证券代码：601136 证券简称：首创证券 公告编号：2024-030 首创证券股份有限公司 关于召开 2024 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议主题：首创证券股份有限公司 2024 年半年度业绩说明会 ●会议召开时间：2024 年 9 月 13 日（星期五）15:30-16:30。 ●会议召开地点：https://roadshow.cnstock.com/（上海证券报·中国证券网 路演中心网站）。 ●会议召开方式：网络互动。 ●问题预征集：投资者可于 2024 年 9 月 12 日（星期四）16:00 前通过公司 邮箱（pr@sczq.com.cn）进行提问，邮件标题注明"601136 2024 年半年度业绩 说明会问题预征集"。公司将在说明会上对投资者普遍关注的问题进行回答。 首创证券股份有限公司（以下简称公司）已于2024年8月28日发布公司2024 年半年度报告及其摘要，为便于广大投资者更全面深入地了解公司2024年半年度 经营成果、财务状况，公司计划于2 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-028 首创证券股份有限公司 第二届董事会第七次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 本次会议由公司董事长毕劲松主持，公司监事、高级管理人员和其他相关人 员列席会议。本次董事会会议的召开和表决情况符合有关法律、行政法规、部门 规章、规范性文件和《首创证券股份有限公司章程》等公司规章制度的相关规定。 二、董事会会议审议情况 （一）审议通过《关于审议<首创证券股份有限公司 2024 年半年度报告>的 议案》 具体内容详见公司于同日在上海证券交易所网站披露的《首创证券股份有限 公司 2024 年半年度报告》和《首创证券股份有限公司 2024 年半年度报告摘要》。 表决情况：同意 11 票，反对 0 票，弃权 0 票。 （三）审议通过《关于审议公司 2024 年度社会责任帮扶捐赠资金投入计划 首创证券股份有限公司（以下简称公司）第二届董事会第七次会议于 2024 年 8 月 16 日以书面方式发出会议通知及会议材料，于 20 ...

Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,254,751,533.16, representing a 47.62% increase compared to ¥850,010,555.37 in the same period last year[34]. - Net profit attributable to shareholders of the parent company was ¥476,887,177.78, a 73.39% increase from ¥275,030,597.87 year-on-year[34]. - Basic earnings per share increased by 70.00% to ¥0.17 from ¥0.10 in the previous year[35]. - The total assets at the end of the reporting period were ¥45,109,424,485.35, up 4.42% from ¥43,201,454,176.47 at the end of the previous year[34]. - The total liabilities increased by 5.10% to ¥32,412,025,831.11 from ¥30,838,997,486.24 year-on-year[34]. - The weighted average return on equity rose to 3.78%, an increase of 1.54 percentage points from 2.24% in the previous year[35]. - The company's cash flow from operating activities showed a significant improvement, with a net cash flow of -¥2,297,162,129.64, compared to -¥3,972,550,782.91 in the same period last year[34]. - The company's total revenue for the first half of 2024 reached ¥1,272,844,740.93, a significant increase of 57.13% compared to ¥810,059,036.32 in the same period of 2023[45]. - Net profit for the first half of 2024 was ¥516,839,262.09, reflecting a 92.13% increase from ¥269,005,228.16 in the first half of 2023[46]. - The company's investment income increased by 70.59% to ¥585,014,740.70 compared to ¥342,942,891.02 in the first half of 2023[42]. Risk Management - The company faces several major risk factors, including market risk, credit risk, liquidity risk, operational risk, compliance risk, money laundering risk, reputation risk, and information technology risk[7]. - The company has established an effective internal control system and compliance management system to manage and mitigate these risks[7]. - The company emphasizes the importance of risk awareness in its forward-looking statements regarding future plans and development strategies[5]. - The company has established a comprehensive risk management system, including 29 risk management policies covering various types of risks such as credit, market, liquidity, operational, and reputational risks[118]. - The risk management organizational structure consists of a four-tier system, with the board of directors being the highest decision-making body responsible for overall risk management effectiveness[119]. - The company has implemented a risk control indicator system focused on net capital and liquidity, with warning standards set at 120% for minimum thresholds and 80% for maximum thresholds[123]. - The company has established a dynamic monitoring and early warning mechanism for risk control indicators, ensuring compliance with regulatory standards at all times[123]. - The company has continuously improved its information technology governance and increased investment in information technology to enhance data security and operational stability[115]. Corporate Governance - The company held its annual general meeting on May 29, 2024, where multiple resolutions were passed, including the election of Zhang Tao as a non-independent director[129]. - The company did not propose any profit distribution or capital reserve transfer plans for the half-year period[134]. - The company has not faced any environmental penalties during the reporting period and complies with relevant environmental laws[136]. - The company reported no significant litigation or arbitration matters during the reporting period, with no cases exceeding RMB 10 million or 10% of the latest audited net assets[149]. - The company has not received any penalties or corrective actions related to violations by its directors, supervisors, or senior management[150]. - The company has not disclosed any significant related party transactions involving asset acquisitions or equity purchases during the reporting period[151]. - The company reported no significant changes in the integrity status of its controlling shareholders or actual controllers[150]. Social Responsibility - The company donated 1 million yuan to the Hainan Nature Public Welfare Foundation for the "Nature Book House" project, supporting nature education and ecological protection[137]. - The company organized over 20 volunteers for tree planting and environmental cleanup activities, promoting the concept of "Green Mountains and Clear Water are Gold and Silver Mountains"[138]. - The company participated in the "One Company One County" initiative, providing remote education to children in rural areas, with 12 online classes completed and 15 employee volunteers involved[142]. - The company constructed 2 music classrooms and 2 public libraries, benefiting over 3,000 students[142]. - The company is committed to fulfilling its social responsibilities and enhancing the internal development capacity of supported areas[140]. - The company has been actively implementing measures to reduce carbon emissions in line with national "dual carbon" strategies[138]. Business Expansion and Strategy - The company expanded its branch network by adding a new branch in Heze, Shandong, enhancing its strategic presence in economically developed regions[51]. - The company is focusing on expanding its investment banking business and enhancing its wealth management capabilities[54]. - The company is targeting a market expansion with a focus on specialized trading, projected to reach 254.22 million by 2024[186]. - The company is developing new financial products aimed at enhancing investor engagement and market penetration[186]. - The company is implementing new technology solutions to improve operational efficiency and customer service[186]. Shareholder Information - As of the end of the reporting period, the total number of ordinary shareholders was 103,102[167]. - Beijing Capital Group Co., Ltd. held 1,551,690,000 shares, accounting for 56.77% of the total shares[169]. - Beijing Infrastructure Investment Co., Ltd. held 473,080,000 shares, representing 17.31% of the total shares[169]. - The company’s major shareholders do not constitute a concerted action relationship[171]. - The company’s major shareholders include state-owned enterprises controlled by the Beijing State-owned Assets Supervision and Administration Commission[171].

首创证券股份有限公司 证券代码：601136 证券简称：首创证券 公告编号：2024-027 股东集中竞价减持股份结果公告 公司股东城市动力（北京）投资有限公司保证向本公司提供的信息内容不 存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性 和完整性承担法律责任。 一、集中竞价减持主体减持前基本情况 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 股东持股的基本情况 本次减持计划实施前，城市动力（北京）投资有限公司（以下简称城市动力） 持有首创证券股份有限公司（以下简称公司或首创证券）81,905,000股A股股份， 占公司总股本的 2.9965%，上述股份系城市动力在公司首次公开发行 A 股股票并 上市前取得的股份，并于 2023 年 12 月 22 日起上市流通。 公司于 2024 年 5 月 13 日披露《关于股东减持股份计划公告》（公告编号： 2024-020），城市动力基于自身发展需要，计划通过竞价交易方式减持不超过 27,330,000 股公司 A 股股份，占不超过公司总股本的 1 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-026 首创证券股份有限公司 2023 年年度权益分派实施公告 A 股每股现金红利 0.10 元（含税） 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2024/7/19 | － | 2024/7/22 | 2024/7/22 | 差异化分红送转： 否 一、 通过分配方案的股东大会届次和日期 本次利润分配方案经公司 2024 年 5 月 29 日的 2023 年年度股东大会审议通过。 二、 分配方案 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 1. 发放年度：2023 年年度 2. 分派对象： 截至股权登记日下午上海证券交易所收市后，在中国证券登记结算有限责任公司上海分 公司（以下简称"中国结算上海分公司"）登记在册的本公司全体股东。 3. 分配方案： 本次利润分配以方案实施前的公司总股本 2,733, ...

