信息披露违规

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ST龙宇、ST华微陷财务困局,广济药业、祥源文旅被证监会盯上
2 1 Shi Ji Jing Ji Bao Dao· 2025-06-16 13:29
Core Viewpoint - The article highlights the increasing regulatory scrutiny in the capital market, emphasizing a "zero tolerance" approach towards financial fraud, information disclosure violations, and fund misappropriation by listed companies. Group 1: ST Longyu - ST Longyu has been placed under investigation by the China Securities Regulatory Commission (CSRC) for suspected information disclosure violations, with a total of 8.7 billion yuan in fund misappropriation involved [1][2] - The company’s controlling shareholder and related parties have non-operational fund misappropriation totaling 9.18 billion yuan, of which 8.68 billion yuan remains unpaid [2] - The audit report for ST Longyu's 2023 annual report was issued with a "disclaimer of opinion," leading to increased delisting risks for the company [2] Group 2: ST Huamei - ST Huamei has been formally investigated by the CSRC for suspected information disclosure violations, with a self-reported non-operational fund misappropriation of 14.35 billion yuan [3][4] - The company reported significant fund flows lacking real commercial substance, with total outflows of 81.39 billion yuan and inflows of 68.52 billion yuan [3] - The ongoing investigation will impact the company's compliance risks and market reputation [3] Group 3: Guangji Pharmaceutical - Guangji Pharmaceutical has received a notice from the CSRC regarding an investigation for suspected information disclosure violations, following a previous warning from the Hubei Securities Regulatory Bureau [4][5] - The company acknowledged accounting errors in its financial reports, leading to adjustments in previously reported revenue and costs [4] - The CSRC's investigation marks an escalation in regulatory scrutiny regarding the company's compliance with information disclosure requirements [5] Group 4: Xiangyuan Cultural Tourism - Xiangyuan Cultural Tourism and its actual controller have been placed under investigation by the CSRC for suspected information disclosure violations [5] - The specific details of the violations have not yet been disclosed, but the investigation will assess the company's compliance with securities laws [5] - The outcome of the investigation is expected to be a focal point for market participants [5]
*ST海越退市首日暴跌27%!多次因信披违规被罚 股民索赔已获法院立案
Xin Lang Zheng Quan· 2025-06-16 08:48
登录新浪财经APP 搜索【信披】查看更多考评等级 6月16日,海越能源进入退市整理期,截止收盘,股价暴跌27.34%,总市值仅剩4.73亿元。值得注意的 是,公司早在停牌前就已收15个跌停,股民损失惨重。 根据公告,海越能源预计最后交易日期为2025年7月4日。退市整理期届满后5个交易日内,上海证券交 易所将对公司股票予以摘牌,公司股票终止上市。 随着行政处罚落地,海越能源将面临受损股民索赔。新浪股民维权平台许峰律师代理的海越能源投资者 索赔案已获得绍兴中院立案,目前正在等待法院的下一步安排。 综合违法事实,根据证券法规定,在2022年4月15日到2023年4月29日之间买入海越能源股票,并在2023 年4月29日之后卖出或持有股票的投资者,以及在2023年4月29日到2024年4月20日之间买入海越能源股 票,并且在2024年4月20日后卖出或继续持有股票的投资者,目前还可发起索赔。 MACD金叉信号形成,这些股涨势不错! 责任编辑:公司观察 就在退市前一周,海越能源披露发布称,因涉嫌信息披露违法违规被证监会立案调查,这已是该公司第 三次因信披问题遭证监会立案,此前分别于2021年12月、2024年6月收到 ...
