独立董事 2023 年度述职报告 各位股东及股东代表： 本人作为河北汇金集团股份有限公司（以下简称"公司"）的独立董事，严 格按照《公司法》《上市公司独立董事管理办法》《深圳证券交易所创业板股票上 市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》及其他有关法律法规和《公司章程》《独立董事工作细则》等公司相关 的规定和要求，忠实履行独立董事的职责，充分发挥独立董事的作用，勤勉尽责， 维护了公司整体利益，维护了全体股东尤其是中小股东的合法权益。 本人因个人原因向公司董事会提交书面辞职报告，自 2024 年 4 月 15 日起本 人不再担任公司独立董事职务，现将 2023 年度本人履行独立董事的工作情况汇 报如下： 一、出席董事会、股东大会的次数及投票情况 河北汇金集团股份有限公司 | | | 3、关于终止 2022 年度向特定对象发行股票事项的独立意 | | | --- | --- | --- | --- | | | | 见。 | | | 第五届董事会第九次 | 2023年10月 | 1、关于补选公司第五届董事会非独立董事的独立意见； | 同意 | | 会议 | 24 日 | ...

Financial Performance - The company achieved operating revenue of CNY 352,398,821.54, a decrease of 38.93% compared to the previous year[10]. - The net profit attributable to shareholders was a loss of CNY 247,964,183.52, an increase in loss of 11.98% year-on-year[10]. - The company reduced financial expenses by CNY 43,028,300, which positively impacted the loss amount by CNY 33,746,300[10]. - The company reported a total revenue of 1.5 billion RMB for the fiscal year 2023, representing a year-over-year increase of 12%[29]. - The company reported a net profit margin of 8%, slightly down from 9% in the previous year due to increased operational costs[29]. - The company’s operating revenue for 2023 was ¥352,398,821.54, a decrease of 38.93% compared to ¥577,029,102.09 in 2022[34]. - The net profit attributable to shareholders for 2023 was -¥247,964,183.52, an improvement of 11.98% from -¥281,718,625.03 in 2022[34]. - The operating profit was -¥286,786,787.26, an increase of 13.89% year-over-year, while the total profit was -¥284,827,971.01, reflecting a 14.56% increase[78]. - Revenue from the information technology comprehensive solutions segment decreased by 41.36%, while the supply chain business revenue fell by 70.49%[78]. - The smart manufacturing business revenue declined by 3.09%, contributing to the overall revenue drop[78]. Strategic Focus and Market Expansion - The company is focusing on smart manufacturing and is expanding into non-bank sectors such as government and military, indicating a broad market outlook[12]. - The company has established a strategic focus on smart manufacturing, aligning with national policy directions[12]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[29]. - The company aims to strengthen its service capabilities and deepen core solutions in three key sectors: government, finance, and large enterprises[48]. - The company is exploring partnerships with international firms to leverage global market opportunities[29]. - The company aims to optimize its business layout and expand into new markets to solidify its position in intelligent manufacturing[134]. Research and Development - Research and development expenses increased by 15% to 200 million RMB, focusing on new product innovations and technology advancements[29]. - The company is committed to increasing R&D investment and product promotion to improve overall service levels and product competitiveness[46]. - The company has a total of 284 patents as of December 31, 2023, including 74 invention patents, 165 utility model patents, and 45 design patents, along with 88 software copyrights, reflecting its strong R&D capabilities[72]. - The number of R&D personnel decreased by 13.89% from 72 in 2022 to 62 in 2023, while the proportion of R&D personnel increased from 7.49% to 7.87%[103]. - R&D expenditure amounted to ¥18,105,546.56 in 2023, representing an increase in the proportion of R&D expenditure to operating revenue from 3.83% in 2022 to 5.14% in 2023[103]. Governance and Management - The company has established a comprehensive governance structure, complying with relevant laws and regulations, and has appointed independent directors to enhance decision-making objectivity[146]. - The company has implemented a strategy to enhance management and efficiency, focusing on cost reduction through optimized organizational structure and centralized procurement, which has begun to yield initial results[67]. - The company has undergone significant management changes, including the appointment of new leadership roles to enhance operational efficiency and strategic direction[163]. - The company is focusing on strengthening its governance structure through these leadership changes to better align with its strategic goals[165]. - The company has established a long-term mechanism for safety and environmental management to mitigate risks and ensure stable operations[140]. Cash Flow and Investments - The net increase in cash and cash equivalents was -¥131,627,320.63, a significant decline of 767.11% compared to the previous year[105]. - Operating cash inflow decreased by 61.64% year-on-year, primarily due to a significant reduction in sales revenue and corresponding cash collections[105]. - Investment cash inflow increased by 198.83% year-on-year, mainly due to the receipt of equity transfer payments and performance compensation[107]. - The company’s total investment amount for the reporting period was 4,666,666.67 yuan, a significant decrease of 98.06% compared to 240,300,408.07 yuan in the same period last year[120]. Employee and Compensation - The total number of employees at the end of the reporting period is 787, with 128 in the parent company and 659 in major subsidiaries[195]. - The company maintains a competitive salary management policy, implementing various compensation systems based on employee categories[196]. - The company paid a total of 3.1272 million yuan in salaries to directors, supervisors, and senior management in 2023[184]. - The company’s board of directors and senior management compensation is determined based on profitability, industry salary increases, and individual performance[183]. Sustainability and Social Responsibility - The company has implemented new sustainability initiatives, reducing carbon emissions by 30% over the past year[29]. - The company has not experienced any safety production accidents or environmental violations during the reporting period, maintaining a robust safety and environmental management system[140]. Risks and Challenges - The company has identified risks including goodwill impairment and market competition, which are detailed in the management discussion section[15]. - The company has faced uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures over the last three years[35]. - The company recognizes the competitive risks in its industry and aims to leverage its strong brand and R&D capabilities to maintain market position[139].

