锦盛新材证券部相关人士在接受《中国经营报》记者采访时表示："目前该事件未对公司正常运转造成 影响。" 9月12日晚间，锦盛新材（300849.SZ）发布公告称，公司及相关人员于近日收到中国证券监督管理委员 会浙江监管局出具的警示函。此前，浙江证监局在现场检查中发现锦盛新材存在混同管理实控人控制企 业、未及时披露关联交易等多项违规问题。 中经记者 陈家运 北京报道 值得注意的是，今年6月27日，锦盛新材还因涉嫌信息披露违规违法，被证监会立案。短时间接连引发 监管关注，公司内部控制和合规管理状况，引发市场关注。 多项违规 8月25日晚间，锦盛新材发布2025年半年度报告。报告期内，公司实现营业收入1.51亿元，同比下降 9.33%；归属于上市公司股东的净利润为-879.65万元，同比下降1663.95%；扣除非经常性损益后的净利 润为-1094.79万元，同比下降46.37%。 财报显示，上半年锦盛新材内销较上年同期减少846.89万元，同比下降7.30%，外销较上年同期减少 706.01万元，同比下降13.98%。公司解释称，内销收入下降主要系部分玻璃瓶业务净额法核算影响，外 销收入下降则主要受宏观环境影响。 ...

Core Viewpoint - Recent penalties imposed on listed companies for fund occupation issues highlight the regulatory authorities' "zero tolerance" stance towards actions that infringe on the interests of listed companies and minority investors [1][7]. Group 1: *ST Lingda's Violations - *ST Lingda was fined 1 million yuan for failing to disclose related party fund occupation of 65.6 million yuan and for unauthorized guarantees totaling 126 million yuan, with responsible individuals fined 4 million yuan [1][3]. - The company had a total of 65.6 million yuan occupied by related parties, accounting for 9.95% of its latest audited net assets, and 126 million yuan in unauthorized guarantees, representing 19.10% of its net assets [4][5]. - The penalties reflect a significant regulatory crackdown, with the company facing multiple disclosure violations, including failure to report production stoppages and risks related to equipment prepayments [4][5]. Group 2: Yangmei Chemical's Violations - Yangmei Chemical was fined 1.5 million yuan for the non-operational occupation of 1.126 billion yuan by its controlling shareholder, which was not disclosed in financial reports [1][7]. - The funds occupied by the controlling shareholder represented 17.74% of Yangmei Chemical's latest audited net assets, and the penalties included fines for both the company and responsible individuals totaling 690,000 yuan [8][9]. - The regulatory response to Yangmei Chemical's violations was swift, with the entire process from investigation to penalty completion taking just over two months [12]. Group 3: Regulatory Efficiency - The regulatory authorities have significantly improved their efficiency in handling fund occupation cases, with the time from investigation to penalty issuance being notably reduced [11][12]. - For instance, *ST Lingda's case took less than 10 months from being filed to receiving the final penalty decision, while Yangmei Chemical's case was resolved in just over two months [11][12]. - This increase in regulatory speed indicates a more proactive approach to enforcing compliance and protecting the interests of investors [10][11].

登录新浪财经APP 搜索【信披】查看更多考评等级 长江商报消息 ●长江商报记者 徐佳 因信披问题，锦盛新材（300849.SZ）一日内收到两张罚单。 日前，锦盛新材披露公司收到浙江证监局警示函，因未及时披露关联交易事项等三大问题，公司及五名 高管被出具警示函。 不仅如此，同样因未及时披露关联交易问题，深交所也对锦盛新材及五名相关当事人给予通报批评的处 分。 长江商报记者注意到，2022年至2024年，锦盛新材曾与关联方实际发生交易金额共计1.5亿元，直至 2025年4月，公司才追认该交易为关联交易，被监管部门指出其未按规定及时履行审议程序以及信息披 露义务。 因信披问题被罚，锦盛新材当前还面临业绩难题。 2020年在创业板上市之后，2022年锦盛新材陷入亏损。2022年至2025年上半年，锦盛新材实现归属于上 市公司股东的净利润（以下简称"净利润"）合计为亏损7782.84万元。 近期，锦盛新材宣布，公司拟将IPO募投项目"年产6000万套化妆品包装容器建设项目"达到预定可使用 状态的时间延长至2026年9月1日，较原计划时间延长一年。 因三大问题被出具警示函 2025年6月，因涉嫌信息披露违法违规，中国证监 ...

