Financial Performance - The company's revenue for Q1 2024 reached ¥245,217,320.26, a significant increase of 246.69% compared to ¥70,730,649.37 in the same period last year[5] - Net profit attributable to shareholders was ¥9,956,886.42, reflecting a growth of 135.39% from ¥4,229,904.54 year-on-year[5] - Basic and diluted earnings per share increased by 108.33% to ¥0.0625 from ¥0.03 in the same period last year[5] - Net profit for Q1 2024 was ¥9,957,834.08, up 150.5% from ¥3,983,365.72 in Q1 2023[23] - Operating profit for the quarter was ¥11,060,892.93, representing a 146.5% increase from ¥4,490,921.80 in the previous year[23] - The company reported a tax expense of ¥1,103,250.03 for the quarter, compared to ¥427,556.08 in the previous year, indicating increased profitability[23] Cash Flow - The net cash flow from operating activities was negative at -¥216,840,117.38, a decline of 437.09% compared to -¥40,372,921.66 in the previous year[12] - The company reported a net cash outflow from operating activities of ¥216,840,117.38, compared to a net outflow of ¥40,372,921.66 in the same quarter last year[25] - Investment activities generated a net cash inflow of ¥68,643,071.38, a substantial increase from ¥2,350,365.22 in Q1 2023[25] - The net cash flow from financing activities was 38,969,187.50 CNY, compared to a negative cash flow of -1,374,832.53 CNY in the previous period[26] - The total cash and cash equivalents at the end of the period amounted to 287,815,785.84 CNY, down from 397,043,644.34 CNY at the beginning of the period[26] - The net increase in cash and cash equivalents was -109,227,858.50 CNY, compared to -39,397,388.97 CNY in the previous period[26] Assets and Liabilities - Total assets as of March 31, 2024, amounted to ¥1,780,583,340.22, up 2.22% from ¥1,741,995,191.91 at the end of the previous year[5] - The total liabilities of the company were ¥930,504,501.35, compared to ¥901,878,957.11 at the beginning of the period, reflecting an increase of approximately 3.8%[21] - The company's equity increased slightly, with total equity standing at ¥850,078,838.87, up from ¥840,116,234.80[21] - The company's cash and cash equivalents decreased to ¥345,804,074.12 from ¥455,281,863.55, representing a decline of approximately 24.1%[20] - Accounts receivable increased to ¥412,472,501.06, up from ¥334,191,504.62, indicating a growth of about 23.4%[20] - The company’s long-term investments rose to ¥14,935,374.51 from ¥12,513,737.20, marking an increase of approximately 19.3%[20] - The company’s inventory increased to ¥175,414,358.65 from ¥151,836,727.33, representing a growth of about 15.5%[20] - The company’s short-term borrowings increased to ¥110,170,801.37 from ¥100,592,890.41, reflecting a rise of approximately 1.6%[21] Shareholder Information - The total number of common shareholders at the end of the reporting period was 16,467[14] - The largest shareholder, Shanghai Nenghui Investment Holding Co., Ltd., holds 21.38% of the shares[14] - The second-largest shareholder, Zhejiang Haining Tonghui Investment Co., Ltd., holds 6.75% of the shares[14] - The combined direct shareholding of the three major shareholders is 32.07%[14] - The total indirect shareholding of Shanghai Nenghui Technology Co., Ltd. is 28.13%[15] - The company has a total of 35,424,000 shares held by the top 10 shareholders[14] - The top 10 unrestricted shareholders include Jinan Shengxing Equity Investment Partnership, holding 1,099,382 shares[14] - The company has not reported any changes in the shareholding structure due to margin trading activities[15] - The report indicates that there are no known relationships or concerted actions among other shareholders[15] - The company has a total of 2,695,270 shares held by Zhejiang Haining Zhonghui Investment Management Partnership[14] Research and Development - Research and development expenses increased by 33.77% to ¥5,914,869.43, indicating a focus on innovation and product development[11] - Research and development expenses for the quarter were ¥5,914,869.43, up from ¥4,421,707.59 in the previous year, indicating a focus on innovation[22] Operating Costs - The company experienced a 304.35% rise in operating costs, totaling ¥203,267,232.15, primarily due to increased project costs[11] - The company’s total operating costs increased to ¥228,654,706.41, up from ¥65,986,844.33 in Q1 2023, reflecting higher operational expenses[22] Governance - The company has revised its governance policies, including the independent director work system and external guarantee management system, which were approved on March 25, 2024[17] Stock Incentive Plan - The company plans to terminate the 2021 restricted stock incentive plan and repurchase 210,000 restricted shares, which will reduce registered capital by ¥209,363[18]

