Revenue and Profit Performance - Revenue for the first quarter of 2024 reached RMB 1,979,949,953.11, a year-on-year increase of 112.56%[4] - Net profit attributable to shareholders of the listed company was RMB 360,482,486.30, up 64.28% compared to the same period last year[4] - The increase in revenue was mainly driven by growth in bulk commodity sales and investment business income[7] - Total operating revenue for Q1 2024 reached 1.98 billion yuan, a significant increase from 931.48 million yuan in Q1 2023[17] - Net profit attributable to parent company shareholders increased to 360.48 million yuan in Q1 2024 from 219.44 million yuan in Q1 2023[18] - Total operating revenue increased to 992,950,138.63 RMB in Q1 2024, up 45.7% from 681,371,961.21 RMB in Q1 2023[23] - Net profit rose to 331,323,242.38 RMB in Q1 2024, a 103.6% increase from 162,732,283.39 RMB in Q1 2023[24] Cash Flow and Financial Activities - Net cash flow from operating activities was RMB -5,284,546,077.14, a decrease of 549.06% year-on-year[4] - The significant decrease in net cash flow from operating activities was primarily due to the increase in net purchases or disposals of trading financial assets[7] - Cash flow from operating activities totaled 8.63 billion yuan in Q1 2024, compared to 4.26 billion yuan in Q1 2023[18] - Net cash flow from operating activities was -5.284 billion yuan, a significant decrease compared to 1.177 billion yuan in the previous period[20] - Net cash flow from investing activities increased to 7.675 billion yuan, up from 1.156 billion yuan in the previous period[20] - Net cash flow from financing activities was -1.150 billion yuan, an improvement from -3.125 billion yuan in the previous period[20] - Total cash and cash equivalents increased by 1.241 billion yuan, compared to a decrease of 832.574 million yuan in the previous period[20] - Operating cash flow was -6,250,882,382.53 RMB in Q1 2024, compared to 1,450,259,448.95 RMB in Q1 2023[27] - Investment cash flow surged to 8,179,856,037.91 RMB in Q1 2024, a 552.9% increase from 1,253,032,542.35 RMB in Q1 2023[27] - Financing cash flow improved to -1,098,127,240.52 RMB in Q1 2024, from -3,070,994,202.56 RMB in Q1 2023[27] Assets and Liabilities - Total assets as of the end of the reporting period were RMB 100,236,353,321.66, a 0.96% increase from the end of the previous year[4] - Equity attributable to shareholders of the listed company was RMB 27,606,111,528.52, up 1.99% from the end of the previous year[4] - Total assets increased to 100.24 billion yuan in Q1 2024, up from 99.28 billion yuan at the end of 2023[14][15][16] - Monetary funds rose to 11.25 billion yuan, with customer deposits accounting for 9.53 billion yuan[14] - Trading financial assets surged to 30.74 billion yuan, a significant increase from 20.32 billion yuan at the end of 2023[15] - Total liabilities stood at 72.59 billion yuan, slightly up from 72.17 billion yuan at the end of 2023[15][16] - Shareholders' equity increased to 27.65 billion yuan, compared to 27.11 billion yuan at the end of 2023[16] - The company's total equity attributable to parent company shareholders reached 27.61 billion yuan, up from 27.07 billion yuan at the end of 2023[16] - Total assets increased slightly to 93.676 billion yuan from 93.145 billion yuan at the end of the previous period[21] - Client funds deposits increased to 7.781 billion yuan from 7.526 billion yuan[21] - Trading financial assets increased significantly to 28.573 billion yuan from 17.929 billion yuan[21] - Other debt investments decreased to 25.200 billion yuan from 34.027 billion yuan[21] - Total liabilities remained relatively stable at 65.653 billion yuan compared to 65.633 billion yuan[22] - Shareholders' equity increased to 28.024 billion yuan from 27.512 billion yuan[22] Earnings and Shareholder Equity - Basic earnings per share (EPS) were RMB 0.112, an increase of 64.71% compared to the same period last year[4] - The company's weighted average return on equity (ROE) increased by 0.48 percentage points to 1.32%[4] - Basic earnings per share (EPS) rose to 0.112 yuan in Q1 2024 from 0.068 yuan in Q1 2023[18] - Total comprehensive income reached 539.51 million yuan in Q1 2024, up from 415.25 million yuan in Q1 2023[18] - Comprehensive income totaled 511,889,685.19 RMB in Q1 2024, up 39.8% from 366,181,590.26 RMB in Q1 2023[24] Shareholder Information - The top shareholder, China Orient Asset Management Co., Ltd., holds 45.00% of the company's shares[9] - China Orient Asset Management Co., Ltd. holds 45% of the company's shares, totaling 1.45 billion shares[11] - Hong Kong Securities Clearing Company Ltd. holds 1.49% of shares, with 204,200 shares lent out through securities lending[11] - Agricultural Bank of China's CSI 500 ETF increased its shareholding to 0.76%, with 1.78 million shares lent out[13] Income and Expenses - Net interest income decreased to 213 million yuan in Q1 2024 from 272.61 million yuan in Q1 2023[17] - Net fee and commission income rose to 358.46 million yuan in Q1 2024, up from 303.57 million yuan in Q1 2023[17] - Investment losses amounted to 475.86 million yuan in Q1 2024, compared to a gain of 288.84 million yuan in Q1 2023[17] - Fair value change gains surged to 1.03 billion yuan in Q1 2024 from a loss of 49.32 million yuan in Q1 2023[17] - Interest income decreased to 527,953,060.71 RMB in Q1 2024, down 13.6% from 611,203,358.79 RMB in Q1 2023[23] - Fee and commission income increased slightly to 265,151,585.14 RMB in Q1 2024, up 1.0% from 262,465,633.65 RMB in Q1 2023[23] - Investment losses widened to -499,919,568.84 RMB in Q1 2024, compared to a gain of 121,315,098.99 RMB in Q1 2023[23] - Total operating expenses rose to 562,334,013.26 RMB in Q1 2024, up 29.9% from 432,752,391.26 RMB in Q1 2023[23] Client and Margin Deposits - Client margin deposits rose to 3.42 billion yuan, up from 3.14 billion yuan at the end of 2023[14] - Client funds deposits increased to 7.781 billion yuan from 7.526 billion yuan[21]

