证券代码：300397 证券简称：天和防务 公告编号：2025-052 西安天和防务技术股份有限公司 1 连带责任保证担保，公司控股股东、实际控制人贺增林先生及其配偶提供连带 责任保证担保不收取任何担保费用，无需提供反担保。公司与交通银行股份有 限公司江苏省分行（以下简称"交通银行"）签订了《保证合同》，为南京彼 奥与交通银行签订的《流动资金借款合同》项下1,000万元人民币的借款提供连 带责任保证担保，担保的最高债权额为1,200万元人民币。 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司 自律监管指引第2号——创业板上市公司规范运作》及《公司章程》等规定，上 述担保金额在年度预计担保额度内，无需再次提交公司董事会或股东大会审议。 本次提供担保前，公司为南京彼奥提供的担保余额为2,000万元。截至本公告披 露日，上述借款尚未放款。本次提供担保后，公司对南京彼奥担保余额为2,000 万元。 三、被担保人基本情况 关于为全资子公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、担保情况概述 西安天和防务技术股份有限公司（ ...

Group 1 - The company announced the completion of the cancellation of stock options under the 2021 stock option incentive plan due to unmet performance conditions for the third exercise period [1][2] - A total of 5,771,200 stock options were canceled, including 5,658,800 options for those who did not meet the exercise conditions and 112,400 options for individuals who resigned [2] - After the cancellation, there are no remaining stock options for the incentive plan, and the number of eligible incentive recipients is zero [2][3] Group 2 - The cancellation process was confirmed by the China Securities Depository and Clearing Corporation Limited on September 2, 2025 [3] - The cancellation aligns with the regulations of the incentive plan and does not affect the company's capital structure or operational status [3] - The management team will continue to fulfill their responsibilities and strive to create value for shareholders following the completion of this incentive plan [3]

根据公司《2021 年股票期权激励计划（草案）》和《2021 年股票期权激励 计划实施考核管理办法》的相关规定，鉴于公司 2022-2024 年三年净利润累计值 未达到公司层面的业绩考核指标，公司 2021 年股票期权激励计划（以下简称"本 次激励计划"）第三个行权期行权条件未成就。同时公司本次激励计划中 10 名 获授股票期权的激励对象因辞职不再具备公司本次激励计划的激励资格。基于前 述情况，公司决定对第三个行权期行权条件未成就的激励对象（不含已辞职人员） 已获授的股票期权 5,658,800 份进行注销，同时注销因离职不再具备激励资格的 激励对象已获授的股票期权 112,400 份。公司本次合计注销已获授但是未达到行 权条件的股票期权 5,771,200 份股票期权，本次注销完成后，公司本次激励计划 授予股票期权的激励对象为 0 名，未行权的股票期权数量为 0 份。北京市中伦（重 庆）律师事务所对本事项出具了法律意见书，公司独立董事、监事会均发表了同 意的意见。具体内容详见公司于 2025 年 8 月 29 日在中国证监会指定的创业板信 息披露网站上公告的《关于公司 2021 年股票期权激励计划第三个行权 ...

Summary of Key Points Core Viewpoint - Tianhe Defense has experienced a decline in the number of shareholders and financial performance, indicating potential challenges in investor confidence and operational efficiency [2]. Shareholder Information - As of August 31, the number of shareholders for Tianhe Defense was 60,368, a decrease of 3,309 from the previous period (August 20), representing a decline of 5.20%. This marks the second consecutive period of decline in shareholder numbers [2]. Stock Performance - The closing price of Tianhe Defense on the reporting date was 14.46 yuan, reflecting an increase of 0.84%. However, since the concentration of shares began, the stock price has cumulatively decreased by 4.11%, with 4 days of price increases and 4 days of decreases during this period [2]. Financing Data - As of August 29, the margin trading balance for Tianhe Defense was 523 million yuan, with the financing balance also at 523 million yuan. During the current concentration period, the financing balance increased by 16.4761 million yuan, which is a growth of 3.26% [2]. Financial Performance - According to the semi-annual report, Tianhe Defense achieved operating revenue of 176 million yuan in the first half of the year, a year-on-year decrease of 14.72%. The net profit was -57.7808 million yuan, representing a year-on-year decline of 109.06%. The basic earnings per share were -0.1100 yuan [2].

Core Viewpoint - Tianhe Defense (300397) reported disappointing financial results for the first half of 2025, with significant declines in revenue and net profit, indicating ongoing challenges in its business operations [1] Financial Performance - Total revenue for the first half of 2025 was 176 million yuan, a decrease of 14.72% year-on-year [1] - Net profit attributable to shareholders was -57.78 million yuan, down 109.06% compared to the previous year [1] - The gross margin was 25.54%, a decline of 16.45% year-on-year, while the net margin was -36.93%, a decrease of 122.6% [1] - Total expenses (selling, administrative, and financial) amounted to 67.48 million yuan, representing 38.3% of total revenue, an increase of 33.63% year-on-year [1] - Earnings per share were -0.11 yuan, a decrease of 120.0% year-on-year [1] Cash Flow and Debt Situation - Cash and cash equivalents decreased by 31.87% to 129 million yuan [1] - The company’s receivables increased by 21.73% to 184 million yuan [1] - Interest-bearing liabilities rose by 32.03% to 666 million yuan [1] - The cash flow situation is concerning, with a cash flow from operations per share of -0.16 yuan, down 34.71% year-on-year [1][3] Business Strategy and Focus - The company focuses on the research, production, and delivery of low-altitude defense equipment, aiming to enhance low-altitude air superiority capabilities [4] - Business operations are guided by market demand, with an emphasis on portable air defense missile intelligence command systems [4] - The company has developed a dual-use business layout, integrating military and civilian applications, with three main business systems: military equipment, communication electronics, and next-generation comprehensive electronic information [4]