Financial Performance Forecast - The company expects a net profit attributable to shareholders of the parent company for the first half of 2024 to be between 455 million and 495 million yuan, an increase of 179.97 million to 219.97 million yuan compared to the same period last year, representing a year-on-year increase of 65.44% to 79.98%[2] - The net profit attributable to shareholders of the parent company, excluding non-recurring gains and losses, is expected to be between 450 million and 490 million yuan, an increase of 176.72 million to 216.72 million yuan year-on-year, reflecting a growth of 64.67% to 79.30%[3] - The net profit for the same period last year was 275.03 million yuan, and the net profit excluding non-recurring gains and losses was 273.28 million yuan[4] Business Focus and Strategy - The company has focused on its core business areas, emphasizing both "stability" and "progress," which has led to significant revenue growth in asset management and fixed income investment trading businesses[5] Performance Forecast Reliability - The performance forecast data is based on preliminary calculations by the company's finance department and has not been audited by an accounting firm[6] - The company emphasizes that there are no significant uncertainties affecting the accuracy of the performance forecast[6] - Investors are advised to pay attention to investment risks as the forecast data is preliminary and the final financial data will be disclosed in the official half-year report[7]

证券代码：601136 证券简称：首创证券 公告编号：2024-024 1.基本信息 天职国际创立于 1988 年 12 月，总部北京，是一家专注于审计鉴证、资本市 场服务、管理咨询、政务咨询、税务服务、法务与清算、信息技术咨询、工程咨 询、企业估值的特大型综合性咨询机构。 天职国际首席合伙人为邱靖之，注册地址为北京市海淀区车公庄西路 19 号 68 号楼 A-1 和 A-5 区域，组织形式为特殊普通合伙。 首创证券股份有限公司 关于续聘会计师事务所的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●拟聘任的会计师事务所名称：天职国际会计师事务所（特殊普通合伙） 首创证券股份有限公司（以下简称公司）于2024年7月3日召开第二届董事会 第六次会议，审议通过《关于聘请公司2024年度审计机构的议案》，同意续聘天 职国际会计师事务所（特殊普通合伙）（以下简称天职国际）为公司2024年度审 计机构。现将相关情况公告如下： 一、拟聘任会计师事务所的基本情况 （一）机构信息 天职国际已取得北京市财政局颁发的执业证书 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-023 首创证券股份有限公司 第二届董事会第六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届董事会第六次会议于 2024 年 6 月 26 日以书面方式发出会议通知及会议材料，于 2024 年 7 月 3 日在公司总 部会议室以现场结合通讯的方式召开。本次会议应出席董事 11 名；实际出席董 事 11 名，其中现场出席的董事 5 名，以视频方式出席的董事 6 名。 本次会议由公司董事长毕劲松主持，公司监事、高级管理人员和其他相关人 员列席会议。本次董事会会议的召开和表决情况符合有关法律、行政法规、部门 规章、规范性文件和《首创证券股份有限公司章程》等公司规章制度的相关规定。 二、董事会会议审议情况 （一）审议通过《关于调整公司第二届董事会专门委员会成员的议案》 同意增补张涛董事担任公司第二届董事会战略委员会委员，任期自本次董事 会审议通过之日起至本届董事会任期届满时止；根据工作安排 ...

首创证券股份有限公司 对外担保管理制度 | | | 二零二四年五月 （于 2024 年 5 月 29 日经公司 2023 年年度股东大会审议通过） 第一章 总则 第一条 为了规范首创证券股份有限公司（以下简称公司） 的对外担保行为，有效控制公司对外担保风险，保证公司资产安 全，根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司监管指引第 8 号——上市公司资金往来、对外担保的 监管要求》《上海证券交易所股票上市规则》《上海证券交易所上 市公司自律监管指引第 1 号——规范运作》等有关法律、法规、 规范性文件以及《首创证券股份有限公司章程》（以下简称《公 司章程》）的规定，并结合公司实际情况，制定本制度。 第二条 本制度适用于公司及公司的控股子公司、分支机 构。公司控股子公司向公司合并报表范围之外的主体提供担保的， 视同公司提供担保。 公司及子公司提供反担保应当比照本制度执行，以其提供的 反担保金额为标准履行相应审议程序和信息披露义务，但公司及 其控股子公司为以自身债务为基础的担保提供反担保的除外。 第三条 本制度所称对外担保是指公司为他人提供的担保， 包括公司对控股子公司的担保。公司及控股子公司 ...