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-038 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 2023 年度募集资金存放与使用情况专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》及相关公告格式指引的要求，上海能辉科技股份有限公司（以下简称"公 司"）编制了 2023 年度募集资金存放与使用情况专项报告，具体情况如下： 一、募集资金基本情况 （一）首次公开发行股票募集资金情况 1、实际募集资金金额、资金到账时间 经中国证券监督管理委员会《关于同意上海能辉科技股份有限公司首次公开 发行股票注册的批复》（证监许可[2021]2256 号）同意，并经深圳证券交易所同 意，公司首次公开发行人民币普通股（A 股）3,737 万股，每股面值人民币 1.00 元，每股发行价格为人民币 8.34 元，本次发行募集资金总额为人民币 31,166.58 万元，扣除发行费用（不 ...

2023 年度，上海能辉科技股份有限公司（以下简称"公司"）监事会严格按照 《公司法》、《证券法》、《深圳证券交易所创业板股票上市规则》和《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律法 规、规范性文件和《公司章程》、《监事会议事规则》的要求，勤勉尽责，切实履 行监事会监督职能，认真履行法律法规所赋予的各项职权和义务，积极有效地开 展工作。 监事会对公司 2023 年度的规范运作、生产经营、财务状况及内部管理进行 了监督和核查，并对公司董事、高级管理人员等履职情况进行了有效监督，积极 推动公司的规范运作与正常发展，切实维护了公司和全体股东的合法权益。 2023 年度公司监事会工作报告如下： 一、2023 年度监事会工作情况 2023 年度，公司监事会共组织召开了 10 次会议，会议的召集、召开、出席 会议的人数和表决程序等事宜均符合《公司章程》、《监事会议事规则》等有关规 定和要求。情况如下： 1、2023 年 1 月 16 日召开第三届监事会第六次会议，审议通过了《关于签 订日常经营合同暨关联交易的议案》。 上海能辉科技股份有限公司 2023 年度监事会工作报告 2、 ...

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-044 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 经中国证券监督管理委员会《关于同意上海能辉科技股份有限公司向不特定 对象发行可转换公司债券注册的批复》（证监许可〔2023〕221 号）同意注册，公 司向不特定对象发行可转换公司债券 3,479,070 张，每张面值人民币 100 元，募 集资金总额为人民币 34,790.70 万元，扣除发行费用 682.66 万元（不含增值税）， 实际募集资金净额为 34,108.04 万元。本次发行扣除承销和保荐费用 490.00 万元 后的募集资金为 34,300.70 万元，已由主承销商海通证券股份有限公司于 2023 年 4 月 7 日汇入公司募集资金监管账户。上述募集资金到位情况经中汇会计师事务 所（特殊普通合伙）验证，并出具中汇会验[2023]2659 号《验资报告》。 公司已对募集资金采取专户存储管理，并与保荐机构、募集资金专户所在银 行签订了《募集资金专户存储三方监管协议》《募集资金专户存储四方监管协议》。 二、募集资金投 ...

