天风证券股份有限公司 关于金鹰重型工程机械股份有限公司 2023 年度募集资金存放与使用情况的专项核查报告 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 金鹰重型工程机械股份有限公司（以下简称"公司"）经中国证券监督管理 委员会 2021 年 6 月 16 日"证监许可[2021]2062 号"文核准，首次公开发行人民 币普通股（A 股）133,333,400 股，每股面值为人民币 1 元，发行价格为人民币 4.13 元/股，募集资金总额为人民币 550,666,942.00 元，扣除发行费用（不含增值 税）人民币 50,633,012.51 元后，募集资金净额为人民币 500,033,929.49 元。安永 华明会计师事务所（特殊普通合伙）已于 2021 年 8 月 13 日对公司募集资金的到 位情况进行了审验，并出具了安永华明（2021）验字第 61483325_C01 号验资报 告。公司对募集资金进行专户管理。 （二）募集资金以前年度已使用金额、本年度使用金额及当前余额 1、以前年度已使用金额 截止 2022 年 12 月 31 日，公司募集资金使用及结存情况如下： | | 项目 | 金额 ...

Financial Performance - The total operating revenue for 2023 was ¥3,058,667,326.39, a decrease of 6.18% compared to ¥3,260,146,695.61 in 2022[21] - The net profit attributable to shareholders was ¥295,667,256.79, down 2.17% from ¥302,212,371.11 in the previous year[21] - The net profit after deducting non-recurring gains and losses was ¥282,361,636.91, a decline of 4.33% from ¥295,140,705.65 in 2022[21] - The cash flow from operating activities showed a significant increase to ¥341,125,560.98, compared to a negative cash flow of ¥85,882,824.13 in 2022, marking a 497.20% improvement[21] - The total assets at the end of 2023 reached ¥5,002,513,840.95, reflecting a growth of 7.68% from ¥4,645,837,422.62 in 2022[21] - The net assets attributable to shareholders increased by 12.28% to ¥2,481,079,225.20 from ¥2,209,707,861.81 in the previous year[21] - The basic earnings per share for 2023 was ¥0.55, a decrease of 3.51% compared to ¥0.57 in 2022[21] - The weighted average return on equity was 12.62%, down from 14.54% in 2022[21] Cash Flow and Investments - The company reported a significant improvement in cash flow from operating activities, indicating better operational efficiency and financial health[21] - The company has a remaining balance of CNY 9,325.35 million in its fundraising account as of December 31, 2023, after utilizing CNY 41,261.34 million of the raised funds[101] - The company has committed to investing CNY 18,548 million in the acquisition of a 100% stake in a repair company, with 100% of the investment completed[103] - The company raised a total of 500.03 million yuan from its initial public offering, which is less than the planned amount of 1,247.40 million yuan[104] - The company has not utilized any idle raised funds for other purposes during the reporting period[106] Research and Development - The company increased its R&D personnel from 82 in 2022 to 136 in 2023, representing a growth of 65.85%[90] - R&D personnel now account for 21.62% of the total workforce, up from 12.75% in the previous year, indicating a strategic focus on innovation[90] - The total R&D investment for 2023 was approximately ¥86.98 million, a decrease from ¥109.42 million in 2022, reflecting a shift in resource allocation[90] - The company is developing a new generation of rail grinding vehicles to enhance dust collection efficiency and reduce manual labor requirements[88] - The company is also working on a full-section efficient screening machine to meet the urgent demand for intelligent track maintenance solutions[88] Market Position and Strategy - The company operates within the high-end equipment manufacturing sector, specifically in the railway transportation equipment manufacturing industry[30] - The company is positioned to benefit from the increasing demand for rail transport due to sustained economic growth and urbanization[39] - The company has established strategic partnerships with renowned institutions and suppliers, including China Railway Scientific Research Institute and Palfinger[65] - The company plans to deepen market expansion efforts, targeting both domestic and international markets while enhancing user satisfaction and service quality[115] - The company aims to enhance its product competitiveness to increase market share in national rail, urban rail, and overseas markets[128] Regulatory Compliance and Governance - The company has not reported any discrepancies between financial reports prepared under international and Chinese accounting standards[24] - The company has not classified any non-recurring income items as recurring, maintaining compliance with regulatory definitions[28] - The governance structure complies with relevant laws and regulations, ensuring independent operation from its controlling shareholder[145] - The company maintains a commitment to transparent information disclosure, ensuring all shareholders have equal access to information[150] - The board of directors includes members with diverse backgrounds, ensuring a wide range of expertise in decision-making[165] Environmental Responsibility - The company has complied with all relevant environmental protection laws and standards during its operations[194] - A new pollution discharge permit was obtained, valid from September 3, 2023, to September 2, 2028[195] - The company has established dedicated EHS management institutions and assigned specialized environmental management personnel to ensure compliance with environmental regulations[198] - The company has invested in environmental protection measures to ensure continuous compliance with pollutant discharge standards[200] - The company has not faced any administrative penalties related to environmental issues during the reporting period[200] Employee Engagement and Management - The company emphasizes a cash dividend policy, aiming to distribute at least 10% of the distributable profit in cash annually, with a cumulative distribution of at least 30% over any three consecutive fiscal years[180] - The company has established a comprehensive training mechanism, focusing on pre-job training, job adaptability training, and business skill enhancement training for new employees and management[177] - The company has a total of 41 employees with a master's degree or higher, highlighting its investment in skilled labor[175] - The company is committed to enhancing employee satisfaction and income growth, aiming for employee income to exceed the average growth rate of the group[110] - The company has implemented a compensation and assessment committee to oversee the remuneration of senior management[164]

