旺能环境股份有限公司 2023 年度内部控制自我评价报告 旺能环境股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以 下简称企业内部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价 办法，在内部控制日常监督和专项监督的基础上，我们对公司 2023 年 12 月 31 日（内 部控制评价报告基准日）的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效 性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施 内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公司董事会、监 事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述 或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关 信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有 局限性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化可能导致内部 控制变得不恰当，或对控制政 ...

| 证券代码：002034 | 证券简称：旺能环境 | 公告编号：2024-23 | | --- | --- | --- | | 债券代码：128141 | 债券简称：旺能转债 | | 旺能环境股份有限公司 关于公司会计估计变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性 陈述或重大遗漏。 旺能环境股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第九届 董事会第三次会议和第九届监事会第二次会议，审议通过了《关于公司会计估计变 更的议案》。本次会计估计变更无需提交股东大会审议。现将有关情况公告如下： 一、会计估计变更情况概述 1、会计估计变更的原因及内容 公司客户主要为政府单位及电网公司，信用等级高。为更加合理反映应收补贴 电费未来预期信用损失情况，为投资者提供更相关的会计信息，公司将应收账款适 用账龄组合范围拆分为应收补贴电费组合及其他应收账款组合,使变更后的客户分 类组合更符合市场环境与生产经营实际情况。对于应收补贴电费组合，参考历史信 用损失经验，结合当前状况以及对未来经济状况的预测，编制新的应收账款账龄与 预期信用损失率对照表；对于其他应收 ...

| 证券代码：002034 | 证券简称：旺能环境 | 公告编号：2024-31 | | --- | --- | --- | | 债券代码：128141 | 债券简称：旺能转债 | | 旺能环境股份有限公司 一、公司 2024 年度拟申请银行授信额度具体情况如下： 公司名称 授信额度(万元) 期限 旺能环境股份有限公司 50,000 1 年以上 浙江旺能环保有限公司 10,000 1 年以上 浙江旺能生态科技有限公司 5,000 1 年以上 浙江旺能生态环境科技有限公司 3,000 1 年以上 监利旺能生态科技有限公司 5,000 5 年以上 浙江欣立生态科技有限公司 7,000 5 年以上 攀枝花旺能环保能源有限公司 24,000 5 年以上 舟山欣能再生资源利用有限公司 13,300 5 年以上 新增小计 117,300 | 湖州旺能再生能源开发有限公司 | 15,000 | 5 | 年以上 | | --- | --- | --- | --- | | 苏州华益洁环境能源技术有限公司 | 2,000 | 5 | 年以上 | | 置换小计 | 17,000 | | | | 合计 | 134,300 | | | ...