证券代码：601198 证券简称：东兴证券 公告编号：2024-020 东兴证券股份有限公司 表决结果：15 名董事同意，0 名董事反对，0 名董事弃权。 本议案已经董事会发展战略委员会预审通过。 董事会同意公司向东兴证券（香港）金融控股有限公司增资 3 亿港元，并 授权经营管理层具体办理后续增资事宜。 三、审议通过《关于确定 2024 年帮扶捐赠金额的议案》； 1 第五届董事会第三十六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东兴证券股份有限公司（以下简称"公司"、"本公司"）第五届董事会第 三十六次会议于2024年4月17日通过电子邮件方式发出会议通知，2024年4月26日 在北京市西城区金融大街9号金融街中心18层第一会议室以现场及通讯方式召开。 本次会议应参与表决董事15人，实际参与表决董事15人（其中：以通讯表决方式 出席会议10人）。会议由董事长李娟女士主持，公司监事和部分高级管理人员列 席会议。本次会议以记名投票方式进行表决，会议的召开及表决程序符合《公司 法》及《东兴证券股份有限公司章程》 ...

东兴证券股份有限公司 第五届监事会第二十次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东兴证券股份有限公司（以下简称"公司"）第五届监事会第二十次会议于 2024 年 4 月 22 日通过电子邮件方式发出会议通知，2024 年 4 月 26 日在北京市 西城区金融大街 9 号金融街中心 B 座 18 层公司第一会议室以现场及通讯方式召 开。本次会议应出席监事 3 人，实际出席监事 3 人（其中：以通讯表决方式出席 会议人数 0 人）。会议由公司监事会主席秦斌先生主持，公司董事会秘书张锋先 生列席了会议。本次会议以记名投票方式进行表决；会议的召开及表决程序符合 《公司法》及《东兴证券股份有限公司公司章程》（以下简称"《公司章程》"）的 规定。 本次会议表决通过了以下议案： 一、审议通过《东兴证券股份有限公司 2024 年第一季度报告》。 表决结果：3 名监事同意，0 名监事反对，0 名监事弃权。 监事会认为：公司 2024 年第一季度报告编制和审议程序符合相关法律、法 规、《公司章程》和公司内部管理制度的各项规 ...