金鹰重型工程机械股份有限公司 董事会审计委员会工作细则 第一条 为了健全公司治理结构，加强公司内部控制，根据《中华人民共和国公司法》、 《金鹰重型工程机械股份有限公司章程》（以下简称"《公司章程》"）及其他有关规定， 公司董事会设立审计委员会，并制订本工作细则。 第二条 审计委员会是董事会下设的专门委员会，对董事会负责，向董事会报告工作。 第三条 公司董事会秘书负责审计委员会日常的工作联络、会议组织、材料准备和档案 管理等日常工作。协调公司审计部安排办理审计委员会日常工作事务、完成审计委员会决策 前的各项准备工作。 审计部专门负责提供公司有关经营方面的资料及被考评人员的有关资料，负责筹备会议 并执行审计委员会的有关决议。 第四条 审计委员会履行职责时认为必要的，可以聘请中介机构提供专业意见，有关费 用由公司承担。 第五条 审计委员会对董事会负责，委员会的提案提交董事会审议决定；控股股东在无 充分理由或可靠证据的情况下，应充分尊重审计委员会的建议。 第六条 审计委员会所作决议，应当符合法律、行政法规、部门规章等规范性文件及 《公司章程》、本工作细则的规定。审计委员会决议内容违反有关法律、行政法规、部门规 章等规 ...

证券代码：301048 证券简称：金鹰重工 公告编号：2024-006 关于 2023 年度利润分配预案的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 金鹰重型工程机械股份有限公司（以下简称"公司"）于 2024 年 4 月 19 日召开第二届 董事会第 5 次会议和第二届监事会第 4 次会议，审议通过了《2023 年度利润分配预案》，现 将有关事宜公告如下： 一、2023 年度利润分配预案情况 1、利润分配方案的具体内容 根据安永华明会计师事务所（特殊普通合伙）出具的安永华明（2024）审字第 70071222_C01 号《审计报告》，2023 年度母公司实现净利润 290,310,161.45 元。根据《公司 法》和《公司章程》的有关规定，提取 10%法定盈余公积金 29,031,016.15 元，母公司当年 实现的可供分配利润 261,279,145.31 元。截至 2023 年 12 月 31 日，母公司未分配利润 816,167,882.83 元。 鉴于公司目前经营情况良好，为了保障股东合理的投资回报，在保证公司正常经营业务 发展的前提下，综 ...

金鹰重型工程机械股份有限公司 董事会提名委员会工作细则 （第一次修订） 第一章 总 则 第一条 为明确董事会提名委员会（以下简称"委员会"）的职责，规范公司高级管理 人员的产生，优化董事会组成，完善公司治理结构，根据《中华人民共和国公司法》（以下 简称"《公司法》"）、《金鹰重型工程机械股份有限公司章程》（以下简称"《公司章程》"）及 其他有关规定，公司特设立董事会提名委员会，并制定本工作细则。 第二条 提名委员会是董事会下设的专门工作机构，主要负责制订公司董事、高级管理 人员选择标准、程序，并依照该标准、程序及中国证监会、《公司章程》有关规定，公正、 透明地向董事会提出相关候选人。 第三条 提名委员会对董事会负责，委员会的提案提交董事会审议决定；控股股东在无 充分理由或可靠证据的情况下，应充分尊重提名委员会的建议，否则，不能提出替代性的董 事、高级管理人员人选。 第四条 公司董事会秘书负责提名委员会日常的工作联络及会议组织，协调安排办理提 名委员会日常工作事务、完成提名委员会决策前的各项准备工作。 第二章 提名委员会的组成 第五条 提名委员会成员由三名董事组成，其中独立董事占二分之一以上。 第六条 委员会委 ...