Financial Performance - The company's operating revenue for 2023 reached ¥590,783,844.77, representing a 54.79% increase compared to ¥381,672,608.47 in 2022[23]. - Net profit attributable to shareholders for 2023 was ¥58,193,857.95, a significant increase of 122.60% from ¥26,142,707.54 in 2022[23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥53,866,745.26, up 183.08% from ¥19,028,829.68 in 2022[23]. - The total assets at the end of 2023 amounted to ¥1,741,995,191.91, a 49.62% increase from ¥1,164,306,687.23 at the end of 2022[23]. - The basic earnings per share for 2023 was ¥0.39, reflecting a 129.41% increase from ¥0.17 in 2022[23]. - The company reported a weighted average return on equity of 7.20% for 2023, up from 3.41% in 2022[23]. - The total revenue for Shanghai Nenghui Technology Co., Ltd. in 2023 was approximately ¥590.78 million, with a gross profit margin of 22.79%[129]. - The revenue from photovoltaic power station system integration was about ¥554.45 million, with a gross profit margin of 20.35%[129]. - The company reported a year-on-year decrease in gross profit margin of 3.13% compared to the previous year[129]. Dividend Distribution - The company plans to distribute a cash dividend of 3 RMB per 10 shares to all shareholders, based on a total of 149,690,486 shares[5]. Market Expansion and Strategy - The company is actively pursuing market expansion strategies to enhance its competitive position in the industry[4]. - The company plans to continue expanding its market presence and developing new technologies, although specific figures were not disclosed in the report[33]. - The company aims to maintain continuous growth in photovoltaic power station system integration contract volume and scale, while actively developing overseas energy storage markets and commercial vehicle charging and swapping businesses[36]. - The company is focusing on expanding its photovoltaic power station projects in various regions, with specific projects scheduled for completion in 2024[165]. - The company plans to actively expand investments in high-quality distributed and concentrated photovoltaic power stations, aiming to become a comprehensive technology service provider in smart energy with green power production capabilities[183]. Technological Advancements - The company reported a significant focus on new product development and technological advancements in the photovoltaic sector[4]. - The company is focused on enhancing its technological advantages and leveraging quality state-owned enterprise customer resources to drive growth in the photovoltaic sector[36]. - The company has developed a smart cloud operation and maintenance management platform for photovoltaic power stations, enhancing operational efficiency and service quality[67]. - The company has developed an upgraded version of its electric heavy truck battery swapping technology, including the "Little Ant" trackless intelligent battery swapping robot (AGV 2.20) and a complete battery swapping system, with a total of 25 patents applied and authorized[70]. - The company is actively exploring new energy storage and smart microgrid technologies, aiming to capture opportunities in the emerging energy storage market[69]. Risk Management - The company faces risks including intensified competition in the photovoltaic industry and fluctuations in raw material prices, which could impact gross margins[4]. - The company has established a comprehensive risk management framework to address potential operational challenges[4]. - The company aims to strengthen its supply chain management to mitigate the impact of price fluctuations in raw materials like polysilicon and photovoltaic components[191]. - The company is committed to enhancing its research and development efforts to support the growth of emerging businesses and reduce associated risks[192]. Investment and Financing - The company successfully issued convertible bonds in April 2023, raising a total of up to RMB 347.907 million, which will be invested in distributed photovoltaic power station construction and working capital projects[35]. - The company has committed to using the raised funds in accordance with the regulatory agreements established with the underwriters[160]. - The company has a total of RMB 589.5 million in committed investment projects, with RMB 586 million already invested[165]. - The total amount of raised funds for investment projects is 10,877.59 million CNY, with an actual investment of 4,815.11 million CNY, representing a progress of 44.24%[169]. Industry Trends - In 2023, the national photovoltaic new grid-connected capacity reached 21,630.0 MW, a year-on-year increase of 147.46%, marking a historical high and maintaining the world's leading position for 11 consecutive years[35]. - The national energy strategy targets a 65% reduction in carbon dioxide emissions per unit of GDP by 2030 compared to 2005 levels, with non-fossil energy accounting for about 25% of primary energy consumption[37]. - The "14th Five-Year Plan" emphasizes building a clean, low-carbon, safe, and efficient energy system, with non-fossil energy's share of total energy consumption increasing to around 20%[37]. - The government is promoting the construction of charging infrastructure, including public fast charging and battery swapping facilities, to support the development of electric vehicles[40]. Corporate Governance - The company strictly adheres to relevant laws and regulations, ensuring effective governance and internal control systems[197]. - The company maintains independence from its controlling shareholder, with no violations of laws or interference in decision-making processes[198]. - The board of directors consists of 9 members, including 3 independent directors, ensuring compliance with legal requirements[198]. - The supervisory board has 3 members, including 1 employee representative, fulfilling its duties diligently and overseeing major company matters[199]. Research and Development - The company has established a research and development center to attract talent and enhance its technological capabilities[181]. - The number of R&D personnel increased to 49 in 2023, a rise of 13.95% from 43 in 2022, with R&D personnel now accounting for 26.20% of the total workforce[143]. - R&D expenditure for 2023 was CNY 20,582,589, representing 3.48% of total revenue, down from 5.44% in 2022[143]. Customer Relations - The company emphasizes the importance of maintaining strong relationships with key clients to stabilize revenue from its concentrated photovoltaic power station integration business[187]. - The company has a stable customer base, including major clients such as China Power Investment Corporation and China Power Construction Group[113].

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2024-041 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 关于 2024 年第一季度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、公司计提资产减值准备的概述 根据（ 企业会计准则》及公司会计政策等相关规定，公司对合并财务报表范 围内截至 2024 年 3 月 31 日的应收票据、应收账款、其他应收款、合同资产、存 货、固定资产、无形资产等资产进行了减值测试，判断存在可能发生减值的迹象， 确定了需要计提资产减值准备的资产项目。 4 年第一季度，公司计提应收票据减值准备-18.44 万元，计提应收账款坏账准备 656.93 万元，计提其他应收款减值准备 8.26 万元，计提合同资产减值准备 187.32 万元，上述四项合计计提资产减值准备 834.07 万元。 本次计提资产减值准备事项是按照（ 企业会计准则》及公司会计政策的相关 规定执行，无需提交公司董事会审议。 二、本次计提资产 ...