*ST返利: 返利网数字科技股份有限公司关于公司及相关人员收到《行政监管措施决定书》的公告
Zheng Quan Zhi Xing· 2025-06-13 11:25
Core Viewpoint - The company received an administrative regulatory measure decision from the Jiangxi Securities Regulatory Bureau due to inaccuracies in its financial disclosures for the first quarter of 2024, leading to a warning letter issued to the company and its key executives [1][2]. Group 1: Administrative Regulatory Measures - The company, along with its chairman and general manager, is held primarily responsible for violating the regulations of the Information Disclosure Management Measures for Listed Companies [2]. - The warning letter will be recorded in the securities and futures market integrity archives [2]. - The company has the right to appeal the decision within 60 days or file a lawsuit within 6 months [2]. Group 2: Financial Reporting Corrections - The inaccuracies in the financial report were due to a reassessment of the estimated variable consideration in advertising contracts for the first quarter of 2024 [2]. - The correction only affects the financial statements and indicators in the first quarter report and does not impact previously disclosed half-year reports [2]. Group 3: Company Response and Future Actions - The company emphasizes its commitment to rectify the issues raised in the warning letter and improve its financial accounting standards [2]. - The company aims to enhance the quality of information disclosure and promote stable, high-quality development [2]. - The administrative measures will not affect the company's normal production and operational management activities [3].
嘉曼服饰年报重要数据上演“穿越剧”,股价长期大幅破发不回购引投资者质疑
Mei Ri Jing Ji Xin Wen· 2025-06-12 03:05
Group 1 - The core issue highlighted is the inconsistency in the financial disclosures of Jiama Clothing, particularly regarding the opening date of its highest revenue store, which is listed as May 15, 2025, in the 2024 annual report [1][6][8] - Jiama Clothing's main business includes the research, design, brand operation, and sales of children's clothing, with a total of 176 direct stores as of the end of 2024, of which 103 have been operating for over 12 months [2][8] - The highest revenue store generated an income of 6.54 million yuan, significantly surpassing other stores, raising questions about the accuracy of the reported data [2][3][5] Group 2 - Jiama Clothing's financial performance has been stagnant since its IPO in 2022, with net profits of 166 million yuan, 180 million yuan, and 171 million yuan from 2022 to 2024, reflecting year-on-year growth rates of -14.86%, 8.55%, and -4.84% respectively [8][9] - The company's stock price has been in a prolonged decline, with a significant drop of 41% from its IPO price of 40.66 yuan to a closing price of 23.98 yuan as of June 11 [8][9] - Despite having substantial cash reserves totaling 1.18 billion yuan, which is 56.54% of its net assets, Jiama Clothing has not initiated any share buyback plans to support its stock price [8][9][10]
上交所公开谴责ST观典及三名高管 业绩预告错误营收大幅下调
Sou Hu Cai Jing· 2025-06-11 01:27
上海证券交易所于2025年6月10日发布纪律处分决定书,对ST观典及三名时任责任人予以公开谴责。此次处分源于该公司在信息披露方面存在严重违规行 为,违反了《科创板股票上市规则》相关规定。受到处分的责任人包括时任董事长高明、时任总经理程宇以及时任财务负责人王彦。 来源:金融界 监管处分措施及后续安排 基于上述违规事实,上海证券交易所决定对ST观典及相关责任人实施公开谴责处分。时任董事长高明在担任代行董事会秘书职务期间,未能履行应尽的勤 勉义务。时任总经理程宇和时任财务负责人王彦在各自职责范围内,同样未能确保信息披露的准确性和及时性。 此次纪律处分将按规定程序通报给中国证监会和北京市地方金融管理局。相关处分记录将被纳入证券期货市场诚信档案数据库,对当事人的市场信誉产生长 期影响。上交所同时要求ST观典在一个月内提交详细的整改报告,说明公司针对信息披露违规问题采取的具体整改措施。 根据公开数据显示,ST观典2025年第一季度实现营业收入1316万元,归属母公司净利润为负1653万元。公司目前仍面临经营压力,需要在规范信息披露的 同时,努力改善经营状况。 信息披露违规事实认定 ST观典在2025年1月17日发布的《2 ...