证券代码：301048 证券简称：金鹰重工 公告编号：2024-005 金鹰重型工程机械股份有限公司 2023 年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 根据中国证监会发布的《上市公司监管指引第 2 号——上市公司募集资金管理和使用的 监管要求》和深圳证券交易所发布的《深圳证券交易所上市公司自律监管指引第 2 号——创 业板上市公司规范运作》等有关规定，金鹰重型工程机械股份有限公司（以下简称"公司" 或"金鹰重工"）董事会编制了截至 2023 年 12 月 31 日止的募集资金年度存放与实际使用情 况的专项报告。 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 金鹰重型工程机械股份有限公司（以下简称"公司"）经中国证券监督管理委员会 2021 年 6 月 16 日"证监许可[2021]2062 号"文核准，首次公开发行人民币普通股（A 股） 133,333,400 股，每股面值为人民币 1 元，发行价格为人民币 4.13 元/股，募集资金总额为人 民币 550,666,942.00 元，扣除发行费用（不含 ...

培训方式：现场授课与自学相结合的方式 参加人员：公司董事、监事、高级管理人员 根据《深圳证券交易所上市公司自律监管指引第 13 号—保荐业务》、《深圳 证券交易所上市公司自律监管指引第 2 号—创业板上市公司规范运作》等有关规 定，作为金鹰重型工程机械股份有限公司（以下简称"金鹰重工"或"公司"） 首次公开发行股票并在创业板上市的保荐机构，天风证券股份有限公司（以下简 称"天风证券"或"保荐机构"）对金鹰重工进行了 2023 年度持续督导培训。现 将培训情况报告如下： 一、培训基本情况 时间：2023 年 12 月 28 日 天风证券股份有限公司 关于金鹰重型工程机械股份有限公司 2023 年度持续督导培训情况报告 钢教艺 保荐代表人签名: 胡慧芳 霍玉瑛 天风 正券股份有 2024年 0 05日 F 通过此次培训授课，公司相关人员加深了对创业板上市公司减持及短线交易、 信息披露要求及相关法律法规的了解和认识，进一步增强了公司相关人员在行为 规范、公司信息披露等方面的法制观念和诚信意识，有助于进一步提升公司的规 范运作水平。 （以下无正文） (本页无正文,为《天风证券股份有限公司关于金鹰重型工程机械股份有限公 ...

（4）查阅募集资金专户的银行对账单、台账； （5）对公司主要负责人及有关人员进行访谈、沟通。 1 天风证券股份有限公司 关于金鹰重型工程机械股份有限公司 2023 年定期现场检查报告 | 保荐机构名称：天风证券股份有限公司 | 被保荐公司简称：金鹰重工 | | | | --- | --- | --- | --- | | 保荐代表人姓名：霍玉瑛 | 联系电话：027-87618889 | | | | 保荐代表人姓名：胡慧芳 | 联系电话：027-87618889 | | | | 现场检查人员姓名：霍玉瑛、胡慧芳 | | | | | 现场检查对应期间：2023 年度 | | | | | 现场检查时间：2023 年 12 月 28 日 | | | | | 一、现场检查事项 | | 现场检查意见 | | | （一）公司治理 | 是 | 否 | 不适用 | | 现场检查手段： （1）查阅公司章程和各项规章制度； | | | | | （2）查阅公司董事会、监事会、股东大会材料，包括会议通知、签到表、会议记录、会议决议、公告等； | | | | | （3）对公司主要负责人及有关人员进行访谈、沟通。 | | | | | 1. ...

