LSEG INTELLIGENCE 全球贸易变局下, 企业如何构筑坚实的 制裁与出口 管制合规防线? 2026.3.12 | 上海陆家嘴 伦敦证券交易所集团(LSEG)特 举办一场深度线下闭门研讨会, 汇聚顶尖法律专家、风控 专家与一线法务专家,直 击合规最前沿的痛点、难点与破 解之道,为您提供可落地的 策略与工具洞察。 活动议程 14:00 - 14:30 来宾签到 14:30 - 14:50 开场致辞 崭新世界格局——出口管制如何重塑行业生态 Wendy De Cruz LSEG亚太区尽职调查与第三方风险管理负责人 14:50 - 15:20 专家深度解析 出口管制与制裁的风控与合规 -- 从挑战到解决方案 邱梦梦 上海市锦天城律师事务所合伙人 15:20 - 15:50 实战案例分享 以数据驱动适应——World-Check风险情报解决方案揭秘 特邀跨国企业法务代表参与对话特邀全球大宗商品贸易领域的头部企业, 中国新能源材料行业的头部企业和全球轴承与 精密机械零部件制造的头部企业法务代表参与对话 史晓垠 LSEG客户成功经理 姚钦渊(主持人) LSEG中国区客户尽职调查与第三方风险业务主管 15:50 ...

Group 1: Financial Performance - In 2025, the company achieved total revenue of 2.146 billion RMB, a year-on-year increase of 40.39% [14] - The net profit attributable to shareholders reached 228 million RMB, growing by 118.74% compared to the previous year [14] - As of December 31, 2025, cash and cash equivalents amounted to 9.251 billion RMB, accounting for 60% of total assets [5] Group 2: Stock Price and Market Strategy - The company's stock price has declined over 30% from its peak, prompting concerns among investors [3] - The company plans to enhance operational efficiency and optimize shareholder return schemes to stabilize stock prices [5] - The company has not disclosed any plans for share buybacks or increases in dividends despite high valuation levels [11] Group 3: Business Development and Integration - The company completed the acquisition of a 22.5050% stake in Beijing Pengkang Investment Co., Ltd. and a 33.3074% stake in Dalian Yalian Investment Management Co., Ltd. in 2025 [4] - The integration of Maigao Securities and Pioneer Fund is aimed at enhancing capital strength and supporting future business development [6] - The company is focusing on product innovation and functional optimization to strengthen its core business [7] Group 4: Marketing and Sales Expenses - Sales expenses reached 1.11 billion RMB in 2025, a year-on-year increase of 38%, with advertising and online promotion costs rising by 67% [10] - The company aims to balance marketing investments with profit growth to ensure sustainable development [16] Group 5: Future Outlook and Challenges - The company anticipates that 3.96 billion RMB of its 9.21 billion RMB in advance receipts will be recognized as revenue in 2026 [10] - The management is focused on maintaining financial stability and liquidity while considering refinancing options as needed [12] - The company acknowledges the challenges in achieving consistent financial performance due to the nature of its business model and sales cycles [14]

导读：2023年ChatGPT出现之后，AI人工智能已经成为了移动互联网之后最大的产业趋势。世 界进入AI时代后，最明显的变化之一是生产效率提升。前两天看到英伟达创始人黄仁勋来中国开 年会，提到英伟达作为全球市值最大的公司，员工数量是微软的八分之一。越来越多的人通过AI 的工具，已经能够驾驭越来越多的信息和产出。 每一个行业受AI的影响可大可小，但是在金融领域，AI的改变肉眼可见。无论是开会纪要的AI整 理，知识获取的AI回答，还是通过AI过滤出有效信息。可以说，AI已经成为了金融领域的重要部 分。 作为一家AI原生的金融科技公司，进门是资管行业的智能投研工作台，帮助用户在整个投研工作 流中提效、挖掘信号。 从上海的陆家嘴、到北京的金融街、再到深圳的福田区，进门（包含App、PC端）是许多专业投 研人士每天必用的工具。创立12年以来，进门也从1.0时代的卖方路演平台，迭代到了2.0时代的 AI投研工作台，不变的是对投研效率提升的初心。当然，所有效率提升的前提是安全，进门自创 业之初，就一直把安全合规作为公司发展的生命线。 当AI的时代到来后，进门也迎来了最好的时代。 对于卖方分析师来说，进门是他们与机构投资者 ...

