此事项已经董事会审计委员会审议同意。 证券代码：000166 证券简称：申万宏源 公告编号：临 2024-46 申 万 宏 源 集 团 股 份 有 限 公 司 第五届董事会第二十九次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 申万宏源集团股份有限公司（以下简称"公司"）第五届董事会 第二十九次会议于 2024 年 8 月 30 日在北京市西城区太平桥大街 19 号公司会议室以现场、视频和通讯相结合方式召开。2024 年 8 月 16 日，公司以书面形式向全体董事发出了召开董事会会议的通知。会议 由刘健董事长主持。会议应参加会议董事 11 人，实际参加会议董事 11 人，其中张宜刚董事、朱志龙董事、杨小雯独立董事（视频电话）、 武常岐独立董事（视频电话）、赵磊独立董事（视频电话）以通讯方 式参加表决。公司监事、高级管理人员及其他相关人员列席了本次会 议。会议的召集、召开符合有关法律、行政法规、部门规章、规范性 文件和《公司章程》的规定。会议经认真审议并以记名投票方式表决， 形成决议如下： 一、同意公司按中国境内相关法律法规及中国企业会计准则等要 ...

Financial Performance - The company's total revenue for the reporting period was approximately CNY 10.88 billion, a decrease of 11.14% compared to the same period last year[12]. - Net profit for the reporting period was approximately CNY 2.86 billion, reflecting a decline of 32.96% year-over-year[12]. - The net profit attributable to shareholders was approximately CNY 2.13 billion, down 43.22% from the previous year[12]. - The basic earnings per share decreased by 46.67% to CNY 0.08 compared to CNY 0.15 in the same period last year[12]. - Total assets at the end of the reporting period were approximately CNY 607.39 billion, a decrease of 4.41% from the end of the previous year[12]. - Total liabilities decreased by 5.81% to approximately CNY 477.20 billion compared to the previous year[12]. - The company's cash flow from operating activities showed a significant decline, with a net outflow of approximately CNY 20.26 billion, down 142% year-over-year[12]. - The company's operating profit margin was 31.06%, down 9.91 percentage points year-on-year, reflecting the overall decline in revenue[117]. - The company's total revenue for the first half of 2024 was RMB 10.88 billion, a decrease of 11.14% compared to the same period last year[115]. Dividend Distribution - The company reported a cash dividend of RMB 0.17 per share, totaling RMB 425,679,057.52, based on a total share capital of 25,039,944,560 shares as of June 30, 2024[2]. - The board of directors approved the interim profit distribution plan, which is subject to shareholder meeting approval[3]. - The company will consider the interim profit distribution amount when formulating the 2024 annual profit distribution plan[2]. - The cash dividend distribution plan is subject to approval at the company's shareholder meeting[171]. - The total distributable profit as of June 30, 2024, is RMB 3,122,986,082.82, after accounting for the cash dividend distribution[172]. Risk Management - The company emphasizes that the forward-looking statements in the report do not constitute a commitment to investors, highlighting potential investment risks[2]. - The report includes a detailed description of the company's governance and social responsibility practices[4]. - The company has outlined various risks including market, credit, liquidity, operational, policy, legal compliance, innovation, reputation, and exchange rate risks in the report[2]. - The company has established a comprehensive risk management system to effectively control operational risks[38]. - The company has implemented measures to enhance risk management, including optimizing risk assessment models and conducting stress tests[142]. - The company is actively monitoring liquidity risk and has established a dynamic monitoring system for liquidity indicators[144]. - The company has a unified internal rating system to manage credit risk across its financing and investment businesses[143]. Corporate Governance - The company’s management has confirmed the accuracy and completeness of the financial report[2]. - The company has established a comprehensive governance structure, adhering to laws and regulations, and optimizing internal management systems[157]. - The company has a five-member supervisory board and an eleven-member board of directors, ensuring effective governance and oversight[159]. - The company has maintained an "A" class rating for information disclosure from the Shenzhen Stock Exchange for eight consecutive years[156]. - The company has received multiple awards for governance practices, including "Best Board Practice" and "Best Investor Relations Management" from the China Securities Association[156]. Market Position and Strategy - The company maintains a leading position in the Chinese securities industry, focusing on risk control and a diversified financial service model[23]. - The competition in the securities industry is intensifying, with an increasing concentration of the market as large brokerages