Group 1 - The core viewpoint emphasizes the importance of building a "safe, standardized, transparent, open, vibrant, and resilient" capital market, highlighting risk prevention and strong regulation as priorities [1] - The regulatory body is committed to maintaining market stability through comprehensive monitoring and early warning systems, as well as enhancing cross-market risk prevention mechanisms [1] - The bond default rate in the exchange market remains low at around 1%, indicating effective risk control measures [1] Group 2 - Regulatory enforcement has been significantly strengthened, focusing on financial fraud and establishing a comprehensive deterrent system against such violations [2] - Major penalties have been imposed for financial misconduct, including a record fine of 4.175 billion yuan against Evergrande and 325 million yuan against its auditing firm [2] - Over 700 cases have been referred to law enforcement for criminal accountability in the past five years, reflecting a rigorous approach to legal enforcement [2] Group 3 - Investor protection measures have been enhanced, with new regulations on share reduction, quantitative trading, and short selling being implemented [3] - Landmark cases have resulted in substantial compensation for investors, including approximately 2.46 billion yuan for the Kangmei Pharmaceutical case and 1.09 billion yuan for the Zijing Storage case [3] - A comprehensive investor protection system is being developed, ensuring accountability and quality evaluation for intermediary institutions [3]

9月22日下午，国务院新闻办公室举行"高质量完成'十四五'规划"系列主题新闻发布会，介绍"十四五"时期金融业发展成就，中国证监会主席吴清在会上作 了相关发布。 吴清表示，过去五年资本市场面临的环境发生了复杂深刻变化，外部输入性风险挑战可以说是风高浪急，国内部分领域风险"水落石出"，资本市场作为各 类风险交汇地和敏感带首当其冲。 中央金融工作会议强调要加快打造"安全、规范、透明、开放、有活力、有韧性"的资本市场，"安全"打头，凸显了防风险、强监管的重要性。证监会始终 坚持稳中求进，统筹发展与安全，筑牢监管防线，严守风险底线。 一是坚决维护市场平稳运行。落实"四早"要求，加强全方位监测预警，健全跨市场跨领域跨境风险防控机制，加强逆周期调节，统筹好一二级市场协调发 展，同时强化与有关方面的协调联动，支持汇金公司、社保、保险、证券基金和上市公司等发挥内在稳定作用，共同打好"组合拳"，筑牢防波堤防浪堤， 有效应对了外部冲击，投资者信心和市场预期明显改善。 三是大幅增强监管执法的有效性、震慑力。一方面，聚焦财务造假等投资者深恶痛绝的违法违规问题，既"追首恶"，也"惩帮凶"，系统构建全方位、立体 式的综合惩防体系，坚决破除 ...

国务院新闻办公室于2025年9月22日（星期一）下午3时举行"高质量完成'十四五'规划"系列主题新闻 发布会，中国人民银行行长潘功胜，金融监管总局局长李云泽，中国证监会主席吴清，中国人民银行副 行长、国家外汇局局长朱鹤新介绍"十四五"时期金融业发展成就，并答记者问。 吴清表示， 去年9·26中央政治局会议以来，财政、金融、产业等一揽子大力度、超预期政策扩围增效，有利 地促进资本市场稳定发展，科技创新与产业创新加快融合发展，一批现象级的科技企业和创新产品相继出圈， 资本市场" 1+N "政策体系加快落地见效。 在各方面因素共同作用下，中国资产吸引力明显增强。 会上，吴清提到，"十四五"期间，上市公司通过分红、回购派发"红包"合计超过10.6万亿元，比"十三 五"增长超过八成，相当于同期股票IPO和再融资金额的2.07倍。同时，"十四五"期间A股市场韧性和抗风 险能力明显增强，上证综指年化波动率15.9％，较"十三五"下降2.8个百分点。吴清表示， 外资持有A股 市值3.4万亿元，269家企业境外上市，中国资本市场的"朋友圈"越来越大。 吴清表示， 过去五年硕果累累，展望未来五年信心满满，也是一份沉甸甸的责任，需 ...