2025年末，一场产业债信用冲击突然袭来。 几家此前市场从未担心过的产业主体接连暴露风险，债券价格大跌。更令人不安的是，担忧情绪蔓延 ——投资人开始重新审视手里每一只 "安全"标 的：这家会不会也有问题？那家的现金流到底扛不扛得住？短短几个交易日，几只相关产业债遭遇无差别抛售。 2025年信用债市场发行规模突破22万亿，存量债券主体超过5000家。 26年也将进一步放量。 当信用冲击从 "个案"演变为"普查"，每一家机构都 被迫进入排雷模式——不是排查谁出了问题，而是证明谁还没有问题。 Wind金融终端输入命令 "ACR" 即可进入Alice信评报告页面。 // 上传即生成 // 告别从零开始，一个样例撬动整套模板。 这一轮调整，比的不仅研究深度，更是响应速度。 能在 48小时内完成全持仓扫描、输出风险排查报告的团队，才有底气向投资经理、向风控、向 领导给出明确答复。而还在逐份翻数据、手工更新报告的团队，只能眼睁睁看着净值回撤、错过调仓窗口。5000+主体，传统方式逐一排查需要几 周。 但市场留给你的窗口，可能只有两三天。 问题来了：如何在极短时间内，完成海量主体的信用排查？ 有人统计过：一份标准信评报告的数 ...

如果您⋯⋯ 自2026年1月起，我们推出新的 固定收益产品系列讲座 ，带您深度体验各类固收产品在终端 的应用。更多产品专题，敬请期待。 此系列专题课程将帮助： 都可以使用 彭博研讨会与讲座功能SMNR 查看近期线上研讨会日程，并点击 " 注册 " 来报名参加您感兴趣的线上/现场课程！ 2026年3月课程推荐 带有 ※ 场次可以来彭博上海办公室参加现场培训，实机操作。 彭博固定收益产品功能系列专题 ☑ 终端新手系统性学习彭博终端固收功能的知识； ☑ 终端资深用户掌握针对不同固收类产品的终端进阶功能； 未来课程预告： 是彭博终端新手，希望多加了解常用的基本功能 想通过终端的强大功能分析债券、外汇、股票、商品、衍生品市场 对终端上的量化应用/图表分析/投组管理等技术工具有强烈兴趣 想了解最新的、全面的市场热点以及彭博专业分析师点评 彭博终端用户基础课程 此系列专题课程将帮助： 基础工具： 终端入门系列2：彭博新闻及媒体工具助您洞悉市场 ※ 3月24日（周二）17:00 – 18:00 固收/利率市场： 固收专家系列1：利率环境变动监测及利率产品分析 ※ 3月31日（周二）17:00 – 18:00 ☑终端新手多加 ...

2月26日盘后传出信息，东方财富公告称：接到控股股东、实际控制人其实通知，为支持教育事业发展，促进人才培养及科技创新，其实计划向上海交通 大学教育发展基金会捐赠其持有的公司2000万股无限售流通股，占总股本的0.13%。按照东财今天（27日）开盘价22.46元/股计算，此次捐赠的股份市值 约合4.5亿元。 校领导杨振斌、丁奎岭与其实在一起。 走进熟悉的校园里，其实想起，在大学期间自己创办上海交通大学社会实践中心。"最重要的是本科时期的学习和社会实践，给我打下了坚实的基础。"他 说，"希望学弟学妹们，能有更多成长的可能。"此前，2022年10月，其实还捐资1亿元设立"其实医学创新发展基金"，支持上海交大医学院浦东新校区建 设。 事实上，最近两个月内，在上海交通大学建校130周年前夕，东财其实、华住季琦等上海交大校友连续掷出亿元级捐赠。盘一盘，这些企业家为母校带来 的这一轮捐赠的价值，已经超过8个亿。 作为东方财富董事长，其实生于1970年10月，本科毕业于上海交通大学材料工程系，获得复旦大学博士研究生学历、新闻学博士学位，系第十四届全国人 大代表。他2005年创办东方财富，目前担任全国工商联常委、上海市总商会副 ...

