信息披露违规

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中贝通信: 关于最近五年被证券监管部门和交易所采取监管措施或处罚情况的公告
Zheng Quan Zhi Xing· 2025-07-29 16:32
证券代码:603220 证券简称:中贝通信 公告编号:2025-060 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 中贝通信集团股份有限公司(以下简称"公司")自上市以来,严格按照《公 司法》《证券法》《上海证券交易所股票上市规则》以及证券监管部门的有关规 定和要求,致力于完善公司治理结构,建立健全内部管理和控制制度,规范公司 运营,促进公司持续、稳定、健康发展,不断提高公司的治理水平。按照相关要 求,公司现将最近五年被证券监管部门和交易所采取处罚或监管措施的情况说明 如下: 一、公司最近五年被证券监管部门和交易所行政处罚的情况 截止本公告日,公司最近五年不存在被证券监管部门和交易所行政处罚的情 况。 二、公司最近五年被证券监管部门和证券交易所采取的监管措施及整改情 况 (一)2020年6月19日,公司控股股东梅漫收到上海证券交易所口头警示, 警示事项如下: 债券代码:113678 债券简称:中贝转债 中贝通信集团股份有限公司 关于最近五年被证券监管部门和交易所采取监管措 施或处罚情况的公告 (公告编号: 整改措施: 公司 ...
*ST元成(603388.SH)收到浙江证监局行政监管措施决定书
智通财经网· 2025-07-29 11:04
*ST元成(603388.SH)发布公告,公司于2025年7月29日收到中国证监会《关于对元成环境股份有限公司 和祝昌人采取出具警示函措施的决定》([2025]139号)(以下简称"决定书"),现将相关情况公告如下: 登录新浪财经APP 搜索【信披】查看更多考评等级 经查,祝昌人作为元成环境股份有限公司董事长,未将其与他人签订代持协议并为他人代持少量股份的 相关事项告知公司,导致公司招股说明书中"董事、监事、高级管理人员、核心技术人员及其近亲属直 接或间接持股情况"相关信息披露不准确,且公司2017年至2021年各期定期报告中相关持股信息披露不 准确。该代持行为持续至2022年初解除。 公司的上述行为违反了2005年修订的《中华人民共和国证券法》(以下简称《证券法》)第二十条、第六 十三条,2019年修订的《证券法》第七十八条,《上市公司信息披露管理办法》(证监会令第40号)第二 条和《上市公司信息披露管理办法》(证监会令第182号)第三条的规定。公司董事长祝昌人的上述行为 违反了《上市公司信息披露管理办法》(证监会令第40号)第三条、第五十八条,《上市公司信息披露管 理办法》(证监会令第182号)第四条、第 ...
达华智能涉信披违规被立案 此前近8亿元合同未披露、虚增利润
Jing Ji Guan Cha Wang· 2025-07-29 03:11
Core Viewpoint - Dahua Intelligent (002512.SZ) is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure, leading to a significant drop in stock price and market capitalization [1] Group 1: Company Overview - Dahua Intelligent focuses on the "one network, one screen" industry, with core businesses in information services, satellite communications, and new display manufacturing [1] - The company is a leading player in the global TV mainboard sector, with an expected shipment of nearly 15 million display mainboards in 2024, serving over 200 well-known global brands across more than 100 countries and regions [1] Group 2: Regulatory Issues - The investigation is linked to previous penalties from the Fujian Securities Regulatory Bureau, where Dahua Intelligent was ordered to rectify issues related to undisclosed contracts and inflated profits amounting to nearly 800 million yuan [1][2] - Specific violations included failure to disclose a significant contract worth 795 million yuan with Kunshan Zhiqi Material Trading Co., and improper disclosure of related party transactions totaling 140 million yuan [2] Group 3: Financial Performance - Dahua Intelligent reported a revenue of 1.932 billion yuan in 2024, a year-on-year decline of 1.74%, while net profit increased by 106.78% to 24.17 million yuan [3] - The company anticipates a loss of 40 to 60 million yuan for the first half of 2025, compared to a profit of 57.37 million yuan in the same period last year [3] - Factors contributing to the financial volatility include intense market competition, rising costs of core components, and strategic decisions to abandon non-core business lines, leading to increased short-term expenses [3]
大连圣亚: 关于最近五年被证券监管部门和证券交易所采取监管措施或处罚及整改情况的公告
Zheng Quan Zhi Xing· 2025-07-28 16:39