Financial Performance - The company's operating revenue for Q3 2023 reached ¥553,896,133.29, representing a year-on-year increase of 15.34%[4] - Net profit attributable to shareholders was ¥36,040,610.80, up 3.85% compared to the same period last year[4] - Total operating revenue for Q3 2023 reached CNY 1,923,837,062.67, an increase of 4.7% compared to CNY 1,838,034,422.78 in Q3 2022[16] - Net profit for Q3 2023 was CNY 172,154,592.95, slightly higher than CNY 170,668,127.51 in Q3 2022, representing a growth of 0.9%[17] - The net profit attributable to shareholders of the parent company for Q3 2023 was CNY 174,195,551.60, compared to CNY 170,664,166.85 in the previous year, indicating an increase of 2.9%[17] - Basic and diluted earnings per share for Q3 2023 were both CNY 0.33, up from CNY 0.32 in Q3 2022[17] Cash Flow - The cash flow from operating activities for the year-to-date period increased significantly by 166.08%, totaling ¥91,685,317.39[4] - Cash generated from operating activities in Q3 2023 was CNY 1,929,263,433.15, compared to CNY 1,698,936,602.30 in the same quarter last year, marking an increase of 13.5%[18] - Operating cash inflow for Q3 2023 was CNY 1,945,206,764.16, an increase of 13.7% from CNY 1,710,914,526.76 in Q3 2022[19] - Net cash flow from operating activities was CNY 91,685,317.39, a significant recovery from a negative CNY 138,757,836.82 in the same period last year[19] - Cash inflow from financing activities totaled CNY 350,000,000.00, up from CNY 294,100,000.00, marking a 19% increase[19] - The ending cash and cash equivalents balance increased to CNY 494,097,532.62 from CNY 412,631,782.42, representing a growth of 19.7%[19] Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥4,832,611,591.76, reflecting a 4.02% increase from the end of the previous year[4] - Current assets amounted to CNY 3,763,450,231.71, up from CNY 3,581,862,629.30, indicating an increase of about 5.06%[14] - Total liabilities as of September 30, 2023, amounted to CNY 2,430,145,516.41, up from CNY 2,392,023,378.97 at the beginning of the year, reflecting a growth of 1.6%[15] - Total equity attributable to shareholders of the parent company increased to CNY 2,360,400,852.16 from CNY 2,209,707,861.81, representing a rise of 6.8%[15] - The company reported a significant increase in contract liabilities, amounting to ¥83,114,923.26, due to an increase in advance payments for products[8] - The company experienced a 6642.85% increase in receivables financing, totaling ¥92,174,815.13, attributed to an increase in bank acceptance bills held[8] Operational Efficiency - The company's weighted average return on equity for the year-to-date period was 7.63%, down 0.80% from the previous year[4] - The company received government subsidies related to its normal business operations amounting to ¥930,120.27 during the reporting period[6] - The company is focusing on expanding its market presence and enhancing product development, although specific figures were not detailed in the provided content[13] - The company reported a total cash outflow for financing activities of CNY 382,935,933.14, which is a 83% increase compared to CNY 209,329,314.65 in Q3 2022[19] Inventory and Receivables - Accounts receivable decreased to CNY 1,673,827,954.07 from CNY 1,759,673,004.28, showing a decline of about 4.87%[14] - Inventory rose significantly to CNY 1,268,632,669.79 from CNY 1,006,531,072.11, marking an increase of approximately 26.06%[14] - The company reported a significant increase in prepayments, which rose to CNY 39,405,117.11 from CNY 11,769,610.58, indicating a growth of approximately 235.56%[14]

本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 金鹰重型工程机械股份有限公司（以下简称"公司"）于 2023 年 10 月 20 日以电话、书 面、电子邮件等形式发出会议通知，2023 年 10 月 27 日以现场和视频相结合的形式在湖北省 襄阳市樊城区新华路 6 号金鹰重工会议室召开第二届监事会第 3 次会议并做出本监事会决 议。本次监事会会议应出席监事 3 人，实际出席监事 3 人，会议由公司监事会主席王书群先 生召集并主持，董事会秘书崔军列席会议，符合《公司法》《证券法》《深圳证券交易所创业 板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》及《公司章程》等法律法规的规定。 证券代码：301048 证券简称：金鹰重工 公告编号：2023-047 金鹰重型工程机械股份有限公司 第二届监事会第 3 次会议决议公告 表决结果：赞成 3 票，反对 0 票，弃权 0 票，审议通过了本议案。 特此公告。 金鹰重型工程机械股份有限公司监事会 2023 年 10 月 27 日 1 / 1 一、审议通过《关于公司<2023 年第三 ...