长江证券承销保荐有限公司 关于武汉帝尔激光科技股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：长江证券承销保荐有限公司 | 被保荐公司简称：帝尔激光 | | --- | --- | | 保荐代表人姓名：梁彬圣 | 联系电话：021-61118978 | | 保荐代表人姓名：张俊青 | 联系电话：021-61118978 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1．公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 不适用 | | 2．督导公司建立健全并有效执行规章制度的 情况 | | | （1）是否督导公司建立健全规章制度（包括 | | | 但不限于防止关联方占用公司资源的制度、募 | 是 | | 集资金管理制度、内控制度、内部审计制度、 | | | 关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3．募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 1 次 | | （2）公司募集资金项目进展是否与信息披露 | 是 | | ...

证券代码：300776 证券简称：帝尔激光 武汉帝尔激光科技股份有限公司投资者关系活动记录表 | --- | --- | --- | |------------|------------------|----------------------------------------------------------------| | | | 2023-005 | | 投资者关系 | □特定对象调研 | □分析师会议 | | 活动类别 | □媒体采访 □ | 业绩说明会 | | | □新闻发布会 □ | 路演活动 | | | □现场参观 √ | 其他 电话会议 | | 参与单位名 | FOUNTAINBRIDGE | 、朱雀基金管理有限公司.、MorganStanley 摩根士 | | 称 | | 丹利、长江证券股份有限公司、上海申银万国证券研究所有限公司、 | | | RPower Capital、 | WT Asset Management Limited、财通证券股份有限公 | | | | 司、财信证券有限责任公司、东北证券股份有限公司、东方财富证券 | | | | 股份有限公司、东方证券股份有限公司、东 ...

Equity Distribution and Share Capital Changes - The company implemented the 2021 annual equity distribution plan on June 15, 2023, distributing a cash dividend of 4.7 yuan per 10 shares (tax included) and a capital reserve transfer of 6 shares per 10 shares, increasing the total share capital by 102,403,317 shares[4] - The company's total share capital increased from 170,671,545 shares to 273,075,781 shares after the 2022 equity distribution[12] - The company's equity distribution plan for 2022 included a cash dividend of 4.7 yuan per 10 shares and a capital reserve transfer of 6 shares per 10 shares, with the total share capital increasing accordingly[19] - The company's total share capital increased by 102,403,317 shares due to the 2022 equity distribution, reaching a total of 273,075,781 shares[12] - The company's equity distribution plan for 2022 was implemented on June 14, 2023, with the total share capital increasing by 102,403,317 shares[19] - Share capital increased by 102,404,236.00, reaching 273,075,781.00 at the end of the period[58] - Share capital increased by 63,792,223.00, reaching 170,062,863.00 at the end of the period[62] - The company's total share capital increased by 102,404,236 shares due to the 2022 annual equity distribution and the conversion of convertible bonds, resulting in a total share capital of 273,075,781 shares[136] - The company implemented the 2022 annual equity distribution plan on June 15, 2023, with 102,403,317 shares directly credited to shareholders' securities accounts[143] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 28,941, with the top 10 shareholders holding significant stakes[6] - The top 10 shareholders include Li Zhigang, holding 27,268,267 shares, and Hong Kong Securities Clearing Company, holding 6,098,129 shares[14] - The company's top 10 shareholders include Wuhan Suneng Enterprise Management Partnership, holding 6,089,867 shares, and Duan Xiaoting, holding 5,229,848 shares[14] - Li Zhigang, a domestic natural person, holds 109,073,070 shares, accounting for 39.94% of the total shares[144] - Duan Xiaoting, a domestic natural person, holds 20,919,394 shares, accounting for 7.66% of the total shares[144] - Peng Xinbo, a domestic natural person, holds 11,087,365 shares, accounting for 4.06% of the total shares, with 2,116,608 shares pledged[144] - Hong Kong Securities Clearing Company Limited, an overseas legal person, holds 6,098,129 shares, accounting for 2.23% of the total shares[144] - Wuhan Suneng Enterprise Management Partnership (Limited Partnership), a