Dividend Distribution - The company plans to distribute a cash dividend of 3 RMB per 10 shares to all shareholders, based on a total of 429,496,231 shares[4]. - The board of directors has approved the profit distribution plan, which includes no bonus shares and no capital reserve conversion to share capital[4]. - The company implemented a cash dividend policy, distributing 3 CNY per 10 shares, totaling 128,848,869.30 CNY, with a cash dividend ratio of 100% of the profit distribution[143]. - The company has a three-year shareholder return plan, committing to distribute at least 30% of the average distributable profit over the three years from 2021 to 2023 in cash dividends[141]. Financial Performance - The company's operating revenue for 2023 was CNY 3,177,606,403, a decrease of 5.14% compared to CNY 3,349,910,831 in 2022[24]. - The net profit attributable to shareholders for 2023 was CNY 603,128,922.59, down 17.13% from CNY 721,797,707.3 in 2022[24]. - Basic earnings per share for 2023 were CNY 1.40, a decline of 17.65% from CNY 1.69 in 2022[24]. - The total operating revenue for Q4 2023 was approximately CNY 777 million, with a significant drop in net profit attributable to shareholders at CNY 87 million, down 47.5% from Q3[29]. - The company achieved a significant increase in revenue, achieving a total of 1.5 billion in Q4 2023, representing a 20% year-over-year growth[125]. Risk Management - The management discussion section outlines potential risks in the company's operations and corresponding countermeasures[4]. - The company emphasizes the importance of risk awareness for investors regarding forward-looking statements and operational plans[4]. - The company disclosed that its continuous operating capability is uncertain, as indicated by the audit report for the recent fiscal year[26]. - The company faces environmental protection risks during project operations, which may lead to increased capital investment and operational costs if new environmental standards are imposed[100]. - The company is addressing technical risks in the recycling of used lithium batteries by strictly controlling production process indicators and leveraging advanced technology experiences[101]. Governance and Compliance - All board members attended the meeting to review the annual report, ensuring accountability for the report's accuracy[4]. - The company has established a comprehensive governance structure to oversee its operations and strategic direction[4]. - The company has implemented measures to address potential competition issues arising from acquisitions, ensuring compliance with market principles[114]. - The company has established a robust internal management and control system, aligning with regulatory requirements for corporate governance[108]. - The company has committed to respecting its independent legal status and ensuring independent operations and decision-making[178]. Environmental Responsibility - The report highlights the company's focus on environmental and social responsibility initiatives[4]. - The company is committed to adhering to the GB184 standard for emissions control[157]. - The company reported a total emission of 706.7 tons of nitrogen oxides, exceeding the standard limit[157]. - The company has implemented measures to control emissions of carbon, chlorine, and hydrogen sulfide[157]. - The company is focusing on research and development of new technologies to enhance waste-to-energy conversion efficiency[159]. Research and Development - Research and development expenses increased by 9.59% to CNY 102,705,300.28, reflecting ongoing investment in innovation[69]. - The company is focusing on new product development and technology advancements to enhance its market position and operational efficiency[78]. - The company achieved a lithium recovery rate exceeding 97% through advanced extraction technology for waste lithium batteries[73]. - The company is developing a high-temperature aerobic composting technology to convert kitchen waste into organic fertilizers, reducing landfill and incineration impacts[72]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its service offerings[164]. Operational Efficiency - The company has implemented changes in accounting policies effective January 1, 2023, impacting the financial statements significantly[25]. - The company has reduced operational costs by 12% through efficiency improvements in the supply chain[125]. - The company is focusing on fine-tuning operational management and technological innovation to further reduce greenhouse gas emissions[173]. - The company plans to expand its market presence by enhancing its waste-to-energy technology, aiming for a 20% increase in efficiency by 2024[161]. - The company is actively pursuing partnerships for technological advancements in waste-to-energy conversion processes[160]. Shareholder Engagement - The company held 4 shareholder meetings during the reporting period, including 1 annual meeting and 3 extraordinary meetings, ensuring compliance with legal requirements[108]. - The company has been transparent with shareholders, allowing them to fully exercise their rights and participate in decision-making processes[108]. - The company has actively engaged with investors through various communication channels, including online platforms and direct meetings[104]. - The company maintains a clear separation between itself and its controlling shareholder, ensuring independent decision-making and management[108]. - The company has received inquiries regarding its waste-to-energy capacity and operational performance in the waste management sector[105]. Market Expansion - The company is focusing on international market expansion, particularly in Vietnam, Cambodia, Indonesia, and Thailand, while managing investment risks in Australia[51]. - The company plans to continue expanding its market presence and enhancing its technological capabilities in the recycling and environmental services sectors[73]. - Market expansion plans include entering two new international markets by Q3 2024, projected to increase market share by 5%[125]. - The company is exploring potential acquisitions to strengthen its market position and expand its service offerings[163]. - The company is committed to maintaining the legitimate rights and interests of stakeholders, including employees and creditors[110].

目 录 一、内部控制审计报告…………………………………………第 1—2 页 内部控制审计报告 天健审〔2024〕4065 号 旺能环境股份有限公司全体股东： 我们认为，旺能环境公司于 2023 年 12 月 31 日按照《企业内部控制基本规 第 1 页 共 2 页 范》和相关规定在所有重大方面保持了有效的财务报告内部控制。 按照《企业内部控制基本规范》《企业内部控制应用指引》以及《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是旺能 环境公司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了旺能环境股份有限公司（以下简称旺能环境公司）20 ...