Summary of Key Points Core Viewpoint Dalian Shengya Tourism Holdings Co., Ltd. has disclosed its recent regulatory measures and penalties imposed by securities regulatory authorities over the past five years, along with the corresponding rectification measures taken by the company. Group 1: Regulatory Penalties - The company received a warning and a fine of 300,000 yuan for exceeding the reporting threshold for shareholding changes and a fine of 15 million yuan for trading during the restriction period [1] - The Shanghai Stock Exchange issued a public reprimand to the shareholder, Pankin Equity Investment Fund Management (Shanghai) Co., Ltd., for failing to stop trading after reaching a 5% shareholding and for incomplete disclosure of information [2][3] - The company faced a warning from the Shanghai Stock Exchange for failing to timely and prudently handle information disclosure matters, violating relevant regulations [4][6] Group 2: Rectification Measures - The company has emphasized the importance of information disclosure and is continuously improving its management practices to ensure the accuracy and completeness of disclosures [4][6] - The company has taken steps to enhance communication with regulatory authorities and improve the quality of information disclosure [9][11] - The involved parties, including former executives, have ceased to hold any positions within the company since March 6, 2023, following the penalties [1][3][11]
这四家公司被立案调查,早有“苗头”!
Guo Ji Jin Rong Bao· 2025-07-28 13:26
Core Viewpoint - The China Securities Regulatory Commission (CSRC) has initiated investigations into multiple listed companies, including *ST Mubang, *ST Wanfang, Ruibeka, and Taiyuan Heavy Industry, for violations related to financial data misrepresentation and information disclosure [1][5]. Group 1: Company Investigations - *ST Mubang is under investigation for suspected false disclosures in its annual reports and other periodic financial statements [1][3]. - Taiyuan Heavy Industry and Ruibeka are also being investigated for information disclosure violations, having previously received warnings from regulatory authorities [1][5]. - The investigations reflect a "zero tolerance" approach by regulatory bodies towards financial fraud, emphasizing the ongoing development of legal frameworks in the securities market [1]. Group 2: Financial Performance and Violations - *ST Mubang, which transitioned from a toy business to solar energy production, reported a net loss of 1.16 billion yuan for 2024, attributing this to overcapacity and intense competition in the solar industry [3][4]. - The company has been found to have committed four major violations, including inaccurate financial information and improper use of raised funds, leading to corrective measures from the Jiangxi Securities Regulatory Bureau [4]. - Taiyuan Heavy Industry has experienced significant fluctuations in its net profit from 2022 to 2024, with figures of 88.92 million yuan, -16.64 million yuan, and 28.02 million yuan respectively [6][7]. - Ruibeka reported a net loss of 118 million yuan in 2024, marking its first loss since going public, and has been cited for multiple disclosure issues by the Henan Securities Regulatory Bureau [7]. - *ST Wanfang's financial indicators have triggered delisting risk warnings, with a net profit of 10.65 million yuan for 2024 and a negative net profit of -460.13 million yuan after excluding non-recurring items [8].
这四家公司被立案调查,早有“苗头”!