上交所对*ST观典及有关责任人予以公开谴责
Mei Ri Jing Ji Xin Wen· 2025-06-10 23:08
Core Viewpoint - The Shanghai Stock Exchange publicly reprimanded *ST Guandian and its responsible individuals for inaccurate financial disclosures and violations of regulations [2][8]. Group 1: Company Violations - On January 17, 2025, *ST Guandian disclosed a pre-announcement of a significant loss for 2024, estimating revenue between 112 million to 128 million yuan and a net loss between 125 million to 98 million yuan [4]. - On February 28, 2025, the company revised its revenue estimate to 118.94 million yuan and net loss to 100.11 million yuan, failing to disclose any major uncertainties affecting these figures [4]. - On April 12, 2025, the company corrected its revenue estimate to 89.98 million yuan, citing a cautious approach to revenue recognition, which reduced expected revenue by approximately 28.95 million yuan [5]. Group 2: Responsibility and Disciplinary Actions - The company’s inaccurate financial disclosures significantly impacted investor expectations, leading to a potential delisting risk due to revenue falling below 100 million yuan [6]. - The responsible individuals, including the chairman, general manager, and financial officer, failed to fulfill their duties regarding accurate information disclosure, violating multiple regulations [7]. - The Shanghai Stock Exchange decided to publicly reprimand the company and the responsible individuals, with the disciplinary actions recorded in the integrity database [8]. Group 3: Compliance and Future Measures - The company is required to implement corrective measures and submit a report within one month, ensuring compliance with regulations and improving information disclosure practices [8][9]. - The company’s revenue composition for 2024 indicated that 85.27% came from aviation equipment manufacturing and related services, while non-lethal weapons accounted for 14.23% [9].
2024年归属股东净利润为-2911.64万,未按规定披露业绩预告,均瑶大健康收到警示函
Sou Hu Cai Jing· 2025-06-09 15:14
极目新闻记者 柴荆 因存在未按规定披露2024年度业绩预告违规事实,近日,湖北证监局对湖北均瑶大健康饮品股份有限公司(以下简称均瑶健康或公司)、王均豪、俞巍、崔 鹏、郭沁采取出具警示函措施。 公司上述行为违反了《上市公司信息披露管理办法》(证监会令第182号)第三条第一款、第十七条的规定。王均豪作为公司董事长、俞巍作为总经理、崔鹏 作为财务总监、郭沁作为董事会秘书,未按照《上市公司信息披露管理办法》(证监会令第182号)第四条、第五十一条第二款和第三款的规定履行勤勉尽责 义务,对公司上述违规行为负有主要责任。 根据《上市公司信息披露管理办法》(证监会令第182号)第五十二条的规定,湖北证监局决定对湖北均瑶大健康饮品股份有限公司、王均豪、俞巍、崔鹏、 郭沁采取出具警示函的行政监管措施,并记入证券期货市场诚信档案。 均瑶健康对此公告称,公司及相关责任人将加强证券法律法规学习,提高规范意识,避免类似问题再次发生。本次行政监管措施不会影响公司正常的生产经 营活动。 均瑶健康属于食品饮料行业,主营业务涉及含乳饮料中的常温乳酸菌系列饮品的研发、生产和销售。公司于2020年8月18日上市,成为国内"常温乳酸菌第一 股"。2 ...