domestic non-state-owned legal person, holds 6,089,867 shares, accounting for 2.23% of the total shares[144] - The top 10 ordinary shareholders and the top 10 unrestricted ordinary shareholders did not conduct any agreed repurchase transactions during the reporting period[148] Financial Performance and Ratios - Total assets increased from 4,706,983,904.13 yuan to 5,787,254,131.20 yuan, a growth of 22.96%[23] - Current assets rose from 4,238,114,909.44 yuan to 5,316,504,501.71 yuan, an increase of 25.45%[22] - Inventory surged from 858,045,189.32 yuan to 1,444,356,162.96 yuan, up 68.33%[22] - Accounts receivable grew from 489,473,810.61 yuan to 629,208,455.72 yuan, an increase of 28.55%[22] - Current ratio decreased from 3.45 to 2.40, a drop of 30.43%[28] - Debt-to-asset ratio increased from 43.08% to 51.99%, up 8.91 percentage points[28] - Quick ratio declined from 2.70 to 1.72, a decrease of 36.30%[28] - Net profit attributable to parent company increased from 1,406,312,803.26 yuan to 1,491,328,059.54 yuan, up 6.05%[23] - Share capital expanded from 170,671,545.00 yuan to 273,075,781.00 yuan, a growth of 60.00%[23] - Cash and cash equivalents rose from 419,410,293.95 yuan to 529,654,390.29 yuan, up 26.29%[22] - The company's total assets as of June 30, 2023, amounted to 5,787.25 million yuan, with total liabilities of 3,008.87 million yuan, resulting in a debt-to-asset ratio of 51.99%[129] - Total assets increased to 5,787,254,131.20, up 22.9% compared to the previous period[166] - Contract liabilities increased to 1,382,631,592.12, up 90.7% from the previous period[166] - Total liabilities increased to 2,213,386,232.48, up 80.2% compared to the previous period[166] - Deferred tax assets decreased to 9,924,931.05, down 62.8% from the previous period[166] - Other non-current assets increased to 28,230,980.36, up 500.2% compared to the previous period[166] - Net profit for the period decreased to 89,890,637.96, down 59.2% compared to the previous period[161] - Total assets increased to 5,397,308,238.64 from 4,433,605,633.00, reflecting significant growth in the company's financial position[168] - Current assets rose to 4,751,924,206.56 from 3,855,624,419.94, indicating improved liquidity[168] - Long-term equity investments grew to 374,132,065.00 from 313,132,065.00, showing increased strategic investments[168] - Contract liabilities surged to 1,293,032,721.90 from 609,730,076.20, suggesting strong future revenue commitments[168] - Total operating income for the first half of 2023 reached 673,791,107.78, slightly up from 664,968,082.35 in the same period last year[169] - Operating costs increased to 495,139,060.28 from 444,474,921.18, reflecting higher expenses[169] - Comprehensive income for the period was 178,144,747.98, down from 217,076,824.49 in the previous year[170] - Basic earnings per share decreased to 0.64 from 0.79, indicating a decline in profitability[170] - Total equity attributable to owners of the parent company stood at 2,667,611,561.38, showing a slight increase from 2,656,680,906.17[169] Cash Flow and Financial Activities - Sales revenue from goods and services received in cash for the first half of 2023 was 1,132,721,929.74 yuan, a significant increase compared to 510,198,621.64 yuan in the same period last year[47] - The net cash flow from operating activities for the first half of 2023 was 485,411,417.24 yuan, up from 148,227,530.22 yuan in the same period last year[48] - The net cash flow from investment activities for the first half of 2023 was -316,752,862.91 yuan, compared to -31,876,658.11 yuan in the same period last year[48] - The net cash flow from