股票代码：000166 股票简称：申万宏源 公告编号：临 2024-33 债券代码：148318 债券简称：23 申宏 02 申万宏源集团股份有限公司 2023年面向专业投资者公开发行公司债券（第一期） （品种二）2024年付息公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏 特别提示： （1）申万宏源集团股份有限公司 2023 年面向专业投资者公开发 行公司债券（第一期）（品种二）（债券简称：23 申宏 02，债券代 码：148318）将于 2024 年 6 月 14 日支付自 2023 年 6 月 14 日至 2024 年 6 月 13 日期间的利息 3.49 元（含税）/张。 （2）本次付息的债权登记日为 2024 年 6 月 13 日，凡在 2024 年 6 月 13 日（含）前买入并持有本期债券的投资者享有本次派发的利 息；2024年6月13日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2023 年 6 月 14 日发行的申万宏源集团股份有限公司 2023 年面向专业投资 者公开发行公司债券（第一 ...

证券代码：000166 证券简称：申万宏源 公告编号：临 2024-32 申 万 宏 源 集 团 股 份 有 限 公 司 关于参加新疆辖区上市公司 2024 年 投资者网上集体接待日活动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，公司将参加由新疆上市公司 协会根据新疆证监局工作部署，联合深圳市全景网络有限公司举办的 “2024 年新疆辖区上市公司投资者网上集体接待日活动”，现将相关 事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录“全景路演” 网站（http://rs.p5w.net），或关注微信公众号：全景财经，或下载全 景路演APP，参与本次互动交流，活动时间为2024年6月14日（周五） 15:30-18:00。届时公司高管将在线就公司2023年度业绩、公司治理、 发展战略、经营状况和可持续发展等投资者关心的问题，与投资者进 行沟通与交流，欢迎广大投资者踊跃参与。 ...

| 2. 股份分類 | 普通股 | | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 000166 | 說明 | | A股 (深圳證券交易所) | | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | | 22,535,944,560 RMB | | 1 RMB | | | 22,535,944,560 | | 增加 / 減少 (-) | | | | 0 | | | RMB | | 0 | | 本月底結存 | | | | 22,535,944,560 RMB | | | 1 RMB | | 22,535,944,560 | | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06 ...

特此公告 联合资信评估股份有限公司 申万宏源集团股份有限公司 2024 年跟踪评级报告 1 www.lhratings.com . 联合〔2024〕3456 号 联合资信评估股份有限公司通过对申万宏源集团股份有限公司 主体及其相关债券的信用状况进行跟踪分析和评估，确定维持申万 宏源集团股份有限公司主体长期信用等级为 AAA，维持"21 申宏 02"、 "21 申宏 04"、"21 申宏 05"、"21 申宏 06"、"22 申宏 01""22 申宏 02"、"22 申宏 03"、"22 申宏 04"、"22 申宏 06"、"23 申宏 02"、"23 申宏 04"、"23 申宏 03"、"24 申宏 02"的信用等级为 AAA，评级展 望为稳定。 评级总监： 二〇二四年五月二十九日 跟踪评级报告 | 2 声 明 一、本报告是联合资信基于评级方法和评级程序得出的截至发表之日的 独立意见陈述，未受任何机构或个人影响。评级结论及相关分析为联合资信 基于相关信息和资料对评级对象所发表的前瞻性观点，而非对评级对象的事 实陈述或鉴证意见。联合资信有充分理由保证所出具的评级报告遵循了真 实、客观、公正的原则。鉴于信用评级工 ...

申万宏源集团股份有限公司（以下简称"公司"）第五届董事会 第二十六次会议于 2024 年 5 月 27 日以通讯方式召开。2024 年 5 月 20 日，公司以书面方式向全体董事发出了召开董事会会议的通知。 会议应参加表决董事 11 人，实际参加表决董事 11 人，符合《公司 法》等法律、行政法规、部门规章和《公司章程》的有关规定。会 议经认真审议并以记名投票方式表决，形成决议如下： 一、同意《关于 2024 年度中期利润分配相关安排的议案》。 为更好回馈投资者对公司的支持，维护广大投资者的利益，提 振投资者长期投资的信心，便于投资者更早分享公司经营发展成果， 公司根据《中华人民共和国公司法》、《上市公司监管指引第 3 号— —上市公司现金分红（2023 年修订）》(证监会公告〔2023〕61 号)、 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司 规范运作（2023 年 12 月修订）》（深证上〔2023〕1145号）等有关法 律、行政法规和部门规章的要求及《公司章程》的相关规定，结合 公司实际情况，拟定 2024 年度中期利润分配安排如下： 公司根据经审阅的 2024 年上半年财务报告，合 ...