（2024 年 4 月） 根据《上市公司治理准则》《上市公司独立董事管理办法》的有关规定，本着"责 任、风险、利益相一致"的原则，特制定本制度。 上海能辉科技股份有限公司独立董事津贴制度 上海能辉科技股份有限公司 独立董事津贴制度 第六条 除本制度规定的津贴外，独立董事不得从公司及其主要股东或有利害 关系的机构和人员处取得本制度规定额外的独董津贴和未披露的其他利益。 第七条 本制度由公司股东大会审议通过后正式实施。 第八条 本制度由公司董事会负责解释和修订。 第四条 独立董事津贴从股东大会通过当日起计算，按月平均发放。 第五条 独立董事出席公司董事会、股东大会的差旅费以及按《公司章程》行使 职权所需费用，均由公司据实报销。 第一条 本制度所指的独立董事，是指不在公司担任除董事外的其他职务，公司 按照《关于在上市公司建立独立董事的指导意见》的规定聘请的，与公司及其主要 大股东不存在可能妨碍其进行独立客观判断的关系的董事。 第二条 津贴水平综合考虑独立董事的工作任务、责任等。 第三条 独立董事津贴为每人每年税前拾贰万元。 ...

上海能辉科技股份有限公司 独立董事 2023 年度述职报告 独立董事 王芳 尊敬的各位股东及股东代表： 二、独立董事 2023 年度履职情况 （一）出席会议情况 2023 年度，公司共召开了 18 次董事会和 4 次股东大会，本人均按时出席了 所有董事会和列席了所有股东大会，无缺席的情形，本人对董事会会议的全部议 案和相关会议文件进行了认真审议，审慎行使表决权，维护公司和全体股东特别 是中小股东的合法权益。本人认为，公司 2023 年度各董事会、股东大会会议召 集、召开符合法定程序，重大经营决策事项和其它重大事项均履行了相关程序， 合法有效，决议符合公司整体利益，未损害公司股东特别是中小股东的合法权益。 因此，2023 年度，本人以现场投票方式出席董事会 1 次、以通讯表决方式出席 董事会 17 次，本人对公司董事会的各项议案均投出赞成票，无提出异议、反对 和弃权的情形。 本人作为上海能辉科技股份有限公司（以下简称"公司"）的独立董事，2023 年度内，本人严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上 市公司治理准则》和《深圳证券交易所上市公司自律监管指引第 2 号——创业板 上市公司规范运作 ...

海通证券股份有限公司关于上海能辉科技股份有限公司 2023 年度募集资金存放与使用情况的核查意见 海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为上海能辉 科技股份有限公司（以下简称"能辉科技"或"公司"）持续督导保荐机构，根据《证 券发行上市保荐业务管理办法》《上市公司监管指引第2号——上市公司募集资金 管理和使用的监管要求（2022年修订）》《深圳证券交易所创业板股票上市规则》 《深圳证券交易所上市公司自律监管指引第13号——保荐业务》《深圳证券交易 所上市公司自律监管指引第2号——创业板上市公司规范运作》等有关规定，对 能辉科技2023年度募集资金的存放和使用情况进行了核查，具体情况如下： 一、募集资金基本情况 （一）首次公开发行股票募集资金情况 1、实际募集资金金额、资金到账时间 经中国证券监督管理委员会《关于同意上海能辉科技股份有限公司首次公开 发行股票注册的批复》（证监许可[2021]2256号）同意，并经深圳证券交易所同 意，公司首次公开发行人民币普通股（A股）3,737万股，每股面值人民币1.00元， 每股发行价格为人民币8.34元，本次发行募集资金总额为人民币31,166.58 ...

关于上海能辉科技股份有限公司 非经营性资金占用及其他关联资金往来情况的专项审核说明 中国杭州市钱江新城新业路8号UDC时代大厦A座5-8层、12层、23层 Floors 5–8, 12 and 23. Block A, UDC Times Building, No. 8 Xinye Road, Qianjiang New City. Hangzhou Tel. 0571-88879999 Fax. 0571-88879000 www.zhcpa.cn 日 录 | 一、非经营性资金占用及其他关联资金往来情况的专项 | 页 次 | | --- | --- | | 审核说明 | 1-3 | www.zhcpa.cn 4-5 关于上海能辉科技股份有限公司 非经营性资金占用及其他关联资金往来情况的专项审核说明 中汇会专[2024]5177号 上海能辉科技股份有限公司全体股东: 我们接受委托,审计了上海能辉科技股份有限公司(以下简称能辉科技公 司)2023年度财务报表,并出具了中汇会审[2024]5176号无保留意见的审计报告, 在此基础上对后附的能辉科技公司管理层编制的《2023年度非经营性资金占用及其 他关联资金往来 ...