二、亏损原因 证券代码：300368 证券简称：汇金股份 公告编号：2024-047 号 河北汇金集团股份有限公司 关于未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 河北汇金集团股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开 了第五届董事会第十五次会议、第五届监事会第九次会议，审议通过了《关于未 弥补亏损达到实收股本总额三分之一的议案》，根据《中华人民共和国公司法》 《公司章程》规定，公司未弥补的亏损达实收股本总额 1/3 时，公司在事实发生 之日起 2 个月以内召开临时股东大会。现将具体情况公告如下： 一、情况概述 经大华会计师事务所（特殊普通合伙）审计，截止 2023 年 12 月 31 日，公 司合并资产负债表未分配利润为-297,837,418.22 元，实收股本为 528,943,475 元, 公司未弥补亏损金额超过实收股本总额三分之一。 3、提升营销管理维度，积极开拓新业务新市场 2024 年公司将持续优化调整业务布局，拓展新业务、新的业绩增长点，进 一步夯实智能制造主业地位。继续 ...

Financial Performance - The company's revenue for Q1 2024 was ¥69,894,150.42, a decrease of 17.29% compared to ¥84,508,311.29 in the same period last year[5] - The net profit attributable to shareholders was -¥15,506,712.65, representing a decline of 644.49% from ¥2,847,914.59 in the previous year[5] - The net cash flow from operating activities was -¥28,942,549.76, a significant drop of 111.85% compared to ¥244,310,564.92 in Q1 2023[5] - Basic and diluted earnings per share were both -¥0.0293, down 642.59% from ¥0.0054 in the same period last year[5] - The net profit for the first quarter of 2024 was -¥17,048,358.98, compared to a net profit of ¥6,808,689.06 in the same period last year, representing a significant decline[24] - Operating profit for the first quarter was -¥16,236,062.62, down from ¥13,818,466.63 in the previous year[24] - The total comprehensive income for the first quarter was -¥17,048,358.98, compared to ¥4,068,494.46 in the same period last year[24] Assets and Liabilities - Total assets at the end of Q1 2024 were ¥2,016,858,104.30, an increase of 0.76% from ¥2,001,695,783.38 at the end of the previous year[5] - Total assets amounted to CNY 2,016,858,104.30, up from CNY 2,001,695,783.38, representing a growth of 0.8%[22] - Total liabilities increased to CNY 1,647,938,035.88 from CNY 1,615,727,355.98, an increase of 2.0%[22] - Non-current assets decreased to CNY 462,001,370.96 from CNY 490,204,487.55, a decline of 5.7%[21] Cash Flow - Cash flow related to financing activities increased significantly by 539.96% to ¥48,740,972.20 from ¥7,616,220.36 in the same period last year[9] - The company reported cash inflows from financing activities of ¥93,740,972.20, compared to ¥35,616,220.36 in the same period last year[27] - Total cash and cash equivalents at the end of the quarter were ¥67,327,513.41, down from ¥128,660,480.22 at the end of the previous year[27] - Cash and cash equivalents increased to CNY 84,690,638.62 from CNY 74,038,429.14, reflecting a growth of 14.3%[20] Shareholder Information - The total number of common shareholders at the end of the reporting period is 48,625[11] - The largest shareholder, Handan Construction Investment Group Co., Ltd., holds 29.09% of shares, totaling 153,881,000 shares[12] Corporate Actions - The company completed the absorption merger of Nanjing Yaru Technology Co., Ltd. by Jiangsu Yaru Intelligent Technology Co., Ltd. on January 9, 2024[13] - The company approved the cancellation of 3,000,000 repurchased shares, reducing the registered capital and total shares from 531,943,475 to 528,943,475[14] Regulatory and Compliance - The company received an administrative penalty notice from the Hebei Securities Regulatory Bureau, indicating potential information disclosure violations[16] - The first quarter report was not audited, indicating that the figures may be subject to change upon final review[28] Operational Efficiency - Management expenses decreased by 35.74% to ¥8,897,761.88 from ¥13,847,528.81 in the same period last year[8] - Other income fell by 59.42% to ¥546,246.88 compared to ¥1,346,224.09 in the previous year, primarily due to a reduction in government subsidies received[8] - The company incurred operating expenses of ¥178,910,730.54, which is lower than the previous year's expenses of ¥229,368,860.91[26] - The company has not reported any new product launches or technological advancements during this quarter[28] Return on Equity - The company's weighted average return on equity was -4.47%, a decrease of 4.94% compared to 0.47% in the previous year[5]