| 证券代码：002034 | 证券简称：旺能环境 | 公告编号：2024-22 | | --- | --- | --- | | 债券代码：128141 | 债券简称：旺能转债 | | 旺能环境股份有限公司 一、利润分配预案基本情况 根据天健会计师事务所（特殊普通合伙）出具的标准无保留意见的审计报告， 公司 2023 年度实现归属于上市公司股东的净利润为 6.03 亿元，母公司报表中可供 分配的利润 9.13 亿元，经营活动产生的现金流量净额为 12.61 亿元，基于公司当前 良好现金流状况，为确保公司长期稳定可持续发展，并兼顾投资者的合理投资回报， 董事会提议 2023 年度利润分配预案为： 以公司 2024 年 4 月 25 日的总股本 429,496,231 股（扣除回购专用账户中累计 回购的股份数量，截止 4 月 25 日回购账户中股份数量为 0 股）为基数，每 10 股派 发现金股利 3 元（含税），共派发现金总额 128,848,869.30 元，不进行公积金转增 股本。在权益分配实施之前若发生股本变动，则以本次派发现金总额不变，按实施 权益分派股权登记日登记的总股本（扣除回购专用账户中累计已回购 ...

旺能环境股份有限公司 2023 年度财务决算报告 一、2023 年度公司财务报表的审计情况 公司 2023 年财务报表已经天健会计师事务所（特殊普通合伙）审计，出具了标准 无保留意见的审计报告。会计师的审计意见是：旺能环境股份有限公司（以下简称"公 司"）财务报表在所有重大方面按照企业会计准则的规定编制，公允反映了公司 2023 年 12 月 31 日的合并及母公司财务状况，以及 2023 年度的合并及母公司经营成果和现 金流量。 | | 2023 年 | 2022 年 | 本年比上年增减 | | | --- | --- | --- | --- | --- | | 营业收入（元） | 3,177,606,403.32 | 3,349,910,831.08 | | -5.14% | | 归属于上市公司股东的净利 | 603,128,922.59 | 727,769,066.84 | | -17.13% | | 润（元） | | | | | | 归属于上市公司股东的扣除 | 602,161,076.03 | 682,264,492.07 | | -11.74% | | 非经常性损益的净利润（元） | | | | ...

| 证券代码：002034 | 证券简称：旺能环境 | 公告编号：2024-24 | | --- | --- | --- | | 债券代码：128141 | 债券简称：旺能转债 | | 旺能环境股份有限公司 关于对外投资事项的公告 本公司及董事会全体成员保证公告内容真实、准确、完整，不存在虚假记载、误导性 陈述或重大遗漏。 2024 年 4 月 25 日，旺能环境股份有公司（以下简称"公司"）召开第九届 董事会第三次会议，审议通过了《关于对外投资事项的议案》，具体情况如下： 一、对外投资概述 为长远战略发展规划，优化公司产业布局和业务结构，做大做深环保产业， 提高公司竞争力，现拓展再生资源回收利用领域的业务、餐厨处置业务、垃圾收 运业务及供热业务等对外投资事项。 对外投资事项一：控股子公司浙江欣立生态科技有限公司（以下简称"浙江 欣立"）拟新建再生资源绿色循环智慧体验示范园建设项目，该项目总投资约 10,420万元（具体以后续政府部门文件为准），由浙江欣立负责投资、建设、运 营工作。 对外投资事项二：根据《台州市城市生活垃圾处理中心焚烧发电项目特许经 营协议之补充协议（台州市区厨余垃圾处理项目）》，由台州旺能 ...