FF301 本月底法定/註冊股本總額： RMB 25,039,944,560 | 2. 股份分類 | 普通股 | 股份類別 | A | | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 000166 | 說明 | | A股 (深圳證券交易所) | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 22,535,944,560 | RMB | | 1 | RMB | | 22,535,944,560 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 22,535,944,560 | RMB | | 1 | RMB | | 22,535,944,560 | 致：香港交易及結算所有限公司 公司名稱: 申萬宏源集團股份有限公司 呈交日期: 2024年5月7日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份 ...

Financial Performance - Total revenue for Q1 2024 was RMB 5,680,365,003.03, a decrease of 1.47% compared to RMB 5,765,114,214.28 in the same period last year[10] - Net profit for Q1 2024 was RMB 1,656,724,643.77, down 24.69% from RMB 2,199,810,498.39 year-on-year[10] - Net profit attributable to shareholders decreased by 31.00% to RMB 1,387,612,479.52 from RMB 2,010,990,436.36 in the previous year[10] - Basic and diluted earnings per share were both RMB 0.06, down 25.00% from RMB 0.08 in the previous year[10] - The net income from commission and fee income decreased to RMB 1,451,792,419.36, a decline of 16.76% from RMB 1,744,840,129.52 in the same period last year[29] - Investment income showed a significant loss of RMB 1,729,602,177.23 in Q1 2024, compared to a profit of RMB 2,964,465,066.59 in Q1 2023[29] Cash Flow and Liquidity - The net cash flow from operating activities was negative at RMB -12,579,208,313.59, a significant decline of 142.54% compared to RMB 29,569,645,649.26 in the same quarter last year[10] - In Q1 2024, the net cash flow from operating activities was -12.58 billion RMB, a significant decrease compared to 29.57 billion RMB in Q1 2023[33] - Cash inflow from investment activities in Q1 2024 was 14.41 billion RMB, compared to only 865 million RMB in Q1 2023, resulting in a net cash flow of 14.26 billion RMB from investment activities[33] - The cash inflow from financing activities totaled 27.09 billion RMB in Q1 2024, an increase from 24.48 billion RMB in Q1 2023, while the net cash flow from financing activities was -1.05 billion RMB[35] - The net increase in cash and cash equivalents for Q1 2024 was 625.49 million RMB, contrasting with a net decrease of 11.15 billion RMB in Q1 2023[35] Assets and Liabilities - Total assets at the end of Q1 2024 were RMB 628,122,635,093.05, a decrease of 1.15% from RMB 635,437,418,096.46 at the end of the previous year[10] - Total liabilities decreased to RMB 497,147,099,033.00 from RMB 506,643,283,874.09[27] - The company's cash and cash equivalents decreased to RMB 104,378,480,158.11 from RMB 110,939,833,882.65[27] - The total equity attributable to shareholders of the parent company increased to RMB 102,056,193,829.98 from RMB 100,145,041,099.95[27] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 246,493, including 246,433 A-share shareholders and 60 H-share shareholders[19] - The top 10 shareholders hold a combined 73.31% of the total shares, with China Jianyin Investment holding 26.34% and Central Huijin Investment holding 20.05%[19] - Shanghai Jushi Group's shareholding increased by 11,125,100 shares during the reporting period, representing a 0.0444% increase in total shareholding[25] - The total number of shares held by the top 10 unrestricted shareholders is 18,000,000,000, with China Jianyin Investment holding the largest share at 6,596,306,947[21] - The total number of shares pledged by China Everbright Group is 67,500,000, indicating a 6.75% pledge rate of its total holdings[19] - The total number of shares held by Central Huijin Asset Management is 197,390,385, representing 0.79% of total shares[21] - Shanghai Jushi Group's total shareholding at the end of the reporting period is 1,212,810,389, which is 4.84% of the total shares[24] - The total number of shares held by the top 10 shareholders participating in the securities lending business is 11,125,100, which has not been returned[25] - The total number of shares held by the top 10 unrestricted shareholders includes 5,020,606,527 shares held by Central Huijin Investment[21] - The total number of shares held by Xinjiang Financial Investment Group is 400,095,559, representing 1.60% of total shares[19] Other Income and Expenses - Other business income increased by 65.06% to RMB 1,298,244,585.27, driven by higher commodity sales revenue[17] - The company reported a significant increase in fair value changes of financial instruments, with a gain of RMB 4,656,471,442.84 compared to RMB 296,161,174.02 in the previous year, reflecting a 1,472.28% increase[17] - Other comprehensive income after tax increased to RMB 524,677,193.91 in Q1 2024 from RMB 415,170,266.21 in Q1 2023[31] - The company paid 1.73 billion RMB to employees in Q1 2024, a slight decrease from 1.75 billion RMB in Q1 2023[35] - The cash outflow for taxes paid in Q1 2024 was 286.63 million RMB, down from 449.45 million RMB in Q1 2023, showing a 36.3% reduction[35] - The company issued bonds in Q1 2024, generating cash inflow of 26.99 billion RMB, compared to 23.85 billion RMB in Q1 2023, marking an increase of 9%[35] - Interest, fees, and commissions received in Q1 2024 were 5.67 billion RMB, up from 5.47 billion RMB in Q1 2023, reflecting a 3.5% increase[33]