financing activities for the first half of 2023 was -81,928,085.71 yuan, slightly lower than -81,429,791.78 yuan in the same period last year[48] - The company received 31,130,112.68 yuan in tax refunds during the first half of 2023, up from 25,835,524.48 yuan in the same period last year[48] - The company paid 133,430,995.06 yuan to employees and for employee-related expenses during the first half of 2023, compared to 83,486,486.52 yuan in the same period last year[48] - The company allocated 70,412,627.57 yuan for various taxes during the first half of 2023, down from 91,896,000.46 yuan in the same period last year[48] - The company's cash and cash equivalents increased by 86,848,784.77 yuan during the first half of 2023, compared to an increase of 37,154,991.10 yuan in the same period last year[48] - The company distributed 80,215,932.12 yuan in dividends, profits, or interest payments during the first half of 2023, slightly higher than 79,704,672.00 yuan in the same period last year[48] - The company's total cash inflow from operating activities for the first half of 2023 was 1,198,627,443.29 yuan, up from 569,229,519.27 yuan in the same period last year[48] - Cash and cash equivalents increased to RMB 529.65 million, accounting for 9.15% of total assets, up by 0.24% compared to the previous year[68] - The company issued 8.4 million convertible bonds with a total value of 840,000,000.00, enhancing its capital structure[179] Subsidiaries and Overseas Operations - The company established a wholly-owned subsidiary, DR Utilight Corp Ltd., in Israel with total assets of RMB 31.95 million and a net profit of RMB 1.49 million[85] - Another wholly-owned subsidiary, DR LASER SINGAPORE PTE. LTD., was established in Singapore with total assets of RMB 38.46 million and a net profit of RMB 8.20 million[85] - The company's total assets in overseas subsidiaries accounted for 1.15% and 1.38% of the company's net assets for the Israeli and Singapore subsidiaries, respectively[85] - The company's total assets in overseas subsidiaries accounted for 1.15% and 1.38% of the company's net assets for the Israeli and Singapore subsidiaries, respectively[85] Risks and Challenges - The company's main raw materials are optical components, with a significant proportion of international procurement. Any disruption in supply due to technical, capacity, or import/export policy changes could adversely affect production[93] - The company faces risks in technological innovation and new product development, as the solar cell production industry undergoes rapid technological changes[93] - The company is exposed to market competition risks due to the potential entry of new competitors in the precision laser processing equipment industry[93] - The company's 2021 convertible bond issuance faces implementation risks due to changes in national and photovoltaic industry macro policies and uncertainties in the upstream and downstream industry chain environment[93] Management and Incentives - The company has implemented a 2023 restricted stock incentive plan to motivate employees[96] - The company granted 561,600 restricted shares to 90 incentive recipients under the 2020 restricted stock incentive plan, and the conversion price of "Dier Convertible Bonds" was adjusted from 119.68 yuan per share to 119.47 yuan per share[127] - The number of restricted shares increased from 70,363,119 to 105,959,633, with the proportion decreasing from 41.23% to 38.80%[142] - The number of unrestricted shares increased from 100,308,426 to 167,116,148, with the proportion increasing from 58.77% to 61.20%[142] Financial Instruments and Accounting