执行，在该公告披露日起3个 交易日后的3个月内，以集中竞价交易方式被动减少公司股份10,077,777股（约占公司总 股本的1%），以大宗交易方式被动减少公司股份4,638,160股（约占公司总股本的 0.4602%）。截至本公告日，弘苏实业已通过集中竞价交易方式被司法强制执行 10,077,777股，已通过大宗交易方式被司法强制执行4,638,160股，合计占公司当前总股 本的1.4602%，该次司法强制执行计划已实施完毕。现将具体情况公告如下： 一、股东本次被司法强制执行情况 1、股东本次被司法强制执行股份情况 | | 股份变动 | | 变动均价 | 股份变动数量 | 股份变动股数 | | --- | --- | --- | --- | - ...

Financial Performance - For the third quarter of 2024, the company reported total operating revenue of RMB 959,041,567.16, representing a year-over-year increase of 432.68%[6] - The net profit attributable to shareholders for the same period was RMB 3,619,306.61, reflecting a significant increase of 158.22% compared to the previous year[6] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 3,161,660.89, up by 148.72% year-over-year[6] - The basic earnings per share for the quarter was RMB 0.0036, showing an increase of 158.06% compared to the same period last year[6] - The company’s total revenue for the year-to-date period was RMB 1,987,514,255.44, which is an increase of 82.17% compared to the same period last year[6] - Operating profit surged by 1342.03% to CNY 19,221,377.68, attributed to the growth in futures brokerage business profits[11] - The company’s total profit rose by 1101.19% to CNY 21,756,815.18, driven by the increase in operating profit[11] - Net profit for the period reached 16,419,986.60, a significant increase of 1702.66% compared to the previous year's profit of 910,875.82[12] - Total comprehensive income amounted to 15,093,914.36, reflecting a growth of 183.66% from 5,321,106.10 in the same period last year[12] Assets and Liabilities - The total assets of the company at the end of the reporting period were RMB 11,999,868,714.45, which is an increase of 28.85% from the end of the previous year[6] - The company's total assets increased significantly, with other equity instrument investments rising by 964.36% to CNY 19,723,681.94 due to new investments made during the year[8] - Total liabilities rose to ¥10,141,312,605.70 from ¥7,465,583,838.39, marking an increase of around 36.0%[24] Cash Flow - The cash flow from operating activities for the year-to-date period reached RMB 2,436,949,452.19, marking a 206.84% increase year-over-year[6] - Cash and cash equivalents increased by 43.32% to CNY 6,937,837,585.16, primarily due to growth in customer margin deposits[8] - Cash inflow from operating activities totaled 5,163,680,068.13, a substantial increase from 1,324,416,199.06 in the prior period, reflecting a growth of about 289%[29] - Net cash flow from operating activities was 2,436,949,452.19, a turnaround from a negative cash flow of -2,280,962,072.67 in the previous period[29] Shareholder Information - The top shareholder, Jiangsu Suhao Holding Group Co., Ltd., holds 27.33% of shares, totaling 275,456,777 shares[13] - The second-largest shareholder, Hong Kong Central Clearing Limited, owns 24.78% of shares, amounting to 249,690,049 shares[13] - The company has a total of 56,500 common shareholders as of the end of the reporting period[13] Management Changes - The company appointed Mr. Chu Kai Rong as Chairman on July 4, 2024, and Mr. Zhao Wei Xiong as Executive Director on September 6, 2024[16] - Mr. Yu Hong resigned as Supervisor and Chair of the Supervisory Board effective September 6, 2024, with Mr. Huang Dong Yan appointed as the new Supervisor and Chair on the same date[17] Dividend and Tax Information - The company approved a cash dividend distribution plan during the 2023 Annual General Meeting, with dividends to be credited to shareholders' accounts on August 9, 2024[20] - The company reported a tax effect of -1,326,072.24 in other comprehensive income, a decrease of 130.07% from the previous year's income of 4,410,230.28, mainly due to currency fluctuations[12] Business Growth and Strategy - Total revenue for the period reached CNY 1,987,514,255.44, an increase of 82.17% compared to the previous year, driven by the expansion of the subsidiary Hongye Capital's business scale[10] - The company plans to continue expanding its market presence and investing in new product development to sustain growth in the upcoming periods[27]

