铁流股份有限公司 股东及董事、高级管理人员股份变动管理制度 第一章 总则 第一条 为规范铁流股份有限公司（以下简称"公司""本公司"）股东及 董事、高级管理人员所持公司股份及其变动的事宜，根据《中华人民共和国公司 法》《中华人民共和国证券法》（以下简称《证券法》）《上海证券交易所上市 公司自律监管指引第8号——股份变动管理》《上海证券交易所上市公司自律监 管指引第15号——股东及董事、高级管理人员减持股份》、《铁流股份有限公司 章程》（以下简称"公司章程"）等有关规定，制订本制度。 第二条 公司股东以及董事、高级管理人员所持本公司股份，是指登记在其 名下和利用他人账户持有的所有本公司股份。上述主体从事融资融券交易的，还 包括记载在其信用账户内的本公司股份。 第三条 公司股东以及董事、高级管理人员所持股份变动行为应当遵守法律 法规、上海证券交易所（以下简称"证券交易所"）相关规定以及公司章程等规 定。公司股东以及董事、高级管理人员对持有股份比例、持有期限、变动方式、 变动数量、变动价格等作出承诺的，应当严格履行所作出的承诺。 第四条 公司董事会秘书负责股东及董事、高级管理人员所持公司股份及其 变动的具体管理事宜 ...

Core Points - The document outlines the management system for the shares held by the board members and senior management of Chengdu Jiachi Electronics Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [2][3][4] Summary by Sections General Principles - The system is established to strengthen the management of shares held by the company's board members and senior management, clarifying the relevant procedures [2] - It applies to shares held in their name and those held through others' accounts, including shares in credit accounts for margin trading [2][3] Trading Restrictions - Board members and senior management are prohibited from transferring their shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [4] - They are also restricted from trading during specific periods, including 15 days before the annual and semi-annual reports and 5 days before quarterly reports [6][7] Information Reporting - Board members and senior management must notify the board secretary of their trading plans in writing before buying or selling shares [8] - They are required to manage their securities accounts and report any changes to the board secretary [8][9] Information Disclosure - If board members and senior management plan to reduce their holdings through trading, they must report and disclose their plans to the Shanghai Stock Exchange 15 trading days before the first sale [10] - Any changes in shareholding must be reported within two trading days, including details such as the number of shares before and after the change [11][12] Miscellaneous - The document states that violations of the trading regulations may result in penalties from the China Securities Regulatory Commission, including mandatory buybacks and fines [20][21] - The system will take effect upon approval by the board of directors [23]

第二条 本公司董事和高级管理人员应当遵守本制度，其所持本公司股份是 指登记在其名下和利用他人账户持有的所有本公司股份；从事融资融券交易的， 还包括记载在其信用账户内的本公司股份。 董事和高级管理人员所持本公司股份及其变动管理制度 第一章 总则 第一条 为规范深圳天源迪科信息技术股份有限公司（以下简称"公司"） 董事、高级管理人员买卖公司股票及持股变动行为，根据《中华人民共和国公司 法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）、《深圳证券交易所创业板股票上市规则》（以下简称"《创业板上 市规则》"）、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市 公司规范运作》（以下简称"《创业板上市公司规范运作指引》"）以及《深圳 天源迪科信息技术股份有限公司章程》(以下简称"《公司章程》")等规定，特 制定本制度。 第三条 本公司董事和高级管理人员在买卖本公司股票及其衍生品种前，应 当知悉《公司法》、《证券法》等法律、法规关于内幕交易、操纵市场等禁止行 为的规定，不得进行违法违规交易。 深圳天源迪科信息技术股份有限公司 第二章 信息申报与披露 第四条 公司董事、高级管理 ...

