10月27日，金融一线从国家金融监管总局官网获悉，天津、黑龙江、安徽、湖北、宁波等监 管局网站均更新了新任局长信息。 其中，庞雪峰任天津金融监管局党委书记、局长；孙世重任黑龙江金融监管局党委书记、局 长；唐智杰任安徽金融监管局党委书记、局长；覃刚任湖北金融监管局党委书记、局长；刘 琦任宁波金融监管局党委书记、局长。 从任职经历看，上述五位新局长均为其他地方监管局局长任上转调，庞雪峰、孙世重、唐智 杰、覃刚、刘琦此前分别来自湖北、宁波、黑龙江、安徽、宁夏监管局。 注：新浪金融研究院 根据金监总局官网整理 从履新情况看，近期国家金融监管总局天津、黑龙江、安徽、湖北、宁波监管局均迎来了新 任局长。 其中，原湖北金融监管局党委书记、局长庞雪峰任天津金融监管局党委书记、局长；原宁波 金融监管局党委书记、局长孙世重任黑龙江金融监管局党委书记、局长；原黑龙江金融监管 局党委书记、局长唐智杰任安徽金融监管局党委书记、局长；原安徽金融监管局党委书记、 局长覃刚任湖北金融监管局党委书记、局长；原宁夏金融监管局党委书记、局长刘琦任宁波 金融监管局党委书记、局长。 公开信息显示，庞雪峰，男，汉族，1972年3月生，中共党员，大学学历 ...

魁北克省金管局总裁兼行政总裁Yves Ouellet先生表示："这份谅解备忘录反映我们为推动稳健和具透明 度的监管标准而作出的共同承诺。透过加强魁北克省与香港之间的合作，我们能让资产管理公司把握新 机遇，为投资者提供更佳服务，并支持两地资本市场创新发展，维持廉洁稳健和韧性。" 智通财经APP获悉，香港证监会与加拿大魁北克省金融市场管理局(Autorité des marchés financiers，简 称：魁北克省金管局)签订谅解备忘录，以加强在监督两地集体投资计划投资经理方面的合作。10月27 日，双方于西班牙马德里参加国际证券事务监察委员会组织理事会会议期间签订该谅解备忘录。该谅解 备忘录就监督和监察从事跨境投资管理服务的受监管实体，订定了咨询、合作及信息交流的监管框架。 证监会已在签订该谅解备忘录后，将加拿大魁北克省列入其可接纳监察制度名单。此举将利便持有魁北 克省金管局牌照的管理公司就证监会认可基金提供投资管理服务。 香港证监会行政总裁梁凤仪女士表示："这份谅解备忘录标志着证监会与魁北克省金管局在监管合作方 面，特别是在资产管理领域上，开启了新篇章。随着香港与魁北克省在监管方面建立更紧密的合作，两 ...

Core Viewpoint - The Financial Regulatory Administration emphasizes the importance of achieving high-quality financial development and risk prevention during the "14th Five-Year Plan" period, while setting goals for the "15th Five-Year Plan" to contribute to the modernization of socialism [1][2]. Group 1: Financial Development Goals - The administration aims to enhance economic and financial adaptability to promote sustainable and healthy economic development [1]. - There is a commitment to deepen reforms and expand openness to boost the dynamism and vitality of the financial sector [2]. - A focus on coordinating financial development and security to ensure a new development pattern is established [2]. Group 2: New Financial Service Models - The administration plans to create a new financial service model that balances direct and indirect financing, investment in goods and people, and aligns financing terms with industrial development [2]. - Emphasis will be placed on supporting major strategies and key areas to achieve qualitative and reasonable quantitative economic growth [2]. - The focus will be on modernizing the industrial system and fostering new productive forces through increased financial resources for traditional and emerging industries [2]. Group 3: Risk Prevention Responsibilities - The administration will prioritize risk prevention and maintain a firm stance against systemic financial risks [3]. - Efforts will be made to consolidate risk disposal achievements and facilitate the restructuring of small and medium financial institutions [3]. - There will be an acceleration in establishing a financing system that aligns with new real estate development models to mitigate local government debt risks [3].

