一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整， 提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标 提供合理保证。此外，由于情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程 度降低，根据内部控制评价结果推测未来内部控制的有效性具有一定的风险。 公司代码：600918 公司简称：中泰证券 中泰证券股份有限公司 2024 年度内部控制评价报告 中泰证券股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内 部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常 ...

中泰证券股份有限公司董事会 七、公司独立董事，最近十二个月内不存在违反上述第一项至第六项列举独 立性要求的情形。 关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》《证券基金经营机构董事、监事、高级 管理人员及从业人员监督管理办法》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等有关规定，中泰证券股份有限公司（以下简称"公司"） 4 位在任独立董事杜兴强先生、刘玉珍女士、靳庆军先生、綦好东先生对独立性 情况进行了自查，并分别出具了《公司独立董事独立性自查报告》。 结合对 4 位独立董事任职经历、兼职、主要社会关系等相关信息的核查评估， 公司董事会就在任独立董事的独立性情况出具如下专项意见： 一、公司独立董事未在公司担任除独立董事外的其他职务，未在公司附属企 业任职；独立董事的配偶、父母、子女、主要社会关系，未在公司或公司附属企 业任职。 二、公司独立董事及其配偶、父母、子女，未直接或者间接持有公司已发行 1%以上股份，不是公司前十名股东。 三、公司独立董事及其配偶、父母、子女，未在直接或间接持有公司已发行 股份 5%以上的股东单位任职，未在公司前五名股东单位任职。 四、公司独立董 ...

证券代码：600918 证券简称：中泰证券 公告编号：2025-009 中泰证券股份有限公司 关于确认2024年日常关联交易及预计2025年日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 根据《上海证券交易所股票上市规则》《上海证券交易所上市公司自律监管 指引第 5 号——交易与关联交易》等相关规定，结合日常经营和业务开展的需要， 中泰证券股份有限公司（以下简称"公司"）对 2024 年日常关联交易进行了确认， 并对 2025 年日常关联交易进行了预计。具体情况如下： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 公司于 2025 年 3 月 21 日召开第三届董事会第十次会议，审议通过了《关于 确认 2024 年日常关联交易及预计 2025 年日常关联交易的议案》，关联董事进行 了回避表决。本议案尚需提交公司股东会审议，届时关联股东将回避本议案中涉 及自身相关的关联事项的表决。 公司第三届董事会审计委员会第八次会议、独立董事第四次专门会议审议通 过了上述议案。 | | | | ...

非经营性资金占用及其他关联资金 往来情况专项说明 中泰证券股份有限公司 容诚专字|2025|251Z0011 号 容诚会计师事务所(特殊普通合伙) 中国 · 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.cn）"进行查 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.cn）"进行查 。 关于中泰证券股份有限公司 非经营性资金占用及其他关联资金往来情况专项说明 容诚专字[2025]251Z0011 号 中泰证券股份有限公司全体股东: 我们接受委托,依据中国注册会计师审计准则审计了中泰证券股份有限公司 (以下简称"中泰证券")2024年 12月 31 日的合并及母公司资产负债表,2024 年度的合并及母公司利润表、合并及母公司现金流量表和合并及母公司所有者权 益变动表以及财务报表附注,并于 2025年 3 月 21 日出具了容诚审字 [2025]251Z0002 号的无保留意见审计报告。 RSM | 容 诚 (此页无正文,为中泰证券容诚专字[2025]251Z0011 号非经营性资金占用及 其他关联资金往来情况专项 ...

证券代码：600918 证券简称：中泰证券 公告编号：2025-006 中泰证券股份有限公司 第三届监事会第六次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中泰证券股份有限公司（以下简称"公司"）第三届监事会第六次会议于 2025 年 3 月 21 日在公司 19 楼会议室，以现场、视频、电话会议相结合的方式 召开。本次会议为临时会议，会议通知和会议材料于 2025 年 3 月 17 日以电子邮 件方式发出。会议应出席监事 7 名，实际出席监事 7 名（其中：以视频、电话方 式出席会议的监事 5 名），公司相关高级管理人员、证券事务代表列席会议。本 次会议由监事会召集人安铁先生召集和主持，会议的召集、召开、主持符合《中 华人民共和国公司法》等法律法规和《公司章程》《公司监事会议事规则》的规 定。本次会议形成以下决议： 表决结果：同意 7 票，反对 0 票，弃权 0 票。 本议案尚需提交公司股东会审议。 二、审议通过了《公司 2024 年度总经理工作报告》。 表决结果：同意 7 票，反对 0 票，弃权 0 票。 ...