General Principles - The management system for the shares held by directors and senior management of Zhejiang Huaye Plastic Machinery Co., Ltd. is established to regulate their shareholding and changes in accordance with relevant laws and regulations [1][2] - Directors and senior management must comply with laws, regulations, and the company's articles of association regarding their shareholding [2] Share Registration and Locking - Directors and senior management are required to report their personal and immediate family members' information to the Shenzhen Stock Exchange within specified timeframes after changes occur [4] - The company must ensure that the information reported to the Shenzhen Stock Exchange is truthful, accurate, timely, and complete [5] Share Trading and Transfer - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares [11] - There are specific periods during which directors and senior management are prohibited from trading the company's shares, including 15 days before the annual and semi-annual report announcements [12] - Transfers of shares are restricted under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [13] Information Disclosure - Any changes in shareholding by directors and senior management must be reported to the company and publicly announced within two trading days [19] - If directors and senior management sell shares within six months of purchase, the profits must be returned to the company [20] Responsibilities and Penalties - Directors and senior management are responsible for ensuring the accuracy and timeliness of their reported data, facing legal consequences for non-compliance [23] - The board secretary is tasked with managing the data and information related to the shareholdings of directors and senior management [24] Supplementary Provisions - Any matters not covered by this system will be executed according to national laws and regulations [26] - The system will take effect upon approval by the company's board of directors [27]

乐鑫信息科技（上海）股份有限公司 董事和高级管理人员所持本公司股份及其变动管理制度 第一章 总 则 公司董事和高级管理人员从事融资融券交易的，其所持本公司股份 还包括记载在其信用账户内的本公司股份。 公司董事和高级管理人员不得从事以本公司股票为标的的融资融 券交易，不得开展以本公司股票为合约标的物的衍生品交易。 第二章 股份变动规则 第五条 公司董事和高级管理人员所持本公司股份在下列情形下不得转让： （一）本人离职后半年内； （二）公司因涉嫌证券期货违法犯罪，被中国证券监督管理委员会 （以下简称"中国证监会"）立案调查或者被司法机关立案侦查， 或者被行政处罚、判处刑罚未满 6 个月的； （三）本人因涉嫌与公司有关的证券期货违法犯罪，被中国证监会 立案调查或者被司法机关立案侦查，或者被行政处罚、判处刑罚未 满 6 个月的； （四）本人因涉及证券期货违法，被中国证监会行政处罚，尚未足 额缴纳罚没款的，但法律、行政法规另有规定或者减持资金用于缴 纳罚没款的除外； （五）本人因涉及与公司有关的违法违规，被上海证券交易所公开 谴责未满 3 个月的； （六）公司可能触及重大违法强制退市情形，自相关行政处罚事先 告知书或者 ...

上海凯赛生物技术股份有限公司董事、高级管理人员及核心 技术人员所持本公司股份及其变动管理制度 （2025 年 8 月修订） 第一章 总则 第一条 为规范上海凯赛生物技术股份有限公司（以下简称"公司"）对董事、 高级管理人员及核心技术人员所持本公司股份及其变动的管理，根据《中华人民 共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称 "《证券法》"）、 《上市公司股东减持股份管理暂行办法》 《上市公司董事和高级管 理人员所持本公司股份及其变动管理规则》《上海证券交易所科创板上市公司自 律监管指引第 1 号——规范运作》《上海证券交易所上市公司自律监管指引第 8 号——股份变动管理》 《上海证券交易所上市公司自律监管指引第 15 号——股东 及董事、高级管理人员减持股份》等规范性文件及《上海凯赛生物技术股份有限 公司章程》 （以下简称"《公司章程》"）的有关规定，结合公司实际情况，特制定 本制度。 第二条 本制度适用于公司董事、高级管理人员及核心技术人员所持本公司 股份及其变动的管理。 第三条 公司董事、高级管理人员及核心技术人员所持本公司股份，是指登 记在其名下和利用他人账户持有的所有 ...

中船（邯郸）派瑞特种气体股份有限公司 董事、高级管理人员和核心技术人员 所持本公司股份及其变动管理制度 中船（邯郸）派瑞特种气体股份有限公司 董事、高级管理人员和核心技术人员 所持本公司股份及其变动管理制度 第一章 总则 第二章 股份变动管理 第七条 公司董事和高级管理人员和核心技术人员在买卖本 公司股票及其衍生品种前，应当将其买卖计划以书面方式通知公 司董事会秘书，董事会秘书应当核查公司信息披露及重大事项等 进展情况，如该买卖行为可能存在不当情形，董事会秘书应当及 - 2 - 时书面通知拟进行买卖的董事和高级管理人员和核心技术人员， 并提示相关风险。 第一条 为加强中船（邯郸）派瑞特种气体股份有限公司（以 下简称"公司"）董事、高级管理人员和核心技术人员所持公司 股份及其变动的管理，根据《中华人民共和国公司法》（以下简 称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）、《上市公司董事和高级管理人员所持本公司股份及 其变动管理规则》《上市公司股东减持股份管理暂行办法》《上 海证券交易所上市公司自律监管指引第 15 号——股东及董事、 高级管理人员减持股份》等法律、法规、规范性文件以及《 ...