在发布会上，吴清表示，对资本市场来说，过去五年也是极不 寻常的五年。在中央金融办统筹协调下，证监会与各方面一起 认真抓好贯彻落实，一体推进防风险、强监管、促高质量发 展，合力稳市场、稳预期、稳信心，推动市场健康稳定发展的 态势持续形成并不断巩固。 作者： 蔡越坤 封图：国新网 9月22日下午3时，国务院新闻办公室举行发布会，中国人民银行行长潘功胜，金融监管总局局长 李云泽，中国证监会主席吴清，中国人民银行副行长、国家外汇局局长朱鹤新介绍"十四五"时期金 融业发展成就。 第一，"四梁八柱"的法规制度体系建构成型。以新证券法实施为契机，对相关法规制度进行系 统"立改废释"，期货和衍生品法、私募基金监管条例等一些历经"十年磨一剑"的法规发布实施，中 国特色的资本市场法治体系进一步健全。国务院去年出台新"国九条"，证监会又会同相关方面相继 出台了60余项配套规则，基础制度和监管底层逻辑得到全方位重构，为资本市场稳定发展打下制 度基础。 第二，纵深推进科创板、创业板改革，成功设立并高质量推进北交所建设，持续深化新三板改革， 稳步发展结构合理、功能互补的多层次股权市场。今年8月，A股市场总市值首次突破100万亿元。 交易 ...

9月22日下午3时，国务院新闻办公室举行发布会，中国人民银行行长潘功胜，金融监管总局局长李云 泽，中国证监会主席吴清，中国人民银行副行长、国家外汇局局长朱鹤新介绍"十四五"时期金融业发展 成就。 在发布会上，吴清表示，对资本市场来说，过去五年也是极不寻常的五年。在中央金融办统筹协调下， 证监会与各方面一起认真抓好贯彻落实，一体推进防风险、强监管、促高质量发展，合力稳市场、稳预 期、稳信心，推动市场健康稳定发展的态势持续形成并不断巩固。 回顾一年前，2024年9月24日，国新办举行关于金融支持经济高质量发展的新闻发布会，央行、金融监 管总局、证监会联合宣布了一系列重磅金融政策，"924"行情随之启动，带来了一年时间的慢牛行情。 数据显示，截至9月22日收盘，其中上证指数累计上涨超39%，创业板指数累计大涨超103%。A股最新 总市值达104万亿元，近一年来增长大约36万亿元。 坚持监管"长牙带刺"、有棱有角 在介绍"十四五"时期金融业发展成就时，吴清主要介绍了五个方面。 第一，"四梁八柱"的法规制度体系建构成型。以新证券法实施为契机，对相关法规制度进行系统"立改 废释"，期货和衍生品法、私募基金监管条例等一些历 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes maintaining market stability while balancing development and safety, with a focus on regulatory enforcement and investor protection [1] Group 1: Market Stability - The CSRC is committed to maintaining stable market operations and effectively responding to external shocks through a combination of measures [1] - The bond market's default rate remains low at approximately 1%, indicating ongoing efforts to mitigate risks in key areas [1] Group 2: Regulatory Enforcement - The CSRC has significantly enhanced the effectiveness and deterrence of regulatory enforcement, establishing a comprehensive system to combat fraud and misconduct [1] - Over the past five years, the CSRC has referred more than 700 cases and leads to law enforcement agencies, resulting in serious legal consequences for responsible parties [1] Group 3: Investor Protection - The CSRC is focused on strengthening the investor protection framework, addressing investor concerns, and improving regulatory rules related to share reduction, quantitative trading, and margin trading [1]

