投资者保护

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【5.15投资者保护日】如何防范金融诈骗
天天基金网· 2025-05-17 04:27
Group 1 - The article does not provide any specific insights or analysis related to companies or industries [1][2]
【5.15投资者保护日】如何维护投资者权益
天天基金网· 2025-05-17 04:27
来源:东方财富证券投教园地 免责声明 以上观点来自相关机构,不代表天天基金的观点,不对观点的准确性和完整性做任何保证。 收益率数据仅供参考,过往业绩和走势风格不预示未来表现,不构成投资建议。转引的相关 ↓ 点击"阅读原文" 或上天天基金APP搜索【777】 开户领98元券包 ,优选基金10元起投! 分享、点赞、在看 顺手三连越来越有钱 ...
【5.15投资者保护日】如何识别投资风险
天天基金网· 2025-05-17 04:27
Group 1 - The article presents insights from relevant institutions, emphasizing that these views do not represent the opinions of Tian Tian Fund and do not guarantee the accuracy or completeness of the information [2] - It highlights that the yield data is for reference only, and past performance and trends do not predict future results, thus not constituting investment advice [2] Group 2 - The article encourages readers to engage with the content by sharing, liking, and following, suggesting that such actions could lead to financial benefits [2]
宁夏多措并举加强投资者保护工作
Zheng Quan Ri Bao Wang· 2025-05-17 03:49
本报记者 李立平 做好投资者保护工作既关乎我国资本市场健康发展,也关乎我国亿万股民的切身利益,近两年,宁夏证监局除持续引导具 备条件的上市公司开展回购和增持、推动上市公司进行分红,增强投资者获得感外,还组织通过网站、微信公众号、投教产 品、投教沙龙、举办"5•15全国投资者保护宣传日"等大型宣传活动等多种方式开展投资者保护工作。 据统计,在分红方面,2024年,宁夏证监局推动符合条件的8家次公司实现"应分尽分",比2023年增长33%,占年初辖区上 市公司总数的47%。分红金额达26.51亿元,较2023年增长1亿元。其中3家上市公司中期分红0.82亿元,超8成公司拟定中长期 现金分红规划,实现分红家数、金额、频次"三提升"。 2025年以来,宁夏9家上市公司拟根据2024年经营业绩派发现金红利合计36.07亿元,家数、金额同比增长12.5%、 36.06%,创历史新高。 在上市公司开展回购和大股东增持方面,2024年以来,宁夏证监局支持11家次上市公司开展回购增持,已完成金额达3.92 亿元。其中,嘉泽新能源股份有限公司大股东进行了3次增持,而根据宁夏宝丰能源集团股份有限公司发布的最新公告,该公 司计划回购 ...
成渝金融法院联合川渝监管部门发布典型案例 保护投资者合法权益
Zhong Guo Xin Wen Wang· 2025-05-16 17:46
中新网重庆5月16日电(肖江川)16日,成渝金融法院联合中国证券监督管理委员会重庆监管局、中国证 券监督管理委员会四川监管局,举行投资者保护典型案例新闻发布会,切实保护投资者合法权益,促进 资本市场健康稳定发展。 图为新闻发布会现场。肖江川摄 成渝金融法院发布了"丁某等投资者与某科技公司证券虚假陈述责任纠纷系列案""某投资管理公司诉某 证券公司合同纠纷案"等5个典型案例,涉及证券、期货、私募基金等领域。 "投资者是市场之本,保护投资者,特别是中小投资者的合法权益,是资本市场领域践行以人民为中心 的发展思想的具体体现。"成渝金融法院党组成员、副院长梁咏蜀表示,该院高度重视投资者权益保护 工作,依托川渝跨省域金融司法与金融监管的协同治理机制,依法审理相关案件,充分发挥法治固根 本、稳预期、利长远的保障作用,扎实有力推动资本市场高质量发展。 中国证券监督管理委员会重庆监管局发布了"俞某内幕交易某上市公司股票案""某上市公司信息披露违 法案"等3个典型案例。 "我们发布一系列投资者保护典型案例,旨在以案说法、以案释法,向市场各参与主体明确传递出违法 违规必受惩处的强烈信号。"中国证券监督管理委员会重庆监管局党委委员、 ...