leverage their capital strength and comprehensive business structures[22]. - The company is committed to high-quality development and has implemented strategies to enhance service efficiency and align with national economic goals[23]. - The company is focused on building a comprehensive financial service model centered on customer needs, amidst challenges such as tightening IPOs and commission rate reforms[40]. - The company aims to enhance its competitive edge in light capital business while solidifying the quality and effectiveness of heavy capital business[40]. Awards and Recognition - The company received multiple awards, including the "Best Practice Case" for investor relations management from the China Securities Regulatory Commission[30]. - The company was recognized as an "Outstanding Bond Market Maker" by the Shanghai Stock Exchange for the year 2023[30]. - The company was awarded the "Best Investment Education Award" by Financial Times and New Fortune in 2023[31]. - The company achieved recognition as a top private equity investment institution in the "TOP100" list by融中 in 2023[31]. Employee and Social Responsibility - The company has committed to enhancing ESG performance and integrating social responsibility into its core values[156]. - The company made a charitable donation of RMB 682.40 million to the Shanghai Shenwan Hongyuan Public Welfare Foundation during the reporting period[195]. - The company facilitated the implementation of various projects in Huining County, including drought emergency water source projects and e-commerce development, significantly supporting local industry[175]. - The company received multiple awards for its contributions to rural revitalization, including the "Most Social Responsibility Award" from the China Social Welfare Foundation[175]. Legal and Compliance - The company faced no significant litigation or arbitration cases during the reporting period, with all cases being below 10% of the latest audited net assets[179]. - The company successfully concluded an arbitration case with Shandong Laizhou Rural Commercial Bank, where all claims against the company were dismissed[182]. - The company received a favorable ruling in a retrial regarding a dispute with Ke Zonggui, supporting the company's main claims[181]. - The company is involved in a legal dispute with Keri Tiancheng Investment Holdings Co., Ltd. regarding a pledge-style repurchase agreement, claiming an unpaid principal of RMB 1.8 billion and related interests and penalties[184]. Financial Assets and Liabilities - The company's total assets measured at fair value amounted to CNY 390,688,184,423.91, with a fair value change loss of CNY 4,201,759,145.50[123]. - The company's cash and cash equivalents decreased to CNY 96,103,300,083.72, representing 15.82% of total assets, down from 17.46%[120]. - The company's total liabilities as of June 30, 2024, amounted to CNY 163,456,401,473.59, down from CNY 168,561,311,711.76 as of December 31, 2023[126]. - The company's derivative financial assets increased to CNY 14,666,555,580.76, representing 2.41% of total assets, up from 1.61%[120]. - The company's trading financial assets decreased to CNY 232,792,036,301.60, which is 38.33% of total assets, down from 37.22%[120]. Future Plans and Developments - The company plans to enhance its comprehensive financial service capabilities by focusing on customer-centric strategies and integrating research, investment, and banking services[60]. - The company aims to strengthen its wealth management model by improving asset allocation and advisory services, transitioning from a sales-driven approach to a client-focused investment advisory model[68]. - The company plans to enhance institutional business services and expand client coverage in the second half of 2024[88]. - The company aims to establish specialized funds aligned with national development strategies and enhance investment capabilities in the second half of 2024[112].

证券代码：000166 证券简称：申万宏源 公告编号：临 2024-47 申 万 宏 源 集 团 股 份 有 限 公 司 第五届监事会第十六次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 2 二、同意《申万宏源集团股份有限公司 2024 年中期利润分配预 案》。 表决结果：5 票同意，0 票反对，0 票弃权。 1 特此公告。 申万宏源集团股份有限公司监事会 二〇二四年八月三十日 申万宏源集团股份有限公司（以下简称"公司"）第五届监事会第 十六次会议于 2024 年 8 月 30 日以通讯方式召开。2024 年 8 月 20 日， 公司以书面方式向全体监事发出了召开监事会会议的通知。本次会议 应参加表决监事 5 人，实际参加表决监事 5 人。会议的召集、召开符 合有关法律、行政法规、部门规章、规范性文件和《公司章程》的规 定。会议经认真审议并以记名投票方式表决，形成决议如下： 一、同意《申万宏源集团股份有限公司 2024 年半年度报告》及 半年度报告摘要、《申万宏源集团股份有限公司 2024 年中期报告》《申 万宏源集团股份有限公司 2024 年 ...