格隆汇10月28日｜据英国金融时报，根据英国金融行为监管局将于周二公布的新规，对英国上市公司进 行做空的交易者将无需再公开披露其身份。该监管机构预计将转而采用匿名汇总方式，仅公布针对各公 司的做空头寸总量。此次规则调整源于英国脱欧后不再受欧盟监管框架约束。欧盟此前要求做空头寸超 过公司股本0.5%时必须公开披露，而英国新规将使监管体系与美国趋同——美国仅要求公布做空头寸 总量，不披露具体持有人身份。英国金融行为监管局还拟放宽做空者向监管机构报备头寸的门槛，将报 告起点从占股本0.1%提高至0.2%。此变革被视为响应政府提升英国经济竞争力号召的举措，预计将获 得对冲基金界欢迎。不过监管透明度的降低也引发市场担忧。 ...

Group 1: Monetary Policy and Financial Stability - The People's Bank of China (PBOC) emphasizes a supportive monetary policy stance to create a favorable financial environment for economic recovery and market stability [1] - The PBOC plans to implement a moderately loose monetary policy and maintain relatively loose social financing conditions while enhancing the macro-prudential management system [1] - The National Financial Regulatory Administration aims to improve economic and financial adaptability, deepen reforms, and enhance the vitality of the financial sector [2] Group 2: Financial Market Reforms - The China Securities Regulatory Commission (CSRC) is focused on advancing sector reforms to enhance the inclusiveness and coverage of the multi-tiered market system [2] - The CSRC aims to strengthen market stability and expand high-level institutional openness while enhancing investor rights protection [2] - The State Administration of Foreign Exchange (SAFE) is committed to deepening reforms in the foreign exchange sector while ensuring systemic risk prevention [3] Group 3: International Cooperation and Financial Governance - International financial leaders discussed global economic growth and the importance of cooperation in maintaining financial stability during the forum [3] - The forum highlighted the potential for international financial cooperation and the need to address global challenges collaboratively [3] - The event was co-hosted by various Chinese financial authorities, indicating a unified approach to financial governance [3]

Core Viewpoint - The 2025 Financial Street Forum in Beijing focuses on "Innovation, Transformation, and Reshaping Global Financial Development," with key discussions on economic conditions, monetary policy, financial openness, and reforms in the ChiNext market [2] Group 1: Monetary Policy - The People's Bank of China (PBOC) emphasizes the implementation of a moderately accommodative monetary policy, utilizing various tools to maintain ample liquidity and support economic recovery [2][3] - The PBOC plans to restore open market operations for government bonds and optimize the digital RMB management system, including establishing international and operational centers for digital RMB [3] Group 2: Financial Regulation - The National Financial Regulatory Administration aims to enhance economic and financial adaptability, promoting a new financial service model that balances direct and indirect financing, and supports key sectors and industries [4][5] - The administration will deepen structural reforms in financial supply, improve the quality and resilience of financial institutions, and expand the scope of financial services for small and micro enterprises [5] Group 3: Capital Market Development - The China Securities Regulatory Commission (CSRC) is set to deepen reforms in the ChiNext market, establishing listing standards that cater to emerging industries and technologies [6] - The CSRC has launched an optimization plan for the Qualified Foreign Institutional Investor (QFII) system, aiming to provide a more transparent and efficient environment for foreign investors [6][7]

Core Viewpoint - The Financial Regulatory Administration emphasizes the importance of high-quality financial development and risk prevention during the "14th Five-Year Plan" period, aiming to contribute significantly to the modernization of socialism in the "15th Five-Year Plan" period [1] Group 1: Financial Development Goals - The Financial Regulatory Administration aims to enhance economic and financial adaptability to promote sustainable and healthy economic development [1] - There is a commitment to deepen reforms and expand openness in the financial sector to boost development momentum and vitality [2] - The focus will be on coordinating financial development and security to ensure a new development pattern is supported by a new security framework [2] Group 2: New Financial Service Models - The administration plans to create a new financial service model that balances direct and indirect financing, investment in goods and people, and aligns financing terms with industrial development [2] - Emphasis will be placed on supporting major strategies, key areas, and weak links to achieve qualitative and reasonable quantitative economic growth [2] - The focus will be on modernizing the industrial system and fostering new productive forces through financial resources, particularly in intelligent, green, and integrated sectors [2] Group 3: Risk Prevention Responsibilities - The Financial Regulatory Administration will prioritize risk prevention and maintain a firm stance against systemic financial risks [3] - Efforts will be made to consolidate risk disposal achievements and facilitate the restructuring of small and medium financial institutions [3] - There will be an acceleration in establishing financing systems that align with new real estate development models to help mitigate local government debt risks [3]