Financial Performance - The company's operating revenue for 2024 was approximately ¥10.89 billion, a decrease of 14.66% compared to ¥12.76 billion in 2023[71]. - The net profit attributable to shareholders for 2024 was approximately ¥937.29 million, down 47.92% from ¥1.80 billion in 2023[71]. - The net cash flow from operating activities for 2024 was approximately ¥27.72 billion, a significant improvement from a negative cash flow of ¥724.28 million in 2023[71]. - Total assets as of the end of 2024 reached approximately ¥224.69 billion, an increase of 14.84% from ¥195.66 billion at the end of 2023[71]. - Total liabilities increased by 17.02% to approximately ¥179.43 billion in 2024, compared to ¥153.33 billion in 2023[71]. - The basic earnings per share for 2024 was ¥0.11, a decrease of 54.17% from ¥0.24 in 2023[72]. - The weighted average return on equity for 2024 was 2.14%, down 2.57 percentage points from 4.71% in 2023[72]. - The company reported a 100.56% increase in other comprehensive income for 2024, totaling approximately ¥274.97 million compared to ¥137.10 million in 2023[71]. - Total profit for 2024 fell by 50.66% to ¥1,261,628,283.44, compared to ¥2,556,848,811.23 in the previous year[89]. - Net profit decreased by 47.54% to ¥1,081,396,854.31 from ¥2,061,181,355.35 in 2023[89]. Business Operations - The company completed 11 main underwriting projects for stocks and 244 for bonds, with a total underwriting scale exceeding 125 billion yuan, injecting financial "vitality" into the real economy[15]. - The investment banking business ranked 5th in the number of A-share IPO approvals and 6th in the number of issuances, achieving the best historical ranking[16]. - The company signed cooperation agreements with 14 state-owned enterprises in the Yellow River Basin, providing financing services to over 80 enterprises in the region[15]. - The company achieved a significant improvement in its investment trading capabilities, obtaining qualifications as a market maker in the interbank bond market[16]. - The company completed 11 equity underwriting projects in 2024, with a total underwriting scale of ¥4.896 billion, down from ¥19.215 billion in 2023[114]. - The company completed 244 bond underwriting projects during the reporting period, with a total underwriting scale of 1,208.89 billion yuan, a decrease from 1,295.30 billion yuan in the previous year[117]. - The company recommended 6 companies for listing on the New Third Board and assisted in 11 targeted stock issuances, raising a total of 4.55 billion yuan[122]. - The company actively promoted its "Red Heart Like a Rock" party-building brand and "Zhongtai Shangyuan" institutional service brand, enhancing its market image[18]. Wealth Management - Wealth management services reached over 9.5 million clients, managing assets totaling 1.36 trillion yuan, marking a significant growth in client base[16]. - The asset management scale of Wanji Fund reached 499.863 billion yuan, representing a year-on-year growth of 26.81%[16]. - The company serves over 9.5 million clients in its wealth management business, reflecting a significant expansion in customer base[185]. - The company has established a diversified and professional wealth management system, including the first batch of pilot projects for cross-border wealth management in the Guangdong-Hong Kong-Macao Greater Bay Area[185]. Risk Management and Compliance - The company has enhanced its compliance and risk management mechanisms, focusing on major risks such as compliance, market, credit, and liquidity risks[12]. - The company has established a comprehensive risk management system to ensure compliance and effective risk control across all levels of operation[188]. - The company is focused on enhancing its research capabilities and risk management, which has improved the stability of asset allocation and returns[185]. Digital Transformation and Technology - The company was awarded the "2023 Financial Technology Development Award" by the People's Bank of China, reflecting its commitment to digital transformation[17]. - The company has optimized platforms such as Qifutong and Zhang e Tong, launching the industry’s first HarmonyOS native version, which has improved business digitalization levels[18]. - The financial technology committee and big data center are part of the company's strategy to leverage technology for improved financial services[53]. - The company is focusing on integrating financial technology with business operations, leveraging AI, big data, and cloud computing[188]. Governance and Organizational Structure - The governance structure has been strengthened with the completion of the board and supervisory board transition, enhancing decision-making capabilities[19]. - The company has established a comprehensive organizational structure, including departments for risk management, compliance, and financial technology, to support its strategic initiatives[53]. - The company has a strong governance structure supported by major state-owned enterprises, which enhances its governance effectiveness and synergy[185]. Market Presence and Expansion - The company operates 45 branch offices across various regions, enhancing its market presence and operational capacity[55]. - The company has established 131 branches in Shandong province, which is the highest among all regions[62]. - The company has a presence in 44 provinces and regions, with a total of 18 branches in Guangdong and 15 in both Zhejiang and Jiangsu[62]. - The company continues to explore opportunities for expansion in emerging markets, as evidenced by the establishment of new branches in regions like Xinjiang and Hainan[62]. Investment and Subsidiaries - The company has established a subsidiary to conduct risk management services as a pilot project approved by the China Futures Association[33]. - Zhongtai Capital managed a total of 27 private equity funds with a total paid-in capital of CNY 41.04 billion, focusing on high-end equipment manufacturing and green chemistry sectors[174]. - Zhongtai International underwrote 21 IPO projects in 2024, with an underwriting amount of USD 0.64 billion, ranking 11th in the Hong Kong market[175]. - The asset management business of Zhongtai Asset Management reached a total scale of CNY 1,051.19 billion by the end of 2024, a decrease from CNY 1,220.71 billion at the end of 2023[166]. Strategic Focus - The company is focused on high-quality development, aiming to excel in functional performance, business transformation, and compliance risk management[20]. - The company aims to enhance core functions and competitiveness while focusing on high-quality development in the capital market[112]. - The company is committed to improving operational efficiency through the optimization of one-stop business processing workflows[18]. - The company aims to enhance its product offerings and market competitiveness through ongoing research and development efforts in new technologies[55].