Policies - The company's business model aims to collect contractual cash flows, with a focus on financial assets classified as held for collecting contractual cash flows[186] - Financial liabilities can be initially designated as measured at fair value through profit or loss if they are managed and evaluated based on fair value as part of the company's risk management or investment strategy[187] - Financial assets measured at fair value through other comprehensive income (debt instruments) include receivables financing and other debt investments, initially measured at fair value with transaction costs included in the initial recognition amount[188] - Financial liabilities measured at amortized cost include short-term borrowings, notes payable, accounts payable, other payables, long-term borrowings, bonds payable, and long-term payables, initially measured at fair value with transaction costs included in the initial recognition amount[189] - The company recognizes its share of income from joint operations arising from the sale of output and uses the equity method for investments in joint ventures[191] - Financial assets classified as measured at amortized cost must have contractual cash flows that are solely payments of principal and interest on the principal amount outstanding[192] - Financial liabilities are classified at initial recognition as either measured at fair value through profit or loss or measured at amortized cost[193] - Interest income from financial assets measured at amortized cost is recognized in profit or loss using the effective interest method[194] - Unrealized internal transaction profits and losses between the company and its associates or joint ventures are adjusted based on the company's proportionate share, except when the assets constitute a business[195] - The company's operating cycle is 12 months[200] Convertible Bonds and Adjustments - During the period from January 1, 2023, to June 30, 2023, a total of 919 shares were converted from the "Dier Convertible Bonds"[12] - The company adjusted the conversion price of "Dier Convertible Bonds" from 119.47 yuan per share to 74.38 yuan per share, effective from June 15, 2023[19] - The company issued 8,400,000 convertible bonds with a total value of 840 million yuan, and as of the report date, 9,316,500 yuan had been converted into 76,487 shares, representing 0.07% of the total shares before the conversion period[128] - The company implemented a 2022 annual equity distribution plan, distributing 4.70 yuan per 10 shares in cash and transferring 6.00 shares per 10 shares from capital reserves, adjusting the conversion price of "Dier Convertible Bonds" from 119.47 yuan per share to 74.38 yuan per share[141] Expenses and Profitability - Management expenses increased to 31,048,937.50, up 52.2% compared to the previous period[160] - R&D expenses rose to 96,540,690.14, a 65.1% increase from the previous period[160] - Net profit decreased to 174,220,252.20, down 19.3% compared to the previous period[160] - Interest income increased to 34,703,390.81, up 16.2% from the previous period[160] - Net profit for the period decreased to 89,890,637.96, down 59.2% compared to the previous period[161] Assets and Liabilities - Accounts receivable rose to RMB 629.21 million, representing 10.87% of total assets, an increase of 0.47% year-over-year[68] - Inventory surged to RMB 1.44 billion, making up 24.96% of total assets, a significant increase of 6.73% due to higher sales orders and increased work-in-progress and goods in transit[68] - Contract liabilities grew to RMB 1.38 billion, accounting for 23.89% of total assets, up by 8.49% due