Financial Performance - Total operating revenue for Q3 2024 reached ¥959,041,567.16, an increase of 432.68% year-on-year[3] - Net profit attributable to shareholders was ¥3,619,306.61, reflecting a growth of 158.22% compared to the same period last year[3] - Net profit excluding non-recurring gains and losses was ¥3,161,660.89, up 148.72% year-on-year[3] - Total revenue for the third quarter reached ¥1,987,514,255.44, an increase of 82.17% compared to ¥1,091,026,704.03 in the previous year, primarily driven by the growth in the futures business of the subsidiary Hongye Capital[7] - Net profit for the quarter was ¥16,419,986.60, reflecting a significant increase of 1702.66% from ¥910,875.82, attributed to the overall growth in profit[7] - Operating profit rose to ¥19,221,377.68, marking a 1342.03% increase from ¥1,332,939.54, driven by profits from futures brokerage[7] - The company’s total profit reached ¥21,756,815.18, an increase of 1101.19% from ¥1,811,265.89, driven by the growth in operating profit[7] - Comprehensive income totaled ¥15,093,914.36, reflecting an increase of 183.66% from ¥5,321,106.10, primarily due to the growth in net profit[7] Assets and Liabilities - Total assets as of September 30, 2024, amounted to ¥11,999,868,714.45, representing a 28.85% increase from the end of the previous year[3] - The total liabilities increased to CNY 10,141,312,605.70 from CNY 7,465,583,838.39, marking a rise of about 35.5%[14] - The company's total assets as of September 30, 2024, amounted to CNY 11,999,868,714.45, compared to CNY 9,313,077,143.89 at the beginning of the period, reflecting an increase of approximately 28.3%[14] - The total equity attributable to shareholders reached CNY 1,858,556,108.75, compared to CNY 1,847,493,305.50, showing a slight increase of about 0.6%[14] Cash Flow - The company's cash flow from operating activities for the year-to-date reached ¥2,436,949,452.19, a rise of 206.84% compared to the same period last year[3] - Cash flow from operating activities for the third quarter was CNY 2,436,949,452.19, a turnaround from a negative cash flow of CNY -2,280,962,072.67 in the previous year[18] - Total cash inflow from operating activities was CNY 5,163,680,068.13, compared to CNY 1,324,416,199.06 in the same period last year, showing an increase of approximately 289.5%[18] - Cash outflow for operating activities was CNY 2,726,730,615.94, down from CNY 3,605,378,271.73 year-over-year, indicating a decrease of about 24.3%[18] - The net increase in cash and cash equivalents was 2,103,541,245.20 CNY, contrasting with a decrease of -2,418,110,583.51 CNY in the previous year[19] - The ending balance of cash and cash equivalents reached 6,915,986,078.89 CNY, up from 3,898,335,309.03 CNY year-over-year[19] Investments - Investment income surged to ¥60,215,659.89, a remarkable increase of 639.50% from a loss of ¥11,161,429.38, mainly due to gains from futures and OTC options businesses[7] - The company reported an investment income of CNY 60,215,659.89, a recovery from a loss of CNY 11,161,429.38 in the previous period[15] - The company’s financial investments increased to CNY 507,924,824.41 from CNY 436,539,874.24, indicating a growth of approximately 16.3%[13] - The company reported a total cash inflow from investment activities of 13,442,079,240.90 CNY, compared to 11,488,407,839.40 CNY in the previous year[19] - Total cash outflow from investment activities was 13,620,308,264.48 CNY, an increase from 11,632,068,181.39 CNY year-over-year[19] Inventory and Other Assets - The company's cash and cash equivalents increased by 43.32% to ¥6,937,837,585.16, primarily due to growth in client margin deposits[6] - The company's inventory rose by 137.15% to ¥151,822,768.01, mainly due to increased holdings in the futures business[6] - The company’s inventory rose to CNY 151,822,768.01 from CNY 64,018,473.68, reflecting an increase of about 136.5%[13] - The company reported a significant increase in other equity instrument investments, which grew by 964.36% to ¥19,723,681.94[6] Management and Strategy - The company has no new strategies or product developments mentioned in the report[5] - The company appointed new management, with Mr. Zhao Weixiong becoming the new General Manager on September 6, 2024[10] Foreign Exchange and Other Income - The company reported a foreign exchange loss of ¥-347,310.20, a decline of 255.72% from a gain of ¥223,033.83, mainly due to currency fluctuations[7] - Other income increased to ¥3,053,739.59, a 363.76% rise from ¥658,472.33, primarily from government subsidies received[7] - Other income saw a substantial increase of 811.91%, reaching ¥849,855.78 compared to ¥93,194.69, mainly from steady growth subsidies received by Hongye Capital[7]