证券代码：600918 证券简称：中泰证券 公告编号：2025-008 中泰证券股份有限公司 2024年年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 分配比例：拟每 10 股派发现金红利 0.25 元（含税）。 本次利润分配以实施权益分派股权登记日登记的总股本为基数，具体日 期将在权益分派实施公告中明确。在实施权益分派的股权登记日前公司总股本发 生变动的，拟维持分配总额不变，相应调整每股分配比例，并将在相关公告中披 露。 本次利润分配不触及《上海证券交易所股票上市规则（2024 年 4 月修订）》 （以下简称《股票上市规则》）第 9.8.1 条第一款第（八）项规定的可能被实施 其他风险警示的情形。 一、利润分配方案内容 二、本年度现金分红比例低于30%的情况说明 报告期内，公司实现归属于上市公司股东的净利润937,290,131.82元，拟分 配的现金红利总额（包括中期已分配的现金红利）243,901,901.46元（含税）， 占本年度归属于上市公司股东的净利润比例低于30%，具体原因说 ...

中泰证券股份有限公司 证券代码：600918 证券简称：中泰证券 公告编号：2025-004 本期发行短期融资券的相关文件已在以下网站上刊登： 1、中国货币网，http://www.chinamoney.com.cn； 2、上海清算所网站，http://www.shclearing.com.cn。 特此公告。 中泰证券股份有限公司董事会 2025 年 3 月 14 日 2025年度第二期短期融资券发行结果公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中泰证券股份有限公司 2025 年度第二期短期融资券已于 2025 年 3 月 13 日 发行完毕，现将发行结果公告如下： | 名称 | | | | 中泰证券股份有限公司 | 2025 | 年度第二期短期融资券 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 简称 | | | | | 中泰证券 25 CP002 | | | | | | | 代码 | 0725100 ...

Group 1 - The core viewpoint of the proposals is to optimize the regulatory mechanisms surrounding capital markets, particularly focusing on the management of major shareholders' share reductions and enhancing investor protection [1][2]. - The proposals include suggestions for differentiated regulation of strategic investors and major shareholders, allowing for relaxed restrictions on share reductions for strategic investments to facilitate timely capital recovery and promote a healthy cycle of fundraising, investment, management, and exit [1]. - Recommendations also include linking share buybacks and dividends to major shareholders' reduction limits, ensuring that the total amount of buybacks and dividends exceeds the total funds raised through the secondary market, thereby encouraging major shareholders to focus on company development and investor returns [1]. Group 2 - The proposals suggest optimizing the management mechanism for the use of raised funds by allowing companies greater autonomy within their main business scope and enhancing information disclosure regulations regarding the use of these funds [2]. - In the area of quantitative trading, the proposals advocate for the regulation of stock market quantitative trading to enhance market liquidity and stability, while also implementing risk control measures for high-frequency trading strategies [2]. - Recommendations for the ETF market include relaxing or eliminating the requirements for public fund share listing conditions related to fundraising amounts and the number of shareholders, which would promote the growth of the ETF market [3].