证券代码：601198 证券简称：东兴证券 公告编号：2024-019 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东兴证券股份有限公司（以下简称"公司"）于 2023 年 4 月 19 日成功发行 东兴证券股份有限公司 2023 年度第二期短期融资券（以下简称"本期短期融资 券"），本期短期融资券发行规模为人民币 10 亿元，票面利率为 2.74%，期限为 365 天，兑付日期为 2024 年 4 月 18 日（详见公司于 2023 年 4 月 21 日登载于上 海证券交易所网站 http://www.sse.com.cn 的《东兴证券股份有限公司 2023 年度 第二期短期融资券发行结果公告》）。 2024 年 4 月 18 日，公司兑付了本期短期融资券本息共计人民币 1,027,325,136.61 元。 东兴证券股份有限公司 2023 年度第二期短期融资券兑付完成的公告 特此公告。 东兴证券股份有限公司 2024 年 4 月 19 日 董事会 ...

| | 1、李总您好，不久前有媒体报道三大 AMC 将划转到中投公 | | --- | --- | | | 司。中投体系下有多家大型券商，东兴证券将来战略会有何调整？ | | | 会不会和其他中投系的券商合并？ | | | 目前公司实际控制人仍为财政部。公司尚未得到任何来自于政 | | | 府部门、监管机构或公司控股股东、实际控制人有关股权划转的书 | | | 面或口头信息。如有并购重组相关计划，公司将严格履行信息披露 | | 交流内容及具 | 义务。请您以公司在上海证券交易所网站和公司指定信息披露媒体 | | | 刊登的相关公告为准。 | | 体问答记录 | 2、请问公司今年有何规划和打算？业务重心落在哪块？ | | | 在国内经济运行延续复苏态势、金融业发展进入新阶段的大背 | | | 景下，公司将完整准确全面贯彻新发展理念，聚焦服务实体经济和 | | | 人民群众金融服务需求，以客户为中心，坚持稳中求进的总基调， | | | 深化战略发展规划，有效防范化解风险，推动公司高质量发展。 | | | 2024 年公司工作重点将体现在以下几方面：一是加强党的领 | | | 导，充分发挥党建引领作用。二是聚焦主责 ...

证券代码：601198 证券简称：东兴证券 东兴证券股份有限公司投资者关系活动记录表 □调研交流 □分析师会议 □媒体采访 √业绩说明会 投资者关系活 □新闻发布会 □路演活动 动类别 □现场参观 □其他 参与人员单位 在线参与的投资者 及人员姓名 时间 2024年4月15日下午16:00-17:00 地点 上海证券交易所上证路演中心http://roadshow.sseinfo.com/ 形式 网上互动问答 董事长：李娟女士 财务负责人：张芳女士 上市公司接待 ...

2023 年度第一期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东兴证券股份有限公司（以下简称"公司"）于 2023 年 4 月 10 日成功发行 东兴证券股份有限公司 2023 年度第一期短期融资券（以下简称"本期短期融资 券"），本期短期融资券发行规模为人民币 10 亿元，票面利率为 2.72%，期限为 365 天，兑付日期为 2024 年 4 月 9 日（详见公司于 2023 年 4 月 11 日登载于上 海证券交易所网站 http://www.sse.com.cn 的《东兴证券股份有限公司 2023 年度 第一期短期融资券发行结果公告》）。 证券代码：601198 证券简称：东兴证券 公告编号：2024-018 东兴证券股份有限公司 2024 年 4 月 10 日 2024 年 4 月 9 日， 公 司兑 付 了本 期 短期 融 资券 本息 共 计人 民 币 1,027,125,683.06 元。 特此公告。 东兴证券股份有限公司 董事会 ...