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Financial Performance - Total revenue and other income for the first half of 2024 was RMB 15,899,662, a decrease of 8.89% compared to RMB 17,450,595 in the same period of 2023[19]. - Profit before tax decreased by 32.46% to RMB 3,359,549 from RMB 4,974,027 year-on-year[19]. - Net profit attributable to shareholders was RMB 2,128,072, down 43.22% from RMB 3,747,734 in the previous year[19]. - Basic earnings per share decreased to RMB 0.08, down 46.67% from RMB 0.15 year-on-year[19]. - Total assets as of June 30, 2024, decreased by 4.41% to RMB 607,386,031 compared to December 31, 2023[21]. - Total liabilities decreased by 5.81% to RMB 477,203,828 as of June 30, 2024, compared to the end of 2023[21]. - The total equity attributable to shareholders increased by 1.70% to RMB 101,850,883 as of June 30, 2024[21]. - The company reported a significant increase in the "insurance + futures" service model, with project numbers and payout amounts growing by 733.33% and 283.28% respectively compared to the previous year[84]. - The company achieved significant recognition in the investment banking sector, being named "Best A-share IPO Underwriter" and "Best Financial Advisor for M&A" by WIND for 2023[44]. Dividend Distribution - The company reported a total cash dividend distribution of RMB 425,679,057.52, with a cash dividend of RMB 0.17 per share for every 10 shares held[4]. - The company will consider the interim profit distribution amount when formulating the profit distribution plan for 2024[4]. - The company has cumulatively distributed cash dividends of RMB 15.652 billion since 2015, with the cash dividend for 2023 accounting for 30.44% of the annual profit attributable to shareholders[197]. Risk Management - The company has outlined various market risks, including market risk, credit risk, liquidity risk, operational risk, policy risk, legal compliance risk, innovation business risk, reputation risk, and exchange rate risk[4]. - The company emphasizes a comprehensive risk management system, ensuring all risk control indicators meet regulatory requirements[48]. - The company has established a mechanism for dynamic monitoring and early warning of credit risk, utilizing market information for credit rating updates[181]. - The company has enhanced liquidity risk monitoring and established a liquidity risk early warning system to manage cash flow gaps effectively[184]. - The company has faced challenges in operational risk management due to increased business scale and regulatory scrutiny, leading to the implementation of improved operational risk management mechanisms[186]. Business Segments - The main business segments include corporate finance, personal finance, institutional services and trading, and investment management, with a focus on providing diversified financial products and services[33]. - The corporate finance segment consists of investment banking and principal investment, offering services such as equity underwriting and financial advisory[34]. - The personal finance segment caters to individual and non-professional institutional investors, providing services like securities brokerage and margin financing through both online and offline channels[35]. - The institutional services segment includes providing prime brokerage services and research consulting for professional institutional clients, along with trading in FICC and equity-linked securities[36]. - The investment management segment encompasses asset management, public fund management, and private fund management services[37]. Market Position and Strategy - The company maintains a leading position in the Chinese securities industry, leveraging a dual structure of "investment holding group + securities subsidiary" to optimize asset allocation and enhance business collaboration[32]. - The company aims to balance functionality and profitability in its operations, focusing on high-quality development in the securities industry[29]. - The company is positioned to benefit from the ongoing reforms and policies aimed at enhancing the capital market's stability and transparency[27]. - The company is actively expanding its investment layout and promoting efficient collaboration between its securities and investment businesses[46]. Awards and Recognition - The company has received multiple awards, including recognition for outstanding practices in investor relations and corporate governance from various financial institutions[38]. - The company was awarded the "Best Innovative Practice Award" and "Best Capital Market Communication Award" at the 7th China Excellence IR event[38]. - The company has been rated A-class for investor education by the China Securities Association for three consecutive years, highlighting its commitment to investor protection and education[197]. Future Plans - The interim report emphasizes that future plans and development strategies do not constitute a substantive commitment to investors, highlighting the importance of investment risk awareness[3]. - The company plans to continue establishing specialized funds and regional funds in the second half of 2024, focusing on key areas aligned with national development strategies[138]. - The company aims to enhance its wealth management transformation with a focus on customer-centric services and asset allocation strategies in the second half of 2024[134]. - The company plans to strengthen its core competitiveness in active equity, fixed income, and quantitative index development while aligning with new policy directions[134].