to increased sales orders and collections[68] - Short-term investments in financial assets increased to RMB 22 million, up by 0.17% compared to the previous year, driven by increased equity investments[68] - The company has a remaining balance of 247,278,539.19 yuan from the "Dier Laser Precision Laser Equipment Production Project" and "Dier Laser R&D and Testing Project", which includes unpaid contract balances, warranty deposits, and interest income after deducting handling fees[91] - The company's inventory book value at the end of the reporting period was 1,444,356,200 yuan, accounting for 24.96% of total assets[93] - The company's accounts receivable net amount at the end of the reporting period was 629,208,500 yuan, accounting for 10.87% of total assets[93] - The company's exchange loss during the reporting period was 2,238,000 yuan, with a relatively small impact on profits[93] Investor Relations and Certifications - The company held investor relations activities with over 170 institutional investors in January 2023 and 163 institutional investors in April 2023, discussing performance and future strategies[82] - The company has passed ISO9001, ISO14001, and ISO45001 certifications, demonstrating its commitment to quality, environmental, and occupational health and safety management[110] Corporate Bonds and Financial Liabilities - The company does not have any corporate bonds during the reporting period[149] Capital Reserve and Retained Earnings - Capital reserve decreased by 101,131,059.16, resulting in a balance of 770,776,316.63[58] - Retained earnings increased by 8,989,063.80, totaling 94,324,836.30[58] - Total comprehensive income for the period was 89,890,637.00[58] - Total equity at the end of the period was 2,667,611,561.38, up from 2,656,680,906.17 at the beginning[58] - Capital reserve decreased by 56,842,754.78, resulting in a balance of 838,779,575.61[62] - Retained earnings increased by 22,015,078.44, totaling 75,150,398.44[62] - Total equity at the end of the period was 2,449,082,740.15, up from 2,302,315,295.39 at the beginning[62]

证券代码：300776 证券简称：帝尔激光 公告编号：2023-043 武汉帝尔激光科技股份有限公司 第三届监事会第十二次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 武汉帝尔激光科技股份有限公司（以下简称"公司"）第三届监事会第十二 次会议于 2023 年 8 月 16 日在公司会议室以现场表决形式召开，召开本次会议的 通知已于 2023 年 8 月 5 日以电子邮件方式通知全体监事。 会议由监事会主席彭新波先生召集主持，会议应到监事 3 名，实到监事 3 名，本次会议的召集、召开符合《中华人民共和国公司法》和《公司章程》的规 定，会议所作决议合法有效。 二、监事会会议审议情况 经与会监事充分讨论，本次会议审议通过议案如下： 1、审议通过《关于〈2023 年半年度报告〉及其摘要的议案》 经审核，监事会认为公司《2023 年半年度报告》和《2023 年半年度报告摘 要》的编制程序符合法律、行政法规和中国证监会的有关规定，报告内容真实、 准确、完整地反映了公司的实际情况，不存在虚假记载、误导性陈述或重大遗漏。 具体内容详见 ...

证券代码：300776 证券简称：帝尔激光 公告编号：2023-047 武汉帝尔激光科技股份有限公司 经中国证券监督管理委员会《关于同意武汉帝尔激光科技股份有限公司向不 特定对象发行可转换公司债券注册的批复》（证监许可〔2021〕2379号）核准， 公司向不特定对象发行可转换公司债券，经深圳证券交易所同意，公司84,000.00 万元可转换公司债券于2021年8月27日已在深圳证券交易所挂牌交易，债券简称： "帝尔转债"，债券代码"123121"。帝尔转债于2022年2月11日起开始转股。 2023年4月1日至2023年6月14日期间，帝尔转债合计转股2股，公司总股本由 170,672,194股增加至170,672,196股，注册资本由170,672,194元增加至170,672,196 元。 2023年6月8日，公司披露了《2022年年度权益分派实施公告》（公告编号： 2023-036），公司以股权登记日2023年6月14日总股本170,672,196股为基数，向 全体股东每10股转增6股。公司已于2023年6月15日完成2022年年度权益分派，公 司总股本增加至273,075,513股。帝尔转债自2023 ...

武汉帝尔激光科技股份有限公司 第一条 为维护武汉帝尔激光科技股份有限公司（以下简称"公司"或"本 公司"）、股东和债权人的合法权益，规范公司的组织和行为，根据《中华人民 共和国公司法》（以下简称《公司法》）、《中华人民共和国证券法》（以下简称 《证券法》）和其他有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关法律规定，由武汉帝尔激光科技 有限公司按经审计的账面净资产折股整体变更设立的股份有限公司,于 2015 年 9 月 8 日在武汉市市场监督管理局注册登记，取得营业执照，统一社会信用代 码：91420100672784354A。 章程 第三条 公司于 2019 年 4 月 12 日经中国证券监督管理委员会（以下简称 "中国证监会"）核准，首次向社会公众发行人民币普通股 1,653.60 万股，于 2019 年 5 月 17 日在深圳证券交易所创业板上市。 | 第十章 合并、分立、增资、减资、解散和清算 42 | | --- | | 第一节 合并、分立、增资和减资 42 | | 第二节 解散和清算 43 | | 第十一章 修改公司章程 45 | | 第十二章 附 则 45 | 第一章 总则 | ...