Financial Performance - The company reported a total revenue of $1.5 billion for the fiscal year 2023, representing a year-over-year growth of 15%[41]. - The company's operating revenue for 2023 reached ¥4,735,175,868.03, representing a 38.08% increase compared to ¥3,429,193,721.41 in 2022[45]. - Net profit attributable to shareholders of the parent company was ¥819,739,772.59, up 58.50% from ¥517,197,649.74 in the previous year[45]. - The net profit after deducting non-recurring gains and losses increased by 88.13% to ¥949,893,556.36 from ¥504,926,085.27 in 2022[45]. - Basic earnings per share for 2023 were ¥0.254, reflecting a 58.75% increase from ¥0.160 in 2022[46]. - The company reported a net cash flow from operating activities of -¥1,165,411,374.23, a significant decline compared to ¥11,375,156,480.38 in 2022, representing a decrease of 110.25%[45]. - The company's net income from commission and fees decreased by 31.63% to RMB 1.462 billion in 2023[60]. - Investment income increased by 46.86% to RMB 930 million compared to 2022[60]. - The wealth management business generated revenue of CNY 1.65 billion, accounting for 34.89% of total revenue, with a slight decrease of 1.74% compared to the previous year[75]. - The self-operated business saw a significant increase in revenue, up 158.25% year-on-year, contributing CNY 906 million, which is 19.14% of total revenue[75]. Capital and Assets - The company's net capital increased to CNY 21,839,431,596.56 at the end of the reporting period, up from CNY 20,557,865,536.33 at the end of the previous year[18]. - The total assets as of December 31, 2023, were ¥99,279,543,631.88, a decrease of 2.43% from ¥101,753,397,289.12 in 2022[45]. - The total amount of borrowings and bond financing at the end of the reporting period was RMB 237.95 billion, with a significant portion being short-term liabilities[149]. - The company's total liabilities decreased by CNY 3.494 billion or 4.62% to CNY 72.171 billion compared to the end of 2022[134]. - The net assets rose to ¥27,511,908,928.75, up from ¥26,574,493,450.12, indicating an increase of about 3.52% compared to the previous year[48]. Risk Management - The company is actively managing risks related to legal compliance, market fluctuations, credit, operational, liquidity, and reputation[10]. - The company has established a comprehensive market risk management system, implementing measures such as strict investment research, risk limits, and stress testing to control market risks effectively[163][164]. - Credit risk management includes strict controls on client suitability, internal credit ratings, and daily monitoring of securities prices to mitigate potential losses from defaults[165][166]. - The liquidity risk management framework ensures that the company can meet its payment obligations and operational needs by monitoring asset-liability structures and maintaining a stable funding source[167][168]. - The company has set liquidity risk limits and a warning system, continuously improving its risk indicators based on liquidity coverage ratios and net stable funding ratios[169]. Business Operations and Strategy - The company has established a comprehensive range of financial services, including private equity fund management and securities brokerage, to diversify its revenue streams[20]. - The company aims to leverage the opportunities presented by the full implementation of the registration system to support financing for strategic emerging industries[160]. - The company plans to enhance its wealth management transformation and improve its organizational structure in 2024, focusing on a client-centered approach[80]. - The company aims to develop its fund advisory business and establish a comprehensive financial service mechanism by integrating resources across various business lines[80]. - The company has established a nationwide business layout, with 41.49% of its branches located in Fujian province, which is a key area for its operations[73]. Governance and Compliance - The company has a board of directors consisting of 5 independent directors, which is at least one-third of the total number of directors[186]. - The supervisory board is composed of 3 supervisors, including 1 shareholder representative and 2 employee representatives, ensuring compliance with legal and regulatory requirements[187]. - The company has established a sound financial management system with independent accounting practices and tax obligations[190][191]. - The company has implemented a robust anti-money laundering risk management system, focusing on risk-based approaches to strengthen compliance and operational integrity[172][173]. - The company will continue to monitor and enhance its governance practices in line with regulatory requirements[187]. Shareholder and Dividend Information - The proposed cash dividend for 2023 is CNY 0.102 per share, totaling CNY 329,709,443.04, which accounts for 40.22% of the net profit attributable to shareholders of the parent company[7]. - The company will submit the profit distribution plan for shareholder approval at the upcoming general meeting[7]. - The company has not experienced any non-operational fund occupation by controlling shareholders or related parties[9].

证券代码：601198 证券简称：东兴证券 公告编号：2024-016 本次利润分配方案尚需提交股东大会审议。 东兴证券股份有限公司 关于 2023 年年度利润分配方案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、利润分配方案内容 经普华永道中天会计师事务所（特殊普通合伙）审计，截至2023年12月31 日，东兴证券股份有限公司（以下简称"公司"）期末可供分配利润为人民币 4,701,877,816.92元。经公司第五届董事会第三十五次会议决议，公司2023年年度 拟以实施权益分派股权登记日登记的总股本为基数分配利润。本次利润分配方案 如下： 公司2023年度利润分配采用现金分红方式，拟向2023年度现金红利派发股权 登记日登记在册的全体股东每股派发现金红利0.102元（含税）。截至2023年12 月31日，公司总股本3,232,445,520股，以此计算合计拟派发现金红利总额 329,709,443.04元（含税），占2023年合并报表归属于母公司股东的净利润比例 为40.22%。 1 每股分配 ...

公司代码：601198 公司简称：东兴证券 东兴证券股份有限公司 2023 年度内部控制评价报告 东兴证券股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 3. 是否发现非财务报告内部控制重大缺陷 □是 √否 根据公司非财务报告内部控制重大缺陷认定情况，于内部控制评价报告基准日，公司未发现非财务 报告内部控制重大缺陷。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、 ...