Financial Performance - The company's operating revenue for Q1 2024 was CNY 5,680,365,003.03, a decrease of 1.47% compared to CNY 5,765,114,214.28 in the same period last year[4] - Net profit for Q1 2024 was CNY 1,656,724,643.77, down 24.69% from CNY 2,199,810,498.39 year-on-year[4] - The net profit attributable to shareholders of the listed company decreased by 31.00% to CNY 1,387,612,479.52 from CNY 2,010,990,436.36 in the previous year[4] - The net cash flow from operating activities was negative at CNY -12,579,208,313.59, a significant decline of 142.54% compared to CNY 29,569,645,649.26 in the same period last year[4] - The weighted average return on equity decreased by 0.72 percentage points to 1.37% from 2.09% year-on-year[4] - The net profit from investment banking business decreased by 41.01% to CNY 171,283,493.82 compared to CNY 290,382,926.41 in the same period last year[8] - Investment income for Q1 2024 was CNY -1,729,602,177.23, a decrease of 158.34% from CNY 2,964,465,066.59 year-on-year[8] - The total profit for Q1 2024 was approximately RMB 1.98 billion, down 23.7% from RMB 2.59 billion in Q1 2023[15] - Basic earnings per share decreased to RMB 0.06 in Q1 2024, down from RMB 0.08 in Q1 2023[15] - The company reported a total comprehensive income of approximately RMB 2.18 billion, a decrease of 16.6% from RMB 2.61 billion in Q1 2023[15] Asset and Liability Management - Total assets at the end of the reporting period were CNY 628,122,635,093.05, a decrease of 1.15% from CNY 635,437,418,096.46 at the end of the previous year[4] - As of March 31, 2024, total assets amounted to RMB 628.12 billion, a decrease from RMB 635.44 billion as of December 31, 2023, reflecting a decline of approximately 1.9%[14] - Total liabilities decreased to RMB 497.15 billion from RMB 506.64 billion, representing a decline of approximately 1.9%[14] - The company's total equity increased to RMB 130.98 billion from RMB 128.79 billion, an increase of about 1.0%[14] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 246,493, with 246,433 being individual shareholders[9] - The largest shareholder, China Jianyin Investment Co., Ltd., holds 6,596,306,947 shares, accounting for 26.34% of the total share capital[10] - The second-largest shareholder, Central Huijin Investment Co., Ltd., holds 5,020,606,527 shares, representing 20.05% of the total share capital[10] - The total number of shares held by the top 10 shareholders includes significant stakes from state-owned entities, indicating strong institutional support[10] - The total number of shares held by the top 10 unrestricted circulating shareholders reflects a stable ownership structure[10] Cash Flow Analysis - In Q1 2024, the net cash flow from operating activities was -12.58 billion RMB, a significant decrease from 29.57 billion RMB in Q1 2023[16] - Total cash inflow from investment activities was 14.41 billion RMB, compared to 865 million RMB in the same period last year[16] - The net cash flow from financing activities was -1.05 billion RMB, an improvement from -3.03 billion RMB in Q1 2023[16] - The company reported a total cash outflow from operating activities of 24.02 billion RMB, compared to 12.93 billion RMB in the previous year[16] - Cash received from interest, fees, and commissions was 5.67 billion RMB, slightly up from 5.47 billion RMB in Q1 2023[16] Investment and Financial Instruments - The company experienced a net decrease of 22.25 billion RMB in financial instruments held for trading purposes[16] - Cash inflow from the recovery of investments was 12.53 billion RMB, with no comparable figure from the previous year[16] - Financial investments in trading assets rose to RMB 242.18 billion from RMB 236.49 billion, an increase of about 2.9%[14] - The derivative financial assets increased to RMB 12.76 billion from RMB 10.21 billion, a rise of about 25.0%[14] Other Financial Metrics - The company's unallocated profits increased to RMB 33.52 billion from RMB 32.21 billion, reflecting a growth of approximately 4.1%[14] - The company's other comprehensive income rose to RMB 1.49 billion from RMB 902.47 million, an increase of approximately 65.2%[14] - Net commission and fee income decreased to approximately RMB 1.45 billion, down 16.7% from RMB 1.74 billion in the same period last year[15] - The net interest income showed an improvement, with a loss of RMB 85 million in Q1 2024 compared to a loss of RMB 104 million in Q1 2023[15] - Investment income from associates and joint ventures significantly declined to a loss of approximately RMB 1.73 billion, compared to a profit of RMB 2.96 billion in Q1 2023[15] Strategic Focus - The company plans to focus on enhancing its asset management and investment banking services to drive future growth[15] - The company has not reported any new strategies or product developments in this quarter[11] - There are no significant changes in the financial performance metrics reported for this quarter compared to previous periods[11] - The company continues to maintain a focus on institutional investors, as evidenced by the high percentage of shares held by major shareholders[10]