中国经济网北京2月27日讯百融云(06608.HK)今日收报9.60港元，跌幅18.782%。今日市值总计蒸发约 10.38亿港元。 百融云2026年02月26日发布盈利警告。集团预期于截至2025年12月31日止年度录得未经审核净利润约人 民币66.5百万元至人民币79.8百万元，较截至2024年12月31日止年度(约人民币266.0百万元)下降约70% 至75%。 ...

Core Viewpoint - The company, Dongfang Caifu Information Co., Ltd., announced a plan by its controlling shareholder, Qishi, to donate 20 million shares, representing 0.13% of the total share capital, to the Shanghai Jiao Tong University Education Development Foundation to support educational development and talent cultivation [1][7]. Group 1: Donation Details - The planned donation consists of 20 million shares, which accounts for 0.13% of the company's total share capital [3][9]. - The shares will be transferred through a non-trading transfer, sourced from shares issued before the company's initial public offering [3][9]. Group 2: Shareholder Impact - Following the donation, Qishi's shareholding will decrease from 3,062,162,258 shares (19.38%) to 3,042,162,258 shares (19.25%) [4][10]. - The total shareholding of all shareholders will decrease from 3,222,038,464 shares (20.39%) to 3,202,038,464 shares (20.26%) [4][10]. Group 3: Financial Implications - As of the announcement date, the share price of Dongfang Caifu was 22.50 yuan per share, estimating the value of the donated shares at approximately 450 million yuan [4][10]. - The company stated that this donation will not lead to a change in the controlling shareholder and will not significantly impact the company's governance structure or ongoing operations [4][10]. Group 4: Background Information - Qishi, originally named Shen Jun, graduated from Shanghai Jiao Tong University in 1993 and founded Dongfang Caifu in 2005. He was appointed as a school trustee of Shanghai Jiao Tong University in October 2022 [4][10].

Group 1 - Dongfang Caifu Information Co., Ltd. announced a donation of 20 million shares by its controlling shareholder, Mr. Qi Shi, to support education and innovation, representing 0.13% of the company's total share capital [2] - After the donation, Mr. Qi's shareholding will decrease from 19.38% to 19.25%, maintaining control over the company [2] - The market value of the donated shares is approximately 450 million yuan, based on the closing price of 22.50 yuan per share [2] Group 2 - Mr. Qi Shi, born in October 1970, is a graduate of Shanghai Jiao Tong University and holds a Ph.D. in journalism from Fudan University, and he founded Dongfang Caifu in 2005 [6] - In 2024, Mr. Qi's compensation reached 5.0198 million yuan, an increase of 747,600 yuan from 2023, making him the highest-paid among major brokerages [6] - Donations of shares to educational institutions are not uncommon in the A-share market, with examples including donations from other companies like Ningde Times and Haowei Group [6][7]

Core Viewpoint - Dongfang Caifu Information Co., Ltd. announced a donation of 20 million shares by its controlling shareholder, Mr. Qi Shi, to support educational development, which represents 0.13% of the company's total share capital [2]. Group 1: Donation Details - The donation will reduce Mr. Qi's shareholding from approximately 19.38% to 19.25% [2]. - As of the market close on February 26, the share price was 22.50 yuan per share, valuing the donation at approximately 450 million yuan [2]. Group 2: Impact on Company Structure - The company stated that this donation will not lead to a change in the controlling shareholder and will not significantly impact the company's governance structure or ongoing operations [2]. Group 3: Background on Mr. Qi Shi - Mr. Qi Shi, born in October 1970, is a graduate of Shanghai Jiao Tong University and holds a Ph.D. in journalism from Fudan University [5]. - He founded Dongfang Caifu in 2005 and currently holds various significant positions in industry associations and social organizations [5]. Group 4: Market Context - Donations of shares to educational institutions are not uncommon in the A-share market, with previous examples including a donation by Ningde Times and a planned donation by Mr. Yu Renrong of Haowei Group [6].