河北汇金集团股份有限公司 二、 该事项对公司财务状况和经营成果的影响 大华认为，除"形成保留意见的基础"部分所述事项产生的影响外，后附的 财务报表在所有重大方面按照企业会计准则的规定编制，公允反映了汇金股份 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并及母公司经营 成果和现金流量。 董事会对保留意见审计报告的专项说明 河北汇金集团股份有限公司（以下简称"公司"或"汇金股份"）聘请大华 会计师事务所（特殊普通合伙）（以下简称"大华"或"会计师"）为公司 2023 年度财务报告的审计机构。大华现已向公司提交了《2023 年度审计报告》，同时 为公司 2023 年度财务报告出具了保留意见审计报告。根据《深圳证券交易所创 业板股票上市规则》《公开发行证券的公司信息披露编报规则第 14 号——非标准 审计意见及其涉及事项的处理》等法律法规的相关规定，公司董事会对保留意见 涉及的事项专项说明如下： 一 、审计报告中形成保留意见的基础 （一）高管留置事项 汇金股份于 2022 年 8 月 17 日收到邯郸市永年区监察委员会《留置通知书》， 公司时任董事、总经理郭俊凯因涉嫌贪污罪被采取留置 ...

河北汇金集团股份有限公司 出具保留意见涉及事项的专项说明 大华核字[2024]0011009199 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 河北汇金集团股份有限公司 出具保留意见涉及事项的专项说明 目 录 页 次 一、 出具保留意见涉及事项的专项说明 1-4 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 出 具 保 留 意 见 涉 及 事 项 的 专 项 说 明 如审计报告所述，汇金股份于 2022 年 8 月 17 日收到邯郸市永 年区监察委员会《留置通知书》，公司时任董事、总经理郭俊凯因涉 嫌贪污罪被采取留置措施（2023 年 6 月 15 日前，公司对此事项的披 露为"董事、总经理郭俊凯因个人原因自 2022 年 8 月起未出席董事 会会议，2022 年 9 月任期届满公 ...

河北汇金集团股份有限公司 审计报告 大华审字[2024]0011019560 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 河北汇金集团股份有限公司 审计报告及财务报表 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 目 录 | 页 次 | | --- | --- | --- | --- | | 一、 | 审计报告 | | 1-8 | | 二、 | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | | 1-128 | 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 ...

河北汇金集团股份有限公司 审计报告 大华审字[2024]0011019560 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 河北汇金集团股份有限公司 审计报告及财务报表 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | 目 | 录 | 页 次 | | --- | --- | --- | | 一、 审计报告 | | 1-8 | | 二、 已审财务报表 | | | | 合并资产负债表 | | 1-2 | | 合并利润表 | | 3 | | 合并现金流量表 | | 4 | | 合并股东权益变动表 | | 5-6 | | 母公司资产负债表 | | 7-8 | | 母公司利润表 | | 9 | | 母公司现金流量表 | | 10 | | 母公司股东权益变动表 | | 11-12 | | 财务报表附注 | | 1-128 | 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (1 ...

关于营业收入扣除事项的 专项核查意见 大华核字[2024]0011009201 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 河北汇金集团股份有限公司 关于营业收入扣除事项的 专项核查意见 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） 河北汇金集团股份有限公司 | | 目 录 | 页 次 | | --- | --- | --- | | 一、 | 关于营业收入扣除事项的专项核查意见 | 1-2 | 二、 营业收入扣除情况明细表 1-2 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 关于营业收入扣除事项的 专项核查意见 大华核字[2024]0011009201号 河北汇金集团股份有限公司： 我们接受委托，对河北汇金集团股份有限公司（以下简称汇金股 份 ） 202 ...

证券代码：300368 证券简称：汇金股份 公告编号：2024-042 号 一、董事会会议召开情况 河北汇金集团股份有限公司（以下简称"公司"）第五届董事会第十五次会 议于 2024 年 4 月 25 日在公司三层会议室召开，本次会议通知于 2024 年 4 月 15 日以书面结合电子邮件方式发出。 河北汇金集团股份有限公司 第五届董事会第十五次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 本次会议由韩春丽女士召集并主持，应参加会议董事 8 人，实际参加会议董 事 8 人。本次会议以现场结合通讯表决方式举行（非独立董事刘红，独立董事桑 郁、李宗芳以通讯表决方式出席会议），公司监事、高级管理人员列席了本次会 议。本次会议的召开符合《中华人民共和国公司法》及《公司章程》的规定，所 作决议合法有效。 二、董事会会议审议情况 本次董事会会议以记名投票的表决方式，作出了如下决议： （一）审议通过《关于公司 2023 年度董事会工作报告的议案》 公司董事长韩春丽女士在董事会上向各位董事进行了报告，公司 2023 年度 在职独立董事提交了独立董事述职报告，并 ...