Core Viewpoint - The company announced the cancellation of stock options due to unmet performance conditions for the third exercise period of its 2021 stock option incentive plan, resulting in a total of 5,771,200 stock options being canceled [1][5][6]. Summary by Sections Stock Option Incentive Plan - The company held meetings to review and approve the cancellation of stock options as the cumulative net profit for 2022-2024 did not meet the performance target of 700 million yuan [1][5]. - The third exercise period allowed for 40% of the total options to be exercised, but the performance target was not achieved, leading to the cancellation of options [5][6]. Cancellation Details - A total of 5,658,800 stock options granted to eligible participants were canceled, along with 112,400 options from participants who left the company, totaling 5,771,200 options [1][5][6]. - The company’s net profit for the three years was reported as -452,370,601.59 yuan, indicating a significant shortfall from the target [5][6]. Compliance and Approval - The independent directors and the supervisory board agreed that the cancellation of stock options complied with relevant laws and regulations, and the necessary procedures were followed [6][7]. - Legal opinions confirmed that the cancellation was authorized and met regulatory requirements [7]. Impact on the Company - The cancellation of stock options will not affect the company's capital structure or operational status, and the management team will continue to fulfill their responsibilities [6][7].

Group 1 - The company Tianhe Defense stated on August 29 that its stock price is influenced by various factors including market conditions and investor sentiment, urging investors to view stock price fluctuations rationally and to be aware of investment risks [2]

证券代码：300397 证券简称：天和防务 公告编号：2025-045 西安天和防务技术股份有限公司 独立董事提名人声明与承诺 提名人西安天和防务技术股份有限公司董事会现就提名张西安先生为 西安天和防务技术股份有限公司第六届董事会独立董事候选人发表公开声 明。被提名人已书面同意作为西安天和防务技术股份有限公司第六届董事 会独立董事候选人（参见该独立董事候选人声明）。本次提名是在充分了解 被提名人职业、学历、职称、详细的工作经历、全部兼职、有无重大失信 等不良记录等情况后作出的，本提名人认为被提名人符合相关法律、行政 法规、部门规章、规范性文件和深圳证券交易所业务规则对独立董事候选 人任职资格及独立性的要求，具体声明并承诺如下事项： 一、被提名人已经通过西安天和防务技术股份有限公司第五届董事会 提名委员会或者独立董事专门会议资格审查，提名人与被提名人不存在利 害关系或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明： 二、被提名人不存在《中华人民共和国公司法》第一百七十八条等规 定不得担任公司董事的情形。 ☑ 是 □ 否 五、被提名人已经参加培训并取得证券交易所认可的相关培训证明材 料（ ...

证券代码：300397 证券简称：天和防务 公告编号：2025-048 西安天和防务技术股份有限公司 独立董事候选人声明与承诺 声明人张西安作为西安天和防务技术股份有限公司第六届董事会独立 董事候选人，已充分了解并同意由提名人西安天和防务技术股份有限公司董事 会提名西安天和防务技术股份有限公司（以下简称该公司）第六届董事会独 立董事候选人。现公开声明和保证，本人与该公司之间不存在任何影响 本人独立性的关系，且符合相关法律、行政法规、部门规章、规范性文 件和深圳证券交易所业务规则对独立董事候选人任职资格及独立性的 要求，具体声明并承诺如下事项： 一、本人已经通过西安天和防务技术股份有限公司第五届董事会提名 委员会或者独立董事专门会议资格审查，提名人与本人不存在利害关系 或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明： 二、本人不存在《中华人民共和国公司法》第一百七十八条等规定 不得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明： 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证 券交易所业务规则规定的独立董事任职资格和条件。 ☑ 是 □ 否 如否，请详细说明： 四、 ...

证券代码：300397 证券简称：天和防务 公告编号：2025-043 西安天和防务技术股份有限公司 独立董事提名人声明与承诺 提名人西安天和防务技术股份有限公司董事会现就提名魏云锋先生为 西安天和防务技术股份有限公司第六届董事会独立董事候选人发表公开声 明。被提名人已书面同意作为西安天和防务技术股份有限公司第六届董事 会独立董事候选人（参见该独立董事候选人声明）。本次提名是在充分了解 被提名人职业、学历、职称、详细的工作经历、全部兼职、有无重大失信 等不良记录等情况后作出的，本提名人认为被提名人符合相关法律、行政法 规、部门规章、规范性文件和深圳证券交易所业务规则对独立董事候选人 任职资格及独立性的要求，具体声明并承诺如下事项： 一、被提名人已经通过西安天和防务技术股份有限公司第五届董事会 提名委员会或者独立董事专门会议资格审查，提名人与被提名人不存在利 害关系或者其他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明： 二、被提名人不存在《中华人民共和国公司法》第一百七十八条等规 定不得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明： 三、被提名人符合中国证监会《上市公司独立董事管 ...