General Principles - The management system for the shares held by the board and senior management of Henan Tailong Pharmaceutical Co., Ltd. is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - The shares held by the board and senior management include all shares registered in their names and those held through others' accounts [1] Information Reporting and Disclosure - Board members and senior management must report their personal information to the company within two trading days after their appointment or any changes occur [2][3] - Prior to buying or selling company shares, board members and senior management must notify the board secretary in writing, who will verify compliance with disclosure and legal requirements [2][3] Shareholding Changes - Any changes in shareholding by board members and senior management must be reported within two trading days, including details such as the number of shares held before and after the change [3][4] - A reduction plan must be reported to the Shanghai Stock Exchange at least fifteen trading days before the first sale, with specific details on the number of shares and the time frame for the reduction [4][5] Restrictions on Share Trading - Board members and senior management are prohibited from transferring shares under certain conditions, such as within six months after leaving the company or during investigations related to securities violations [5][6] - There are specific blackout periods during which board members and senior management cannot trade shares, particularly around the announcement of financial reports [6][7] Additional Regulations - The total number of shares that can be sold by board members and senior management is limited to 25% of their holdings during their term and six months after [7][8] - The company secretary is responsible for managing the data related to shareholdings and ensuring compliance with reporting requirements [5][8]

General Provisions - The company establishes a system to manage the shareholding and trading activities of shareholders, directors, senior management, and insiders to ensure compliance with laws and regulations [1][2] - The shares held by these individuals include all shares registered in their names and those in their margin accounts [1] Management of Shareholding Changes - Directors and senior management must report their shareholding information to the company within two trading days after their appointment or any changes [2][3] - The company guarantees the accuracy and timeliness of the reported data and assumes legal responsibility for any discrepancies [2] Share Transfer Regulations - Each year, directors and senior management can transfer up to 25% of their shares based on the number of shares held at the end of the previous year, with certain exceptions [3][4] - They must disclose any changes in their shareholding within two trading days, including the number of shares before and after the change, the date, quantity, price, and reason for the change [4] Shareholder Increase in Holdings - Shareholders reaching or exceeding 2% of the company's issued shares must notify the company of their increase in holdings and the company must announce this promptly [5][6] - The announcement must include details such as the shareholder's name, the method of increase, and the number of shares held before and after the increase [5] Shareholder and Director Reduction Regulations - Major shareholders and directors must comply with specific regulations when reducing their holdings, including limits on the total number of shares that can be sold within a 90-day period [8][9] - They must report their reduction plans to the stock exchange 15 trading days before the first sale and disclose the progress of their reductions [12][13] Restrictions on Trading - Directors and senior management are prohibited from trading the company's shares during specific periods, such as 15 days before the annual report announcement [4][11] - They must also refrain from trading if they are under investigation for securities violations or have been publicly reprimanded [10][11] Compliance and Penalties - Violations of the trading regulations may result in disciplinary actions from the stock exchange, including warnings, public reprimands, or trading restrictions [41][42] - The company must disclose any violations and the resulting penalties in its periodic reports [42][43]

General Provisions - The management system for the shares held by the company's directors, senior management, and core technical personnel is established to strengthen the management of share changes in accordance with relevant laws and regulations [1][2] - This system applies to the shares held by the company's directors, senior management, and core technical personnel [1] Restrictions on Share Trading - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - Specific periods during which directors and senior management cannot buy or sell shares include 15 days before the announcement of annual or semi-annual reports and 5 days before quarterly reports [3][4] Reporting and Disclosure Requirements - Changes in shareholding must be reported to the company within two trading days and disclosed on the stock exchange [8][9] - A reduction plan must be reported to the stock exchange 15 trading days before the first sale, detailing the number of shares, source, and reasons for the reduction [9][10] Accountability and Compliance - Violations of the trading regulations will lead to reporting to regulatory authorities and potential penalties based on the severity of the violation [11] - The company is responsible for interpreting and revising this management system, which takes effect upon approval by the board of directors [11][12]