股票代码：000166 股票简称：申万宏源 公告编号：临 2024-45 债券代码：148054 债券简称：22 申宏 06 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券 （第三期）(品种二）2024年付息公告 本公司及全体董事会成员保证公告内容的真实、准确和完整，没 有虚假记载、误导性陈述或者重大遗漏。 特别提示： 1.申万宏源集团股份有限公司 2022 年面向专业投资者公开发行 公司债券（第三期）(品种二）（债券简称：22 申宏 06，债券代码： 148054）将于 2024 年 8 月 30 日支付自 2023 年 8 月 30 日至 2024 年 8 月 29 日期间的利息 3.56 元（含税）/张。 2.本次付息的债权登记日为 2024 年 8 月 29 日，凡在 2024 年 8 月 29 日（含）前买入并持有本期债券的投资者享有本次派发的利息； 2024 年 8 月 29 日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 8 月 30 日发行的申万宏源集团股份有限公司 2022 年面向专业投资 者公开发行公司债券 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2024-44 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2021 年公开发行公司债券（面 向专业投资者）（第六期）（品种一） 兑付兑息并摘牌的公告 本期债券兑付日为2024年8月26日，摘牌日为2024年8月26日，申 万宏源证券有限公司已按照《申万宏源证券有限公司2021年公开发行 公司债券（面向专业投资者）（第六期）募集说明书》相关约定，完 成本期债券本息兑付并予以摘牌。 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年八月二十七日 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 公司所属子公司申万宏源证券有限公司于 2021 年 8 月 26 日发行 申万宏源证券有限公司 2021 年公开发行公司债券（面向专业投资者） （第六期）（品种一）（以下简称"本期债券"），发行规模人民币 30 亿元，票面利率 3.02%，期限 3 年，债券代码 149614，债券简称 21 申证 10。（相关情况请详见公司于 2021 年 8 月 27 日、2021 年 9 月 4 ...

2.召开方式：网络远程 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 申万宏源集团股份有限公司（以下简称"公司"）2024年半年度 报告将于2024年8月31日披露。为便于广大投资者更深入全面了解公 司2024年半年度业绩和经营情况，公司定于2024年9月2日（星期一） 下午15:00-17:00举办2024年半年度业绩说明会。具体情况如下： 一、业绩说明会安排 1.召开时间：2024年9月2日（星期一）下午15:00-17:00 证券代码：000166 证券简称：申万宏源 公告编号：临2024-43 申 万 宏 源 集 团 股 份 有 限 公 司 关于召开 2024 年半年度业绩说明会的公告 3.公司出席人员：副董事长、总经理黄昊先生，独立非执行董事 代表，财务总监任全胜女士，董事会秘书徐亮先生等。 二、投资者参与方式 申万宏源集团股份有限公司董事会 1.投资者可通过以下网址或扫描二维码参与业绩说明会： 二〇二四年八月二十六日 为充分保障投资者利益，现提前向投资者征集相关问题，广大投 资者可于2024年8月31日16:00前将相关问题通过电子邮件的形式发 ...

中國，北京 2024年8月20日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事任曉濤先生、張宜剛先生、 朱志龍先生、張英女士及邵亞樓先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 董事會召開日期 申萬宏源集團股份有限公司（「本公司」）董事會（「董事會」）茲通告謹定於2024年8月30日 （星期五）舉行董事會會議，以考慮及批准本公司及其附屬公司截至2024年6月30日止六 個月的未經審計的中期業績及其發佈，考慮建議派發中期股息（如有），以及處理其他事 項。 承董事會命 申萬宏源集團股份有限公司 董事長 劉健 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任 何責任。 6806 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2024-42 申万宏源集团股份有限公司 2023 年度 A 股利润分配实施公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 申万宏源集团股份有限公司（以下简称"本公司""公司"） 2023年度利润分配方案已经2023年度股东大会审议通过，现将本次 利润分配方案的有关实施事宜公告如下： 一、股东大会审议通过利润分配方案等情况 2024 年 6 月 28 日，公司召开 2023 年度股东大会，会议审议通 过了《公司 2023 年度利润分配方案》。以公司截止 2023 年 12 月 31 日 A 股和 H 股总股本 25,039,944,560 股为基数，向股权登记日登记 在册的 A 股和 H 股股东每 10 股派发现金股利人民币 0.56 元（含税）。 本次利润分配方案以固定总额的方式分配。 本次利润分配方案自披露至实施期间，公司股本总额未发生变 化。 本次实施的利润分配方案与股东大会审议通过的利润分配方案 一致。 本次实施利润分配方案距离股东大会审议通过的时间未超过两 个月。 二、本次实施的利润分配方 ...