证券代码：300776 证券简称：帝尔激光 公告编号：2023-042 武汉帝尔激光科技股份有限公司 第三届董事会第十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 武汉帝尔激光科技股份有限公司（以下简称"公司"）于 2023 年 8 月 16 日以现场表决形式召开了第三届董事会第十三次会议，召开本次会议的通知已于 2023 年 8 月 5 日以电子邮件通知全体董事。 会议由董事长李志刚先生召集主持，会议应出席董事 7 名，实际出席 7 名， 其中委托出席的董事为 1 人，董事朱凡先生因工作原因委托董事段晓婷女士出席 会议并行使表决权。公司监事彭新波、肖峰、王莹瑛及公司高级管理人员刘常波、 刘志波列席了会议。会议的召集、召开符合《中华人民共和国公司法》和《公司 章程》的规定，会议所作决议合法有效。 二、董事会会议审议情况 经与会董事充分讨论，本次会议审议通过议案如下： 1、审议通过《关于〈2023 年半年度报告〉及其摘要的议案》 经审核，董事会认为公司《2023 年半年度报告》和《2023 年半年度报告摘 要》的编制程 ...

武汉帝尔激光科技股份有限公司 2023 年半年度非经营性资金占用及其他关联资金往来情况汇总表 单位：万元 | | | 占用方与 上市公司 | 上市公司核 | 年期初 2023 | 2023 年半年度 占用累计发生 | 年半年 2023 | 年半年 2023 | 年半年 2023 | 占用形成 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 的关联关 | 算的会计科 | 占用资金余 | 金额（不含利 | 度占用资金的 | 度偿还累计 | 度期末占用 | 原因 | 占用性质 | | | | 系 | 目 | 额 | 息） | 利息（如有） | 发生金额 | 资金余额 | | | | 控股股东、实际控制人 | | | | | | | | | | 非经营性占用 | | 及其附属企业 | | | | | | | | | | 非经营性占用 | | 小计 | - | - | - | | | | | | | - | | 前控股股东、实际控制 | | | | | | | | | | 非经营 ...

武汉帝尔激光科技股份有限公司 2023年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》、《深 圳证券交易所上市公司自律监管指引第 2号——创业板上市公司规范运作》以及《深圳证券 交易所创业板上市公司自律监管指南第 2号——公告格式》的相关规定，武汉帝尔激光科技 股份有限公司（以下简称"公司"）董事会编制了截至 2023 年 6 月 30 日的《公司 2023 年 半年度募集资金存放与使用情况的专项报告》，现将 2023 年半年度募集资金存放与使用情 况专项说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 1、2019 年首次公开发行股票募集资金情况 经中国证券监督管理委员会《关于核准武汉帝尔激光科技股份有限公司首次公开发行股 票的批复》（证监许可【2019】681 号）核准，公司向社会公开发行人民币普通股 16,536,000 股，每股发行价格 57.71 元，募集资金总额为人民币 954,292,560.00 元，扣除各项 ...

独立董事关于第三届董事会第十三次会议 相关事项的独立意见 武汉帝尔激光科技股份有限公司 经审核：我们认为，公司编制的《2023 年半年度募集资金存放与使用情况 的专项报告》符合《上市公司监管指引第 2 号——上市公司募集资金管理和使用 的监管要求》、《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法律法规的要 求，如实反映了公司 2023 年半年度募集资金实际存放与使用情况，公司对募集 资金进行了专户存储和专项使用，不存在募集资金存放和使用违规的情形。 （以下无正文） （此页无正文，为《武汉帝尔激光科技股份有限公司独立董事关于第三届董 事会第十三次会议相关事项的独立意见》之签字页） 独立董事（签名）： 齐绍洲 王永海 武汉帝尔激光科技股份有限公司（以下简称"公司"）于 2023 年 8 月 16 日召开第三届董事会第十三次会议。根据《中华人民共和国公司法》（以下简称 《公司法》）、《上市公司独立董事规则》、《公司章程》等有关规定，作为公 司独立董事，我们基于实事求是、独立判断的立场和态度，现就公司第三届董事 会第十三次会议的相关事项发表独 ...