Financial Performance - Total revenue for Q1 2024 was ¥786,404,663.64, a decrease of 9.08% compared to ¥864,973,343.51 in the same period last year[4] - Net profit attributable to shareholders increased by 10.69% to ¥181,384,417.20 from ¥163,860,457.16 year-on-year[4] - The company reported a basic earnings per share of ¥0.42, up 10.53% from ¥0.38 in the same period last year[4] - Total operating revenue for Q1 2024 was CNY 786.40 million, a decrease of 9.1% from CNY 864.97 million in Q1 2023[19] - Net profit for Q1 2024 was CNY 173.14 million, an increase of 8.1% compared to CNY 159.85 million in Q1 2023[20] - Total comprehensive income for the first quarter reached ¥173,143,565.13, an increase from ¥159,843,364.82 in the previous year, representing a growth of approximately 8.1%[21] Cash Flow and Assets - Net cash flow from operating activities rose significantly by 71.38% to ¥249,746,995.05 compared to ¥145,729,703.77 in the previous year[4] - Cash inflow from operating activities totaled ¥708,034,727.74, compared to ¥650,503,458.57 in the prior period, reflecting a growth of about 8.8%[22] - Cash outflow from operating activities decreased to ¥458,287,732.69 from ¥504,773,754.80, showing a reduction of approximately 9.2%[23] - Cash and cash equivalents decreased from RMB 408,456,150.86 at the beginning of the period to RMB 364,138,511.94 at the end of the period[15] - Cash and cash equivalents at the end of the period stood at ¥334,516,304.48, down from ¥600,897,016.49 at the end of the previous year[23] - Total assets at the end of the reporting period were ¥14,489,738,496.62, a slight increase of 0.49% from the previous year[4] Revenue Segments - The construction revenue from BOT projects decreased by ¥116,000,000, leading to a 9.08% decline in total revenue; excluding this impact, revenue increased by 4.96%[6] - The revenue from household waste disposal increased by 7.06% to ¥609,841,251.66, accounting for 77.55% of total revenue[7] - The revenue from lithium battery recycling decreased by 59.42% to ¥17,873,537.45, reflecting a significant decline in this segment[7] Investments and Projects - The company has ongoing investments in construction projects, with in-progress projects amounting to ¥612,265,208.75, an increase of 27.66% from the previous period[6] - The company officially launched the 700-ton waste-to-energy project in Dingxi during the reporting period, bringing the total operational capacity to 21,920 tons across 21 plants[12] - The company has two ongoing kitchen waste disposal projects with a total capacity of 510 tons, including 400 tons in Taizhou and 110 tons in Jianli[12] - The company has 17 operational kitchen waste projects with a total capacity of 2,810 tons[12] Financial Management - The company opened a securities account and engaged in securities investment with an initial capital of RMB 400,000, resulting in a profit of RMB 7,500 from trading Hong Kong stocks[13] - The company approved a share repurchase plan with a total amount between RMB 25 million and RMB 50 million, with a maximum repurchase price of RMB 13.00 per share[13] - As of the end of the reporting period, the company had a total of RMB 1,270,142,500 remaining in convertible bonds, equivalent to 12,701,425 bonds[13] - Total liabilities decreased to CNY 7.82 billion, down from CNY 7.92 billion in the previous quarter[17] - The company's financial expenses decreased to CNY 56.55 million, down from CNY 65.72 million in the previous year[20] Research and Development - Research and development expenses rose to CNY 26.13 million, up 25.7% from CNY 20.79 million in the same period last year[20] Governance - The company has completed the election of the ninth board of directors and the supervisory board during the reporting period[13] - The company has not undergone an audit for the first quarter report[25]

旺能环境股份有限公司 二、发表独立意见情况 1 2023 年度独立董事述职报告 各位股东及股东代表： 本人作为旺能环境股份有限公司（以下简称"公司"）第八届董事会的独立董 事，2023 年度根据《公司法》《证券法》《上市公司独立董事管理办法》《公司章 程》《关于加强社会公众股股东权益保护的若干规定》《上市公司治理准则》等相 关法律、法规的规定和要求，本着勤勉尽职的态度，谨慎、认真、负责、忠实地履 行了独立董事的职责，积极出席任期内公司召开的相关会议，并对有关重要事项发 表了独立意见，运用自身的专业知识，对公司的定期报告和规范运作提出意见和建 议，切实维护了公司、股东尤其是广大中小投资者的利益。现将 2023 年度履行职责 情况述职如下： 一、出席会议及表决情况 2023 年度，公司共召开 8 次董事会和 4 次股东大会，本人严格按照有关法律、 法规的要求，勤勉尽责，出席有关会议情况如下表： | 独立董事 | 报告期应 | 现场出席 | 通讯方式 | 委托出席 | 缺席 | 是否连续两次 | 出席股东大 | | --- | --- | --- | --- | --- | --- | --- | --- | | ...