ST鹏博士即将召开2024年年度股东大会,受损股民呼吁赔偿
2 1 Shi Ji Jing Ji Bao Dao· 2025-06-09 12:29
记者 秦楚远 2024年4月15日,公司披露《关于有关信访举报事项监管工作函的回复公告》,提及2024年1月18日董事 会第三十次会议全票通过《关于转让全资子公司100%股权暨关联交易的议案》,但未及时披露该信 息,违反《上市公司信息披露管理办法》第三条第一款规定。时任董事长杨学平、时任总经理吕卫团、 时任董秘吴文涛对该违规行为负主要责任。 2025年5月6日,鹏博士电信传媒集团股份有限公司(以下简称"ST鹏博士")发布《关于召开2024年年度股 东大会的通知》,将于2025年6月10日召开会议。此前,ST鹏博士于2024年8月17日发布公告,公告称 公司收到中国证券监督管理委员会(以下简称"中国证监会")出具的《行政处罚决定书》((2024)77号),受 损股民呼吁该公司应承担起相应的赔偿责任。 受损投资者维权通道 信息披露乱象丛生 (一)2023年年度业绩预告披露严重失准 2024年1月31日,公司披露2023年年度业绩预盈公告,预计当年归属于上市公司股东的净利润约3125万 元,扣非后净利润约-3495万元。4月27日,公司发布业绩预告更正公告,将净利润修正为约-9325万 元,扣非后净利润修正为约-1 ...
破发股司南导航被责令改正 上市次年转亏国联民生保荐
Zhong Guo Jing Ji Wang· 2025-06-09 09:21
Core Viewpoint - Sihan Navigation (688592.SH) is currently facing regulatory scrutiny due to significant discrepancies in its financial disclosures, leading to a decline in its stock price and a breach of compliance with the China Securities Regulatory Commission (CSRC) [1][2]. Financial Performance - For the fiscal year 2024, Sihan Navigation reported revenue of 413 million yuan, a year-on-year increase of 0.28% [2][3]. - The company recorded a net loss attributable to shareholders of 33.05 million yuan, compared to a profit of 41.82 million yuan in the previous year, marking a decline of 179.03% [4]. - The net profit after excluding non-recurring items was a loss of 50.10 million yuan, a significant drop from a profit of 25.80 million yuan in the prior year, reflecting a decrease of 294.21% [4]. - The net cash flow from operating activities was 11.18 million yuan, a substantial improvement from a negative cash flow of 33.74 million yuan in the previous year, indicating a 431.40% increase [4]. Regulatory Issues - The company received an administrative regulatory measure from the Shanghai Securities Regulatory Bureau due to three main issues in its 2024 annual report, including improper disclosure of significant changes in asset and liability accounts, incorrect data regarding raised funds, and errors in reporting investment gains [1][2]. Stock Performance - As of June 9, the stock price of Sihan Navigation closed at 46.46 yuan, reflecting a decline of 2.48% and indicating that the stock is currently in a state of decline [1]. Future Plans - The profit distribution plan for 2024 includes a cash dividend of 1.20 yuan per 10 shares and a capital reserve conversion of 3 shares for every 10 shares held, without issuing additional shares [4].
ST路通: 无锡路通视信网络股份有限公司关于收到江苏证监局行政监管措施决定书的公告
Zheng Quan Zhi Xing· 2025-06-08 08:07
证券代码:300555 证券简称:ST路通 公告编号:2025-055 无锡路通视信网络股份有限公司 关于收到江苏证监局行政监管措施决定书的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整,没有虚假 记载、误导性陈述或重大遗漏。 一是公章管理内部控制存在缺陷。公司公章使用内部控制存在明显缺陷,与 公司《2022 年度内部控制自我评价报告》中披露情况不符。《2022 年度内部控 制自我评价报告》信息披露不准确,违反了《上市公司信息披露管理办法》(证 监会令第 182 号)(以下简称《信披办法》)第三条第一款规定,公司时任董事 长林竹、时任监事会主席黄茂钦对上述行为负有主要责任。 二是公司未及时披露重大诉讼及账户冻结情况。公司在 2025 年 2 月 10 日收 到诉讼通知且银行账户被冻结后,未及时披露该信息,迟至 2025 年 3 月 12 日才 予披露,违反了《信披办法》第三条第一款、第二十二条第二款的规定。公司董 事长、时任总经理、时任代行董秘职责的邱京卫、时任代行董秘职责的付新悦等 对上述行为负有主要责任。 根据《信披办法》第五十二条规定,我局决定对你们采取出具警示函的行政 监管措施,并记入 ...