资本市场司法保障迎纲领性文件 释放投资者保护积极信号
Zheng Quan Ri Bao· 2025-05-16 16:27
Core Viewpoint - The "Guiding Opinions" issued by the Supreme People's Court and the China Securities Regulatory Commission aim to enhance the judicial protection of the capital market, addressing various practical difficulties and improving investor confidence and protection [1][2]. Group 1: Coverage and Practical Issues - The "Guiding Opinions" cover a wide range of topics in the capital market, addressing key difficulties and providing actionable policy guidance to optimize the market ecosystem and enhance investor protection [2][3]. - Specific areas addressed include securities issuance, mergers and acquisitions, stock trading, and responsibilities of various market participants, highlighting the need for improved judicial rules [2][3]. Group 2: Judicial Rule Improvement - The "Guiding Opinions" propose several plans to improve judicial rules, including the need for judicial interpretations regarding insider trading and market manipulation, which have been lacking [4]. - The document emphasizes the importance of a comprehensive approach to tackling financial fraud, including criminal liability for third parties involved in financial misconduct [3][4]. Group 3: Collaboration Between Judicial and Regulatory Bodies - The "Guiding Opinions" suggest optimizing the collaboration mechanisms between judicial and regulatory bodies, enhancing dispute resolution methods, and improving the efficiency of administrative enforcement [5].
北交所隋强:中小投资者合法权益是北交所投资者保护工作的重中之重
news flash· 2025-05-16 14:52
5月15日,北交所、全国股转公司以"直达服务行千里理性投资进万家"为主题,在京举办"5.15全国投资 者保护宣传日"系列活动启动仪式。启动仪式上,北交所总经理隋强表示,北交所市场的建设发展,离 不开广大投资者的风雨同舟、鼎力支持。北交所也始终把保护投资者特别是中小投资者合法权益作为工 作的重中之重。(上证报) ...
北京金融法院薛峰:全力实现投资者胜诉债权,提升人民司法获得感
Bei Ke Cai Jing· 2025-05-16 13:09
Core Viewpoint - The Beijing Financial Court has been actively working on investor protection cases, focusing on fair and efficient financial judicial protection of investors' legal rights [1][6]. Group 1: Investor Protection Efforts - The court has optimized judicial resource allocation and enhanced collaboration in case handling to ensure the protection of investors' rights [1][7]. - There has been an increase in the enforcement of penalties against financial fraud and misleading issuance in the capital market [7][8]. Group 2: Case Examples - In a case involving a listed company's false statements, the court effectively controlled the defendant's accounts and executed promptly upon detecting fund inflows to protect the investor's rights [6]. - In another case regarding securities false statements, the court reasonably assessed the investor's actual losses and ordered the company to compensate, thereby supporting the orderly and healthy development of the securities market [8].
从拓宽独董提名渠道到特别代表人诉讼扩容,证监会17个案例解码投资者保护升级路径
2 1 Shi Ji Jing Ji Bao Dao· 2025-05-16 12:30
Core Viewpoint - The article highlights the ongoing efforts by the China Securities Regulatory Commission (CSRC) to enhance investor protection through stricter regulations and innovative measures aimed at addressing capital market irregularities and safeguarding investor rights [1][2][3]. Regulatory Actions - In 2024, the CSRC investigated 739 cases of securities and futures violations, resulting in 592 penalties, a 10% increase year-on-year. The number of responsible parties penalized rose by 24% to 1,327, and 118 individuals were banned from the market, up 15% [1]. - The CSRC has implemented measures to address the long-standing issue of major shareholders misappropriating company funds, with companies facing delisting risks if they fail to return misappropriated funds in a timely manner [1][5]. Investor Protection Initiatives - The introduction of the special representative litigation system has been expanded, with successful applications in the Jin Tong Ling and Mei Shang Ecology cases in 2024, aimed at efficiently resolving collective disputes [6]. - The Investor Protection Center (IPC) has publicly nominated independent directors for listed companies, with the first successful case being First Pharmaceutical, where 99.99% of voting shares supported the nomination [3][4]. Legal Developments - The IPC's lawsuit against Tai'an Tui for the recovery of misappropriated funds resulted in a full recovery of 572 million yuan through a judicial mediation process, marking a significant achievement in shareholder litigation [4][5]. - The IPC's efforts led to the successful recovery of 5.34 billion yuan in misappropriated funds from *ST Xintong, which faced delisting risks due to non-compliance with fund recovery mandates [5]. Anti-Fraud Measures - A new anti-fraud mechanism has been established in collaboration with local police to combat investment-related scams, resulting in the prevention of 732 fraud cases and the recovery of 19.265 million yuan [7][8].