Core Viewpoint - Jinlitai is suspected of violating the Securities Law by failing to disclose its 2024 annual report within the legal deadline, which may lead to penalties and warnings for the company and its executives [3][7]. Group 1: Violations and Consequences - On April 23, 2025, Jinlitai's management decided not to accept the audit report from Zhongxinghua Accounting Firm, which indicated an "unable to express an opinion" on the 2024 financial statements, leading to the expectation that the company would not complete its annual report on time [3]. - Jinlitai issued multiple announcements regarding its inability to disclose the 2024 annual report and the first quarter report of 2025 within the legal timeframe, indicating potential delisting risks [4][5]. - The company is facing a warning and a fine of 2 million yuan, while the executives involved, including the chairman and CFO, are also subject to individual fines ranging from 800,000 to 1 million yuan [7].

Core Viewpoint - Yongyue Technology (603879) announced that its actual controller, Chen Xiang, has been placed under residential surveillance due to an investigation related to the violation of information disclosure regulations [1] Company Overview - Yongyue Technology was established in 2011 and primarily engages in the research, production, and sales of synthetic resins, mainly unsaturated polyester resin (UPR) [1] - The company has expanded into the drone industry by establishing a wholly-owned subsidiary, Yancheng Yongyue Intelligent Equipment Co., Ltd., in Dafeng District, Yancheng City, Jiangsu Province in 2022 [1] Recent Developments - Chen Xiang is currently not holding any position as a director, supervisor, senior management, or any other role within the company, and the company's daily operations are proceeding normally [1] - Chen Xiang has faced multiple issues over the past year related to information disclosure violations, including being subjected to administrative penalties and market bans [1] Shareholder Information - As of June 30, 2025, Yongyue Technology had 21,540 shareholders, an increase of over 10,000 compared to the end of the first quarter of 2025 [1] - As of September 12, 2025, the market capitalization of Yongyue Technology was 2.3 billion yuan [1]

Core Viewpoint - ST德豪 has received a warning letter from the Anhui Securities Regulatory Bureau due to undisclosed agreements related to its 2017 private placement of shares, which violated information disclosure regulations [1][3]. Group 1: Regulatory Actions - The Anhui Securities Regulatory Bureau issued a warning letter to ST德豪 for failing to disclose a guaranteed return agreement during its 2017 private placement [3]. - On the same day, ST德豪 also received a regulatory letter from the Shenzhen Stock Exchange, urging the company and its management to adhere strictly to legal and regulatory requirements regarding information disclosure [4]. Group 2: Financial Performance - ST德豪's main business includes the research, manufacturing, and sales of small household appliances and LED semiconductor packaging products [6]. - The company's revenue has been declining, with nearly 3 billion yuan in revenue in 2019, dropping to over 700 million yuan in 2024 [6]. - From 2012 to 2024, ST德豪 has reported a continuous net profit loss for 13 years [6]. - In the first half of 2025, the company reported revenue of 307 million yuan, an 8.19% year-on-year decline, and a net loss attributable to shareholders of 13.03 million yuan, although this represented a reduction in losses compared to previous periods [6].