IPO日报· 2025-07-28 10:41
Core Viewpoint - The China Securities Regulatory Commission (CSRC) has initiated investigations into multiple listed companies for violations related to financial data misrepresentation and information disclosure, reflecting a "zero tolerance" approach towards financial fraud and a commitment to stricter regulation in the securities market [1][3][6]. Group 1: Investigated Companies - *ST Muban (603398) is under investigation for suspected false disclosures in its annual reports and other periodic financial statements, having previously received warnings from regulatory authorities [1][3]. - Taiyuan Heavy Industry (600169) and Ruibeka (600439) are also being investigated for information disclosure violations, with both companies having received prior warnings from regulators [1][6]. - *ST Muban has shifted its business focus from educational toys to solar energy after acquiring Inner Mongolia Haoan Energy Technology Co., Ltd., but reported a net loss of 1.16 billion yuan for 2024 due to oversupply and fierce competition in the solar industry [3][4]. Group 2: Specific Violations - *ST Muban has been found to have committed four major violations, including incorrect financial information disclosures, improper use of raised funds, and multiple errors in its annual report [3][4]. - Taiyuan Heavy Industry has experienced significant fluctuations in its net profit from 2022 to 2024, with figures of 88.92 million yuan, -16.64 million yuan, and 28.02 million yuan respectively, and has been cited for failing to disclose major lawsuits and related party transactions in a timely manner [6]. - Ruibeka reported a net loss of 118 million yuan in 2024, marking its first loss since going public, and has been cited for multiple disclosure failures, including non-disclosure of non-operating fund transactions with related parties [7]. Group 3: Regulatory Actions - The Jiangxi Securities Regulatory Bureau has mandated corrective actions for *ST Muban and its executives, including warnings and recording violations in their integrity files [4]. - The Henan Securities Regulatory Bureau has also imposed administrative measures on Ruibeka, requiring corrective actions and issuing warnings to responsible individuals [7]. - *ST Wanfang, primarily engaged in agriculture and military industries, has faced trading risk warnings due to its financial performance, with a reported net profit of 10.65 million yuan and a negative net profit of -460.13 million yuan after excluding non-recurring gains [8].
上交所对引力传媒及有关责任人予以通报批评
Mei Ri Jing Ji Xin Wen· 2025-07-28 09:40
Group 1 - The Shanghai Stock Exchange issued a decision to publicly criticize Gravity Media Co., Ltd. and its responsible individuals for failing to disclose performance forecasts in a timely manner [2][4] - The company reported a projected net loss of between 17 million to 19 million yuan for the fiscal year 2024, with the actual net loss recorded at 18,105,075.90 yuan [3][4] - The responsible individuals, including the chairman, general manager, financial director, and board secretary, were found to have violated multiple provisions of the Shanghai Stock Exchange's listing rules [4][6] Group 2 - The company argued that it did not intentionally violate regulations, citing reliance on past practices and claiming that market impact was minimal [5][6] - The disciplinary committee rejected the company's arguments, stating that the failure to disclose the performance forecast was a clear violation and that the reasons provided were not valid [6] - The company is required to submit a rectification report within one month, addressing compliance issues and improving information disclosure practices [7] Group 3 - For the fiscal year 2024, Gravity Media's revenue was entirely derived from the advertising industry, accounting for 100% of its income [8]
证监会对多家上市公司集中立案,监管风暴再次剑指市场乱象
Sou Hu Cai Jing· 2025-07-28 08:32
Group 1: Regulatory Environment - Recent regulatory actions signal a tightening of oversight in the capital markets, with a focus on compliance risks across various stages of company development [1] - The investigation covers companies with different business models, highlighting widespread compliance issues in the current market [1] Group 2: Company-Specific Issues - *ST Muban, a representative of transitioning companies, faces multiple compliance risks, including financial fraud and fund misuse, with a reported net profit of -1.18 billion in 2024 and revenue below the 300 million threshold for delisting [3][4] - Rebecca, a leading player in the global wig industry, is under investigation for alleged information disclosure violations, with a recent net loss of 