炬申物流集团股份有限公司 董事和高级管理人员所持本公司股份及其 变动管理制度 （2025 年 5 月修订） 炬申物流集团股份有限公司 董事和高级管理人员所持本公司股份 及其变动管理制度 第一章 总则 第一条 为加强对炬申物流集团股份有限公司（以下简称"公司"）董事和 高级管理人员所持本公司股份及其变动的管理，根据《中华人民共和国公司 法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称 "《证券法》"）、《上市公司董事和高级管理人员所持本公司股份及其变动 管理规则》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律 监管指引第 10 号——股份变动管理》等法律法规、规范性文件、部门规章以及 《公司章程》等的有关规定，制定本管理制度。 第二条 公司董事和高级管理人员所持本公司股份，是指登记在其名下的所 有本公司股份。 公司董事和高级管理人员从事融资融券交易的，还包括记载在其信用账户 内的本公司股份。 第三条 公司董事和高级管理人员在买卖公司股票及其衍生品种前，应知悉 《公司法》《证券法》等法律法规、规范性文件关于内幕交易、操纵市场、短 线交易等禁止行为的规定，不得进行违法违规的交易。 公司 ...

上海剑桥科技股份有限公司 董事和高级管理人员所持公司股份及其变动管理办法 （H 股发行上市后适用） （根据 2025 年 5 月 28 日召开的第五届董事会第十四次会议决议修订） 第一章 总则 第一条 为加强对上海剑桥科技股份有限公司（下称"公司"或"本公司"） 董事和高级管理人员所持本公司股份及其变动的管理，根据《中华人民共和国公 司法》（以下简称"《公司法》"）《中华人民共和国证券法》（以下简称"《证 券法》"）《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》 《香港联合交易所有限公司证券上市规则》（以下简称"《香港上市规则》"，其 中"香港联合交易所有限公司"以下简称"香港联交所"）附录 C1《企业管治守 则》及附录 C3《上市发行人董事进行证券交易的标准守则》（以下简称"《标准 守则》"）香港《证券及期货条例》（香港法例第 571 章）（以下简称"《香港 证券及期货条例》"）等法律、法规、规范性文件要求，结合《上海剑桥科技股 份有限公司公司章程》（以下简称"《公司章程》"）的有关规定，制订本办法。 第二条 公司的董事、高级管理人员和有关雇员应当遵守本办法。董事、高 级管理人员和有关雇员就其 ...

General Principles - The management system for the shares held by the directors and senior management of Nanjing Public Utilities Development Co., Ltd. is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading the company's stocks [1][2] Registration - Directors and senior management are required to submit personal and family member information to the Shenzhen Stock Exchange within two trading days after their appointment or any changes in their information [2][3] - The company's securities affairs department must confirm the information submitted by directors and senior management and provide timely feedback [2][3] Transfer of Shares - Directors and senior management must notify the company's securities affairs department in writing before buying or selling company stocks, which will check for any potential issues [5][6] - Shares held by directors and senior management are subject to restrictions on transfer under certain conditions, such as during the lock-up period following a public offering [4][5] - The annual transferable share limit for directors and senior management is calculated based on 25% of the shares held as of the last trading day of the previous year [6][7] Information Disclosure - Directors and senior management must report any changes in their shareholding within two trading days and disclose relevant details on the designated website of the Shenzhen Stock Exchange [9][10] - Violations of trading regulations may result in the company recovering profits from directors and senior management, with required disclosures of the situation and remedial measures taken [9][10] Additional Regulations - Directors and senior management are prohibited from engaging in margin trading with the company's stocks [10] - The company's board of directors is responsible for formulating, revising, and interpreting the management system for shareholding [27][28]

General Overview - The document outlines the management system for the shares held by the directors, senior management, and core technical personnel of Huaxi Biological Technology Co., Ltd. [1] Shareholding Management - The system is established in accordance with various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - It applies to the management of shares held by the company's directors, senior management, and core technical personnel [1] Trading Restrictions - Directors and senior management must be aware of laws prohibiting insider trading, market manipulation, and short-term trading before buying or selling shares [2] - They are prohibited from engaging in margin trading using the company's shares as the underlying security [2] Share Transfer Rules - There are specific circumstances under which shares held by directors and senior management cannot be transferred, including ongoing investigations or penalties related to securities violations [3] - Trading is restricted during certain periods, such as 15 days before the annual and semi-annual reports, and 5 days before quarterly reports [4] Reporting and Disclosure - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring compliance with reporting requirements [11] - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares held before and after the change [10] Penalties for Violations - Violations of the trading rules may result in the company recovering profits made from illegal trades and disclosing the situation publicly [12] - Serious violations can lead to penalties from the China Securities Regulatory Commission, including market bans for responsible individuals [13] Additional Provisions - The document specifies that any matters not covered will be governed by relevant national laws and regulations [14] - The management system will take effect upon approval by the company's board of directors, replacing any previous regulations [14]

General Principles - The document outlines the management system for the shares held by directors and senior management of Yantai Shichuan Sealing Technology Co., Ltd, aiming to strengthen the management of shareholding and clarify related procedures [1][2] - The system is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] Shareholding and Trading Regulations - The shares held by directors and senior management include those registered in their names and those held through others' accounts, including shares in margin trading accounts [2][3] - Before trading the company's shares, directors and senior management must be aware of prohibitions against insider trading and market manipulation as per applicable laws [2][3] Reporting and Disclosure Requirements - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares, and the board secretary must verify compliance with disclosure and major event regulations [2][3] - Personal information of directors and senior management must be reported to the stock exchange within specified timeframes, including changes in their shareholding status [3][4] Lock-up and Transfer Restrictions - Shares held by directors and senior management may be subject to lock-up periods and transfer restrictions under certain conditions, such as during public offerings or equity incentive plans [5][6] - Specific conditions under which shares cannot be transferred include the first year after the company's stock listing and six months after leaving the company [6][7] Trading Limitations - Directors and senior management are limited to transferring no more than 25% of their shares annually, with exceptions for certain circumstances like judicial enforcement [6][7] - New shares acquired through various means are subject to specific transfer limits in the year of acquisition [7][8] Insider Information and Compliance - The company must ensure that individuals with insider information do not engage in trading activities, including family members and controlled entities [8][9] - Violations of trading regulations may result in the company recovering profits and disclosing relevant information as required by law [9][10] Responsibilities and Accountability - The chairman of the board is responsible for overseeing the management of shareholding by directors and senior management, while the board secretary manages the reporting and compliance processes [12][13] - Any violations of the trading rules may lead to legal consequences, including civil liability and potential criminal prosecution [13][14]