弘业期货股份有限公司（以下简称"公司"）于 2024 年 10 月 29 日在公司 33 楼会议 室以现场结合通讯会议方式召开第四届董事会第二十七次会议。提议召开本次会议的通知 已于 2024 年 10 月 15 日以电子邮件方式发出。会议由董事长储开荣先生主持，本次会议应 出席董事 7 人，实际出席 7 人，薛炳海先生、黄德春先生以通讯方式参加会议，监事及部 分高管列席会议。会议召开符合《公司法》、《深圳证券交易所股票上市规则》等有关法 律法规和《公司章程》的规定。 证券代码：001236 证券简称： 公告编号：2024-051 一、董事会会议召开情况 二、董事会会议审议情况 经审议，本次会议表决形成如下决议： 根据法律法规及《公司章程》等的相关规定，公司编制了《2024 年第三季度报 告》。公司董事会审核委员会审议通过了该议案并提交董事会审议。 具体内容详见本公司同日披露在巨潮资讯网（http://www.cninfo.com.cn）的《2024 年第三季度报告》（公告编号：2024-052）。 1 本议案同意票 7 票，反对票 0 票，弃权票 0 票。 （二）会议审议通过了《关于修订公司总经理办公会议事 ...

（1）传达贯彻控股集团、各监管部门（中国证监会、江 苏证监局、中国期货业协会、江苏省期货业协会等）等上级 单位的重要指示、决定和工作部署；落实公司党委、董事会 的决定、决议和工作部署。 - 1 - （2）研究向控股集团、监管部门等上级单位请示或报 告有关经营管理的重要事项；讨论向董事会报告工作的有关 内容。 弘业期货股份有限公司 总经理办公会议事规则（2024 年修订版） 第一条 为规范弘业期货股份有限公司（以下简称"弘业 期货"）总经理办公会议事方式和决策程序，进一步提高决策 水平，防范决策风险，根据《公司法》、《公司章程》、《弘业 期货股份有限公司"三重一大"决策制度实施办法》以及其他 有关规定，制订本议事规则。 第二条 总经理办公会的主要任务是按照公司党委和董 事会要求，讨论公司经营管理及有关事项。事关公司改革发 展稳定的重大问题、重大投资方向性问题，须经公司党委会 前置决策后再由总经理办公会审议。 第三条 总经理办公会的出席会议人员为公司总经理、 副总经理、财务负责人、党委委员、总法律顾问等。 党委副书记、纪委书记、监事会主席、董事会秘书、总 经理助理、首席风险官列席会议，根据工作需要，可指定财 务、 ...

一、权益变动比例超过1%的情况说明 证券代码：001236 证券简称： 公告编号：2024-050 弘业期货股份有限公司（以下简称"公司"）近日收到持股 5%以上股东江苏弘苏实业 有限公司（以下简称"弘苏实业"）出具的《关于股东股份变动比例超过 1%的告知函》， 获悉弘苏实业因司法强制执行，导致通过集中竞价交易和大宗交易方式被动减少公司股份 超过 1%。现将具体情况公告如下： | 1．基本情况 | | | | | | --- | --- | --- | --- | --- | | 信息披露义务人 | 江苏弘苏实业有限公司 | | | | | 住所 | 江苏省南京市中华路50号 | | | | | 权益变动时间 | 2024年8月1日至2024年10月8日 | | | | | 股票简称 | 弘业期货 | | 股票代码 | 001236 | | 变动类型（可多选） | 增加□ | 减少☑ | 一致行动人 | 有□ 无☑ | | 是否为第一大股东或实 际控制人 | | | 是□ 否☑ | | | 2．本次权益变动情况 | | | | | | 股份种类（A股、B股等 | | 减持股数（股） | | 减持比例（%） | ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內 容 概 不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示，概 不就因本公告全部或任何部分內容而產生或因依賴該等內容而引致的 任 何 損 失 承 擔 任 何 責 任。 Holly Futures （於 中 華 人 民 共 和 國（「中 國」）註 冊 成 立 的 股 份 有 限 公 司， 承董事會命 董事長兼執行董事 儲開榮先生 中 國，南 京 2024年10月15日 於 本 公 告 日 期，董 事 會 成 員 包 括 執 行 董 事 儲 開 榮 先 生 及 趙 偉 雄 先 生； 非 執 行 董 事 薛 炳 海 先 生 及 姜 琳 先 生；以 及 獨 立 非 執 行 董 事 黃 德 春 先 生、 盧 華 威 先 生 及 張 洪 發 先 生。 （股 份 代 號：3678） 董事會會議通知 本 公 司 董 事 會（「董事會」）謹 此 宣 佈，董 事 會 會 議 將 於2024年10月29日（星 期 二）舉 行，藉 以（其 中 包 括）審 議 並 批 准 本 公 司 及 其 附 屬 公 司 截 至2024年 ...