1.18 billion in 2024 and previous penalties for failing to disclose financial information in a timely manner [5][6] - *ST Wanfang, on the brink of delisting, is facing scrutiny for information disclosure issues linked to its complex shareholding structure, with a significant portion of its shares frozen and set for auction [7] Group 3: Market Implications - The recent investigations reflect a broader trend of increasing regulatory scrutiny, with the China Securities Regulatory Commission (CSRC) intensifying efforts to combat financial fraud and improve market integrity [8] - In 2024, the CSRC handled 128 cases of financial fraud, imposing fines totaling 5.137 billion, indicating a robust enforcement environment [8] - The regulatory actions aim to transition the capital market from expansion to quality improvement, promoting a healthier ecosystem for compliant and well-governed companies [10]
瑞贝卡信披违规遭立案曾被多次警示 控股股东质押率70%拟转让套现2.17亿
Chang Jiang Shang Bao· 2025-07-27 23:46
Core Viewpoint - 瑞贝卡 has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure regulations, following multiple warnings for similar issues [1][2][3] Group 1: Regulatory Issues - 瑞贝卡 and its controlling shareholder, 瑞贝卡控股, received a notice of investigation from the CSRC due to suspected information disclosure violations [2] - The company failed to disclose its 2024 annual performance forecast, which indicated a net loss of 118 million yuan [2][3] - 瑞贝卡 has a history of regulatory warnings, including issues related to non-disclosure of transactions with related parties and inadequate provisions for inventory depreciation [4] Group 2: Financial Performance - 瑞贝卡's revenue for 2022, 2023, and 2024 was 1.258 billion yuan, 1.226 billion yuan, and 1.239 billion yuan, reflecting year-on-year changes of -19.65%, -2.57%, and +1.10% respectively [6] - The net profit for the same years was 33.94 million yuan, 12.30 million yuan, and a loss of 118 million yuan, with declines of 43.63%, 63.75%, and 1056.08% respectively, marking three consecutive years of decline [6][7] - In 2024, sales expenses reached 226 million yuan, a 61.87% increase from the previous year, contributing to the net loss [8] Group 3: Shareholder Actions - 瑞贝卡控股 plans to transfer part of its shares to raise 217 million yuan, reducing its stake from 28.4% to 22.22% [8] - The controlling shareholder has a high pledge rate of 69.98%, with 225 million shares pledged, representing 19.88% of the total share capital [8][9] - The company stated that the controlling shareholder's credit status is good, and it has the ability to repay debts [10]
对上市公司业绩预告严重变脸行为的查处不能止步于交易所层面
Sou Hu Cai Jing· 2025-07-27 22:47
Core Viewpoint - The Beijing Stock Exchange has imposed disciplinary actions on Hebei Meibang Engineering Technology Co., Ltd. due to serious violations in performance information disclosure, particularly a significant discrepancy in the company's profit forecasts for 2024 [1][2]. Summary by Sections Disciplinary Actions - The Beijing Stock Exchange issued a public reprimand to Meibang Technology and its main responsible persons, which will be recorded in the integrity archives of the securities and futures market [1][2]. - The disciplinary action was prompted by a drastic change in the company's profit forecast for 2024, where the initially projected net profit of 4 million to 6 million yuan was later reported as a loss of approximately 3.45 million yuan [1][2]. Performance Forecast Discrepancies - Meibang Technology's performance forecast was revised multiple times, with the final audited report showing a significant loss, indicating a change from profit to loss [1][2]. - The company attributed the drastic change to the impairment provision of 28.29 million yuan due to the shutdown of its subsidiary, Ningxia Meibang Huanyu Chemical Co., Ltd. [2]. Regulatory Concerns - The article emphasizes that merely imposing disciplinary actions at the exchange level is insufficient for addressing the serious nature of the discrepancies in performance forecasts [3][5]. - It argues that the regulatory response should extend beyond the exchange's actions to include legal accountability for misleading disclosures that could harm investors [5][6]. Legal Implications - According to the Securities Law, if the disclosed information contains false records or misleading statements, the responsible parties may face fines ranging from 1 million to 10 million yuan, and direct responsible personnel may also face fines [6]. - Investors misled by the company's disclosures may seek compensation or file lawsuits against Meibang Technology and its responsible persons, contingent upon regulatory penalties being issued [6][7].