Core Viewpoint - The Financial Regulatory Administration emphasizes the importance of high-quality financial development and risk prevention during the "14th Five-Year Plan" period, aiming to contribute significantly to the modernization of socialism in China [1] Group 1: Financial Development Goals - The Financial Regulatory Administration aims to enhance economic and financial adaptability to promote sustainable and healthy economic development [1] - There is a commitment to deepen reforms and expand openness in the financial sector to boost development momentum and vitality [2] - A new financial service model will be established, focusing on the synergy between direct and indirect financing, and balancing investments in goods and people [1][2] Group 2: Support for Industries - Financial resources will be directed towards optimizing traditional industries and nurturing emerging and future industries, with a focus on intelligent, green, and integrated development [2] - Policies will be improved to support long-term capital investment in hard technology, ensuring comprehensive financial support throughout the innovation cycle [2] Group 3: Risk Prevention and Management - The Financial Regulatory Administration will prioritize risk prevention, aiming to maintain a solid bottom line against systemic financial risks [2][3] - Efforts will be made to enhance financial regulatory efficiency and establish a clear, effective regulatory framework [3] - There will be a focus on improving the financing system to address local government debt risks and enhance the overall stability of the financial system [3]

Group 1 - The core viewpoint emphasizes the commitment to advancing financial development in line with China's unique path, aiming to contribute significantly to the modernization of socialism [2] - The focus is on enhancing economic and financial adaptability to promote sustainable and healthy economic and social development, with a new financial service model that balances direct and indirect financing, investment in goods and people, and aligns financing terms with industry development [2] - There is a strong emphasis on supporting the construction of a modern industrial system and the development of new productive forces, particularly in areas like intelligence, green technology, and integration, while also enhancing financial resources for traditional and emerging industries [2] Group 2 - The commitment to deepening reforms and expanding openness in the financial sector is highlighted, with a focus on structural reforms that enhance the quality and resilience of financial institutions and improve international influence [3] - The goal is to promote high-quality development in the financial industry by establishing a modern financial enterprise system and correcting disorderly competition to maintain a fair financial order [3][4] - There is an emphasis on enhancing the cross-border operational capabilities of Chinese institutions and actively participating in international financial governance reforms [4] Group 3 - The need for better coordination between financial development and security is stressed, with plans to create a financing system that aligns with new real estate development models to mitigate local government debt risks [5] - The approach includes reforming financial laws and regulations to establish a clear and effective regulatory framework, leveraging technology to optimize resource allocation [5] - There is a call for enhanced collaboration between central and local authorities to strengthen regulatory efforts and maintain global financial stability [5]

Core Insights - The Financial Regulatory Administration emphasizes its commitment to risk prevention as a primary responsibility while promoting the merger and restructuring of small and medium-sized financial institutions in a steady and orderly manner [1][3] - The administration aims to enhance economic and financial adaptability, fostering a new financial service model that balances direct and indirect financing, investment in goods and people, financing terms aligned with industrial development, and the linkage between domestic and international markets [2][3] Group 1 - The administration has made significant progress in high-quality financial development during the 14th Five-Year Plan period, achieving important milestones in the battle against financial risks [1] - The focus for the 15th Five-Year Plan period will be on advancing the construction of a financial powerhouse to contribute more to the realization of socialist modernization [1][2] - There will be a strong emphasis on supporting major strategies, key areas, and weak links to enhance the quality and reasonable growth of the economy [2] Group 2 - The administration plans to deepen financial supply-side structural reforms, ensuring a more rational institutional layout and enhancing the quality and resilience of development [2][3] - There will be efforts to correct disorderly competition and maintain a healthy and fair financial order, while promoting the construction of a modern financial institution system [2][3] - The administration will strengthen cross-border risk monitoring and response mechanisms to enhance international regulatory cooperation and crisis management efficiency [3]