股票代码：000166 股票简称：申万宏源 公告编号：临 2024-27 债券代码：149899 债券简称：22 申宏 04 （2）本次付息的债权登记日为 2024 年 4 月 25 日，凡在 2024 年 4 月 25 日（含）前买入并持有本期债券的投资者享有本次派发的利 息；2024年4月25日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 4 月 26 日发行的申万宏源集团股份有限公司 2022 年面向专业投 资者公开发行公司债券（第二期）（品种二）（以下简称"本期债券"） 至 2024 年 4 月 26 日将期满 2 年。根据本期债券《募集说明书》和 《上市公告》有关条款的规定，在本期债券的计息期限内，每年付息 一次，为确保付息工作的顺利进行，现将有关事宜公告如下： 一、本期债券基本情况 1、债券名称：申万宏源集团股份有限公司 2022 年面向专业投资 者公开发行公司债券（第二期）（品种二）。 2、债券简称：22 申宏 04。 3、债券代码：149899。 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券（第二 期）（品种 ...

股票代码：000166 股票简称：申万宏源 公告编号：临 2024-26 债券代码：149898 债券简称：22 申宏 03 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券（第二 期）（品种一）2024年付息公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： （1）申万宏源集团股份有限公司 2022 年面向专业投资者公开发 行公司债券（第二期）（品种一）（债券简称：22 申宏 03，债券代 码：149898）将于 2024 年 4 月 26 日支付自 2023 年 4 月 26 日至 2024 年 4 月 25 日期间的利息 3.06 元（含税）/张。 （2）本次付息的债权登记日为 2024 年 4 月 25 日，凡在 2024 年 4 月 25 日（含）前买入并持有本期债券的投资者享有本次派发的利 息；2024年4月25日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 4 月 26 日发行的申万宏源集团股份有限公司 2022 年面向专业投 资者公开发行公司债券（第 ...