Core Viewpoint - The Chinese capital market has faced complex changes and risks over the past five years, prompting a focus on building a safe, regulated, transparent, open, vibrant, and resilient market environment [1] Group 1: Market Stability and Risk Management - The China Securities Regulatory Commission (CSRC) emphasizes maintaining market stability through comprehensive monitoring and early warning systems, as well as cross-market risk prevention mechanisms [3] - The bond default rate in the exchange market remains low at around 1%, indicating effective risk control measures [4] - Approximately 7,000 zombie institutions have been cleared, and the risks associated with "pseudo private equity" have been largely contained [3][4] Group 2: Regulatory Enforcement and Investor Protection - The CSRC has significantly enhanced the effectiveness and deterrence of regulatory enforcement, focusing on financial fraud and holding responsible parties accountable [4] - A total of 700 cases and clues have been transferred to law enforcement, leading to serious criminal accountability for several individuals [4] - Investor protection measures have been strengthened, including the introduction of compensation systems and improved regulatory rules for share reductions and quantitative trading [5]

北京商报讯（记者 郝彦）9月22日，国务院新闻办公室举行"高质量完成'十四五'规划"系列主题新闻发 布会，介绍"十四五"时期金融业发展成就。 近年来，特别代表人诉讼首单康美药业案赔偿投资者约24.6亿元，紫晶存储案、泽达易盛案分别赔付投 资者10.9亿元和2.8亿元，一批标志性案例在各方共同努力下得以落地，提升了投资者合法权益保护的质 效。 会上，中国证监会主席吴清表示，扎牢织密了投资者保护"安全网"，先后完善了股份减持、量化交易、 融券等监管规则，推动出台了先行赔付、当事人承诺、欺诈发行责令回购等一系列制度，明确了申报即 担责、中介机构执业质量评价等硬性监管要求。 ...

国务院新闻办公室于今日下午3时，举行"高质量完成'十四五'规划"系列主题新闻发布会，中国人民银行行长潘功胜，金融监管总局局长李云泽，中国证 监会主席吴清，中国人民银行副行长、国家外汇局局长朱鹤新介绍"十四五"时期金融业发展成就，并答记者问。 发布会上，证券时报记者提问： "十四五"期间，我国资本市场遭遇了一系列超预期的风险考验，请您介绍下证监会在加强资本市场监管、防范化解风险方面主要做 了哪些工作？ 吴清答证券时报问：过去五年外部输入性风险挑战风高浪急 资本市场作为各类风险交汇地和敏感带首当其冲 吴清在国新办新闻发布会上表示，过去五年资本市场面临的环境发生了复杂深刻变化，外部输入性风险挑战风高浪急，国内部分领域风险"水落石出"，资本 市场作为各类风险交汇地和敏感带首当其冲。 吴清答证券时报问：共同打好"组合拳"应对外部冲击 投资者信心和市场预期明显改善 吴清在国新办新闻发布会上表示，坚决维护市场平稳运行。落实"四早"要求，加强全方位监测预警，健全跨市场跨领域跨境风险防控机制，加强逆周期调 节，统筹好一二级市场协调发展，同时强化与有关方面的协调联动，支持汇金公司、社保、保险、证券基金和上市公司等发挥内在稳定作用 ...

Group 1 - The core viewpoint emphasizes the importance of strengthening regulatory defenses and maintaining market stability during the "14th Five-Year Plan" period, as highlighted by the Chairman of the China Securities Regulatory Commission, Wu Qing [1] - The regulatory framework focuses on early warning systems, cross-market risk prevention, and supporting various financial institutions to enhance market stability and investor confidence [1] - The bond default rate in the exchange market remains low at around 1%, indicating effective risk management in key areas [1] Group 2 - Regulatory enforcement has been significantly enhanced, particularly against financial fraud, with record fines imposed on companies like Evergrande Real Estate, totaling 4.175 billion yuan, and its auditing firm, 325 million yuan [2] - Over the past five years, more than 700 cases and leads have been referred to law enforcement, resulting in serious criminal accountability for several responsible parties [2] - Investor protection measures have been improved, including regulations on share reductions and quantitative trading, with notable compensation cases such as the Kangmei Pharmaceutical case, which compensated investors approximately 2.46 billion yuan [2]