Group 1 - The company held its 9th temporary board meeting on September 12, 2025, with all 9 directors present, and the meeting complied with relevant laws and regulations [1][2][5]. - The board approved the proposal regarding coal storage and transportation related transactions with 9 votes in favor, and the details will be published in various financial newspapers [6][7]. - The independent directors held a special meeting on September 12, 2025, and unanimously approved the related transaction proposal [8]. Group 2 - The company plans to entrust Shenyang International Land Port Group Co., Ltd. to provide integrated storage and transportation services for 115,000 tons of coal, with an estimated total transaction amount of approximately 71.3 million yuan (including tax) [13]. - The storage fee is set at 25 yuan per ton, totaling approximately 28.75 million yuan, while the transportation fee is set at 37 yuan per ton, totaling approximately 42.55 million yuan [13][18]. - This transaction constitutes a related party transaction, accounting for 38.85% of the company's latest audited net assets, and requires approval from the shareholders' meeting [13]. Group 3 - The related party, Shenyang International Land Port Group, has total assets of approximately 3.25 billion yuan and a net asset of approximately 1.38 billion yuan as of June 30, 2025 [15]. - The group reported a net profit of approximately 403.19 million yuan for the year 2024, but incurred a net loss of approximately 1.84 million yuan in the first half of 2025 [15]. Group 4 - The purpose of the transaction is to ensure the stable supply of coal for heating during the winter season, as the company's heat source plants are dispersed across Shenyang [23]. - The company has previously relied on renting coal storage and hiring vehicles for transportation, but the current partners cannot meet the demand, prompting the decision to engage the Land Port Group [23]. Group 5 - The company will hold its 6th temporary shareholders' meeting on September 29, 2025, to discuss the related transaction proposal, with provisions for both on-site and online voting [30][32]. - Shareholders must register in advance to attend the meeting, and the voting will be conducted through the Shenzhen Stock Exchange's trading system and internet voting system [34][47].

公告显示，公司收到的《行政处罚事先告知书》详细阐述了其违法事实。经山东证监局查明，*ST新潮 未能于法定期限2025年4月30日之前披露2024年年度报告。公司先是在4月28日发布《关于预计无法按期 披露定期报告的风险提示性公告》，随后在4月30日正式公告无法按期披露2024年年报。根据上交所相 关规定，公司股票自5月6日起停牌。直至两个月后的7月4日，这份迟到的年报才公之于众。 山东证监局认为，*ST新潮未在法定期限内披露2024年年度报告的行为，涉嫌违反《中华人民共和国证 券法》第七十九条第一项的规定，构成证券法第一百九十七条第一款所述的"信息披露义务人未按照本 法规定报送有关报告或者履行信息披露义务"的行为。 9月12日晚间，新潮能源公告，因涉嫌未按期披露定期报告，公司收到中国证券监督管理委员会山东监 管局（以下简称山东证监局）下发的《行政处罚事先告知书》，公司与两位核心高管合计将被罚款金额 高达500万元。 一份迟到了两个多月的年度报告，最终让身陷控制权争夺战的*ST新潮（即新潮能源，SH600777，股价 3.93元，市值267.26亿元）付出了沉重的代价。 然而，上交所的监管工作函揭示：早在公司声 ...

Core Viewpoint - The delayed annual report of *ST Xinchao (New Energy) has resulted in significant penalties and highlighted internal governance issues amid a control dispute [1][3]. Group 1: Regulatory Actions - *ST Xinchao received an administrative penalty notice from the Shandong Securities Regulatory Bureau for failing to disclose its 2024 annual report on time, with total fines amounting to 5 million yuan [1]. - The company was found to have not disclosed the report by the legal deadline of April 30, 2025, leading to a suspension of its stock from May 6 [1]. - The penalties include a warning and a fine of 3 million yuan for *ST Xinchao, 1.2 million yuan for the former chairman and general manager Liu Bin, and 800,000 yuan for the former director and CFO Bing Zhou [2]. Group 2: Internal Governance Issues - The delay in the annual report and the subsequent "unable to express an opinion" audit report are seen as direct consequences of the ongoing power struggle within the company [3]. - The company attributed the delay to the recent change of auditing firms and the complexity of required materials, despite evidence that the new auditor had completed the audit process prior to the company's claims [2].

Group 1 - The company received a regulatory letter from the Shenzhen Stock Exchange regarding violations during its 2017 private placement of shares, specifically related to undisclosed agreements that guaranteed returns for investors [1] - The company was found to have violated multiple articles of the Stock Listing Rules, including Article 1.4, Article 2.1, and Article 2.6 [1] - The company reported that for the first half of 2025, its revenue composition was 54.91% from the small home appliance sector, 42.45% from the LED sector, and 2.65% from other businesses [1] Group 2 - The current market capitalization of ST Dehao is 4.1 billion yuan [2]